SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 04/29/2015 | 3. Issuer Name and Ticker or Trading Symbol REMY INTERNATIONAL, INC. [ REMY ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) 04/30/2015 | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 31,834(1)(2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. This Amendment is being filed to report an additional 15,000 shares of restricted stock granted to the Reporting Person on March 6, 2015 that was inadvertently not reported previously due to an administrative error. The original Form 3 filed on April 30, 2015 reported 16,834 shares were beneficially owned by the Reporting Person. The correct number of shares beneficially owned include 3,153 shares of common stock that are restricted and subject to vesting on February 21, 2016, 5,308 shares of common stock that are restricted and subject to vesting in two installments beginning February 18, 2016, 7,605 shares of common stock that are restricted and subject to vesting in three installments beginning February 23, 2016 and 15,000 shares of common stock that are restricted and subject to vesting on March 6, 2018. |
2. The grants of restricted stock and stock options made to the Reporting Person on the Original Form 3 and this Amendment were approved by the Registrant's Compensation Committee of the Board of Directors and are exempt from Section 16(b) under Rule 16b-3(d). |
Remarks: |
/s/ Jeremiah J. Shives, as attorney in fact | 05/08/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |