United States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
March 31, 2023 (March 31, 2023)
Date of Report (Date of earliest event reported)
GUSHEN, INC.
(Exact Name of Registrant as Specified in its Charter)
Nevada | 000-55666 | 47-3413138 | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
Room 513, 5th Floor, No. 5 Haiying Road Fengtai District, Beijing, China | 100070 | |
(Address of Principal Executive Offices) | (Zip Code) |
Registrant’s telephone number, including area code: +86-139-4977-8662
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ | Written communications pursuant to Rule 425 under the Securities Act |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act |
Securities registered pursuant to Section 12(b) of the Act: None.
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 3.02 Unregistered Sales of Equity Securities.
On March 31, 2023, the Board of Directors of Gushen, Inc. (the “Company”) approved the issuance under the Company’s Equity Incentive Plan (the “EIP”) of an aggregate of 12,618,523 restricted shares of common stock to certain employees (the “Participants”) of Edeschler Limited, the Company’s Hong Kong subsidiary, pursuant to certain stock award agreement (collectively the “Award Agreements”, each an “Award Agreement”) with each of the Participants. A form of the Award Agreements is attached as Exhibit 10.1 hereto and is incorporated herein by reference.
Pursuant to the terms of the EIP and each Award Agreement, the Company will issue the following numbers of shares to the Participants:
Name in English Name | Position held at Edeschler Limited | Number of Restricted Shares | Grant Date | Vesting Date | ||||
Yansong Dong | Business Development Manager | 792,757 | 03/31/2023 | 06/30/2023 | ||||
Caiqin He | Business Development Manager | 336,636 | 03/31/2023 | 06/30/2023 | ||||
Fei He | Business Development Manager | 153,895 | 03/31/2023 | 06/30/2023 | ||||
Hongbin Guo | Business Development Manager | 342,549 | 03/31/2023 | 06/30/2023 | ||||
Yanke Chen | Business Development Manager | 73,412 | 03/31/2023 | 06/30/2023 | ||||
Wenman Cao | Business Development Manager | 750,159 | 03/31/2023 | 06/30/2023 | ||||
Aiping Xia | Business Development Manager | 146,965 | 03/31/2023 | 06/30/2023 | ||||
Yong Li | Business Development Manager | 1,614,332 | 03/31/2023 | 06/30/2023 | ||||
Yulong Wang | Business Development Manager | 163,486 | 03/31/2023 | 06/30/2023 | ||||
Kuisheng Cui | Business Development Manager | 542,418 | 03/31/2023 | 06/30/2023 | ||||
Zenggao Wang | Business Development Manager | 271,618 | 03/31/2023 | 06/30/2023 | ||||
Fengying Yu | Business Development Manager | 191,174 | 03/31/2023 | 06/30/2023 | ||||
Hua Jiang | Business Development Manager | 146,965 | 03/31/2023 | 06/30/2023 | ||||
Juncai Yu | Business Development Manager | 2,906,251 | 03/31/2023 | 06/30/2023 | ||||
Shouren Liu | Business Development Manager | 468,834 | 03/31/2023 | 06/30/2023 | ||||
Jihuan Liu | Business Development Manager | 92,245 | 03/31/2023 | 06/30/2023 | ||||
Changhe Wang | Business Development Specialist | 159,949 | 03/31/2023 | 06/30/2023 | ||||
Guangfu Liu | Business Development Specialist | 159,949 | 03/31/2023 | 06/30/2023 | ||||
Zuofu Xue | Business Development Specialist | 30,612 | 03/31/2023 | 06/30/2023 | ||||
Quanwei He | Business Development Specialist | 30,612 | 03/31/2023 | 06/30/2023 | ||||
Zhouxuan Liang | Business Development Specialist | 30,612 | 03/31/2023 | 06/30/2023 | ||||
Yanxia Liu | Business Development Specialist | 76,947 | 03/31/2023 | 06/30/2023 | ||||
Jing Shen | Business Development Specialist | 171,274 | 03/31/2023 | 06/30/2023 | ||||
Yongsheng Gao | Business Development Specialist | 53,582 | 03/31/2023 | 06/30/2023 | ||||
Shunbao Xiong | Business Development Specialist | 53,582 | 03/31/2023 | 06/30/2023 | ||||
Cuifang Zhang | Business Development Specialist | 53,582 | 03/31/2023 | 06/30/2023 | ||||
Yidan Wang | Business Development Specialist | 53,582 | 03/31/2023 | 06/30/2023 | ||||
Suxia Zhang | Business Development Specialist | 53,582 | 03/31/2023 | 06/30/2023 | ||||
Xiaoru Li | Business Development Specialist | 53,582 | 03/31/2023 | 06/30/2023 | ||||
Xuanrang Wang | Business Development Specialist | 53,582 | 03/31/2023 | 06/30/2023 | ||||
Qiuhua Sun | Business Development Specialist | 134,527 | 03/31/2023 | 06/30/2023 |
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Xiangbin Pan | Business Development Specialist | 134,527 | 03/31/2023 | 06/30/2023 | ||||
Huifang Yu | Business Development Specialist | 134,527 | 03/31/2023 | 06/30/2023 | ||||
Yuanqing Liu | Business Development Specialist | 134,527 | 03/31/2023 | 06/30/2023 | ||||
Heling Li | Business Development Specialist | 134,527 | 03/31/2023 | 06/30/2023 | ||||
Wenlan Gao | Business Development Specialist | 134,527 | 03/31/2023 | 06/30/2023 | ||||
Haixia Wang | Business Development Specialist | 20,435 | 03/31/2023 | 06/30/2023 | ||||
Minjie Yuan | Business Development Specialist | 20,435 | 03/31/2023 | 06/30/2023 | ||||
Yongshe Wang | Business Development Specialist | 20,435 | 03/31/2023 | 06/30/2023 | ||||
Xianxia Hou | Business Development Specialist | 20,435 | 03/31/2023 | 06/30/2023 | ||||
Wene Shi | Business Development Specialist | 54,241 | 03/31/2023 | 06/30/2023 | ||||
Fatai Ru | Business Development Specialist | 54,241 | 03/31/2023 | 06/30/2023 | ||||
Longshe Wang | Business Development Specialist | 54,241 | 03/31/2023 | 06/30/2023 | ||||
Caihong Wang | Business Development Specialist | 54,241 | 03/31/2023 | 06/30/2023 | ||||
Xiaofen Zhang | Business Development Specialist | 54,241 | 03/31/2023 | 06/30/2023 | ||||
Zhiceng Chen | Business Development Specialist | 33,952 | 03/31/2023 | 06/30/2023 | ||||
Yangpeng Zhang | Business Development Specialist | 33,952 | 03/31/2023 | 06/30/2023 | ||||
Xuee Han | Business Development Specialist | 33,952 | 03/31/2023 | 06/30/2023 | ||||
Minxia Wu | Business Development Specialist | 33,952 | 03/31/2023 | 06/30/2023 | ||||
Xiaojing Yang | Business Development Specialist | 19,117 | 03/31/2023 | 06/30/2023 | ||||
Yuejiang Feng | Business Development Specialist | 19,117 | 03/31/2023 | 06/30/2023 | ||||
Junxiang Wang | Business Development Specialist | 19,117 | 03/31/2023 | 06/30/2023 | ||||
Yanlin Wu | Business Development Specialist | 19,117 | 03/31/2023 | 06/30/2023 | ||||
Shaohui Qiu | Business Development Specialist | 19,117 | 03/31/2023 | 06/30/2023 | ||||
Yongjie Lu | Business Development Specialist | 152,960 | 03/31/2023 | 06/30/2023 | ||||
Huiping Xia | Business Development Specialist | 152,960 | 03/31/2023 | 06/30/2023 | ||||
Hanshun Song | Business Development Specialist | 305,920 | 03/31/2023 | 06/30/2023 | ||||
Bianqin Pei | Business Development Specialist | 152,960 | 03/31/2023 | 06/30/2023 | ||||
Weizhou Fu | Business Development Specialist | 152,960 | 03/31/2023 | 06/30/2023 | ||||
Zhaoguo Jiao | Business Development Specialist | 117,208 | 03/31/2023 | 06/30/2023 | ||||
Jianqing Zhang | Business Development Specialist | 117,208 | 03/31/2023 | 06/30/2023 | ||||
Juanning Xu | Business Development Specialist | 15,374 | 03/31/2023 | 06/30/2023 | ||||
Xinghu Li | Business Development Specialist | 53,582 | 03/31/2023 | 06/30/2023 | ||||
Huayu Wang | Business Development Specialist | 53,582 | 03/31/2023 | 06/30/2023 |
The issuance of shares of the Restricted Stock will be made pursuant to the exemption from registration pursuant to Section 4(a)(2) of the Securities Act.
Item 9.01 Financial Statements and Exhibits.
Exhibit No. | Description | |
10.1 | Form of Restricted Stock Award Agreement dated March 31, 2023 | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Gushen, Inc. | ||
Date: March 31, 2023 | By: | /s/ Yulong Yi |
Name: | Yulong Yi | |
Title: | President, Chief Executive Officer, Chief Financial Officer, Treasurer, Secretary, and Chairman |
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