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SC 13G/A Filing
LivaNova (LIVN) SC 13G/ALivaNova PLC
Filed: 7 Feb 17, 12:00am
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
CUSIP No. G5509L101 | Page 2 of 9 | ||||
(1) | NAMES OF REPORTING PERSONS. Mittel S.p.A. | ||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐ | ||||
(3) | SEC USE ONLY | ||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION Italy | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | (5) | SOLE VOTING POWER 0 | |||
(6) | SHARED VOTING POWER 3,562,285 | ||||
(7) | SOLE DISPOSITIVE POWER 0 | ||||
(8) | SHARED DISPOSITIVE POWER 3,562,285 | ||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,562,285 | ||||
(10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ | ||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.40%1 | ||||
(12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) FI |
1 | Based on 48,156,690 of the Issuer’s Ordinary Shares outstanding as of December 31, 2016. |
CUSIP No. G5509L101 | Page 3 of 9 | ||||
(1) | NAMES OF REPORTING PERSONS. Equinox Two S.c.a. | ||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐ | ||||
(3) | SEC USE ONLY | ||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION Luxembourg | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | (5) | SOLE VOTING POWER 0 | |||
(6) | SHARED VOTING POWER 4,318,388 | ||||
(7) | SOLE DISPOSITIVE POWER 0 | ||||
(8) | SHARED DISPOSITIVE POWER 4,318,388 | ||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,318,388 | ||||
(10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ | ||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.97%2 | ||||
(12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) FI |
2 | Based on 48,156,690 of the Issuer’s Ordinary Shares outstanding as of December 31, 2016. |
CUSIP No. G5509L101 | Page 4 of 9 | ||||
(1) | NAMES OF REPORTING PERSONS. Tower 6 S. à r.l. | ||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐ | ||||
(3) | SEC USE ONLY | ||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION Luxembourg | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | (5) | SOLE VOTING POWER 0 | |||
(6) | SHARED VOTING POWER 4,318,388 | ||||
(7) | SOLE DISPOSITIVE POWER 0 | ||||
(8) | SHARED DISPOSITIVE POWER 4,318,388 | ||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,318,388 | ||||
(10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ | ||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.97%3 | ||||
(12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) FI |
3 | Based on 48,156,690 of the Issuer’s Ordinary Shares outstanding as of December 31, 2016. |
CUSIP No. G5509L101 | Page 5 of 9 | ||||
(1) | NAMES OF REPORTING PERSONS. Tower 6 Bis S. à r.l. | ||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐ | ||||
(3) | SEC USE ONLY | ||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION Luxembourg | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | (5) | SOLE VOTING POWER 0 | |||
(6) | SHARED VOTING POWER 756,103 | ||||
(7) | SOLE DISPOSITIVE POWER 0 | ||||
(8) | SHARED DISPOSITIVE POWER 756,103 | ||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 756,103 | ||||
(10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ | ||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.57%4 | ||||
(12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) FI |
4 | Based on 48,156,690 of the Issuer’s Ordinary Shares outstanding as of December 31, 2016. |
CUSIP No. G5509L101 | Page 6 of 9 | ||||
(1) | NAMES OF REPORTING PERSONS. Bios S.p.A. | ||||
(2) | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) ☐ (b) ☐ | ||||
(3) | SEC USE ONLY | ||||
(4) | CITIZENSHIP OR PLACE OF ORGANIZATION Italy | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | (5) | SOLE VOTING POWER 0 | |||
(6) | SHARED VOTING POWER 3,562,285 | ||||
(7) | SOLE DISPOSITIVE POWER 0 | ||||
(8) | SHARED DISPOSITIVE POWER 3,562,285 | ||||
(9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,562,285 | ||||
(10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ | ||||
(11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.40%5 | ||||
(12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) FI |
5 | Based on 48,156,690 of the Issuer’s Ordinary Shares outstanding as of December 31, 2016. |
CUSIP No. G5509L101 | Page 7 of 9 |
Item 1(a). | Name of Issuer: |
Item 1(b). | Address of Issuer’s Principal Executive Offices: |
Item 2(a). | Name of Person Filing: |
(1) | Mittel S.p.A. |
(2) | Equinox S.c.a. |
(3) | Tower 6 S. à r.l. |
(4) | Tower 6 Bis S. à r.l. |
(5) | Bios S.p.A. |
Item 2(b). | Address of Principal Business Office or, if none, Residence: |
Item 2(c). | Citizenship: |
Item 2(d). | Title of Class of Securities: |
Item 2(e). | CUSIP Number: |
CUSIP No. G5509L101 | Page 8 of 9 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
Item 4. | Ownership. |
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Item 10. | Certifications. |
Mittel S.p.A. | |||
By: | /s/ Rosario Bifulco | ||
Name: | Rosario Bifulco | ||
Title: | Chief Executive Officer | ||
Equinox Two S.c.a. | |||
By: | /s/ Giorgio Mancuso | ||
Name: | Giorgio Mancuso | ||
Title: | Director | ||
By: | /s/ Federico Franzina | ||
Name: | Federico Franzina | ||
Title: | Director | ||
Tower 6 S. à r.l. | |||
By: | /s/ Vania Baravini | ||
Name: | Vania Baravini | ||
Title: | Manager | ||
By: | /s/ Massimiliano Seliziato | ||
Name: | Massimiliano Seliziato | ||
Title: | Manager | ||
Tower 6 Bis S. à r.l. | |||
By: | /s/ Vania Baravini | ||
Name: | Vania Baravini | ||
Title: | Manager | ||
By: | /s/ Massimiliano Seliziato | ||
Name: | Massimiliano Seliziato | ||
Title: | Manager | ||
Bios S.p.A. | |||
By: | /s/ Pietro Santicoli | ||
Name: | Pietro Santicoli | ||
Title: | Deputy Chairman |