UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
For the Month of March 2024
Commission File No.: 333-204074
WINS FINANCE HOLDINGS INC.
1F, Building 1B
No. 58 Jianguo Road, Chaoyang District
Beijing 100024, People’s Republic of China
(Address of Principal Executive Offices.)
2 Wall Street
8th Floor
New York, NY 10005
(646) 694-8538
(New York Office)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨
Unregistered Sales of Equity Securities.
On March 14, 2024, Wins Finance Holdings Inc. (the “Company”) issued options to purchase an aggregate of 3,600,000 of its ordinary shares to 6 persons, including the following officers and directors of the Company:
Name | Title | Number of shares underlying options |
| | |
Mu Renhui(穆仁辉) | Chief Executive Officer | 1000000 |
Wu Zhe(吴喆) | Executive Officer | 475000 |
Huang Jianhua(黄建华) | Independent Director | 475000 |
Cheng Yu Chan(成羽蝉) | CFO | 475000 |
The options have an exercise price of $0.02 per share and vest on March 14, 2025. The options expire on March 14, 2034.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated: March 18, 2024
WINS FINANCE HOLDINGS INC.
Name: Renhui Mu
Title: Chief Executive Officer