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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act File Number 811-23056
Ramius Archview Credit and
Distressed Fund
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(Exact name of registrant as specified in charter)
599 Lexington Avenue, 19th Floor
New York, New York 10022
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(Address of principal executive offices) ( Zip code)
Michael Benwitt
Ramius Advisors, LLC
New York, New York 10022
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(Name and address of agent for service)
Registrant's telephone number, including area code: (877) 672-6487
Date of fiscal year end: December 31
Date of reporting period: January 1, 2016* – June 30, 2016
*The registrant's's inception date is January 1, 2016
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. | Proxy Voting Record |
The following is the proxy voting record of the Ramius Archview Credit and Distressed Fund for the period ended June 30, 2016.
Matson, Inc.
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Meeting Date: 04/28/2016 | Meeting Type: Annual | Ticker: MATX |
Record Date: 02/23/2016 | CUSIP: 57686G105 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director W. Blake Baird | Mgmt | For | For |
1.2 | Elect Director Michael J. Chun | Mgmt | For | For |
1.3 | Elect Director Matthew J. Cox | Mgmt | For | For |
1.4 | Elect Director Walter A. Dods, Jr. | Mgmt | For | For |
1.5 | Elect Director Thomas B. Fargo | Mgmt | For | For |
1.6 | Elect Director Constance H. Lau | Mgmt | For | For |
1.7 | Elect Director Jeffrey N. Watanabe | Mgmt | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For |
3 | Approval of Matson, Inc. 2016 Incentive Compensation Plan | Mgmt | For | For |
4 | Ratify Deloitte and Touche LLP as Auditors | Mgmt | For | For |
American Shipping Company ASA
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Meeting Date: 04/27/2016 | Meeting Type: Annual | Ticker: AMSC/NO |
Record Date: 04/06/2016 | CUSIP/ISIN: 9EQ0VJO51 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
4 | Amendment of Articles of Association | Mgmt | For | For |
5 | Approval of 2015 Annual Accounts and Board of Directors' report | Mgmt | For | For |
6.1 | Approve advisory guidelines regarding Management remuneration | Mgmt | For | For |
6.2 | Approve binding guidelines regarding Management remuneration | Mgmt | For | For |
8 | Determination of board members' remuneration | Mgmt | For | For |
9 | Determination of remuneration of members of Nominating Committee | Mgmt | For | For |
10 | Approval of auditors fee for 2015 | Mgmt | For | For |
10 | Approval of auditors fee for 2015 | Mgmt | For | For |
11 | Elect Directors Peter Ditlef and Audun Stensvold | Mgmt | For | For |
12 | Elect Christine Rodscether to the Nominating Committee | Mgmt | For | For |
13 | Authorize payment of dividend | Mgmt | For | For |
14 | Authorize acquisition of treasury shares in connection with employee incentive compensation plan | Mgmt | For | For |
15 | Authorize acquisition of treasury shares for investment purposes or subsequent sale or deletion of such shares | Mgmt | For | For |
16 | Authorize acquisition of treasury shares in connection with acquisitions, mergers or other transactions | Mgmt | For | For |
17 | Authorization to increase share capital in connection with future investments | Mgmt | For | For |
Genco Shipping & Trading Ltd.
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Meeting Date: 04/15/2016 | Meeting Type: Special | Ticker: GNK |
Record Date: 03/21/2016 | CUSIP: MHY2685T1313 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
1 | Approve increase in authorized shares of common stock | Mgmt | For | For |
2 | Authorize issuance of preferred stock | Mgmt | For | For |
3 | Authorize Board to effect reverse stock split | Mgmt | For | For |
4 | Approve conditional adjournment or postponement to allow additional time to solicit proxies on proposals 1-3 | Mgmt | For | For |
Genco Shipping & Trading Ltd.
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Meeting Date: 05/18/2016 | Meeting Type: Annual | Ticker: GNK |
Record Date: 03/21/2016 | CUSIP: MHY2685T1313 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Peter C. Georgiopoulos | Mgmt | For | For |
1.2 | Elect Director Eugene I. Davis | Mgmt | For | For |
1.3 | Elect Director James G. Dolphin | Mgmt | For | For |
1.4 | Elect Director Peter Kirchof | Mgmt | For | For |
1.5 | Elect Director Kevin Mohony | Mgmt | For | For |
1.6 | Elect Director Basil G. Mavroleon | Mgmt | For | For |
1.7 | Elect Director Arthur L. Regan | Mgmt | For | For |
1.8 | Elect Director Bao D. Truong | Mgmt | For | For |
2 | Ratify Deloitte and Touche LLP as Auditors | Mgmt | For | For |
Gener8 Maritime, Inc.
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Meeting Date: 05/18/2016 | Meeting Type: Annual | Ticker: GNRT |
Record Date: 03/29/2016 | CUSIP: MHY268891089 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction |
1.1 | Elect Director Ethan Auerbach | Mgmt | For | For |
1.2 | Elect Director Dan Ilany | Mgmt | For | For |
2 | Ratify Deloitte and Touche LLP as Auditors | Mgmt | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Ramius Archview Credit and Distressed Fund |
By (Signature and Title)* | /s/ Bradley Sussman |
Bradley Sussman, President and Principal Executive Officer |
Date | August 25, 2016 |