UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 1
to
FORM 10-Q
x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 2015
¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from __________ to __________
Commission File Number: 001-37522
EASTERLY ACQUISITION CORP.
(Exact name of registrant as specified in its charter)
Delaware | 47-3864814 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification Number) | |
138 Conant Street Beverly, MA | 01915 | |
(Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code:(617) 303-4800
Not Applicable
(Former name or former address, if changed since last report)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes¨ Nox
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer or a smaller reporting company. See definition of “large accelerated filer”, “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer¨ | Accelerated filer¨ | |
Non-accelerated filer x | Smaller reporting company¨ | |
(Do not check if a smaller reporting company) |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yesx No¨
As of September 11, 2015, there were 25,175,000 shares of Company’s common stock issued and outstanding.
EXPLANATORY NOTE
This Amendment No. 1 to Easterly Acquisition Corp.’s Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2015 (the “Form 10-Q”) is being filed solely to furnish the Interactive Data files as Exhibit 101 to the Form 10-Q, in accordance with Rule 405 of Regulation S-T. No other changes have been made to the Form 10-Q, as originally filed with the Securities and Exchange Commission on September 14, 2015.
ITEM 6. EXHIBITS
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
Exhibit Number | Description | |
101.INS* | XBRL Instance Document | |
101.SCH* | XBRL Schema Document | |
101.CAL* | XBRL Calculation Linkbase Document | |
101.DEF* | XBRL Definition Linkbase Document | |
101.LAB* | XBRL Label Linkbase Document | |
101.PRE* | XBRL Presentation Linkbase Document |
* | Pursuant to Rule 406T of Regulation S-T, the interactive data files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections. |
SIGNATURES
Pursuant to the requirements of Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
EASTERLY ACQUISITION CORP. | ||
Date: October 7, 2015 | /s/ Avshalom Kalichstein | |
Name: | Avshalom Kalichstein | |
Title: | Chief Executive Officer | |
(Principal Executive Officer) |
Date: October 7, 2015 | /s/ Jurgen Lika | |
Name: | Jurgen Lika | |
Title: | Chief Financial Officer | |
(Principal Financial and Accounting Officer) |