Bolt Biotherapeutics (BOLT) Form 4 Change in insider ownership

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Vivo Capital VIII, LLC

(Last) (First) (Middle)

192 LYTTON AVENUE

(Street)

PALO ALTO, CA 94301

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Bolt Biotherapeutics, Inc. [ BOLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/21/2023

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/21/2023		S		1,707	D	$0.9(4)	1,952,302	I	By: Vivo Capital Fund VIII, L.P.(1)
Common Stock	11/21/2023		S		236	D	$0.9(4)	269,587	I	By: Vivo Capital Surplus Fund VIII, L.P.(2)
Common Stock	11/21/2023		S		1,457	D	$0.9(4)	111,662	I	By: Vivo Opportunity Fund Holdings, L.P.(3)
Common Stock								1,448,286	I	By: Vivo Panda Fund, L.P.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

Vivo Capital VIII, LLC

(Last) (First) (Middle)

192 LYTTON AVENUE

(Street)

PALO ALTO, CA 94301

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Vivo Capital Fund VIII, L.P.

(Last) (First) (Middle)

192 LYTTON AVENUE

(Street)

PALO ALTO, CA 94301

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Vivo Capital Surplus Fund VIII, L.P.

(Last) (First) (Middle)

192 LYTTON AVENUE

(Street)

PALO ALTO, CA 94301

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Vivo Opportunity, LLC

(Last) (First) (Middle)

192 LYTTON AVENUE

(Street)

PALO ALTO, CA 94301

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Vivo Opportunity Fund Holdings, L.P.

(Last) (First) (Middle)

192 LYTTON AVENUE

(Street)

PALO ALTO, CA 94301

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Vivo Panda, LLC

(Last) (First) (Middle)

192 LYTTON AVENUE

(Street)

PALO ALTO, CA 94301

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Vivo Panda Fund, L.P.

(Last) (First) (Middle)

192 LYTTON AVENUE

(Street)

PALO ALTO, CA 94301

(City) (State) (Zip)

Explanation of Responses:

1. The shares are held of record by Vivo Capital Fund VIII, L.P. Vivo Capital VIII, LLC is the General Partner of Vivo Capital Fund VIII, L.P. Vivo Capital VIII, LLC disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

2. The shares are held of record by Vivo Capital Surplus Fund VIII, L.P. Capital VIII, LLC is the General Partner of Vivo Capital Surplus Fund VIII, L.P. Vivo Capital VIII, LLC disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

3. The shares are held of record by Vivo Opportunity Fund Holdings, L.P. Vivo Opportunity, LLC is the General Partner of Vivo Opportunity Holdings, L.P. Vivo Opportunity, LLC disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

4. The price reported herein is a weighted average price. These shares were sold on the open market in multiple transactions at prices ranging from $0.90 to $0.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (4) to this Form 4.

	Vivo Capital VIII, LLC, By: /s/ Frank Kung, Managing Member	11/22/2023
	Vivo Capital Fund VIII, L.P., By: Vivo Capital VIII, LLC, its General Partner By: /s/ Frank Kung, Managing Member	11/22/2023
	Vivo Capital Surplus Fund VIII, L.P. By: Vivo Capital VIII, LLC, its General Partner By: /s/ Frank Kung, Managing Member	11/22/2023
	Vivo Opportunity, LLC By: /s/ Frank Kung, Managing Member	11/22/2023
	Vivo Opportunity Fund Holdings, L.P. By: Vivo Opportunity, LLC, its Genera Partner By: /s/ Frank Kung	11/22/2023
	Vivo Panda, LLC By: /s/ Mahendra Shah, Managing Member	11/22/2023
	Vivo Panda Fund, L.P. By: Vivo Panda, LLC, its General Partner By: /s/ Mahendra Shah, Managing Member	11/22/2023
	** Signature of Reporting Person	Date
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