Chopin Brian M Form 3 Walter Energy / Brian M Chopin ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Chopin Brian M

(Last) (First) (Middle)

3000 RIVERCHASE GALLERIA, SUITE #1700

(Street)

BIRMINGHAM AL 35244

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
05/20/2015

3. Issuer Name and Ticker or Trading Symbol
Walter Energy, Inc. [ WLT ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Acting Controller and CAO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	811.71(1)	D
Common Stock	41(2)	D
Common Stock	458(3)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Non-qualified stock options (right to buy)	(4)	02/18/2024	Common Stock	1,064	10.91	D
Non-qualified stock options (right to buy)	(5)	02/19/2025	Common Stock	3,473	1.02	D

Explanation of Responses:

1. Includes 620.71 shares held by the Reporting Person under the Company's Employee Stock Purchase Plan.

2. Award of restricted stock units, which vest on 02/19/2016.

3. Award of restricted stock units, which vest in equal annual installments on 02/18/2016 and 02/18/2017.

4. Non-qualified stock options, which vest in 3 equal annual installments beginning 02/18/2015.

5. Non-qualified stock options, which vest in 3 equal annual installments beginning 02/19/2016.

Remarks:

	/s/ Earl Doppelt, by power of attorney	05/21/2015
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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