Harter Ava Form 3 WHIRLPOOL / Ava Harter ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:	3235-0104
Estimated average burden
hours per response:	0.5

1. Name and Address of Reporting Person^*

Harter Ava

(Last) (First) (Middle)

C/O WHIRLPOOL CORPORATION

2000 N. M-63

(Street)

BENTON HARBOR MI 49022

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
04/18/2023

3. Issuer Name and Ticker or Trading Symbol
WHIRLPOOL CORP /DE/ [ WHR ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP & Chief Legal Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	7,292.502(1)	D
Common	9.4	I	401(k) Stock Fund

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Options (Right to Buy)	(2)	02/15/2031	Common Stock	7,151	199.93	D
Employee Stock Options (Right to Buy)	(3)	02/14/2032	Common Stock	7,336	196.62	D
Employee Stock Options (Right to Buy)	(4)	02/20/2033	Common Stock	12,846	145	D
Restricted Stock Units	(5)	(5)	Common Stock	20,000	(5)	D
Restricted Stock Units	(6)	(6)	Common Stock	7,000	(6)	D

Explanation of Responses:

1. Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.

2. The stock options became exercisable in three substantially equal annual installments beginning on February 15, 2022.

3. The stock options became exercisable in three substantially equal annual installments beginning on February 14, 2023.

4. The stock options become exercisable in three substantially equal annual installments beginning on February 20, 2024.

5. The restricted stock units were granted on February 15, 2021. The first installment of 10,000 shares vested and converted one-for-one to shares prior to the reporting person becoming a Section 16 executive officer. The second installment of 10,000 shares will vest on February 15, 2025 and convert one-for-one to shares then.

6. The restricted stock units, granted on December 15, 2022, will vest in two equal installments on December 15, 2024 and December 15, 2026 and convert one-for-one to shares on those dates.

Remarks:

	/s/ Bridget K. Quinn, Attorney-in-Fact	04/26/2023
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.