The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALCOA CORP | COM | 013872106 | 48,037 | 1,471,282 | SH | SOLE | 0 | 1,471,282 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 97,391 | 4,659,903 | SH | SOLE | 0 | 4,659,903 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 5,063 | 223,566 | SH | SOLE | 0 | 223,566 | 0 | 0 | |
ARCONIC INC | PFD CONV B SER 1 | 03965L308 | 9,164 | 256,000 | SH | SOLE | 0 | 256,000 | 0 | 0 | |
BANC OF CALIFORNIA INC | COM | 05990K106 | 1,634 | 76,000 | SH | SOLE | 0 | 76,000 | 0 | 0 | |
CANADIAN SOLAR INC | NOTE 4.250% 2/1 | 136635AE9 | 29,247 | 30,055,000 | PRN | SOLE | 0 | 30,055,000 | 0 | 0 | |
CANADIAN SOLAR INC | COM | 136635109 | 30,567 | 1,920,085 | SH | SOLE | 0 | 1,920,085 | 0 | 0 | |
CAPITAL ONE FINANCIAL CORP | CL A COM | 139794101 | 2,479 | 30,000 | SH | Put | SOLE | 0 | 30,000 | 0 | 0 |
CARMAX INC | COM | 143130102 | 5,045 | 80,000 | SH | Put | SOLE | 0 | 80,000 | 0 | 0 |
CENTURY ALUMINUM CO | COM | 156431108 | 1,948 | 125,000 | SH | Put | SOLE | 0 | 125,000 | 0 | 0 |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 5,479 | 112,500 | SH | SOLE | 0 | 112,500 | 0 | 0 | |
EVERI HLDGS INC | COM | 30034T103 | 11,484 | 1,577,577 | SH | SOLE | 0 | 1,577,577 | 0 | 0 | |
FIFTH THIRD BANCORP | COM | 316773100 | 3,764 | 145,000 | SH | Put | SOLE | 0 | 145,000 | 0 | 0 |
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 19,037 | 1,147,508 | SH | SOLE | 0 | 1,147,508 | 0 | 0 | |
HOLLYFRONTIER CORP | COM | 436106108 | 2,967 | 108,000 | SH | Put | SOLE | 0 | 108,000 | 0 | 0 |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 13,790 | 16,000,000 | PRN | SOLE | 0 | 16,000,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 154,026 | 1,093,000 | SH | Put | SOLE | 0 | 1,093,000 | 0 | 0 |
JA SOLAR HOLDINGS CO LTD | SPON ADR REP5ORD | 466090206 | 10,183 | 1,603,730 | SH | SOLE | 0 | 1,603,730 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 46,050 | 880,000 | SH | SOLE | 0 | 880,000 | 0 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 58,646 | 3,550,000 | SH | SOLE | 0 | 3,550,000 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 3,306 | 87,001 | SH | SOLE | 0 | 87,001 | 0 | 0 | |
POWERSHARES QQQ TRUST SERIES 1 | UNIT SER 1 | 73935A104 | 37,232 | 270,500 | SH | Put | SOLE | 0 | 270,500 | 0 | 0 |
ROWAN COS PLC | SHS CL A | G7665A101 | 3,405 | 332,500 | SH | Put | SOLE | 0 | 332,500 | 0 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 48,279 | 1,512,500 | SH | Put | SOLE | 0 | 1,512,500 | 0 | 0 |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 22,969 | 418,000 | SH | Put | SOLE | 0 | 418,000 | 0 | 0 |
TRANSDIGM GROUP INC | COM | 893641100 | 2,958 | 11,000 | SH | Put | SOLE | 0 | 11,000 | 0 | 0 |
VALERO ENERGY CORP | COM | 91913Y100 | 4,115 | 61,000 | SH | Put | SOLE | 0 | 61,000 | 0 | 0 |
WALTER INVT MGMT CORP | NOTE 4.500%11/0 | 93317WAA0 | 7,208 | 21,200,000 | PRN | SOLE | 0 | 21,200,000 | 0 | 0 | |
WALTER INVT MGMT CORP | COM | 93317W102 | 1,378 | 1,455,803 | SH | SOLE | 0 | 1,455,803 | 0 | 0 | |
XPO LOGISTICS INC | COM | 983793100 | 33,607 | 520,000 | SH | SOLE | 0 | 520,000 | 0 | 0 |