The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
| ||||||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 54,213 | 1,325,200 | SH | SOLE | 0 | 1,325,200 | 0 | 0 | |
| AEGEAN MARINE PETE NETWORK I | NOTE 4.250%12/1 | 00773VAB2 | 1,700 | 5,000,000 | PRN | SOLE | 0 | 5,000,000 | 0 | 0 | |
| ALCOA CORP | COM | 013872106 | 62,878 | 1,341,263 | SH | SOLE | 0 | 1,341,263 | 0 | 0 | |
| ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 9,196 | 582,030 | SH | SOLE | 0 | 582,030 | 0 | 0 | |
| ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 20,776 | 20,000,000 | PRN | SOLE | 0 | 20,000,000 | 0 | 0 | |
| AMERICAN TOWER CORP NEW | COM | 03027X100 | 5,406 | 37,500 | SH | Put | SOLE | 0 | 37,500 | 0 | 0 |
| ARCONIC INC | COM | 03965L100 | 10,639 | 625,475 | SH | SOLE | 0 | 625,475 | 0 | 0 | |
| ARCONIC INC | COM | 03965L100 | 8,930 | 525,000 | SH | Call | SOLE | 0 | 525,000 | 0 | 0 |
| CANADIAN SOLAR INC | NOTE 4.250% 2/1 | 136635AE9 | 2,272 | 2,350,000 | PRN | SOLE | 0 | 2,350,000 | 0 | 0 | |
| CANADIAN SOLAR INC | COM | 136635109 | 23,930 | 1,955,085 | SH | SOLE | 0 | 1,955,085 | 0 | 0 | |
| CARRIZO OIL & GAS INC | COM | 144577103 | 55,700 | 2,000,002 | SH | SOLE | 0 | 2,000,002 | 0 | 0 | |
| CENTURY ALUM CO | COM | 156431108 | 8,190 | 520,000 | SH | Put | SOLE | 0 | 520,000 | 0 | 0 |
| COMSCORE INC | COM | 20564W105 | 64,117 | 2,941,187 | SH | SOLE | 0 | 2,941,187 | 0 | 0 | |
| DITECH HLDG CORP | COM | 25501G105 | 970 | 185,906 | SH | SOLE | 0 | 185,906 | 0 | 0 | |
| EVERI HLDGS INC | COM | 30034T103 | 11,358 | 1,577,577 | SH | SOLE | 0 | 1,577,577 | 0 | 0 | |
| HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 15,312 | 16,000,000 | PRN | SOLE | 0 | 16,000,000 | 0 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 271,449 | 1,657,500 | SH | Put | SOLE | 0 | 1,657,500 | 0 | 0 |
| LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 56,061 | 8,545,995 | SH | SOLE | 0 | 8,545,995 | 0 | 0 | |
| MEDICINES CO | COM | 584688105 | 26,688 | 727,205 | SH | SOLE | 0 | 727,205 | 0 | 0 | |
| MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 14,331 | 170,000 | SH | SOLE | 0 | 170,000 | 0 | 0 | |
| NVIDIA CORP | COM | 67066G104 | 2,699 | 11,396 | SH | SOLE | 0 | 11,396 | 0 | 0 | |
| OCEAN RIG UDW INC | COM CL A | G66964118 | 126,858 | 4,303,207 | SH | SOLE | 0 | 4,303,207 | 0 | 0 | |
| RESOLUTE ENERGY CORP | COM NEW | 76116A306 | 64,699 | 2,073,708 | SH | SOLE | 0 | 2,073,708 | 0 | 0 | |
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 140,677 | 3,267,000 | SH | Put | SOLE | 0 | 3,267,000 | 0 | 0 |
| TRANSDIGM GROUP INC | COM | 893641100 | 3,797 | 11,000 | SH | Put | SOLE | 0 | 11,000 | 0 | 0 |
| TRANSOCEAN LTD | REG SHS | H8817H100 | 19,958 | 1,485,000 | SH | Put | SOLE | 0 | 1,485,000 | 0 | 0 |
| XPO LOGISTICS INC | COM | 983793100 | 28,300 | 282,500 | SH | SOLE | 0 | 282,500 | 0 | 0 | |