The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 46,647 | 1,325,200 | SH | SOLE | 0 | 1,325,200 | 0 | 0 | |
AEGEAN MARINE PETE NETWORK I | NOTE 4.250%12/1 | 00773VAB2 | 4,060 | 7,000,000 | PRN | SOLE | 0 | 7,000,000 | 0 | 0 | |
AEGEAN MARINE PETROLEUM NETW | SHS | Y0017S102 | 967 | 676,736 | SH | SOLE | 0 | 676,736 | 0 | 0 | |
ALCOA CORP | COM | 013872106 | 54,187 | 1,341,263 | SH | SOLE | 0 | 1,341,263 | 0 | 0 | |
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 9,690 | 582,030 | SH | SOLE | 0 | 582,030 | 0 | 0 | |
ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 21,398 | 20,000,000 | PRN | SOLE | 0 | 20,000,000 | 0 | 0 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 5,449 | 37,500 | SH | Put | SOLE | 0 | 37,500 | 0 | 0 |
ARCONIC INC | COM | 03965L100 | 13,766 | 625,475 | SH | SOLE | 0 | 625,475 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 11,555 | 525,000 | SH | Call | SOLE | 0 | 525,000 | 0 | 0 |
CANADIAN SOLAR INC | NOTE 4.250% 2/1 | 136635AE9 | 2,318 | 2,350,000 | PRN | SOLE | 0 | 2,350,000 | 0 | 0 | |
CANADIAN SOLAR INC | COM | 136635109 | 53,720 | 3,704,833 | SH | SOLE | 0 | 3,704,833 | 0 | 0 | |
CARRIZO OIL & GAS INC | COM | 144577103 | 50,400 | 2,000,002 | SH | SOLE | 0 | 2,000,002 | 0 | 0 | |
CENTURY ALUM CO | COM | 156431108 | 6,224 | 520,000 | SH | Put | SOLE | 0 | 520,000 | 0 | 0 |
COMSCORE INC | COM | 20564W105 | 54,183 | 2,972,241 | SH | SOLE | 0 | 2,972,241 | 0 | 0 | |
DITECH HLDG CORP | COM | 25501G105 | 795 | 185,906 | SH | SOLE | 0 | 185,906 | 0 | 0 | |
DITECH HLDG CORP | *W EXP 02/09/202 | 25501G113 | 85 | 316,729 | SH | Call | SOLE | 0 | 316,729 | 0 | 0 |
DITECH HLDG CORP | *W EXP 02/09/202 | 25501G121 | 32 | 251,317 | SH | Call | SOLE | 0 | 251,317 | 0 | 0 |
EQT CORP | COM | 26884L109 | 12,581 | 284,450 | SH | SOLE | 0 | 284,450 | 0 | 0 | |
EVERI HLDGS INC | COM | 30034T103 | 14,466 | 1,577,577 | SH | SOLE | 0 | 1,577,577 | 0 | 0 | |
EXTREME NETWORKS INC | COM | 30226D106 | 4,448 | 811,835 | SH | SOLE | 0 | 811,835 | 0 | 0 | |
FTS INTERNATIONAL INC | COM | 30283W104 | 5,895 | 500,000 | SH | SOLE | 0 | 500,000 | 0 | 0 | |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 16,094 | 16,000,000 | PRN | SOLE | 0 | 16,000,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 222,907 | 1,322,500 | SH | Put | SOLE | 0 | 1,322,500 | 0 | 0 |
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 68,687 | 8,585,995 | SH | SOLE | 0 | 8,585,995 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 21,750 | 727,205 | SH | SOLE | 0 | 727,205 | 0 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 12,486 | 170,000 | SH | SOLE | 0 | 170,000 | 0 | 0 | |
NETGEAR INC | COM | 64111Q104 | 7,958 | 126,633 | SH | SOLE | 0 | 126,633 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 3,202 | 11,396 | SH | SOLE | 0 | 11,396 | 0 | 0 | |
OCEAN RIG UDW INC | COM CL A | G66964118 | 69,074 | 1,995,232 | SH | SOLE | 0 | 1,995,232 | 0 | 0 | |
OPES ACQUISITION CORP | UNIT 03/07/2023 | 68373P209 | 847 | 83,438 | SH | SOLE | 0 | 83,438 | 0 | 0 | |
RESOLUTE ENERGY CORP | COM NEW | 76116A306 | 80,108 | 2,118,708 | SH | SOLE | 0 | 2,118,708 | 0 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 141,428 | 3,267,000 | SH | Put | SOLE | 0 | 3,267,000 | 0 | 0 |
TRANSDIGM GROUP INC | COM | 893641100 | 4,095 | 11,000 | SH | Put | SOLE | 0 | 11,000 | 0 | 0 |
TRANSOCEAN LTD | REG SHS | H8817H100 | 10,951 | 785,000 | SH | Put | SOLE | 0 | 785,000 | 0 | 0 |
XPO LOGISTICS INC | COM | 983793100 | 32,253 | 282,500 | SH | SOLE | 0 | 282,500 | 0 | 0 |