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3 Filing
NovoCure Limited (NVCR) Form 3Novocure / Gert L. Perlhagen ownership change
Filed: 1 Oct 15, 12:00am
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 10/01/2015 | 3. Issuer Name and Ticker or Trading Symbol Novocure Ltd [ NVCR ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares | 1,775,673 | I | Volati Limited(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Convertible Preferred Shares(1) | (4) | (4) | Ordinary Shares | 131,380 | (4) | I | Volati Limited(2) |
Series C Convertible Preferred Shares(1) | (4) | (4) | Ordinary Shares | 618,411 | (4) | I | Volati Limited(2) |
Series D Convertible Preferred Shares(1) | (4) | (4) | Ordinary Shares | 829,546 | (4) | I | Volati Limited(2) |
Series E Convertible Preferred Shares(1) | (4) | (4) | Ordinary Shares | 2,823,670 | (4) | I | Volati Limited(2) |
Series F Convertible Preferred Shares(1) | (4) | (4) | Ordinary Shares | 1,121,329 | (4) | I | Volati Limited(2) |
Series G Convertible Preferred Shares(1) | (4) | (4) | Ordinary Shares | 231,369 | (4) | I | Volati Limited(2) |
Warrants | (3) | 10/11/2015 | Ordinary Shares | 154,601 | 3.59 | I | Volati Limited(2) |
Warrants | (3) | 05/08/2016 | Ordinary Shares | 207,386 | 3.59 | I | Volati Limited(2) |
Warrants | (3) | 07/31/2018 | Ordinary Shares | 403,384 | 3.59 | I | Volati Limited(2) |
Warrants | (3) | 07/21/2018 | Ordinary Shares | 302,533 | 3.59 | I | Volati Limited(2) |
Explanation of Responses: |
1. Pursuant to the issuer's memorandum & articles of association, all outstanding preferred shares of each series will automatically convert into ordinary shares upon consummation of the issuer's initial public offering. |
2. Mr. Perlhagen is the settlor of, and a beneficiary of shares held by, the Oden Trust, the beneficial owner of Volati Limited. |
3. Currently exercisable as of the date hereof. |
4. N/A |
Remarks: |
Exhibit 24 - Power of Attorney for Gert Lennart Perlhagen |
By: /s/ Todd Longsworth Attorney in fact for Gert Lennart Perlhagen | 10/01/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |