Washington, D.C. 20549
The filing for WP Large Cap Income Plus Fund, a series of the Winning Points Trust, is attached.
| | | | | | | | | | | | |
| Security Name | Symbol | CUSIP | Meeting
Date | Sequence | Proposal | | | | Proposed by | Mgt.
Recommendation
For or Against Proposal | Fund Voted For
or Against Proposal | Fund voted For or
Against Recommendation | |
| | | | | | | | | | | | | | |
| BOULDER GROWTH INC FUND | BFI | 101507101 | 11/14/2018 | 1 | Election 2 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| MICROSOFT CORPORATION | MSFT | 594918104 | 11/28/2018 | 2 | Election 14 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| MICROSOFT CORPORATION | MSFT | 594918104 | 11/28/2018 | 3 | Ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| MICROSOFT CORPORATION | MSFT | 594918104 | 11/28/2018 | 4 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| SPECIAL OPPORTUNITIES FUND | SPE | 84741T104 | 12/6/2018 | 5 | Election 4 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| APPLE INC | AAPL | 037833100 | 3/1/2019 | 6 | Election 8 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| APPLE INC | AAPL | 037833100 | 3/1/2019 | 7 | Ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| APPLE INC | AAPL | 037833100 | 3/1/2019 | 8 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| APPLE INC | AAPL | 037833100 | 3/1/2019 | 9 | Proxy access | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| APPLE INC | AAPL | 037833100 | 3/1/2019 | 10 | Diversity Board Policy | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| JOHNSON CONTROLS INTL | JCI | G51502105 | 3/6/2019 | 11 | Election 12 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| JOHNSON CONTROLS INTL | JCI | G51502105 | 3/6/2019 | 12 | Ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| JOHNSON CONTROLS INTL | JCI | G51502105 | 3/6/2019 | 13 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| JOHNSON CONTROLS INTL | JCI | G51502105 | 3/6/2019 | 14 | make market purchase Co stock | MANAGEMENT | FOR | FOR | FOR | |
| JOHNSON CONTROLS INTL | JCI | G51502105 | 3/6/2019 | 15 | allot Treasury shares | | | MANAGEMENT | FOR | FOR | FOR | |
| JOHNSON CONTROLS INTL | JCI | G51502105 | 3/6/2019 | 16 | Directors authority to allot 33% issuedshares | MANAGEMENT | FOR | FOR | FOR | |
| JOHNSON CONTROLS INTL | JCI | G51502105 | 3/6/2019 | 17 | waive pre-emtion rights | | MANAGEMENT | FOR | FOR | FOR | |
| SYSCO CORPORATION | STT | 871829107 | 11/16/2018 | 18 | Election 12 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| SYSCO CORPORATION | STT | 871829107 | 11/16/2018 | 19 | Omnibus Incentive Plan | | MANAGEMENT | FOR | FOR | FOR | |
| SYSCO CORPORATION | STT | 871829107 | 11/16/2018 | 20 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| SYSCO CORPORATION | STT | 871829107 | 11/16/2018 | 21 | Ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| SYSCO CORPORATION | STT | 871829107 | 11/16/2018 | 22 | vesting equity awards | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| CITIGROUP INC | C | 172967424 | 4/16/2019 | 23 | Election 15 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| CITIGROUP INC | C | 172967424 | 4/16/2019 | 24 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| CITIGROUP INC | C | 172967424 | 4/16/2019 | 25 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| CITIGROUP INC | C | 172967424 | 4/16/2019 | 26 | stock incentive plan | | | MANAGEMENT | FOR | FOR | FOR | |
| CITIGROUP INC | C | 172967424 | 4/16/2019 | 27 | Proxy access | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| CITIGROUP INC | C | 172967424 | 4/16/2019 | 28 | prohibit equity based rewards | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| CITIGROUP INC | C | 172967424 | 4/16/2019 | 29 | call special meeting | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| BANK OF AMERICA CORP | BAC | 060505104 | 4/24/2019 | 30 | Election 16 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| BANK OF AMERICA CORP | BAC | 060505104 | 4/24/2019 | 31 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| BANK OF AMERICA CORP | BAC | 060505104 | 4/24/2019 | 32 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| BANK OF AMERICA CORP | BAC | 060505104 | 4/24/2019 | 33 | amend key employee Equity Plan | MANAGEMENT | FOR | FOR | FOR | |
| BANK OF AMERICA CORP | BAC | 060505104 | 4/24/2019 | 34 | gender pay | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| BANK OF AMERICA CORP | BAC | 060505104 | 4/24/2019 | 35 | written consent | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| BANK OF AMERICA CORP | BAC | 060505104 | 4/24/2019 | 36 | Proxy access | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| BERKSHIRE HATHAWAY | BRK.B | 084670702 | 5/4/2019 | 37 | Election 14 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| PNC FINANCIAL SERVICES | PNC | 693475105 | 4/23/2019 | 38 | Election 13 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| PNC FINANCIAL SERVICES | PNC | 693475105 | 4/23/2019 | 39 | Ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| PNC FINANCIAL SERVICES | PNC | 693475105 | 4/23/2019 | 40 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| LEIDOS HOLDINGS INC | LDOS | 525327102 | 4/26/2019 | 41 | Election 13 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| LEIDOS HOLDINGS INC | LDOS | 525327102 | 4/26/2019 | 42 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| LEIDOS HOLDINGS INC | LDOS | 525327102 | 4/26/2019 | 43 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| LEIDOS HOLDINGS INC | LDOS | 525327102 | 4/26/2019 | 44 | majority vote | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| PFIZER INC | PFE | 717081103 | 4/25/2019 | 45 | Election 11 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| PFIZER INC | PFE | 717081103 | 4/25/2019 | 46 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| PFIZER INC | PFE | 717081103 | 4/25/2019 | 47 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| PFIZER INC | PFE | 717081103 | 4/25/2019 | 48 | 2019 stock plan | | | MANAGEMENT | FOR | FOR | FOR | |
| PFIZER INC | PFE | 717081103 | 4/25/2019 | 49 | written consent | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| PFIZER INC | PFE | 717081103 | 4/25/2019 | 50 | lobbying activities | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| PFIZER INC | PFE | 717081103 | 4/25/2019 | 51 | independent chair | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| PFIZER INC | PFE | 717081103 | 4/25/2019 | 52 | integrate drug pricing into executive comp | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| LOCKHEED MARTIN CORP | LMT | 539830109 | 4/25/2019 | 53 | Election 10 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| LOCKHEED MARTIN CORP | LMT | 539830109 | 4/25/2019 | 54 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| LOCKHEED MARTIN CORP | LMT | 539830109 | 4/25/2019 | 55 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| LOCKHEED MARTIN CORP | LMT | 539830109 | 4/25/2019 | 56 | proxy access | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| BB&T CORPORATION | BBT | 054937107 | 4/30/2019 | 57 | Election 15 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| BB&T CORPORATION | BBT | 054937107 | 4/30/2019 | 58 | Ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| BB&T CORPORATION | BBT | 054937107 | 4/30/2019 | 59 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| ASTRAZENECA PLC | AZN | 92343V104 | 4/26/2019 | 60 | receive strategic report | | MANAGEMENT | FOR | FOR | FOR | |
| ASTRAZENECA PLC | AZN | 92343V104 | 4/26/2019 | 61 | confirm dividends | | | MANAGEMENT | FOR | FOR | FOR | |
| ASTRAZENECA PLC | AZN | 92343V104 | 4/26/2019 | 62 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| ASTRAZENECA PLC | AZN | 92343V104 | 4/26/2019 | 63 | pay auditor | | | MANAGEMENT | FOR | FOR | FOR | |
| ASTRAZENECA PLC | AZN | 92343V104 | 4/26/2019 | 64 | Election 11 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| ASTRAZENECA PLC | AZN | 92343V104 | 4/26/2019 | 68 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| ASTRAZENECA PLC | AZN | 92343V104 | 4/26/2019 | 66 | political donation | | | MANAGEMENT | FOR | FOR | FOR | |
| ASTRAZENECA PLC | AZN | 92343V104 | 4/26/2019 | 67 | allot shares | | | MANAGEMENT | FOR | FOR | FOR | |
| ASTRAZENECA PLC | AZN | 92343V104 | 4/26/2019 | 68 | disapply pre-emtive rights | | MANAGEMENT | FOR | FOR | FOR | |
| ASTRAZENECA PLC | AZN | 92343V104 | 4/26/2019 | 69 | disapply pre-emtive rights for acquisitions | MANAGEMENT | FOR | FOR | FOR | |
| ASTRAZENECA PLC | AZN | 92343V104 | 4/26/2019 | 70 | purchase own shares | | MANAGEMENT | FOR | FOR | FOR | |
| ASTRAZENECA PLC | AZN | 92343V104 | 4/26/2019 | 71 | reduce nitice general meeting | | MANAGEMENT | FOR | FOR | FOR | |
| MGM RESORTS INTL | MGM | 552953101 | 8/1/2019 | 72 | Election 12 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| MGM RESORTS INTL | MGM | 552953101 | 8/1/2019 | 73 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| MGM RESORTS INTL | MGM | 552953101 | 8/1/2019 | 74 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| INTERNATIONAL BUSINESS MACH | IBM | 459200101 | 4/30/2019 | 75 | Election 12 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| INTERNATIONAL BUSINESS MACH | IBM | 459200101 | 4/30/2019 | 76 | receive strategic report | | MANAGEMENT | FOR | FOR | FOR | |
| INTERNATIONAL BUSINESS MACH | IBM | 459200101 | 4/30/2019 | 77 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| INTERNATIONAL BUSINESS MACH | IBM | 459200101 | 4/30/2019 | 78 | Long Term Incentive | | | MANAGEMENT | FOR | FOR | FOR | |
| INTERNATIONAL BUSINESS MACH | IBM | 459200101 | 4/30/2019 | 79 | written consent | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| INTERNATIONAL BUSINESS MACH | IBM | 459200101 | 4/30/2019 | 80 | independent chair | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| ARCHER DANIELS MIDLAND CO | ADM | 039483102 | 5/1/2019 | 81 | Election 12 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| ARCHER DANIELS MIDLAND CO | ADM | 039483102 | 5/1/2019 | 82 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| ARCHER DANIELS MIDLAND CO | ADM | 039483102 | 5/1/2019 | 83 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| PEPSICO INC | PEP | 713448108 | 5/1/2019 | 84 | Election 13 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| PEPSICO INC | PEP | 713448108 | 5/1/2019 | 85 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| PEPSICO INC | PEP | 713448108 | 5/1/2019 | 86 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| PEPSICO INC | PEP | 713448108 | 5/1/2019 | 87 | eliminate super majority voting | | MANAGEMENT | FOR | FOR | FOR | |
| PEPSICO INC | PEP | 713448108 | 5/1/2019 | 88 | independent chair | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| PEPSICO INC | PEP | 713448108 | 5/1/2019 | 89 | disclose pesticide mgt | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| BLACKROCK CAPITAL INV CORP | BKCC | 092599108 | 5/2/2019 | 90 | Election 3 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| BLACKROCK CAPITAL INV CORP | BKCC | 092599108 | 5/2/2019 | 91 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| WELLS FARGO & CO | WFC | 949746101 | 4/23/2019 | 920 | Election 12 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| WELLS FARGO & CO | WFC | 949746101 | 4/23/2019 | 93 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| WELLS FARGO & CO | WFC | 949746101 | 4/23/2019 | 94 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| WELLS FARGO & CO | WFC | 949746101 | 4/23/2019 | 95 | Long Term Incentive | | | MANAGEMENT | FOR | FOR | FOR | |
| WELLS FARGO & CO | WFC | 949746101 | 4/23/2019 | 96 | incentive based compensation | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| WELLS FARGO & CO | WFC | 949746101 | 4/23/2019 | 97 | median gender gap pay | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| GOLDMAN SACHS GROUP | GS | 381416104 | 5/2/2019 | 98 | Election 11 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| GOLDMAN SACHS GROUP | GS | 381416104 | 5/2/2019 | 99 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| GOLDMAN SACHS GROUP | GS | 381416104 | 5/2/2019 | 100 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| GOLDMAN SACHS GROUP | GS | 381416104 | 5/2/2019 | 101 | Written consent | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| GILEAD SCIENCES INC | GILD | 375558103 | 5/8/2019 | 102 | Election 9 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| GILEAD SCIENCES INC | GILD | 375558103 | 5/8/2019 | 103 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| GILEAD SCIENCES INC | GILD | 375558103 | 5/8/2019 | 104 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| GILEAD SCIENCES INC | GILD | 375558103 | 5/8/2019 | 105 | Written consent | | | MANAGEMENT | FOR | FOR | FOR | |
| GILEAD SCIENCES INC | GILD | 375558103 | 5/8/2019 | 106 | chairperson be independent director | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| GILEAD SCIENCES INC | GILD | 375558103 | 5/8/2019 | 107 | how to allocate tax savings from Tax cuts | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| SKYWORKS SOLUTIONS | SWKS | 83088M102 | 5/8/2019 | 108 | Election 9 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| SKYWORKS SOLUTIONS | SWKS | 83088M102 | 5/8/2019 | 109 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| SKYWORKS SOLUTIONS | SWKS | 83088M102 | 5/8/2019 | 11 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| SKYWORKS SOLUTIONS | SWKS | 83088M102 | 5/8/2019 | 111 | supermajority voting provisions | | SHAREHOLDER | ABSTAIN | ABSTAIN | FOR | |
| CONOCO PHILLIPS | COP | 20825C104 | 5/14/2019 | 112 | Election 11 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| CONOCO PHILLIPS | COP | 20825C104 | 5/14/2019 | 113 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| CONOCO PHILLIPS | COP | 20825C104 | 5/14/2019 | 114 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| ALTRIA GROUP INC | MO | 022095103 | 5/16/2019 | 115 | Election 11 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| ALTRIA GROUP INC | MO | 022095103 | 5/16/2019 | 116 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| ALTRIA GROUP INC | MO | 022095103 | 5/16/2019 | 117 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| ALTRIA GROUP INC | MO | 022095103 | 5/16/2019 | 118 | disclose nicotine levels | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| ALTRIA GROUP INC | MO | 022095104 | 5/16/2019 | 119 | lobbying activities | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| INTEL CORPORATION | INTC | 458140100 | 5/16/2019 | 120 | Election 10 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| INTEL CORPORATION | INTC | 458140100 | 5/16/2019 | 121 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| INTEL CORPORATION | INTC | 458140100 | 5/16/2019 | 122 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| INTEL CORPORATION | INTC | 458140100 | 5/16/2019 | 123 | approve 2006 Equity Inv Plan | | MANAGEMENT | FOR | FOR | FOR | |
| INTEL CORPORATION | INTC | 458140100 | 5/16/2019 | 124 | written consent | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| INTEL CORPORATION | INTC | 458140100 | 5/16/2019 | 125 | gender pay | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| INTEL CORPORATION | INTC | 458140100 | 5/16/2019 | 126 | political donation | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| LLOYDS BANKING GROUP PLC | LYG | 539439109 | 5/16/2019 | 127 | Election 12 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| LLOYDS BANKING GROUP PLC | LYG | 539439109 | 5/16/2019 | 128 | receive 2018 report | | | MANAGEMENT | FOR | FOR | FOR | |
| LLOYDS BANKING GROUP PLC | LYG | 539439109 | 5/16/2019 | 129 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| LLOYDS BANKING GROUP PLC | LYG | 539439109 | 5/16/2019 | 130 | approve dividend | | | MANAGEMENT | FOR | FOR | FOR | |
| LLOYDS BANKING GROUP PLC | LYG | 539439109 | 5/16/2019 | 131 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| LLOYDS BANKING GROUP PLC | LYG | 539439109 | 5/16/2019 | 132 | pay auditor | | | MANAGEMENT | FOR | FOR | FOR | |
| LLOYDS BANKING GROUP PLC | LYG | 539439109 | 5/16/2019 | 133 | political donations | | | MANAGEMENT | FOR | FOR | FOR | |
| LLOYDS BANKING GROUP PLC | LYG | 539439109 | 5/16/2019 | 134 | authority to allot shares | | MANAGEMENT | FOR | FOR | FOR | |
| LLOYDS BANKING GROUP PLC | LYG | 539439109 | 5/16/2019 | 135 | allot shares to Convertible instruments | MANAGEMENT | FOR | FOR | FOR | |
| LLOYDS BANKING GROUP PLC | LYG | 539439109 | 5/16/2019 | 136 | pre-emtive riights | | | MANAGEMENT | FOR | FOR | FOR | |
| LLOYDS BANKING GROUP PLC | LYG | 539439109 | 5/16/2019 | 137 | disapplication pre-emptive rts for acquisition | MANAGEMENT | FOR | FOR | FOR | |
| LLOYDS BANKING GROUP PLC | LYG | 539439109 | 5/16/2019 | 138 | disapplication pre-emptive rts for capital investment | MANAGEMENT | FOR | FOR | FOR | |
| LLOYDS BANKING GROUP PLC | LYG | 539439109 | 5/16/2019 | 139 | purchase ordinary shares | | MANAGEMENT | FOR | FOR | FOR | |
| LLOYDS BANKING GROUP PLC | LYG | 539439109 | 5/16/2019 | 140 | purchase preferred shares | | MANAGEMENT | FOR | FOR | FOR | |
| LLOYDS BANKING GROUP PLC | LYG | 539439109 | 5/16/2019 | 141 | period for general meeting | | MANAGEMENT | FOR | FOR | FOR | |
| JP MORGAN CHASE & CO | JPM | 46625H100 | 5/21/2019 | 142 | Election 11 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| JP MORGAN CHASE & CO | JPM | 46625H100 | 5/21/2019 | 143 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| JP MORGAN CHASE & CO | JPM | 46625H100 | 5/21/2019 | 144 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| JP MORGAN CHASE & CO | JPM | 46625H100 | 5/21/2019 | 145 | gender pay | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| JP MORGAN CHASE & CO | JPM | 46625H100 | 5/21/2019 | 146 | proxy access | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| JP MORGAN CHASE & CO | JPM | 46625H100 | 5/21/2019 | 147 | cumulative voting | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| BP P.L.C. | BP | 055622104 | 5/21/2019 | 148 | receive annual report | | MANAGEMENT | FOR | FOR | FOR | |
| BP P.L.C. | BP | 055622104 | 5/21/2019 | 149 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| BP P.L.C. | BP | 055622104 | 5/21/2019 | 150 | Election 12 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| BP P.L.C. | BP | 055622104 | 5/21/2019 | 151 | Ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| BP P.L.C. | BP | 055622104 | 5/21/2019 | 152 | political donations | | | MANAGEMENT | FOR | FOR | FOR | |
| BP P.L.C. | BP | 055622104 | 5/21/2019 | 153 | limited authority allot shares | | MANAGEMENT | FOR | FOR | FOR | |
| BP P.L.C. | BP | 055622104 | 5/21/2019 | 154 | allot limited shares for cash | | MANAGEMENT | FOR | FOR | FOR | |
| BP P.L.C. | BP | 055622104 | 5/21/2019 | 155 | additional authority allot limited shares for cash | MANAGEMENT | FOR | FOR | FOR | |
| BP P.L.C. | BP | 055622104 | 5/21/2019 | 156 | limited authority to purchase own shares | MANAGEMENT | FOR | FOR | FOR | |
| BP P.L.C. | BP | 055622104 | 5/21/2019 | 157 | call general meetings 14 days notice | MANAGEMENT | FOR | FOR | FOR | |
| BP P.L.C. | BP | 055622104 | 5/21/2019 | 158 | resolution on climate change disclosure | MANAGEMENT | FOR | FOR | FOR | |
| BP P.L.C. | BP | 055622104 | 5/21/2019 | 159 | resolution on climate change targets | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| BAXTER INTERNATIONAL INC | BAX | 071813109 | 5/7/2019 | 160 | Election 12 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| BAXTER INTERNATIONAL INC | BAX | 071813109 | 5/7/2019 | 161 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| BAXTER INTERNATIONAL INC | BAX | 071813109 | 5/7/2019 | 162 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| BAXTER INTERNATIONAL INC | BAX | 071813109 | 5/7/2019 | 163 | independent chair | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| BAXTER INTERNATIONAL INC | BAX | 071813109 | 5/7/2019 | 164 | written consent | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| BLACKROCK INC | BLK | 09247X101 | 5/23/2019 | 165 | Election 18 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| BLACKROCK INC | BLK | 09247X101 | 5/23/2019 | 166 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| BLACKROCK INC | BLK | 09247X101 | 5/23/2019 | 167 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| BLACKROCK INC | BLK | 09247X101 | 5/23/2019 | 168 | lobbying activities | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| BLACKROCK INC | BLK | 09247X101 | 5/23/2019 | 169 | simple majority voting provisions | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| CHINA PETROLEUM & CHEMICAL | SNP | 16941R108 | 5/9/2019 | 170 | receive annual report | | MANAGEMENT | FOR | FOR | FOR | |
| CHINA PETROLEUM & CHEMICAL | SNP | 16941R108 | 5/9/2019 | 171 | approve report of Board | | MANAGEMENT | FOR | FOR | FOR | |
| CHINA PETROLEUM & CHEMICAL | SNP | 16941R108 | 5/9/2019 | 172 | approve profit distribution | | MANAGEMENT | FOR | FOR | FOR | |
| CHINA PETROLEUM & CHEMICAL | SNP | 16941R108 | 5/9/2019 | 173 | determine profit distribution plan | MANAGEMENT | FOR | FOR | FOR | |
| CHINA PETROLEUM & CHEMICAL | SNP | 16941R108 | 5/9/2019 | 174 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| CHINA PETROLEUM & CHEMICAL | SNP | 16941R108 | 5/9/2019 | 175 | plan for debt financing | | MANAGEMENT | FOR | FOR | FOR | |
| CHINA PETROLEUM & CHEMICAL | SNP | 16941R108 | 5/9/2019 | 176 | authorize new domestic shares | | MANAGEMENT | FOR | FOR | FOR | |
| CHINA PETROLEUM & CHEMICAL | SNP | 16941R108 | 5/9/2019 | 177 | approve amendments to Articles of Association | MANAGEMENT | FOR | FOR | FOR | |
| CHINA PETROLEUM & CHEMICAL | SNP | 16941R108 | 5/9/2019 | 178 | approve audited financial report | MANAGEMENT | FOR | FOR | FOR | |
| CHEVRON CORPORATION | CVX | 166764100 | 5/29/2019 | 179 | Election 11 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| CHEVRON CORPORATION | CVX | 166764100 | 5/29/2019 | 180 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| CHEVRON CORPORATION | CVX | 166764100 | 5/29/2019 | 181 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| CHEVRON CORPORATION | CVX | 166764100 | 5/29/2019 | 182 | human rights to water | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| CHEVRON CORPORATION | CVX | 166764100 | 5/29/2019 | 183 | reduce carbon footprint | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| CHEVRON CORPORATION | CVX | 166764100 | 5/29/2019 | 184 | committee on climate change | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| CHEVRON CORPORATION | CVX | 166764100 | 5/29/2019 | 185 | independent chair | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| CHEVRON CORPORATION | CVX | 166764100 | 5/29/2019 | 186 | special meeting threshold 10% | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/29/2019 | 187 | Election 10 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/29/2019 | 188 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/29/2019 | 189 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/29/2019 | 190 | independent chair | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/29/2019 | 191 | special shareholder meetings | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/29/2019 | 192 | board matrix | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/29/2019 | 193 | climate change | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/29/2019 | 194 | risks of Gulf Coast investments | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 5/29/2019 | 195 | lobbying activities | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| CHINA MOBILE LTD | CHL | 16941M109 | 5/22/2019 | 196 | receive 2018 report | | | MANAGEMENT | FOR | FOR | FOR | |
| CHINA MOBILE LTD | CHL | 16941M109 | 5/22/2019 | 197 | declare dividend | | | MANAGEMENT | FOR | FOR | FOR | |
| CHINA MOBILE LTD | CHL | 16941M109 | 5/22/2019 | 198 | Election 4 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| CHINA MOBILE LTD | CHL | 16941M109 | 5/22/2019 | 199 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| CHINA MOBILE LTD | CHL | 16941M109 | 5/22/2019 | 200 | buy back shares not exceeding 10% | MANAGEMENT | FOR | FOR | FOR | |
| CHINA MOBILE LTD | CHL | 16941M109 | 5/22/2019 | 201 | issue allot additional shares not exceeding 20% | MANAGEMENT | FOR | FOR | FOR | |
| CHINA MOBILE LTD | CHL | 16941M109 | 5/22/2019 | 202 | allot and deal wirh shares bought bacj | MANAGEMENT | FOR | FOR | FOR | |
| WALMART INC | WMT | 931142103 | 6/5/2019 | 203 | Election 12 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| WALMART INC | WMT | 931142103 | 6/5/2019 | 204 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| WALMART INC | WMT | 931142103 | 6/5/2019 | 205 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| WALMART INC | WMT | 931142103 | 6/5/2019 | 206 | workplace sexual harrasment | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| WALMART INC | WMT | 931142103 | 6/5/2019 | 207 | cumulative voting | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| CATASYS INC | CATS | 149049504 | 6/6/2019 | 208 | Election 7 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| CATASYS INC | CATS | 149049504 | 6/6/2019 | 209 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| TARGET CORPORATION | TGT | 97612E106 | 6/12/2019 | 210 | Election 13 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| TARGET CORPORATION | TGT | 97612E106 | 6/12/2019 | 211 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| TARGET CORPORATION | TGT | 97612E106 | 6/12/2019 | 212 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| TARGET CORPORATION | TGT | 97612E106 | 6/12/2019 | 213 | amend proxy access bylaw | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| COMCAST CORPORATION | CMCSA | 20030N101 | 6/5/2019 | 214 | Election 10 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| COMCAST CORPORATION | CMCSA | 20030N101 | 6/5/2019 | 215 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| COMCAST CORPORATION | CMCSA | 20030N101 | 6/5/2019 | 216 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
| COMCAST CORPORATION | CMCSA | 20030N101 | 6/5/2019 | 217 | 2019 Omnibus Plan | | | MANAGEMENT | FOR | FOR | FOR | |
| COMCAST CORPORATION | CMCSA | 20030N101 | 6/5/2019 | 218 | independent chair | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| COMCAST CORPORATION | CMCSA | 20030N101 | 6/5/2019 | 219 | lobbying activities | | | SHAREHOLDER | AGAINST | AGAINST | FOR | |
| BIOGEN INC | BIIB | 09062X103 | 6/19/2019 | 220 | Election 14 directors | | | MANAGEMENT | FOR | FOR | FOR | |
| BIOGEN INC | BIIB | 09062X103 | 6/19/2019 | 221 | ratify accountants | | | MANAGEMENT | FOR | FOR | FOR | |
| BIOGEN INC | BIIB | 09062X103 | 6/19/2019 | 222 | executive compensation | | MANAGEMENT | FOR | FOR | FOR | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
