Hewlett Packard Enterprise (HPE) Form 3 Hewlett Packard Enterprise / Justin Hotard ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Hotard Justin

(Last) (First) (Middle)

C/O HEWLETT PACKARD ENTERPRISE COMPANY

11445 COMPAQ CENTER DRIVE WEST

(Street)

HOUSTON TX 77070

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/02/2021

3. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
SVP, GM, HPC and MCS

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	44,476	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)(1)	12/09/2016(2)	12/09/2023(3)	Common Stock	5,668	8.83	D
Employee Stock Option (right to buy)(1)	12/07/2017(2)	12/07/2024(3)	Common Stock	10,227	14.67	D
Restricted Stock Units	(5)	(5)	Common Stock	36.3389	(4)	D
Restricted Stock Units	(6)	(6)	Common Stock	17,576.3821	(4)	D
Restricted Stock Units	(7)	(7)	Common Stock	23,592.6179	(4)	D
Restricted Stock Units	(8)	(8)	Common Stock	37,739.5615	(4)	D
Restricted Stock Units	(9)	(9)	Common Stock	54,164.5183	(4)	D

Explanation of Responses:

1. As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity based awards reflect the conversion adjustments.

2. This option became exercisable beginning on this date.

3. This option is no longer exercisable beginning on this date.

4. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

5. On 10/19/18, the reporting person was granted 100 restricted stock units ("RSUs"), 32 of which vested on 10/19/19, 34 of which vested on 10/19/20, and 34 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 2.3389 dividend equivalent rights accrued but not released since the grant date.

6. On 10/19/18, the reporting person was granted 48,575 RSUs, 16,191 of which vested on 10/19/19, 16,192 of which vested on 10/19/20, and 16,192 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 1,384.3821 dividend equivalent rights accrued but not released since the grant date.

7. On 12/10/18, the reporting person was granted 65,202 RSUs, 21,734 of which vested on each of 12/10/19 and 12/10/20, and 21,734 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 1,858.6179 dividend equivalent rights accrued but not released since the grant date.

8. On 12/10/19, the reporting person was granted 53,662 RSUs, 17,887 of which vested on 12/10/20, 17,887 of which will vest on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 1,964.5615 dividend equivalent rights accrued but not released since the grant date.

9. On 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which will vest on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of units reported in Column 3 includes 534.5183 dividend equivalent rights accrued but not released since the grant date.

	Derek Windham as Attorney-in-Fact for Justin Hotard	03/04/2021
	** Signature of Reporting Person	Date
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