Investment Company Act File No. 811-23072
W. Scott Jardine
First Trust Portfolios L.P.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
SIEMENS AG | | | | | | |
Ticker: SIE | | | | | | |
Country: Germany | | | | | | |
Provider Security ID: D69671218 | | | | | | |
Meeting Type: Special | | | | | | |
Meeting Date: 09-Jul-20 | | | | | | |
Record Date: | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Spin-Off and Takeover Agreement with Siemens Energy AG | | Management | | For | | For |
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NATIONAL GRID PLC | | | | | | |
Ticker: NG | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G6S9A7120 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 27-Jul-20 | | | | | | |
Record Date: 24-Jul-20 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Final Dividend | | Management | | For | | For |
3 -- Re-elect Sir Peter Gershon as Director | | Management | | For | | For |
4 -- Re-elect John Pettigrew as Director | | Management | | For | | For |
5 -- Re-elect Andy Agg as Director | | Management | | For | | For |
6 -- Re-elect Nicola Shaw as Director | | Management | | For | | For |
7 -- Re-elect Mark Williamson as Director | | Management | | For | | For |
8 -- Re-elect Jonathan Dawson as Director | | Management | | For | | For |
9 -- Re-elect Therese Esperdy as Director | | Management | | For | | For |
10 -- Re-elect Paul Golby as Director | | Management | | For | | For |
11 -- Elect Liz Hewitt as Director | | Management | | For | | For |
12 -- Re-elect Amanda Mesler as Director | | Management | | For | | For |
13 -- Re-elect Earl Shipp as Director | | Management | | For | | For |
14 -- Re-elect Jonathan Silver as Director | | Management | | For | | For |
15 -- Reappoint Deloitte LLP as Auditors | | Management | | For | | For |
16 -- Authorise the Audit Committee to Fix Remuneration of Auditors | | Management | | For | | For |
17 -- Approve Remuneration Report | | Management | | For | | For |
18 -- Authorise EU Political Donations and Expenditure | | Management | | For | | For |
19 -- Authorise Issue of Equity | | Management | | For | | For |
20 -- Reapprove Share Incentive Plan | | Management | | For | | For |
21 -- Reapprove Sharesave Plan | | Management | | For | | For |
22 -- Approve Increase in Borrowing Limit | | Management | | For | | For |
23 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
24 -- Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | For | | For |
25 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
26 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
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VODAFONE GROUP PLC | | | | | | |
Ticker: VOD | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G93882192 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 28-Jul-20 | | | | | | |
Record Date: 24-Jul-20 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Elect Jean-Francois van Boxmeer as Director | | Management | | For | | For |
3 -- Re-elect Gerard Kleisterlee as Director | | Management | | For | | For |
4 -- Re-elect Nick Read as Director | | Management | | For | | For |
5 -- Re-elect Margherita Della Valle as Director | | Management | | For | | For |
6 -- Re-elect Sir Crispin Davis as Director | | Management | | For | | For |
7 -- Re-elect Michel Demare as Director | | Management | | For | | For |
8 -- Re-elect Dame Clara Furse as Director | | Management | | For | | For |
9 -- Re-elect Valerie Gooding as Director | | Management | | For | | For |
10 -- Re-elect Renee James as Director | | Management | | For | | For |
11 -- Re-elect Maria Amparo Moraleda Martinez as Director | | Management | | For | | For |
12 -- Re-elect Sanjiv Ahuja as Director | | Management | | For | | For |
13 -- Re-elect David Thodey as Director | | Management | | For | | For |
14 -- Re-elect David Nish as Director | | Management | | For | | For |
15 -- Approve Final Dividend | | Management | | For | | For |
16 -- Approve Remuneration Policy | | Management | | For | | For |
17 -- Approve Remuneration Report | | Management | | For | | For |
18 -- Reappoint Ernst & Young LLP as Auditors | | Management | | For | | For |
19 -- Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | | Management | | For | | For |
20 -- Authorise Issue of Equity | | Management | | For | | For |
21 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
22 -- Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | For | | For |
23 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
24 -- Authorise EU Political Donations and Expenditure | | Management | | For | | For |
25 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
26 -- Approve Share Incentive Plan | | Management | | For | | For |
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THE BRITISH LAND CO. PLC | | | | | | |
Ticker: BLND | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G15540118 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 29-Jul-20 | | | | | | |
Record Date: 27-Jul-20 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report | | Management | | For | | For |
3 -- Re-elect Simon Carter as Director | | Management | | For | | For |
4 -- Re-elect Lynn Gladden as Director | | Management | | For | | For |
5 -- Re-elect Chris Grigg as Director | | Management | | For | | For |
6 -- Re-elect Alastair Hughes as Director | | Management | | For | | For |
7 -- Re-elect William Jackson as Director | | Management | | For | | For |
8 -- Re-elect Nicholas Macpherson as Director | | Management | | For | | For |
9 -- Re-elect Preben Prebensen as Director | | Management | | For | | For |
10 -- Re-elect Tim Score as Director | | Management | | For | | For |
11 -- Re-elect Laura Wade-Gery as Director | | Management | | For | | For |
12 -- Re-elect Rebecca Worthington as Director | | Management | | For | | For |
13 -- Reappoint PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For |
14 -- Authorise the Audit Committee to Fix Remuneration of Auditors | | Management | | For | | For |
15 -- Authorise EU Political Donations and Expenditure | | Management | | For | | For |
16 -- Authorise Issue of Equity | | Management | | For | | For |
17 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
18 -- Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | For | | For |
19 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
20 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
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BABCOCK INTERNATIONAL GROUP PLC | | | | | | |
Ticker: BAB | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G0689Q152 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 04-Aug-20 | | | | | | |
Record Date: 31-Jul-20 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Policy | | Management | | For | | For |
3 -- Approve Remuneration Report | | Management | | For | | For |
4 -- Re-elect Ruth Cairnie as Director | | Management | | For | | For |
5 -- Re-elect Sir David Omand as Director | | Management | | For | | For |
6 -- Re-elect Victoire de Margerie as Director | | Management | | For | | For |
7 -- Re-elect Lucy Dimes as Director | | Management | | For | | For |
8 -- Re-elect Myles Lee as Director | | Management | | For | | For |
9 -- Re-elect Kjersti Wiklund as Director | | Management | | For | | For |
10 -- Re-elect Archie Bethel as Director | | Management | | For | | For |
11 -- Re-elect Franco Martinelli as Director | | Management | | For | | For |
12 -- Elect Russ Houlden as Director | | Management | | For | | For |
13 -- Elect Carl-Peter Forster as Director | | Management | | For | | For |
14 -- Reappoint PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For |
15 -- Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | | Management | | For | | For |
16 -- Authorise EU Political Donations and Expenditure | | Management | | For | | For |
17 -- Authorise Issue of Equity | | Management | | For | | For |
18 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
19 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
20 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
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SSE PLC | | | | | | |
Ticker: SSE | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G8842P102 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 12-Aug-20 | | | | | �� | |
Record Date: 10-Aug-20 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report | | Management | | For | | For |
3 -- Approve Final Dividend | | Management | | For | | For |
4 -- Re-elect Gregor Alexander as Director | | Management | | For | | For |
5 -- Re-elect Sue Bruce as Director | | Management | | For | | For |
6 -- Re-elect Tony Cocker as Director | | Management | | For | | For |
7 -- Re-elect Crawford Gillies as Director | | Management | | For | | For |
8 -- Re-elect Richard Gillingwater as Director | | Management | | For | | For |
9 -- Re-elect Peter Lynas as Director | | Management | | For | | For |
10 -- Re-elect Helen Mahy as Director | | Management | | For | | For |
11 -- Re-elect Alistair Phillips-Davies as Director | | Management | | For | | For |
12 -- Re-elect Martin Pibworth as Director | | Management | | For | | For |
13 -- Re-elect Melanie Smith as Director | | Management | | For | | For |
14 -- Elect Angela Strank as Director | | Management | | For | | For |
15 -- Reappoint Ernst & Young LLP as Auditors | | Management | | For | | For |
16 -- Authorise the Audit Committee to Fix Remuneration of Auditors | | Management | | For | | For |
17 -- Authorise Issue of Equity | | Management | | For | | For |
18 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
19 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
20 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
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FRONTLINE LTD. | | | | | | |
Ticker: FRO | | | | | | |
Country: Bermuda | | | | | | |
Provider Security ID: G3682E192 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 31-Aug-20 | | | | | | |
Record Date: 17-Jul-20 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Fix Number of Directors | | Management | | For | | For |
2 -- Authorize Board to Fill Vacancies | | Management | | For | | For |
3 -- Elect Director John Fredriksen | | Management | | For | | For |
4 -- Elect Director James O'Shaughnessy | | Management | | For | | For |
5 -- Elect Director Ola Lorentzon | | Management | | For | | For |
6 -- Elect Director Tor Svelland | | Management | | For | | For |
7 -- Approve PricewaterhouseCoopers AS of Oslo, Norway as Auditors and Authorize Board to Fix Their Remuneration | | Management | | For | | For |
8 -- Approve Remuneration of Directors | | Management | | For | | For |
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UNILEVER NV | | | | | | |
Ticker: UNA | | | | | | |
Country: Netherlands | | | | | | |
Provider Security ID: N8981F289 | | | | | | |
Meeting Type: Special | | | | | | |
Meeting Date: 21-Sep-20 | | | | | | |
Record Date: 24-Aug-20 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Amend Articles Re: Unification | | Management | | For | | For |
2 -- Approve Unification | | Management | | For | | For |
3 -- Approve Discharge of Executive Directors | | Management | | For | | For |
4 -- Approve Discharge of Non-Executive Directors | | Management | | For | | For |
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ASR NEDERLAND NV | | | | | | |
Ticker: ASRNL | | | | | | |
Country: Netherlands | | | | | | |
Provider Security ID: N0709G103 | | | | | | |
Meeting Type: Special | | | | | | |
Meeting Date: 28-Oct-20 | | | | | | |
Record Date: 30-Sep-20 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Open Meeting | | Management | | | | |
2a -- Announce Intention to Appoint Joop Wijn as Supervisory Board Member | | Management | | | | |
2b -- Elect Joop Wijn to Supervisory Board | | Management | | For | | For |
3 -- Allow Questions | | Management | | | | |
4 -- Close Meeting | | Management | | | | |
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PROSEGUR CASH SA | | | | | | |
Ticker: CASH | | | | | | |
Country: Spain | | | | | | |
Provider Security ID: E8S56X108 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 28-Oct-20 | | | | | | |
Record Date: 23-Oct-20 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Consolidated and Standalone Financial Statements | | Management | | For | | For |
2 -- Approve Non-Financial Information Statement | | Management | | For | | For |
3 -- Approve Allocation of Income and Dividends | | Management | | For | | For |
4 -- Approve Discharge of Board | | Management | | For | | For |
5 -- Reelect Pedro Guerrero Guerrero as Director | | Management | | For | | For |
6 -- Reelect Chantal Gut Revoredo as Director | | Management | | For | | For |
7 -- Reelect Claudio Aguirre Peman as Director | | Management | | For | | For |
8 -- Reelect Maria Benjumea Cabeza de Vaca as Director | | Management | | For | | For |
9 -- Reelect Daniel Entrecanales Domecq as Director | | Management | | For | | For |
10 -- Reelect Ana Ines Sainz de Vicuna Bemberg as Director | | Management | | For | | For |
11 -- Advisory Vote on Remuneration Report | | Management | | For | | For |
12 -- Approve Remuneration Policy | | Management | | For | | For |
13 -- Approve Reduction in Share Capital via Amortization of Treasury Shares | | Management | | For | | For |
14 -- Authorize Board to Ratify and Execute Approved Resolutions | | Management | | For | | For |
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EUROCOMMERCIAL PROPERTIES NV | | | | | | |
Ticker: ECMPA | | | | | | |
Country: Netherlands | | | | | | |
Provider Security ID: N31065142 | | | | | | |
Meeting Type: Special | | | | | | |
Meeting Date: 29-Oct-20 | | | | | | |
Record Date: 01-Oct-20 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Open Meeting | | Management | | | | |
2 -- Reelect Evert Jan van Garderen to Management Board | | Management | | For | | For |
3 -- Close Meeting | | Management | | | | |
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BAWAG GROUP AG | | | | | | |
Ticker: BG | | | | | | |
Country: Austria | | | | | | |
Provider Security ID: A0997C107 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 30-Oct-20 | | | | | | |
Record Date: 20-Oct-20 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | | Management | | | | |
2 -- Approve Allocation of Income and Omission of Dividends | | Management | | For | | For |
3 -- Approve Discharge of Management Board for Fiscal 2019 | | Management | | For | | For |
4 -- Approve Discharge of Supervisory Board for Fiscal 2019 | | Management | | For | | For |
5 -- Ratify KPMG Austria GmbH as Auditors for Fiscal 2021 | | Management | | For | | For |
6 -- Amend Articles Re: Shareholders' Right to Delegate Supervisory Board Members | | Management | | For | | For |
7 -- Approve Remuneration Policy for the Management Board | | Management | | For | | For |
8 -- Approve Remuneration Policy for the Supervisory Board | | Management | | For | | For |
9 -- Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Management | | For | | For |
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UBS GROUP AG | | | | | | |
Ticker: UBSG | | | | | | |
Country: Switzerland | | | | | | |
Provider Security ID: H42097107 | | | | | | |
Meeting Type: Special | | | | | | |
Meeting Date: 19-Nov-20 | | | | | | |
Record Date: | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Extraordinary Dividend of USD 0.365 per Share | | Management | | For | | For |
2 -- Transact Other Business (Voting) | | Management | | For | | Against |
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INFORMA PLC | | | | | | |
Ticker: INF | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G4770L106 | | | | | | |
Meeting Type: Special | | | | | | |
Meeting Date: 23-Dec-20 | | | | | | |
Record Date: 21-Dec-20 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Remuneration Policy | | Management | | For | | Against |
2 -- Adopt the Informa Equity Revitalisation Plan | | Management | | For | | Against |
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SODEXO SA | | | | | | |
Ticker: SW | | | | | | |
Country: France | | | | | | |
Provider Security ID: F84941123 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 12-Jan-21 | | | | | | |
Record Date: 08-Jan-21 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Consolidated Financial Statements and Statutory Reports | | Management | | For | | For |
3 -- Approve Allocation of Income and Absence of Dividends | | Management | | For | | For |
4 -- Reelect Sophie Bellon as Director | | Management | | For | | For |
5 -- Reelect Nathalie Bellon-Szabo as Director | | Management | | For | | For |
6 -- Reelect Francoise Brougher as Director | | Management | | For | | For |
7 -- Elect Federico J Gonzalez Tejera as Director | | Management | | For | | For |
8 -- Renew Appointment of KPMG as Auditor | | Management | | For | | For |
9 -- Approve Compensation Reports of Corporate Officers | | Management | | For | | For |
10 -- Approve Compensation of Sophie Bellon, Chairman of the Board | | Management | | For | | For |
11 -- Approve Compensation of Denis Machuel, CEO | | Management | | For | | For |
12 -- Approve Remuneration Policy of Directors | | Management | | For | | For |
13 -- Approve Remuneration Policy for Chairman of the Board | | Management | | For | | For |
14 -- Approve Remuneration Policy for CEO | | Management | | For | | For |
15 -- Authorize Repurchase of Up to 5 Percent of Issued Share Capital | | Management | | For | | For |
16 -- Authorize Filing of Required Documents/Other Formalities | | Management | | For | | For |
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BANCA FARMAFACTORING SPA | | | | | | |
Ticker: BFF | | | | | | |
Country: Italy | | | | | | |
Provider Security ID: T1R288116 | | | | | | |
Meeting Type: Special | | | | | | |
Meeting Date: 28-Jan-21 | | | | | | |
Record Date: 19-Jan-21 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Allocation of Income | | Management | | For | | For |
2 -- Approve Merger by Incorporation of DEPObank SpA into Banca Farmafactoring SpA; Approve Change in Company Name | | Management | | For | | For |
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IMPERIAL BRANDS PLC | | | | | | |
Ticker: IMB | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G4720C107 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 03-Feb-21 | | | | | | |
Record Date: 01-Feb-21 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report | | Management | | For | | For |
3 -- Approve Remuneration Policy | | Management | | For | | For |
4 -- Approve International Sharesave Plan | | Management | | For | | For |
5 -- Approve Long Term Incentive Plan | | Management | | For | | For |
6 -- Approve Deferred Share Bonus Plan | | Management | | For | | For |
7 -- Approve Final Dividend | | Management | | For | | For |
8 -- Elect Stefan Bomhard as Director | | Management | | For | | For |
9 -- Re-elect Susan Clark as Director | | Management | | For | | For |
10 -- Re-elect Therese Esperdy as Director | | Management | | For | | For |
11 -- Elect Alan Johnson as Director | | Management | | For | | For |
12 -- Elect Robert Kunze-Concewitz as Director | | Management | | For | | For |
13 -- Re-elect Simon Langelier as Director | | Management | | For | | For |
14 -- Elect Pierre-Jean Sivignon as Director | | Management | | For | | For |
15 -- Re-elect Steven Stanbrook as Director | | Management | | For | | For |
16 -- Re-elect Jonathan Stanton as Director | | Management | | For | | For |
17 -- Re-elect Oliver Tant as Director | | Management | | For | | For |
18 -- Reappoint Ernst & Young LLP as Auditors | | Management | | For | | For |
19 -- Authorise the Audit Committee to Fix Remuneration of Auditors | | Management | | For | | For |
20 -- Authorise EU Political Donations and Expenditure | | Management | | For | | For |
21 -- Authorise Issue of Equity | | Management | | For | | For |
22 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
23 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
24 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
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SIEMENS AG | | | | | | |
Ticker: SIE | | | | | | |
Country: Germany | | | | | | |
Provider Security ID: D69671218 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 03-Feb-21 | | | | | | |
Record Date: | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Receive Financial Statements and Statutory Reports for Fiscal 2019/20 (Non-Voting) | | Management | | | | |
2 -- Approve Allocation of Income and Dividends of EUR 3.50 per Share | | Management | | For | | For |
3.1 -- Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2019/20 | | Management | | For | | For |
3.2 -- Approve Discharge of Management Board Member Roland Busch for Fiscal 2019/20 | | Management | | For | | For |
3.3 -- Approve Discharge of Management Board Member Lisa Davis (until Feb. 29, 2020) for Fiscal 2019/20 | | Management | | For | | For |
3.4 -- Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2019/20 | | Management | | For | | For |
3.5 -- Approve Discharge of Management Board Member Janina Kugel (until Jan. 31, 2020) for Fiscal 2019/20 | | Management | | For | | For |
3.6 -- Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2019/20 | | Management | | For | | For |
3.7 -- Approve Discharge of Management Board Member Michael Sen (until March 31, 2020) for Fiscal 2019/20 | | Management | | For | | For |
3.8 -- Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2019/20 | | Management | | For | | For |
4.1 -- Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal 2019/20 | | Management | | For | | For |
4.2 -- Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2019/20 | | Management | | For | | For |
4.3 -- Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2019/20 | | Management | | For | | For |
4.4 -- Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2019/20 | | Management | | For | | For |
4.5 -- Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2019/20 | | Management | | For | | For |
4.6 -- Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2019/20 | | Management | | For | | For |
4.7 -- Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2019/20 | | Management | | For | | For |
4.8 -- Approve Discharge of Supervisory Board Member Robert Kensbock (until Sep. 25, 2020) for Fiscal 2019/20 | | Management | | For | | For |
4.9 -- Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2019/20 | | Management | | For | | For |
4.10 -- Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2019/20 | | Management | | For | | For |
4.11 -- Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2019/20 | | Management | | For | | For |
4.12 -- Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2019/20 | | Management | | For | | For |
4.13 -- Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal 2019/20 | | Management | | For | | For |
4.14 -- Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2019/20 | | Management | | For | | For |
4.15 -- Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal 2019/20 | | Management | | For | | For |
4.16 -- Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2019/20 | | Management | | For | | For |
4.17 -- Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2019/20 | | Management | | For | | For |
4.18 -- Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2019/20 | | Management | | For | | For |
4.19 -- Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2019/20 | | Management | | For | | For |
4.20 -- Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2019/20 | | Management | | For | | For |
5 -- Ratify Ernst & Young GmbH as Auditors for Fiscal 2020/21 | | Management | | For | | For |
6.1 -- Elect Grazia Vittadini to the Supervisory Board | | Management | | For | | For |
6.2 -- Elect Kasper Rorsted to the Supervisory Board | | Management | | For | | For |
6.3 -- Reelect Jim Snabe to the Supervisory Board | | Management | | For | | For |
7 -- Approve Remuneration of Supervisory Board | | Management | | For | | For |
8 -- Approve Creation of EUR 90 Million Pool of Capital for Employee Stock Purchase Plan | | Management | | For | | For |
9 -- Amend Affiliation Agreement with Siemens Bank GmbH | | Management | | For | | For |
10 -- Amend Articles Re: Allow Shareholder Questions during the Virtual Meeting | | Share Holder | | Against | | For |
| | | | | | |
| | | | | | |
TESCO PLC | | | | | | |
Ticker: TSCO | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G87621101 | | | | | | |
Meeting Type: Special | | | | | | |
Meeting Date: 11-Feb-21 | | | | | | |
Record Date: 09-Feb-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Special Dividend | | Management | | For | | For |
2 -- Approve Share Consolidation | | Management | | For | | For |
3 -- Authorise Issue of Equity | | Management | | For | | For |
4 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
5 -- Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | For | | For |
6 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
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| | | | | | |
INFINEON TECHNOLOGIES AG | | | | | | |
Ticker: IFX | | | | | | |
Country: Germany | | | | | | |
Provider Security ID: D35415104 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 25-Feb-21 | | | | | | |
Record Date: | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Receive Financial Statements and Statutory Reports for Fiscal 2020 (Non-Voting) | | Management | | | | |
2 -- Approve Allocation of Income and Dividends of EUR 0.22 per Share | | Management | | For | | For |
3.1 -- Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2020 | | Management | | For | | For |
3.2 -- Approve Discharge of Management Board Member Helmut Gassel for Fiscal 2020 | | Management | | For | | For |
3.3 -- Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal 2020 | | Management | | For | | For |
3.4 -- Approve Discharge of Management Board Member Sven Schneider for Fiscal 2020 | | Management | | For | | For |
4.1 -- Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal 2020 | | Management | | For | | For |
4.2 -- Approve Discharge of Supervisory Board Member Peter Bauer (until Feb. 20, 2020) for Fiscal 2020 | | Management | | For | | For |
4.3 -- Approve Discharge of Supervisory Board Member Xiaoqun Clever (from Feb. 20, 2020) for Fiscal 2020 | | Management | | For | | For |
4.4 -- Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal 2020 | | Management | | For | | For |
4.5 -- Approve Discharge of Supervisory Board Member Herbert Diess (until Feb. 20, 2020) for Fiscal 2020 | | Management | | For | | For |
4.6 -- Approve Discharge of Supervisory Board Member Friedrich Eichiner (from Feb. 20, 2020) for Fiscal 2020 | | Management | | For | | For |
4.7 -- Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal 2020 | | Management | | For | | For |
4.8 -- Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2020 | | Management | | For | | For |
4.9 -- Approve Discharge of Supervisory Board Member Gerhard Hobbach (until Feb. 20, 2020) for Fiscal 2020 | | Management | | For | | For |
4.10 -- Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2020 | | Management | | For | | For |
4.11 -- Approve Discharge of Supervisory Board Member Renate Koecher (until Feb. 20, 2020) for Fiscal 2020 | | Management | | For | | For |
4.12 -- Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal 2020 | | Management | | For | | For |
4.13 -- Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal 2020 | | Management | | For | | For |
4.14 -- Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2020 | | Management | | For | | For |
4.15 -- Approve Discharge of Supervisory Board Member Melanie Riedl (from Feb. 20, 2020) for Fiscal 2020 | | Management | | For | | For |
4.16 -- Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2020 | | Management | | For | | For |
4.17 -- Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2020 | | Management | | For | | For |
4.18 -- Approve Discharge of Supervisory Board Member Ulrich Spiesshofer (from Feb. 20, 2020) for Fiscal 2020 | | Management | | For | | For |
4.19 -- Approve Discharge of Supervisory Board Member Margret Suckale (from Feb. 20, 2020) for Fiscal 2020 | | Management | | For | | For |
4.20 -- Approve Discharge of Supervisory Board Member Eckart Suenner (until Feb. 20, 2020) for Fiscal 2020 | | Management | | For | | For |
4.21 -- Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal 2020 | | Management | | For | | For |
5 -- Ratify KPMG AG as Auditors for Fiscal 2021 | | Management | | For | | For |
6 -- Approve Remuneration Policy | | Management | | For | | For |
7 -- Approve Remuneration of Supervisory Board | | Management | | For | | For |
8 -- Approve Creation of EUR 30 Million Pool of Capital for Employee Stock Purchase Plan | | Management | | For | | For |
9 -- Amend Articles Re: Information for Registration in the Share Register | | Management | | For | | For |
10 -- Amend Articles Re: Supervisory Board's Rules of Procedure | | Management | | For | | For |
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NOVARTIS AG | | | | | | |
Ticker: NOVN | | | | | | |
Country: Switzerland | | | | | | |
Provider Security ID: H5820Q150 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 02-Mar-21 | | | | | | |
Record Date: | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Discharge of Board and Senior Management | | Management | | For | | For |
3 -- Approve Allocation of Income and Dividends of CHF 3.00 per Share | | Management | | For | | For |
4 -- Approve CHF 16.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | | Management | | For | | For |
5 -- Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | | Management | | For | | For |
6.1 -- Approve Remuneration of Directors in the Amount of CHF 8.6 Million | | Management | | For | | For |
6.2 -- Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million | | Management | | For | | For |
6.3 -- Approve Remuneration Report | | Management | | For | | For |
7.1 -- Reelect Joerg Reinhardt as Director and Board Chairman | | Management | | For | | For |
7.2 -- Reelect Nancy Andrews as Director | | Management | | For | | For |
7.3 -- Reelect Ton Buechner as Director | | Management | | For | | For |
7.4 -- Reelect Patrice Bula as Director | | Management | | For | | For |
7.5 -- Reelect Elizabeth Doherty as Director | | Management | | For | | For |
7.6 -- Reelect Ann Fudge as Director | | Management | | For | | For |
7.7 -- Reelect Bridgette Heller as Director | | Management | | For | | For |
7.8 -- Reelect Frans van Houten as Director | | Management | | For | | For |
7.9 -- Reelect Simon Moroney as Director | | Management | | For | | For |
7.10 -- Reelect Andreas von Planta as Director | | Management | | For | | For |
7.11 -- Reelect Charles Sawyers as Director | | Management | | For | | For |
7.12 -- Elect Enrico Vanni as Director | | Management | | For | | For |
7.13 -- Reelect William Winters as Director | | Management | | For | | For |
8.1 -- Reappoint Patrice Bula as Member of the Compensation Committee | | Management | | For | | For |
8.2 -- Reappoint Bridgette Heller as Member of the Compensation Committee | | Management | | For | | For |
8.3 -- Reappoint Enrico Vanni as Member of the Compensation Committee | | Management | | For | | For |
8.4 -- Reappoint William Winters as Member of the Compensation Committee | | Management | | For | | For |
8.5 -- Appoint Simon Moroney as Member of the Compensation Committee | | Management | | For | | For |
9 -- Ratify PricewaterhouseCoopers AG as Auditors | | Management | | For | | For |
10 -- Designate Peter Zahn as Independent Proxy | | Management | | For | | For |
11 -- Amend Articles Re: Board of Directors Tenure | | Management | | For | | For |
12 -- Transact Other Business (Voting) | | Management | | For | | Against |
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BAWAG GROUP AG | | | | | | |
Ticker: BG | | | | | | |
Country: Austria | | | | | | |
Provider Security ID: A0997C107 | | | | | | |
Meeting Type: Special | | | | | | |
Meeting Date: 03-Mar-21 | | | | | | |
Record Date: 21-Feb-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Allocation of Income and Dividends of EUR 0.46 per Share | | Management | | For | | For |
| | | | | | |
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STELLANTIS NV | | | | | | |
Ticker: STLA | | | | | | |
Country: Netherlands | | | | | | |
Provider Security ID: N82405106 | | | | | | |
Meeting Type: Special | | | | | | |
Meeting Date: 08-Mar-21 | | | | | | |
Record Date: 08-Feb-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Open Meeting | | Management | | | | |
2 -- Approve Faurecia Distribution | | Management | | For | | For |
3 -- Close Meeting | | Management | | | | |
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ABB LTD. | | | | | | |
Ticker: ABBN | | | | | | |
Country: Switzerland | | | | | | |
Provider Security ID: H0010V101 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 25-Mar-21 | | | | | | |
Record Date: | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report (Non-Binding) | | Management | | For | | For |
3 -- Approve Discharge of Board and Senior Management | | Management | | For | | For |
4 -- Approve Allocation of Income and Dividends of CHF 0.80 per Share | | Management | | For | | For |
5 -- Approve CHF 13.8 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | | Management | | For | | For |
6 -- Approve Creation of CHF 24 Million Pool of Capital without Preemptive Rights | | Management | | For | | For |
7.1 -- Approve Remuneration of Directors in the Amount of CHF 4.4 Million | | Management | | For | | For |
7.2 -- Approve Remuneration of Executive Committee in the Amount of CHF 40 Million | | Management | | For | | For |
8.1 -- Reelect Gunnar Brock as Director | | Management | | For | | For |
8.2 -- Reelect David Constable as Director | | Management | | For | | For |
8.3 -- Reelect Frederico Curado as Director | | Management | | For | | For |
8.4 -- Reelect Lars Foerberg as Director | | Management | | For | | For |
8.5 -- Reelect Jennifer Xin-Zhe Li as Director | | Management | | For | | For |
8.6 -- Reelect Geraldine Matchett as Director | | Management | | For | | For |
8.7 -- Reelect David Meline as Director | | Management | | For | | For |
8.8 -- Reelect Satish Pai as Director | | Management | | For | | For |
8.9 -- Reelect Jacob Wallenberg as Director | | Management | | For | | For |
8.10 -- Reelect Peter Voser as Director and Board Chairman | | Management | | For | | For |
9.1 -- Appoint David Constable as Member of the Compensation Committee | | Management | | For | | For |
9.2 -- Appoint Frederico Curado as Member of the Compensation Committee | | Management | | For | | For |
9.3 -- Appoint Jennifer Xin-Zhe Li as Member of the Compensation Committee | | Management | | For | | For |
10 -- Designate Hans Zehnder as Independent Proxy | | Management | | For | | For |
11 -- Ratify KPMG AG as Auditors | | Management | | For | | For |
12 -- Transact Other Business (Voting) | | Management | | For | | Against |
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BANCA FARMAFACTORING SPA | | | | | | |
Ticker: BFF | | | | | | |
Country: Italy | | | | | | |
Provider Security ID: T1R288116 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 25-Mar-21 | | | | | | |
Record Date: 16-Mar-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Allocation of Income | | Management | | For | | For |
3 -- Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | Management | | For | | For |
4.1 -- Approve Remuneration Policy | | Management | | For | | For |
4.2 -- Approve Severance Payments Policy | | Management | | For | | For |
4.3 -- Approve Second Section of the Remuneration Report | | Management | | For | | For |
5.1 -- Fix Number of Directors | | Management | | For | | For |
5.2 -- Fix Board Terms for Directors | | Management | | For | | For |
5.3.1 -- Slate 1 Submitted by Management | | Management | | For | | For |
5.3.2 -- Slate 2 Submitted by Institutional Investors (Assogestioni) | | Share Holder | | None | | Against |
5.4 -- Elect Salvatore Messina as Board Chair | | Management | | For | | For |
5.5 -- Approve Remuneration of Directors | | Management | | For | | For |
6.1 -- Slate Submitted by Institutional Investors (Assogestioni) | | Share Holder | | None | | For |
6.2 -- Appoint Chairman of Internal Statutory Auditors | | Share Holder | | None | | For |
6.3 -- Approve Internal Auditors' Remuneration | | Management | | For | | Against |
A -- Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | | Management | | None | | Against |
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NOVO NORDISK A/S | | | | | | |
Ticker: NOVO.B | | | | | | |
Country: Denmark | | | | | | |
Provider Security ID: K72807132 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 25-Mar-21 | | | | | | |
Record Date: 18-Mar-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Receive Report of Board | | Management | | | | |
2 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
3 -- Approve Allocation of Income and Dividends of DKK 5.85 Per Share | | Management | | For | | For |
4 -- Approve Remuneration Report (Advisory Vote) | | Management | | For | | For |
5.1 -- Approve Remuneration of Directors for 2020 in the Aggregate Amount of DKK 17 Million | | Management | | For | | For |
5.2 -- Approve Remuneration of Directors for 2021 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.47 Million for the Vice Chairman, and DKK 736,000 for Other Directors; Approve Remuneration for Committee Work | | Management | | For | | For |
6.1 -- Reelect Helge Lund as Director and Board Chairman | | Management | | For | | For |
6.2 -- Reelect Jeppe Christiansen as Director and Vice Chairman | | Management | | For | | For |
6.3a -- Reelect Laurence Debroux as Director | | Management | | For | | For |
6.3b -- Reelect Andreas Fibig as Director | | Management | | For | | For |
6.3c -- Reelect Sylvie Gregoire as Director | | Management | | For | | For |
6.3d -- Reelect Kasim Kutay as Director | | Management | | For | | For |
6.3e -- Reelect Martin Mackay as Director | | Management | | For | | For |
6.3f -- Elect Henrik Poulsen as New Director | | Management | | For | | For |
7 -- Ratify Deloitte as Auditors | | Management | | For | | For |
8.1 -- Approve DKK 8 Million Reduction in Share Capital via B Share Cancellation | | Management | | For | | For |
8.2 -- Authorize Share Repurchase Program | | Management | | For | | For |
8.3a -- Amend Articles Re: Delete Authorization to Increase Share Capital | | Management | | For | | For |
8.3b -- Approve Creation of DKK 46.2 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 46.2 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 46.2 Million | | Management | | For | | For |
8.4a -- Approve Indemnification of Members of the Board of Directors | | Management | | For | | For |
8.4b -- Approve Indemnification of Members of Executive Management | | Management | | For | | For |
8.5 -- Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | | Management | | For | | For |
8.6a -- Allow Shareholder Meetings to be Held Partially or Fully by Electronic Means | | Management | | For | | For |
8.6b -- Allow Electronic Distribution of Company Communication | | Management | | For | | For |
8.6c -- Amend Articles Re: Differentiation of Votes | | Management | | For | | For |
8.7 -- Initiate Plan for Changed Ownership | | Share Holder | | Against | | Against |
9 -- Other Business | | Management | | | | |
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| | | | | | |
REPSOL SA | | | | | | |
Ticker: REP | | | | | | |
Country: Spain | | | | | | |
Provider Security ID: E8471S130 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 25-Mar-21 | | | | | | |
Record Date: 19-Mar-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Consolidated and Standalone Financial Statements | | Management | | For | | For |
2 -- Approve Allocation of Income and Dividends | | Management | | For | | For |
3 -- Approve Non-Financial Information Statement | | Management | | For | | For |
4 -- Approve Discharge of Board | | Management | | For | | For |
5 -- Renew Appointment of PricewaterhouseCoopers as Auditor | | Management | | For | | For |
6 -- Approve Dividends Charged Against Reserves | | Management | | For | | For |
7 -- Approve Reduction in Share Capital via Amortization of Treasury Shares | | Management | | For | | For |
8 -- Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 8.4 Billion with Exclusion of Preemptive Rights up to 10 Percent of Capital | | Management | | For | | For |
9 -- Reelect Manuel Manrique Cecilia as Director | | Management | | For | | For |
10 -- Reelect Mariano Marzo Carpio as Director | | Management | | For | | For |
11 -- Reelect Isabel Torremocha Ferrezuelo as Director | | Management | | For | | For |
12 -- Reelect Luis Suarez de Lezo Mantilla as Director | | Management | | For | | For |
13 -- Ratify Appointment of and Elect Rene Dahan as Director | | Management | | For | | For |
14 -- Elect Aurora Cata Sala as Director | | Management | | For | | For |
15 -- Amend Articles | | Management | | For | | For |
16 -- Amend Articles of General Meeting Regulations | | Management | | For | | For |
17 -- Advisory Vote on Remuneration Report | | Management | | For | | For |
18 -- Approve Remuneration Policy | | Management | | For | | For |
19 -- Authorize Board to Ratify and Execute Approved Resolutions | | Management | | For | | For |
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SKF AB | | | | | | |
Ticker: SKF.B | | | | | | |
Country: Sweden | | | | | | |
Provider Security ID: W84237143 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 25-Mar-21 | | | | | | |
Record Date: 17-Mar-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Open Meeting | | Management | | | | |
2 -- Elect Chairman of Meeting | | Management | | For | | For |
3 -- Designate Inspector(s) of Minutes of Meeting | | Management | | For | | For |
4 -- Prepare and Approve List of Shareholders | | Management | | For | | For |
5 -- Approve Agenda of Meeting | | Management | | For | | For |
6 -- Acknowledge Proper Convening of Meeting | | Management | | For | | For |
7 -- Receive Financial Statements and Statutory Reports | | Management | | | | |
8 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
9 -- Approve Allocation of Income and Dividends of SEK 6.50 Per Share | | Management | | For | | For |
10.1 -- Approve Discharge of Board Member Hans Straberg | | Management | | For | | For |
10.2 -- Approve Discharge of Board Member Hock Goh | | Management | | For | | For |
10.3 -- Approve Discharge of Board Member Alrik Danielson | | Management | | For | | For |
10.4 -- Approve Discharge of Board Member Ronnie Leten | | Management | | For | | For |
10.5 -- Approve Discharge of Board Member Barb Samardzich | | Management | | For | | For |
10.6 -- Approve Discharge of Board Member Colleen Repplier | | Management | | For | | For |
10.7 -- Approve Discharge of Board Member Hakan Buskhe | | Management | | For | | For |
10.8 -- Approve Discharge of Board Member Susanna Schneeberger | | Management | | For | | For |
10.9 -- Approve Discharge of Board Member Lars Wedenborn | | Management | | For | | For |
10.10 -- Approve Discharge of Board Member Jonny Hilbert | | Management | | For | | For |
10.11 -- Approve Discharge of Board Member Zarko Djurovic | | Management | | For | | For |
10.12 -- Approve Discharge of Board Member Kennet Carlsson | | Management | | For | | For |
10.13 -- Approve Discharge of Board Member Claes Palm | | Management | | For | | For |
10.14 -- Approve Discharge of CEO Alrik Danielson | | Management | | For | | For |
11 -- Determine Number of Members (8) and Deputy Members (0) of Board | | Management | | For | | For |
12 -- Approve Remuneration of Directors in the Amount of SEK 2.3 Million for Chairman and SEK 750,000 for Other Directors; Approve Remuneration for Committee Work | | Management | | For | | For |
13.1 -- Reelect Hans Straberg as Director | | Management | | For | | For |
13.2 -- Reelect Hock Goh as Director | | Management | | For | | For |
13.3 -- Reelect Barb Samardzich as Director | | Management | | For | | For |
13.4 -- Reelect Colleen Repplier as Director | | Management | | For | | For |
13.5 -- Reelect Geert Follens as Director | | Management | | For | | For |
13.6 -- Reelect Hakan Buskhe as Director | | Management | | For | | For |
13.7 -- Reelect Susanna Schneeberger as Director | | Management | | For | | For |
13.8 -- Elect Rickard Gustafson as New Director | | Management | | For | | For |
14 -- Elect Hans Straberg as Board Chairman | | Management | | For | | For |
15 -- Determine Number of Auditors (1) and Deputy Auditors (0) | | Management | | For | | For |
16 -- Approve Remuneration of Auditors | | Management | | For | | For |
17 -- Ratify Deloitte as Auditors | | Management | | For | | For |
18 -- Amend Articles of Association Re: Collecting of Proxies; Advanced Voting; Editorial Changes | | Management | | For | | For |
19 -- Approve Remuneration Report | | Management | | For | | For |
20 -- Approve 2021 Performance Share Program | | Management | | For | | Against |
| | | | | | |
| | | | | | |
UPM-KYMMENE OYJ | | | | | | |
Ticker: UPM | | | | | | |
Country: Finland | | | | | | |
Provider Security ID: X9518S108 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 30-Mar-21 | | | | | | |
Record Date: 18-Mar-21 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Open Meeting | | Management | | | | |
2 -- Call the Meeting to Order | | Management | | | | |
3 -- Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | | Management | | | | |
4 -- Acknowledge Proper Convening of Meeting | | Management | | | | |
5 -- Prepare and Approve List of Shareholders | | Management | | | | |
6 -- Receive Financial Statements and Statutory Reports | | Management | | | | |
7 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
8 -- Approve Allocation of Income and Dividends of EUR 1.30 Per Share | | Management | | For | | For |
9 -- Approve Discharge of Board and President | | Management | | For | | For |
10 -- Approve Remuneration Report | | Management | | For | | For |
11 -- Remuneration of Directors in the Amount of EUR 195,000 for Chairman, EUR 140,000 for Deputy Chairman and EUR 115,000 for Other Directors; Approve Compensation for Committee Work | | Management | | For | | For |
12 -- Fix Number of Directors at Nine | | Management | | For | | For |
13 -- Reelect Berndt Brunow, Henrik Ehrnrooth, Piia-Noora Kauppi, Marjan Oudeman, Kim Wahl, Bjorn Wahlroos, Emma FitzGerald and Martin a Porta as Directors; Elect Jari Gustafsson as New Director | | Management | | For | | For |
14 -- Approve Remuneration of Auditors | | Management | | For | | For |
15 -- Ratify PricewaterhouseCoopers as Auditors | | Management | | For | | For |
16 -- Approve Issuance of up to 25 Million Shares without Preemptive Rights | | Management | | For | | For |
17 -- Authorize Share Repurchase Program | | Management | | For | | For |
18 -- Authorize Charitable Donations | | Management | | For | | For |
19 -- Close Meeting | | Management | | | | |
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DAIMLER AG | | | | | | |
Ticker: DAI | | | | | | |
Country: Germany | | | | | | |
Provider Security ID: D1668R123 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 31-Mar-21 | | | | | | |
Record Date: | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Management | | | | |
2 -- Approve Allocation of Income and Dividends of EUR 1.35 per Share | | Management | | For | | For |
3 -- Approve Discharge of Management Board for Fiscal Year 2020 | | Management | | For | | For |
4 -- Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Management | | For | | For |
5.1 -- Ratify KPMG AG as Auditors for Fiscal Year 2021 | | Management | | For | | For |
5.2 -- Ratify KPMG AG as Auditors for the 2022 Interim Financial Statements until the 2022 AGM | | Management | | For | | For |
5.3 -- Ratify KPMG AG as Auditors of the Final Balance Sheets Required under the German Reorganization Act | | Management | | For | | For |
6.1 -- Elect Elizabeth Centoni to the Supervisory Board | | Management | | For | | For |
6.2 -- Elect Ben van Beurden to the Supervisory Board | | Management | | For | | For |
6.3 -- Elect Martin Brudermueller to the Supervisory Board | | Management | | For | | For |
7 -- Approve Remuneration of Supervisory Board | | Management | | For | | For |
8 -- Amend Articles Re: Supervisory Board Meetings and Resolutions | | Management | | For | | For |
9 -- Amend Articles Re: Place of Jurisdiction | | Management | | For | | For |
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VOLVO AB | | | | | | |
Ticker: VOLV.B | | | | | | |
Country: Sweden | | | | | | |
Provider Security ID: 928856301 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 31-Mar-21 | | | | | | |
Record Date: 23-Mar-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Elect Chairman of Meeting | | Management | | For | | For |
2.1 -- Designate Erik Sjoman as Inspector of Minutes of Meeting | | Management | | For | | For |
2.2 -- Designate Martin Jonasson as Inspector of Minutes of Meeting | | Management | | For | | For |
3 -- Prepare and Approve List of Shareholders | | Management | | For | | For |
4 -- Approve Agenda of Meeting | | Management | | For | | For |
5 -- Acknowledge Proper Convening of Meeting | | Management | | For | | For |
6 -- Receive Financial Statements and Statutory Reports; Receive President's Report | | Management | | | | |
7 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
8 -- Approve Allocation of Income and Dividends of SEK 6 Per Share and an Extra Dividend of SEK 9 Per Share | | Management | | For | | For |
9.1 -- Approve Discharge of Matti Alahuhta | | Management | | For | | For |
9.2 -- Approve Discharge of Eckhard Cordes | | Management | | For | | For |
9.3 -- Approve Discharge of Eric Elzvik | | Management | | For | | For |
9.4 -- Approve Discharge of Kurt Jofs | | Management | | For | | For |
9.5 -- Approve Discharge of James W. Griffith | | Management | | For | | For |
9.6 -- Approve Discharge of Martin Lundstedt (as Board Member) | | Management | | For | | For |
9.7 -- Approve Discharge of Kathryn V. Marinello | | Management | | For | | For |
9.8 -- Approve Discharge of Martina Merz | | Management | | For | | For |
9.9 -- Approve Discharge of Hanne de Mora | | Management | | For | | For |
9.10 -- Approve Discharge of Helena Stjernholm | | Management | | For | | For |
9.11 -- Approve Discharge of Carl-Henric Svanberg | | Management | | For | | For |
9.12 -- Approve Discharge of Lars Ask (Employee Representative) | | Management | | For | | For |
9.13 -- Approve Discharge of Mats Henning (Employee Representative) | | Management | | For | | For |
9.14 -- Approve Discharge of Mikael Sallstrom (Employee Representative) | | Management | | For | | For |
9.15 -- Approve Discharge of Camilla Johansson (Deputy Employee Representative) | | Management | | For | | For |
9.16 -- Approve Discharge of Mari Larsson (Deputy Employee Representative) | | Management | | For | | For |
9.17 -- Approve Discharge of Martin Lundstedt (as CEO) | | Management | | For | | For |
10.1 -- Determine Number of Members (11) of Board | | Management | | For | | For |
10.2 -- Determine Number of Deputy Members (0) of Board | | Management | | For | | For |
11 -- Approve Remuneration of Directors in the Amount of SEK 3.7 Million for Chairman and SEK 1.1 Million for Other Directors except CEO; Approve Remuneration for Committee Work | | Management | | For | | For |
12.1 -- Reelect Matti Alahuhta as Director | | Management | | For | | For |
12.2 -- Reelect Eckhard Cordes as Director | | Management | | For | | For |
12.3 -- Reelect Eric Elzvik as Director | | Management | | For | | For |
12.4 -- Elect Martha Finn Brooks as New Director | | Management | | For | | For |
12.5 -- Reelect Kurt Jofs as Director | | Management | | For | | For |
12.6 -- Reelect Martin Lundstedt as Director | | Management | | For | | For |
12.7 -- Reelect Kathryn Marinello as Director | | Management | | For | | For |
12.8 -- Reelect Martina Merz as Director | | Management | | For | | For |
12.9 -- Reelect Hanne de Mora as Director | | Management | | For | | For |
12.10 -- Reelect Helena Stjernholm as Director | | Management | | For | | For |
12.11 -- Reelect Carl-Henric Svenberg as Director | | Management | | For | | For |
13 -- Reelect Carl-Henric Svanberg as Board Chairman | | Management | | For | | For |
14.1 -- Elect Bengt Kjell to Serve on Nomination Committee | | Management | | For | | For |
14.2 -- Elect Anders Oscarsson to Serve on Nomination Committee | | Management | | For | | For |
14.3 -- Elect Ramsay Brufer to Serve on Nomination Committee | | Management | | For | | For |
14.4 -- Elect Carine Smith Ihenacho to Serve on Nomination Committee | | Management | | For | | For |
14.5 -- Elect Chairman of the Board to Serve on Nomination Committee | | Management | | For | | For |
15 -- Approve Remuneration Report | | Management | | For | | For |
16 -- Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Management | | For | | For |
17 -- Amend Articles Re: Auditors | | Management | | For | | For |
18 -- Limit Contributions to Chalmers University of Technology Foundation to a Maximum of SEK 4 Million Per Year | | Share Holder | | None | | Against |
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DEUTSCHE TELEKOM AG | | | | | | |
Ticker: DTE | | | | | | |
Country: Germany | | | | | | |
Provider Security ID: D2035M136 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 01-Apr-21 | | | | | | |
Record Date: | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Management | | | | |
2 -- Approve Allocation of Income and Dividends of EUR 0.60 per Share | | Management | | For | | For |
3 -- Approve Discharge of Management Board for Fiscal Year 2020 | | Management | | For | | For |
4 -- Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Management | | For | | For |
5.1 -- Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | | Management | | For | | For |
5.2 -- Ratify PricewaterhouseCoopers GmbH as Auditors for the 2021 Interim Financial Statements | | Management | | For | | For |
5.3 -- Ratify PricewaterhouseCoopers GmbH as Auditors for the First Quarter of Fiscal Year 2021 | | Management | | For | | For |
5.4 -- Ratify PricewaterhouseCoopers GmbH as Auditors for the Third Quarter of Fiscal Year 2021 and First Quarter of Fiscal Year 2022 | | Management | | For | | For |
6 -- Elect Helga Jung to the Supervisory Board | | Management | | For | | For |
7 -- Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | | Management | | For | | For |
8 -- Authorize Use of Financial Derivatives when Repurchasing Shares | | Management | | For | | For |
9 -- Approve Remuneration Policy | | Management | | For | | Against |
10 -- Approve Remuneration of Supervisory Board | | Management | | For | | For |
11 -- Amend Articles Re: Shareholders' Right to Participation during the Virtual Meeting | | Share Holder | | Against | | For |
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ZURICH INSURANCE GROUP AG | | | | | | |
Ticker: ZURN | | | | | | |
Country: Switzerland | | | | | | |
Provider Security ID: H9870Y105 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 07-Apr-21 | | | | | | |
Record Date: | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1.1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
1.2 -- Approve Remuneration Report (Non-Binding) | | Management | | For | | For |
2 -- Approve Allocation of Income and Dividends of CHF 20.00 per Share | | Management | | For | | For |
3 -- Approve Discharge of Board and Senior Management | | Management | | For | | For |
4.1a -- Reelect Michel Lies as Director and Board Chairman | | Management | | For | | For |
4.1b -- Reelect Joan Amble as Director | | Management | | For | | For |
4.1c -- Reelect Catherine Bessant as Director | | Management | | For | | For |
4.1d -- Reelect Dame Carnwath as Director | | Management | | For | | For |
4.1e -- Reelect Christoph Franz as Director | | Management | | For | | For |
4.1f -- Reelect Michael Halbherr as Director | | Management | | For | | For |
4.1g -- Reelect Jeffrey Hayman as Director (pro-forma vote as Jeffrey Hayman is not available for appointment) | | Management | | For | | For |
4.1h -- Reelect Monica Maechler as Director | | Management | | For | | For |
4.1i -- Reelect Kishore Mahbubani as Director | | Management | | For | | For |
4.1j -- Reelect Jasmin Staiblin as Director | | Management | | For | | For |
4.1k -- Reelect Barry Stowe as Director | | Management | | For | | For |
4.1l -- Elect Sabine Keller-Busse as Director | | Management | | For | | For |
4.2.1 -- Reappoint Michel Lies as Member of the Compensation Committee | | Management | | For | | For |
4.2.2 -- Reappoint Catherine Bessant as Member of the Compensation Committee | | Management | | For | | For |
4.2.3 -- Reappoint Christoph Franz as Member of the Compensation Committee | | Management | | For | | For |
4.2.4 -- Reappoint Kishore Mahbubani as Member of the Compensation Committee | | Management | | For | | For |
4.2.5 -- Reappoint Jasmin Staiblin as Member of the Compensation Committee | | Management | | For | | For |
4.2.6 -- Appoint Sabine Keller-Busse as Member of the Compensation Committee | | Management | | For | | For |
4.3 -- Designate Keller KLG as Independent Proxy | | Management | | For | | For |
4.4 -- Ratify Ernst & Young AG as Auditors | | Management | | For | | For |
5.1 -- Approve Remuneration of Directors in the Amount of CHF 5.9 Million | | Management | | For | | For |
5.2 -- Approve Remuneration of Executive Committee in the Amount of CHF 79.8 Million | | Management | | For | | For |
6 -- Approve Extension of Existing Authorized Capital Pool of CHF 4.5 Million with Partial Exclusion of Preemptive Rights and Approve Amendment to Existing Conditional Capital Pool | | Management | | For | | For |
7 -- Transact Other Business (Voting) | | Management | | For | | Against |
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ADECCO GROUP AG | | | | | | |
Ticker: ADEN | | | | | | |
Country: Switzerland | | | | | | |
Provider Security ID: H00392318 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 08-Apr-21 | | | | | | |
Record Date: | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1.1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
1.2 -- Approve Remuneration Report | | Management | | For | | For |
2 -- Approve Allocation of Income and Dividends of CHF 2.50 per Share | | Management | | For | | For |
3 -- Approve Discharge of Board and Senior Management | | Management | | For | | For |
4.1 -- Approve Remuneration of Directors in the Amount of CHF 5.1 Million | | Management | | For | | For |
4.2 -- Approve Remuneration of Executive Committee in the Amount of CHF 32 Million | | Management | | For | | For |
5.1.1 -- Reelect Jean-Christophe Deslarzes as Director and Board Chairman | | Management | | For | | For |
5.1.2 -- Reelect Ariane Gorin as Director | | Management | | For | | For |
5.1.3 -- Reelect Alexander Gut as Director | | Management | | For | | For |
5.1.4 -- Reelect Didier Lamouche as Director | | Management | | For | | For |
5.1.5 -- Reelect David Prince as Director | | Management | | For | | For |
5.1.6 -- Reelect Kathleen Taylor as Director | | Management | | For | | For |
5.1.7 -- Reelect Regula Wallimann as Director | | Management | | For | | For |
5.1.8 -- Elect Rachel Duan as Director | | Management | | For | | For |
5.2.1 -- Reappoint Kathleen Taylor as Member of the Compensation Committee | | Management | | For | | For |
5.2.2 -- Reappoint Didier Lamouche as Member of the Compensation Committee | | Management | | For | | For |
5.2.3 -- Appoint Rachel Duan as Member of the Compensation Committee | | Management | | For | | For |
5.3 -- Designate Keller KLG as Independent Proxy | | Management | | For | | For |
5.4 -- Ratify Ernst & Young AG as Auditors | | Management | | For | | For |
6 -- Approve Creation of CHF 815,620 Pool of Capital without Preemptive Rights | | Management | | For | | For |
7 -- Transact Other Business (Voting) | | Management | | For | | Against |
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UBS GROUP AG | | | | | | |
Ticker: UBSG | | | | | | |
Country: Switzerland | | | | | | |
Provider Security ID: H42097107 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 08-Apr-21 | | | | | | |
Record Date: | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report | | Management | | For | | For |
3 -- Approve Allocation of Income and Dividends of USD 0.37 per Share | | Management | | For | | For |
4 -- Approve Discharge of Board and Senior Management for Fiscal Year 2020, excluding French Cross-Border Matter | | Management | | For | | For |
5.1 -- Reelect Axel Weber as Director and Board Chairman | | Management | | For | | For |
5.2 -- Reelect Jeremy Anderson as Director | | Management | | For | | For |
5.3 -- Reelect William Dudley as Director | | Management | | For | | For |
5.4 -- Reelect Reto Francioni as Director | | Management | | For | | For |
5.5 -- Reelect Fred Hu as Director | | Management | | For | | For |
5.6 -- Reelect Mark Hughes as Director | | Management | | For | | For |
5.7 -- Reelect Nathalie Rachou as Director | | Management | | For | | For |
5.8 -- Reelect Julie Richardson as Director | | Management | | For | | For |
5.9 -- Reelect Dieter Wemmer as Director | | Management | | For | | For |
5.10 -- Reelect Jeanette Wong as Director | | Management | | For | | For |
6.1 -- Elect Claudia Boeckstiegel as Director | | Management | | For | | For |
6.2 -- Elect Patrick Firmenich as Director | | Management | | For | | For |
7.1 -- Reappoint Julie Richardson as Member of the Compensation Committee | | Management | | For | | For |
7.2 -- Reappoint Reto Francioni as Member of the Compensation Committee | | Management | | For | | For |
7.3 -- Reappoint Dieter Wemmer as Member of the Compensation Committee | | Management | | For | | For |
7.4 -- Reappoint Jeanette Wong as Member of the Compensation Committee | | Management | | For | | For |
8.1 -- Approve Remuneration of Directors in the Amount of CHF 13 Million | | Management | | For | | For |
8.2 -- Approve Variable Remuneration of Executive Committee in the Amount of CHF 85 Million | | Management | | For | | For |
8.3 -- Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | | Management | | For | | For |
9.1 -- Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | | Management | | For | | For |
9.2 -- Ratify Ernst & Young AG as Auditors | | Management | | For | | For |
9.3 -- Ratify BDO AG as Special Auditors | | Management | | For | | For |
10 -- Amend Articles Re: Voting Majority for Board Resolutions | | Management | | For | | For |
11 -- Approve CHF 15.7 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | | Management | | For | | For |
12 -- Authorize Repurchase of up to CHF 4 Billion in Issued Share Capital | | Management | | For | | For |
13 -- Transact Other Business (Voting) | | Management | | None | | Against |
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RIO TINTO PLC | | | | | | |
Ticker: RIO | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G75754104 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 09-Apr-21 | | | | | | |
Record Date: 07-Apr-21 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Policy | | Management | | For | | For |
3 -- Approve Remuneration Report for UK Law Purposes | | Management | | For | | Against |
4 -- Approve Remuneration Report for Australian Law Purposes | | Management | | For | | Against |
5 -- Re-elect Megan Clark as Director | | Management | | For | | Against |
6 -- Re-elect Hinda Gharbi as Director | | Management | | For | | For |
7 -- Re-elect Simon Henry as Director | | Management | | For | | For |
8 -- Re-elect Sam Laidlaw as Director | | Management | | For | | For |
9 -- Re-elect Simon McKeon as Director | | Management | | For | | For |
10 -- Re-elect Jennifer Nason as Director | | Management | | For | | For |
11 -- Re-elect Jakob Stausholm as Director | | Management | | For | | For |
12 -- Re-elect Simon Thompson as Director | | Management | | For | | For |
13 -- Re-elect Ngaire Woods as Director | | Management | | For | | For |
14 -- Reappoint KPMG LLP as Auditors | | Management | | For | | For |
15 -- Authorise the Audit Committee to Fix Remuneration of Auditors | | Management | | For | | For |
16 -- Authorise UK Political Donations and Expenditure | | Management | | For | | For |
17 -- Approve Global Employee Share Plan | | Management | | None | | For |
18 -- Approve UK Share Plan | | Management | | For | | For |
19 -- Authorise Issue of Equity | | Management | | For | | For |
20 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
21 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
22 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
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OC OERLIKON CORP. AG | | | | | | |
Ticker: OERL | | | | | | |
Country: Switzerland | | | | | | |
Provider Security ID: H59187106 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 13-Apr-21 | | | | | | |
Record Date: | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Allocation of Income and Dividends of CHF 0.35 per Share | | Management | | For | | For |
3 -- Approve Discharge of Board of Directors | | Management | | For | | For |
4.1.1 -- Reelect Michael Suess as Director and Board Chairman | | Management | | For | | For |
4.1.2 -- Reelect Paul Adams as Director | | Management | | For | | For |
4.1.3 -- Reelect Irina Matveeva as Director | | Management | | For | | For |
4.1.4 -- Reelect Alexey Moskov as Director | | Management | | For | | For |
4.1.5 -- Reelect Gerhard Pegam as Director | | Management | | For | | For |
4.1.6 -- Reelect Suzanne Thoma as Director | | Management | | For | | For |
4.2 -- Elect Juerg Fedier as Director | | Management | | For | | For |
5.1.1 -- Reappoint Michael Suess as Member of the Human Resources Committee | | Management | | For | | For |
5.1.2 -- Reappoint Alexey Moskov as Member of the Human Resources Committee | | Management | | For | | For |
5.1.3 -- Reappoint Gerhard Pegam as Member of the Human Resources Committee | | Management | | For | | For |
5.1.4 -- Reappoint Suzanne Thoma as Member of the Human Resources Committee | | Management | | For | | For |
5.2 -- Appoint Paul Adams as Member of the Human Resources Committee | | Management | | For | | For |
6 -- Ratify PricewaterhouseCoopers AG as Auditors | | Management | | For | | For |
7 -- Designate Proxy Voting Services GmbH as Independent Proxy | | Management | | For | | For |
8 -- Approve Remuneration Report | | Management | | For | | For |
9 -- Approve Remuneration of Directors in the Amount of CHF 2.6 Million from the 2021 AGM Until 2022 AGM | | Management | | For | | For |
10 -- Approve Fixed Remuneration of Executive Committee in the Amount of CHF 4 Million for the Period July 1, 2021 - June 30, 2022 | | Management | | For | | For |
11 -- Approve Variable Remuneration of Executive Committee in the Amount of CHF 3.4 Million for the Period Jan. 1 - Dec. 31, 2020 | | Management | | For | | For |
12 -- Transact Other Business (Voting) | | Management | | For | | Against |
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AIRBUS SE | | | | | | |
Ticker: AIR | | | | | | |
Country: Netherlands | | | | | | |
Provider Security ID: N0280G100 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 14-Apr-21 | | | | | | |
Record Date: 17-Mar-21 | | | | | | |
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Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Open Meeting | | Management | | | | |
2.1 -- Discussion on Company's Corporate Governance Structure | | Management | | | | |
2.2 -- Receive Report on Business and Financial Statements | | Management | | | | |
2.3 -- Receive Explanation on Company's Reserves and Dividend Policy | | Management | | | | |
3 -- Discussion of Agenda Items | | Management | | | | |
4.1 -- Adopt Financial Statements | | Management | | For | | For |
4.2 -- Approve Discharge of Non-Executive Members of the Board of Directors | | Management | | For | | For |
4.3 -- Approve Discharge of Executive Members of the Board of Directors | | Management | | For | | For |
4.4 -- Ratify Ernst & Young Accountants LLP as Auditors | | Management | | For | | For |
4.5 -- Approve Implementation of Remuneration Policy | | Management | | For | | For |
4.6 -- Reelect Rene Obermann as Non-Executive Director | | Management | | For | | For |
4.7 -- Reelect Amparo Moraleda as Non-Executive Director | | Management | | For | | For |
4.8 -- Reelect Victor Chu as Non-Executive Director | | Management | | For | | For |
4.9 -- Reelect Jean-Pierre Clamadieu as Non-Executive Director | | Management | | For | | For |
4.10 -- Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | | Management | | For | | For |
4.11 -- Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | | Management | | For | | For |
4.12 -- Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | For | | For |
4.13 -- Approve Cancellation of Repurchased Shares | | Management | | For | | For |
5 -- Close Meeting | | Management | | | | |
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MEDIASET ESPANA COMUNICACION SA | | | | | | |
Ticker: TL5 | | | | | | |
Country: Spain | | | | | | |
Provider Security ID: E7418Y101 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 14-Apr-21 | | | | | | |
Record Date: 09-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Consolidated and Standalone Financial Statements | | Management | | For | | For |
2 -- Approve Non-Financial Information Statement | | Management | | For | | For |
3 -- Approve Allocation of Income | | Management | | For | | For |
4 -- Approve Discharge of Board | | Management | | For | | For |
5 -- Renew Appointment of Deloitte as Auditor | | Management | | For | | For |
6 -- Approve Stock-for-Salary Plan | | Management | | For | | For |
7 -- Approve Co-Investment Plan | | Management | | For | | Against |
8 -- Approve Remuneration Report | | Management | | For | | Against |
9 -- Approve Remuneration Policy | | Management | | For | | Against |
10 -- Authorize Share Repurchase Program | | Management | | For | | For |
11 -- Revoke Resolutions 1 to 4 of the Sep. 4, 2019 EGM and Resolutions 1 and 2 of the Feb. 5, 2020 EGM, and Ratify Withdrawal of the Merger Agreed by the Board | | Management | | For | | For |
12 -- Authorize Board to Ratify and Execute Approved Resolutions | | Management | | For | | For |
13 -- Receive Amendments to Board of Directors Regulations | | Management | | | | |
14 -- Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | Share Holder | | For | | For |
15 -- Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | Share Holder | | For | | For |
16 -- Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | Share Holder | | For | | For |
| | | | | | |
| | | | | | |
NESTLE SA | | | | | | |
Ticker: NESN | | | | | | |
Country: Switzerland | | | | | | |
Provider Security ID: H57312649 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 15-Apr-21 | | | | | | |
Record Date: | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1.1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
1.2 -- Approve Remuneration Report | | Management | | For | | For |
2 -- Approve Discharge of Board and Senior Management | | Management | | For | | For |
3 -- Approve Allocation of Income and Dividends of CHF 2.75 per Share | | Management | | For | | For |
4.1.a -- Reelect Paul Bulcke as Director and Board Chairman | | Management | | For | | For |
4.1.b -- Reelect Ulf Schneider as Director | | Management | | For | | For |
4.1.c -- Reelect Henri de Castries as Director | | Management | | For | | For |
4.1.d -- Reelect Renato Fassbind as Director | | Management | | For | | For |
4.1.e -- Reelect Pablo Isla as Director | | Management | | For | | For |
4.1.f -- Reelect Ann Veneman as Director | | Management | | For | | For |
4.1.g -- Reelect Eva Cheng as Director | | Management | | For | | For |
4.1.h -- Reelect Patrick Aebischer as Director | | Management | | For | | For |
4.1.i -- Reelect Kasper Rorsted as Director | | Management | | For | | For |
4.1.j -- Reelect Kimberly Ross as Director | | Management | | For | | For |
4.1.k -- Reelect Dick Boer as Director | | Management | | For | | For |
4.1.l -- Reelect Dinesh Paliwal as Director | | Management | | For | | For |
4.1.m -- Reelect Hanne Jimenez de Mora as Director | | Management | | For | | For |
4.2 -- Elect Lindiwe Sibanda as Director | | Management | | For | | For |
4.3.1 -- Appoint Pablo Isla as Member of the Compensation Committee | | Management | | For | | For |
4.3.2 -- Appoint Patrick Aebischer as Member of the Compensation Committee | | Management | | For | | For |
4.3.3 -- Appoint Dick Boer as Member of the Compensation Committee | | Management | | For | | For |
4.3.4 -- Appoint Kasper Rorsted as Member of the Compensation Committee | | Management | | For | | For |
4.4 -- Ratify Ernst & Young AG as Auditors | | Management | | For | | For |
4.5 -- Designate Hartmann Dreyer as Independent Proxy | | Management | | For | | For |
5.1 -- Approve Remuneration of Directors in the Amount of CHF 10 Million | | Management | | For | | For |
5.2 -- Approve Remuneration of Executive Committee in the Amount of CHF 57.5 Million | | Management | | For | | For |
6 -- Approve CHF 6.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | | Management | | For | | For |
7 -- Approve Climate Action Plan | | Management | | For | | For |
8 -- Transact Other Business (Voting) | | Management | | Against | | Against |
| | | | | | |
| | | | | | |
STELLANTIS NV | | | | | | |
Ticker: STLA | | | | | | |
Country: Netherlands | | | | | | |
Provider Security ID: N82405106 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 15-Apr-21 | | | | | | |
Record Date: 18-Mar-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Open Meeting | | Management | | | | |
2.a -- Receive Report of Management Board (Non-Voting) | | Management | | | | |
2.b -- Receive Explanation on Company's Reserves and Dividend Policy | | Management | | | | |
2.c -- Approve Remuneration Report | | Management | | For | | Against |
2.d -- Adopt Financial Statements and Statutory Reports | | Management | | For | | For |
2.e -- Approve Capital Distribution of EUR 0.32 per Share | | Management | | For | | For |
2.f -- Approve Discharge of Directors | | Management | | For | | For |
3 -- Ratify Ernst & Young Accountants LLP as Auditors | | Management | | For | | For |
4.a -- Amend Remuneration Policy | | Management | | For | | For |
4.b -- Approve Equity Incentive Plan and Grant Board Authority to Issue Shares and Exclude Preemptive Rights in Connection with Equity Incentive Plan | | Management | | For | | Against |
5 -- Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | For | | For |
6 -- Approve Cancellation of Class B Special Voting Shares | | Management | | For | | For |
7 -- Close Meeting | | Management | | | | |
| | | | | | |
| | | | | | |
SIG COMBIBLOC GROUP AG | | | | | | |
Ticker: SIGN | | | | | | |
Country: Switzerland | | | | | | |
Provider Security ID: H76406117 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 21-Apr-21 | | | | | | |
Record Date: | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Discharge of Board and Senior Management | | Management | | For | | For |
3 -- Approve Allocation of Income and Omission of Dividends | | Management | | For | | For |
4 -- Approve Dividends of CHF 0.42 per Share from Capital Contribution Reserves | | Management | | For | | For |
5.1 -- Approve Remuneration Report (Non-Binding) | | Management | | For | | For |
5.2 -- Approve Remuneration of Directors in the Amount of CHF 2.3 Million | | Management | | For | | For |
5.3 -- Approve Remuneration of Executive Committee in the Amount of CHF 17 Million | | Management | | For | | For |
6.1.1 -- Reelect Andreas Umbach as Director | | Management | | For | | For |
6.1.2 -- Reelect Werner Bauer as Director | | Management | | For | | For |
6.1.3 -- Reelect Wah-Hui Chu as Director | | Management | | For | | For |
6.1.4 -- Reelect Colleen Goggins as Director | | Management | | For | | For |
6.1.5 -- Reelect Mariel Hoch as Director | | Management | | For | | For |
6.1.6 -- Reelect Matthias Waehren as Director | | Management | | For | | For |
6.1.7 -- Reelect Nigel Wright as Director | | Management | | For | | For |
6.1.8 -- Elect Abdallah al Obeikan as Director | | Management | | For | | For |
6.1.9 -- Elect Martine Snels as Director | | Management | | For | | For |
6.2 -- Reelect Andreas Umbach as Board Chairman | | Management | | For | | For |
6.3.1 -- Reappoint Wah-Hui Chu as Member of the Compensation Committee | | Management | | For | | For |
6.3.2 -- Reappoint Colleen Goggins as Member of the Compensation Committee | | Management | | For | | For |
6.3.3 -- Reappoint Mariel Hoch as Member of the Compensation Committee | | Management | | For | | For |
7 -- Approve Creation of CHF 675,042 Pool of Capital with Partial Exclusion of Preemptive Rights | | Management | | For | | For |
8 -- Amend Articles Re: Opting Out Clause | | Management | | For | | For |
9 -- Designate Keller KLG as Independent Proxy | | Management | | For | | For |
10 -- Ratify PricewaterhouseCoopers AG as Auditors | | Management | | For | | For |
11 -- Transact Other Business (Voting) | | Management | | For | | Against |
| | | | | | |
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NATIONAL GRID PLC | | | | | | |
Ticker: NG | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G6S9A7120 | | | | | | |
Meeting Type: Special | | | | | | |
Meeting Date: 22-Apr-21 | | | | | | |
Record Date: 20-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Acquisition of PPL WPD Investments Limited | | Management | | For | | For |
2 -- Approve Increase in Borrowing Limit Under the Company's Articles of Association | | Management | | For | | For |
| | | | | | |
| | | | | | |
RELX PLC | | | | | | |
Ticker: REL | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G7493L105 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 22-Apr-21 | | | | | | |
Record Date: 20-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report | | Management | | For | | For |
3 -- Approve Final Dividend | | Management | | For | | For |
4 -- Reappoint Ernst & Young LLP as Auditors | | Management | | For | | For |
5 -- Authorise the Audit Committee to Fix Remuneration of Auditors | | Management | | For | | For |
6 -- Elect Paul Walker as Director | | Management | | For | | For |
7 -- Elect June Felix as Director | | Management | | For | | For |
8 -- Re-elect Erik Engstrom as Director | | Management | | For | | For |
9 -- Re-elect Wolfhart Hauser as Director | | Management | | For | | For |
10 -- Re-elect Charlotte Hogg as Director | | Management | | For | | For |
11 -- Re-elect Marike van Lier Lels as Director | | Management | | For | | For |
12 -- Re-elect Nick Luff as Director | | Management | | For | | For |
13 -- Re-elect Robert MacLeod as Director | | Management | | For | | For |
14 -- Re-elect Linda Sanford as Director | | Management | | For | | For |
15 -- Re-elect Andrew Sukawaty as Director | | Management | | For | | For |
16 -- Re-elect Suzanne Wood as Director | | Management | | For | | For |
17 -- Authorise Issue of Equity | | Management | | For | | For |
18 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
19 -- Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | For | | For |
20 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
21 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
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TELE2 AB | | | | | | |
Ticker: TEL2.B | | | | | | |
Country: Sweden | | | | | | |
Provider Security ID: W95878166 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 22-Apr-21 | | | | | | |
Record Date: 14-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Elect Chairman of Meeting | | Management | | For | | For |
2.1 -- Designate Ossian Ekdahl as Inspector of Minutes of Meeting | | Management | | For | | For |
2.2 -- Designate Jan Sarlvik as Inspector of Minutes of Meeting | | Management | | For | | For |
3 -- Prepare and Approve List of Shareholders | | Management | | For | | For |
4 -- Approve Agenda of Meeting | | Management | | For | | For |
5 -- Acknowledge Proper Convening of Meeting | | Management | | For | | For |
6 -- Receive Financial Statements and Statutory Reports | | Management | | | | |
7 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
8 -- Approve Allocation of Income and Ordinary Dividends of SEK 6 Per Share | | Management | | For | | For |
9a -- Approve Discharge of Carla Smits-Nusteling | | Management | | For | | For |
9b -- Approve Discharge of Andrew Barron | | Management | | For | | For |
9c -- Approve Discharge of Anders Bjorkman | | Management | | For | | For |
9d -- Approve Discharge of Georgi Ganev | | Management | | For | | For |
9e -- Approve Discharge of Cynthia Gordon | | Management | | For | | For |
9f -- Approve Discharge of Eva Lindqvist | | Management | | For | | For |
9g -- Approve Discharge of Lars-Ake Norling | | Management | | For | | For |
9h -- Approve Discharge of Anders Nilsson (CEO) | | Management | | For | | For |
9i -- Approve Discharge of Kjell Johnsen (CEO) | | Management | | For | | For |
10 -- Determine Number of Members (7) and Deputy Members of Board | | Management | | For | | For |
11a -- Approve Remuneration of Directors in the Aggregate Amount of SEK 6.6 Million | | Management | | For | | For |
11b -- Approve Remuneration of Auditors | | Management | | For | | For |
12a -- Reelect Andrew Barron as Director | | Management | | For | | For |
12b -- Elect Stina Bergfors as New Director | | Management | | For | | For |
12c -- Reelect Georgi Ganev as Director | | Management | | For | | For |
12d -- Elect Sam Kini as New Director | | Management | | For | | For |
12e -- Reelect Eva Lindqvist as Director | | Management | | For | | For |
12f -- Reelect Lars-Ake Norling as Director | | Management | | For | | For |
12g -- Reelect Carla Smits-Nusteling as Director | | Management | | For | | For |
13 -- Reelect Carla Smits-Nusteling as Board Chairman | | Management | | For | | For |
14a -- Determine Number of Auditors and Deputy Auditors | | Management | | For | | For |
14b -- Ratify Deloitte as Auditors | | Management | | For | | For |
15 -- Approve Remuneration Report | | Management | | For | | For |
16a -- Approve Performance Share Matching Plan LTI 2021 | | Management | | For | | For |
16b -- Approve Equity Plan Financing Through Issuance of Class C Shares | | Management | | For | | For |
16c -- Approve Equity Plan Financing Through Repurchase of Class C Shares | | Management | | For | | For |
16d -- Approve Equity Plan Financing Through Transfer of Class B Shares to Participants | | Management | | For | | For |
16e -- Approve Equity Plan Financing Through Reissuance of Class B Shares | | Management | | For | | For |
16f -- Authorize Share Swap Agreement | | Management | | For | | Against |
17 -- Authorize Share Repurchase Program | | Management | | For | | For |
18a -- Investigate if Current Board Members and Leadership Team Fulfil Relevant Legislative and Regulatory Requirements, as well as the Demands of the Public Opinions' Ethical Values | | Share Holder | | None | | Against |
18b -- In the Event that the Investigation Clarifies that there is Need, Relevant Measures Shall be Taken to Ensure that the Requirements are Fulfilled | | Share Holder | | None | | Against |
18c -- The Investigation and Any Measures Should be Presented as soon as possible, however Not Later than AGM 2022 | | Share Holder | | None | | Against |
19a -- Give Full Compensation to Private Customers who have Lost their Pool of Phone Call | | Share Holder | | None | | Against |
19b -- Instruct the Executive Management to Prepare a Code of Conduct for the Customer Service Department, | | Share Holder | | None | | Against |
20 -- Close Meeting | | Management | | | | |
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TELEFONICA SA | | | | | | |
Ticker: TEF | | | | | | |
Country: Spain | | | | | | |
Provider Security ID: 879382109 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 22-Apr-21 | | | | | | |
Record Date: 16-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1.1 -- Approve Consolidated and Standalone Financial Statements | | Management | | For | | For |
1.2 -- Approve Non-Financial Information Statement | | Management | | For | | For |
1.3 -- Approve Discharge of Board | | Management | | For | | For |
2 -- Approve Treatment of Net Loss | | Management | | For | | For |
3 -- Renew Appointment of PricewaterhouseCoopers as Auditor | | Management | | For | | For |
4.1 -- Reelect Jose Maria Alvarez-Pallete Lopez as Director | | Management | | For | | For |
4.2 -- Reelect Carmen Garcia de Andres as Director | | Management | | For | | For |
4.3 -- Reelect Ignacio Moreno Martinez as Director | | Management | | For | | For |
4.4 -- Reelect Francisco Jose Riberas Mera as Director | | Management | | For | | For |
5 -- Approve Reduction in Share Capital via Amortization of Treasury Shares | | Management | | For | | For |
6.1 -- Approve Scrip Dividends | | Management | | For | | For |
6.2 -- Approve Scrip Dividends | | Management | | For | | For |
7.1 -- Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | Management | | For | | For |
7.2 -- Amend Articles Re: Possibility of Granting Proxies and Casting Votes Prior to the Meeting by Telephone | | Management | | For | | For |
8.1 -- Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | Management | | For | | For |
8.2 -- Amend Articles of General Meeting Regulations Re: Possibility of Granting Proxies and Casting Votes Prior to the Meeting by Telephone | | Management | | For | | For |
9 -- Approve Remuneration Policy | | Management | | For | | For |
10 -- Approve Restricted Stock Plan | | Management | | For | | For |
11 -- Authorize Board to Ratify and Execute Approved Resolutions | | Management | | For | | For |
12 -- Advisory Vote on Remuneration Report | | Management | | For | | For |
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| | | | | | |
ING GROEP NV | | | | | | |
Ticker: INGA | | | | | | |
Country: Netherlands | | | | | | |
Provider Security ID: N4578E595 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 26-Apr-21 | | | | | | |
Record Date: 29-Mar-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Open Meeting | | Management | | | | |
2A -- Receive Report of Executive Board (Non-Voting) | | Management | | | | |
2B -- Receive Announcements on Sustainability | | Management | | | | |
2C -- Receive Report of Supervisory Board (Non-Voting) | | Management | | | | |
2D -- Approve Remuneration Report | | Management | | For | | For |
2E -- Adopt Financial Statements and Statutory Reports | | Management | | For | | For |
3A -- Receive Explanation on Profit Retention and Distribution Policy | | Management | | | | |
3B -- Approve Dividends of EUR 0.12 Per Share | | Management | | For | | For |
4A -- Approve Discharge of Executive Board | | Management | | For | | For |
4B -- Approve Discharge of Supervisory Board | | Management | | For | | For |
5 -- Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration | | Management | | For | | For |
6 -- Amend Articles Re: Implementation of the Dutch Management and Supervision of Legal Entities Act | | Management | | For | | For |
7A -- Reelect Steven van Rijswijk to Executive Board | | Management | | For | | For |
7B -- Elect Ljiljana Cortan to Executive Board | | Management | | For | | For |
8A -- Reelect Hans Wijers to Supervisory Board | | Management | | For | | For |
8B -- Reelect Margarete Haase to Supervisory Board | | Management | | For | | For |
8C -- Elect Lodewijk Hijmans van den Bergh to Supervisory Board | | Management | | For | | For |
9A -- Grant Board Authority to Issue Shares | | Management | | For | | For |
9B -- Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | | Management | | For | | For |
10 -- Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | For | | For |
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BAYER AG | | | | | | |
Ticker: BAYN | | | | | | |
Country: Germany | | | | | | |
Provider Security ID: D0712D163 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 27-Apr-21 | | | | | | |
Record Date: | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2020 | | Management | | For | | For |
2 -- Approve Discharge of Management Board for Fiscal Year 2020 | | Management | | For | | For |
3 -- Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Management | | For | | For |
4.1 -- Elect Fei-Fei Li to the Supervisory Board | | Management | | For | | For |
4.2 -- Elect Alberto Weisser to the Supervisory Board | | Management | | For | | For |
5 -- Approve Remuneration of Supervisory Board | | Management | | For | | For |
6 -- Ratify Deloitte GmbH as Auditors for Fiscal Year 2021 | | Management | | For | | For |
| | | | | | |
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SCHNEIDER ELECTRIC SE | | | | | | |
Ticker: SU | | | | | | |
Country: France | | | | | | |
Provider Security ID: F86921107 | | | | | | |
Meeting Type: Annual/Special | | | | | | |
Meeting Date: 28-Apr-21 | | | | | | |
Record Date: 26-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Consolidated Financial Statements and Statutory Reports | | Management | | For | | For |
3 -- Approve Treatment of Losses and Dividends of EUR 2.60 per Share | | Management | | For | | For |
4 -- Approve Auditors' Special Report on Related-Party Transactions Mentionning the Absence of New Transactions | | Management | | For | | For |
5 -- Approve Compensation Report of Corporate Officers | | Management | | For | | For |
6 -- Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | | Management | | For | | For |
7 -- Approve Remuneration Policy of Chairman and CEO | | Management | | For | | For |
8 -- Approve Remuneration Policy of Directors | | Management | | For | | For |
9 -- Reelect Jean-Pascal Tricoire as Director | | Management | | For | | For |
10 -- Elect Anna Ohlsson-Leijon as Director | | Management | | For | | For |
11 -- Elect Thierry Jacquet as Representative of Employee Shareholders to the Board | | Management | | Against | | Against |
12 -- Elect Zennia Csikos as Representative of Employee Shareholders to the Board | | Management | | Against | | Against |
13 -- Reelect Xiaoyun Ma as Representative of Employee Shareholders to the Board | | Management | | For | | For |
14 -- Elect Malene Kvist Kristensen as Representative of Employee Shareholders to the Board | | Management | | Against | | Against |
15 -- Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | For | | For |
16 -- Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | | Management | | For | | For |
17 -- Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 224 Million | | Management | | For | | For |
18 -- Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 120 Million | | Management | | For | | For |
19 -- Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18 | | Management | | For | | For |
20 -- Authorize Capital Increase of up to 9.88 Percent of Issued Capital for Contributions in Kind | | Management | | For | | For |
21 -- Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value | | Management | | For | | For |
22 -- Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Management | | For | | For |
23 -- Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Management | | For | | For |
24 -- Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Management | | For | | For |
25 -- Amend Article 13 of Bylaws Re: Editorial Change | | Management | | For | | For |
26 -- Authorize Filing of Required Documents/Other Formalities | | Management | | For | | For |
| | | | | | |
| | | | | | |
AXA SA | | | | | | |
Ticker: CS | | | | | | |
Country: France | | | | | | |
Provider Security ID: F06106102 | | | | | | |
Meeting Type: Annual/Special | | | | | | |
Meeting Date: 29-Apr-21 | | | | | | |
Record Date: 27-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Consolidated Financial Statements and Statutory Reports | | Management | | For | | For |
3 -- Approve Allocation of Income and Dividends of EUR 1.43 per Share | | Management | | For | | For |
4 -- Approve Compensation Report of Corporate Officers | | Management | | For | | For |
5 -- Approve Compensation of Denis Duverne, Chairman of the Board | | Management | | For | | For |
6 -- Approve Compensation of Thomas Buberl, CEO | | Management | | For | | For |
7 -- Approve Amendment of Remuneration Policy of CEO Re: GM 2019 and 2020 | | Management | | For | | For |
8 -- Approve Remuneration Policy of CEO | | Management | | For | | For |
9 -- Approve Remuneration Policy of Chairman of the Board | | Management | | For | | For |
10 -- Approve Remuneration Policy of Directors | | Management | | For | | For |
11 -- Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Management | | For | | For |
12 -- Reelect Ramon de Oliveira as Director | | Management | | For | | For |
13 -- Elect Guillaume Faury as Director | | Management | | For | | For |
14 -- Elect Ramon Fernandez as Director | | Management | | For | | For |
15 -- Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | For | | For |
16 -- Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | | Management | | For | | For |
17 -- Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billions | | Management | | For | | For |
18 -- Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 550 Million | | Management | | For | | For |
19 -- Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 550 Million | | Management | | For | | For |
20 -- Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | | Management | | For | | For |
21 -- Authorize Capital Increase of Up to EUR 550 Million for Future Exchange Offers | | Management | | For | | For |
22 -- Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Management | | For | | For |
23 -- Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities without Preemptive Rights for Up to EUR 550 Million | | Management | | For | | For |
24 -- Authorize Issuance of Equity Upon Conversion of a Subsidiary's Equity-Linked Securities with Preemptive Rights for Up to EUR 2 Billion | | Management | | For | | For |
25 -- Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Management | | For | | For |
26 -- Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Management | | For | | For |
27 -- Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Management | | For | | For |
28 -- Authorize Filing of Required Documents/Other Formalities | | Management | | For | | For |
| | | | | | |
| | | | | | |
DANONE SA | | | | | | |
Ticker: BN | | | | | | |
Country: France | | | | | | |
Provider Security ID: F12033134 | | | | | | |
Meeting Type: Annual/Special | | | | | | |
Meeting Date: 29-Apr-21 | | | | | | |
Record Date: 27-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Consolidated Financial Statements and Statutory Reports | | Management | | For | | For |
3 -- Approve Allocation of Income and Dividends of EUR 1.94 per Share | | Management | | For | | For |
4 -- Reelect Guido Barilla as Director | | Management | | For | | For |
5 -- Reelect Cecile Cabanis as Director | | Management | | For | | For |
6 -- Reelect Michel Landel as Director | | Management | | For | | For |
7 -- Reelect Serpil Timuray as Director | | Management | | For | | For |
8 -- Ratify Appointment of Gilles Schnepp as Director | | Management | | For | | For |
9 -- Approve Auditors' Special Report on Related-Party Transactions | | Management | | For | | For |
10 -- Approve Compensation Report of Corporate Officers | | Management | | For | | For |
11 -- Approve Compensation of Emmanuel Faber, Chairman and CEO | | Management | | For | | For |
12 -- Approve Remuneration Policy of Corporate Officers | | Management | | For | | For |
13 -- Approve Remuneration of Directors Aggregate Amount of EUR 1.25 Million | | Management | | For | | For |
14 -- Approve Remuneration Policy of Directors | | Management | | For | | For |
15 -- Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | For | | For |
16 -- Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million | | Management | | For | | For |
17 -- Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights with Binding Priority Right up to Aggregate Nominal Amount of EUR 17 Million | | Management | | For | | For |
18 -- Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | Management | | For | | For |
19 -- Authorize Capital Increase of Up to EUR 17 Million for Future Exchange Offers | | Management | | For | | For |
20 -- Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Management | | For | | For |
21 -- Authorize Capitalization of Reserves of Up to EUR 43 Million for Bonus Issue or Increase in Par Value | | Management | | For | | For |
22 -- Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Management | | For | | For |
23 -- Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | | Management | | For | | For |
24 -- Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | | Management | | For | | For |
25 -- Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Management | | For | | For |
26 -- Authorize Filing of Required Documents/Other Formalities | | Management | | For | | For |
27 -- Approve Remuneration Policy of Executive Corporate Officers | | Management | | For | | For |
28 -- Approve Compensation Report of Emmanuel Faber, Chairman and CEO Until 14 March 2021 | | Management | | For | | For |
29 -- Request Directors to Present to Shareholders the Following: Strategic Vision for the Group; Position on Corporate Purpose; Approach to Environmental Matters; Opinion on Companys Governance Organization | | Share Holder | | | | |
| | | | | | |
| | | | | | |
BE SEMICONDUCTOR INDUSTRIES NV | | | | | | |
Ticker: BESI | | | | | | |
Country: Netherlands | | | | | | |
Provider Security ID: N13107144 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 30-Apr-21 | | | | | | |
Record Date: 02-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Open Meeting | | Management | | | | |
2 -- Receive Annual Report | | Management | | | | |
3 -- Approve Remuneration Report | | Management | | For | | For |
4 -- Adopt Financial Statements and Statutory Reports | | Management | | For | | For |
5.a -- Receive Explanation on Company's Reserves and Dividend Policy | | Management | | | | |
5.b -- Approve Dividends of EUR 1.70 Per Share | | Management | | For | | For |
6.a -- Approve Discharge of Management Board | | Management | | For | | For |
6.b -- Approve Discharge of Supervisory Board | | Management | | For | | For |
7 -- Amend Remuneration Policy | | Management | | For | | For |
8.a -- Elect Laura Oliphant to Supervisory Board | | Management | | For | | For |
8.b -- Elect Elke Eckstein to Supervisory Board | | Management | | For | | For |
9 -- Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | | Management | | For | | For |
10 -- Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | For | | For |
11 -- Approve Reduction in Share Capital through Cancellation of Shares | | Management | | For | | For |
12 -- Amend Articles Re: Mandatory Statutory Provision Regarding the Absence of All Members of the Supervisory Board | | Management | | For | | For |
13 -- Other Business (Non-Voting) | | Management | | | | |
14 -- Close Meeting | | Management | | | | |
| | | | | | |
| | | | | | |
SANOFI | | | | | | |
Ticker: SAN | | | | | | |
Country: France | | | | | | |
Provider Security ID: F5548N101 | | | | | | |
Meeting Type: Annual/Special | | | | | | |
Meeting Date: 30-Apr-21 | | | | | | |
Record Date: 28-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Consolidated Financial Statements and Statutory Reports | | Management | | For | | For |
3 -- Approve Treatment of Losses and Dividends of EUR 3.20 per Share | | Management | | For | | For |
4 -- Ratify Appointment of Gilles Schnepp as Director | | Management | | For | | For |
5 -- Reelect Fabienne Lecorvaisier as Director | | Management | | For | | For |
6 -- Reelect Melanie Lee as Director | | Management | | For | | For |
7 -- Elect Barbara Lavernos as Director | | Management | | For | | For |
8 -- Approve Compensation Report of Corporate Officers | | Management | | For | | For |
9 -- Approve Compensation of Serge Weinberg, Chairman of the Board | | Management | | For | | For |
10 -- Approve Compensation of Paul Hudson, CEO | | Management | | For | | For |
11 -- Approve Remuneration Policy of Directors | | Management | | For | | For |
12 -- Approve Remuneration Policy of Chairman of the Board | | Management | | For | | For |
13 -- Approve Remuneration Policy of CEO | | Management | | For | | For |
14 -- Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | For | | For |
15 -- Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Management | | For | | For |
16 -- Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 997 Million | | Management | | For | | For |
17 -- Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | | Management | | For | | For |
18 -- Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million | | Management | | For | | For |
19 -- Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion | | Management | | For | | For |
20 -- Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | Management | | For | | For |
21 -- Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Management | | For | | For |
22 -- Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | | Management | | For | | For |
23 -- Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Management | | For | | For |
24 -- Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | | Management | | For | | For |
25 -- Amend Article 13 of Bylaws Re: Written Consultation | | Management | | For | | For |
26 -- Amend Articles 14 and 17 of Bylaws Re: Board Powers and Censors | | Management | | For | | For |
27 -- Authorize Filing of Required Documents/Other Formalities | | Management | | For | | For |
| | | | | | |
| | | | | | |
LAFARGEHOLCIM LTD. | | | | | | |
Ticker: LHN | | | | | | |
Country: Switzerland | | | | | | |
Provider Security ID: H4768E105 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 04-May-21 | | | | | | |
Record Date: | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1.1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
1.2 -- Approve Remuneration Report | | Management | | For | | For |
2 -- Approve Discharge of Board and Senior Management | | Management | | For | | For |
3.1 -- Approve Allocation of Income | | Management | | For | | For |
3.2 -- Approve Dividends of CHF 2.00 per Share from Capital Contribution Reserves | | Management | | For | | For |
4.1 -- Change Company Name to Holcim Ltd | | Management | | For | | For |
4.2 -- Change Location of Registered Office/Headquarters to Zug, Switzerland | | Management | | For | | For |
5.1a -- Reelect Beat Hess as Director and Board Chairman | | Management | | For | | For |
5.1b -- Reelect Philippe Block as Director | | Management | | For | | For |
5.1c -- Reelect Kim Fausing as Director | | Management | | For | | For |
5.1d -- Reelect Colin Hall as Director | | Management | | For | | For |
5.1e -- Reelect Naina Kidwai as Director | | Management | | For | | For |
5.1f -- Reelect Patrick Kron as Director | | Management | | For | | For |
5.1g -- Reelect Adrian Loader as Director | | Management | | For | | For |
5.1h -- Reelect Juerg Oleas as Director | | Management | | For | | For |
5.1i -- Reelect Claudia Ramirez as Director | | Management | | For | | For |
5.1j -- Reelect Hanne Sorensen as Director | | Management | | For | | For |
5.1k -- Reelect Dieter Spaelti as Director | | Management | | For | | For |
5.2 -- Elect Jan Jenisch as Director | | Management | | For | | For |
5.3.1 -- Reappoint Colin Hall as Member of the Nomination, Compensation and Governance Committee | | Management | | For | | For |
5.3.2 -- Reappoint Adrian Loader as Member of the Nomination, Compensation and Governance Committee | | Management | | For | | For |
5.3.3 -- Reappoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee | | Management | | For | | For |
5.3.4 -- Appoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee | | Management | | For | | For |
5.4 -- Appoint Dieter Spaelti as Member of the Nomination, Compensation and Governance Committee | | Management | | For | | For |
5.5.1 -- Ratify Deloitte AG as Auditors | | Management | | For | | For |
5.5.2 -- Designate Sabine Burkhalter Kaimakliotis as Independent Proxy | | Management | | For | | For |
6.1 -- Approve Remuneration of Directors in the Amount of CHF 5.2 Million | | Management | | For | | For |
6.2 -- Approve Remuneration of Executive Committee in the Amount of CHF 42.5 Million | | Management | | For | | For |
7 -- Transact Other Business (Voting) | | Management | | For | | Against |
| | | | | | |
| | | | | | |
ALLIANZ SE | | | | | | |
Ticker: ALV | | | | | | |
Country: Germany | | | | | | |
Provider Security ID: D03080112 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 05-May-21 | | | | | | |
Record Date: | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Management | | | | |
2 -- Approve Allocation of Income and Dividends of EUR 9.60 per Share | | Management | | For | | For |
3 -- Approve Discharge of Management Board for Fiscal Year 2020 | | Management | | For | | For |
4 -- Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Management | | For | | For |
5 -- Approve Remuneration Policy | | Management | | For | | For |
6 -- Approve Remuneration of Supervisory Board | | Management | | For | | For |
7 -- Amend Articles Re: Supervisory Board Term of Office | | Management | | For | | For |
| | | | | | |
| | | | | | |
ANGLO AMERICAN PLC | | | | | | |
Ticker: AAL | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G03764134 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 05-May-21 | | | | | | |
Record Date: 30-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Final Dividend | | Management | | For | | For |
3 -- Elect Elisabeth Brinton as Director | | Management | | For | | For |
4 -- Elect Hilary Maxson as Director | | Management | | For | | For |
5 -- Re-elect Ian Ashby as Director | | Management | | For | | For |
6 -- Re-elect Marcelo Bastos as Director | | Management | | For | | For |
7 -- Re-elect Stuart Chambers as Director | | Management | | For | | For |
8 -- Re-elect Mark Cutifani as Director | | Management | | For | | For |
9 -- Re-elect Byron Grote as Director | | Management | | For | | For |
10 -- Re-elect Hixonia Nyasulu as Director | | Management | | For | | For |
11 -- Re-elect Nonkululeko Nyembezi as Director | | Management | | For | | For |
12 -- Re-elect Tony O'Neill as Director | | Management | | For | | For |
13 -- Re-elect Stephen Pearce as Director | | Management | | For | | For |
14 -- Re-elect Anne Stevens as Director | | Management | | For | | For |
15 -- Reappoint PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For |
16 -- Authorise Board to Fix Remuneration of Auditors | | Management | | For | | For |
17 -- Approve Remuneration Report | | Management | | For | | For |
18 -- Authorise Issue of Equity | | Management | | For | | For |
19 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
20 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
21 -- Adopt New Articles of Association | | Management | | For | | For |
22 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
| | | | | | |
| | | | | | |
ANGLO AMERICAN PLC | | | | | | |
Ticker: AAL | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G03764134 | | | | | | |
Meeting Type: Court | | | | | | |
Meeting Date: 05-May-21 | | | | | | |
Record Date: 30-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Scheme of Arrangement | | Management | | For | | For |
| | | | | | |
| | | | | | |
ANGLO AMERICAN PLC | | | | | | |
Ticker: AAL | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G03764134 | | | | | | |
Meeting Type: Special | | | | | | |
Meeting Date: 05-May-21 | | | | | | |
Record Date: 30-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Matters Relating to the Demerger of Thungela Resources Limited | | Management | | For | | For |
| | | | | | |
| | | | | | |
GLAXOSMITHKLINE PLC | | | | | | |
Ticker: GSK | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G3910J112 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 05-May-21 | | | | | | |
Record Date: 30-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report | | Management | | For | | For |
3 -- Re-elect Sir Jonathan Symonds as Director | | Management | | For | | For |
4 -- Re-elect Dame Emma Walmsley as Director | | Management | | For | | For |
5 -- Re-elect Charles Bancroft as Director | | Management | | For | | For |
6 -- Re-elect Vindi Banga as Director | | Management | | For | | For |
7 -- Re-elect Dr Hal Barron as Director | | Management | | For | | For |
8 -- Re-elect Dr Vivienne Cox as Director | | Management | | For | | For |
9 -- Re-elect Lynn Elsenhans as Director | | Management | | For | | For |
10 -- Re-elect Dr Laurie Glimcher as Director | | Management | | For | | For |
11 -- Re-elect Dr Jesse Goodman as Director | | Management | | For | | For |
12 -- Re-elect Iain Mackay as Director | | Management | | For | | For |
13 -- Re-elect Urs Rohner as Director | | Management | | For | | For |
14 -- Reappoint Deloitte LLP as Auditors | | Management | | For | | For |
15 -- Authorise Board to Fix Remuneration of Auditors | | Management | | For | | For |
16 -- Authorise UK Political Donations and Expenditure | | Management | | For | | For |
17 -- Authorise Issue of Equity | | Management | | For | | For |
18 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
19 -- Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | For | | For |
20 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
21 -- Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | | Management | | For | | For |
22 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
| | | | | | |
| | | | | | |
UNILEVER PLC | | | | | | |
Ticker: ULVR | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G92087165 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 05-May-21 | | | | | | |
Record Date: 03-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report | | Management | | For | | For |
3 -- Approve Remuneration Policy | | Management | | For | | For |
4 -- Approve Climate Transition Action Plan | | Management | | For | | For |
5 -- Re-elect Nils Andersen as Director | | Management | | For | | For |
6 -- Re-elect Laura Cha as Director | | Management | | For | | For |
7 -- Re-elect Dr Judith Hartmann as Director | | Management | | For | | For |
8 -- Re-elect Alan Jope as Director | | Management | | For | | For |
9 -- Re-elect Andrea Jung as Director | | Management | | For | | For |
10 -- Re-elect Susan Kilsby as Director | | Management | | For | | For |
11 -- Re-elect Strive Masiyiwa as Director | | Management | | For | | For |
12 -- Re-elect Youngme Moon as Director | | Management | | For | | For |
13 -- Re-elect Graeme Pitkethly as Director | | Management | | For | | For |
14 -- Re-elect John Rishton as Director | | Management | | For | | For |
15 -- Re-elect Feike Sijbesma as Director | | Management | | For | | For |
16 -- Reappoint KPMG LLP as Auditors | | Management | | For | | For |
17 -- Authorise Board to Fix Remuneration of Auditors | | Management | | For | | For |
18 -- Authorise UK Political Donations and Expenditure | | Management | | For | | For |
19 -- Approve SHARES Plan | | Management | | For | | For |
20 -- Authorise Issue of Equity | | Management | | For | | For |
21 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
22 -- Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | For | | For |
23 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
24 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
25 -- Adopt New Articles of Association | | Management | | For | | For |
26 -- Approve Reduction of the Share Premium Account | | Management | | For | | For |
| | | | | | |
| | | | | | |
BAE SYSTEMS PLC | | | | | | |
Ticker: BA | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G06940103 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 06-May-21 | | | | | | |
Record Date: 04-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report | | Management | | For | | For |
3 -- Approve Final Dividend | | Management | | For | | For |
4 -- Re-elect Thomas Arseneault as Director | | Management | | For | | For |
5 -- Re-elect Sir Roger Carr as Director | | Management | | For | | For |
6 -- Re-elect Dame Elizabeth Corley as Director | | Management | | For | | For |
7 -- Re-elect Bradley Greve as Director | | Management | | For | | For |
8 -- Re-elect Jane Griffiths as Director | | Management | | For | | For |
9 -- Re-elect Christopher Grigg as Director | | Management | | For | | For |
10 -- Re-elect Stephen Pearce as Director | | Management | | For | | For |
11 -- Re-elect Nicole Piasecki as Director | | Management | | For | | For |
12 -- Re-elect Ian Tyler as Director | | Management | | For | | For |
13 -- Re-elect Charles Woodburn as Director | | Management | | For | | For |
14 -- Elect Nicholas Anderson as Director | | Management | | For | | For |
15 -- Elect Dame Carolyn Fairbairn as Director | | Management | | For | | For |
16 -- Reappoint Deloitte LLP as Auditors | | Management | | For | | For |
17 -- Authorise the Audit Committee to Fix Remuneration of Auditors | | Management | | For | | For |
18 -- Authorise UK Political Donations and Expenditure | | Management | | For | | For |
19 -- Authorise Issue of Equity | | Management | | For | | For |
20 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
21 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
22 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
23 -- Amend Articles of Association | | Management | | For | | For |
| | | | | | |
| | | | | | |
ASTRAZENECA PLC | | | | | | |
Ticker: AZN | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G0593M107 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 11-May-21 | | | | | | |
Record Date: 07-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Dividends | | Management | | For | | For |
3 -- Reappoint PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For |
4 -- Authorise Board to Fix Remuneration of Auditors | | Management | | For | | For |
5a -- Re-elect Leif Johansson as Director | | Management | | For | | For |
5b -- Re-elect Pascal Soriot as Director | | Management | | For | | For |
5c -- Re-elect Marc Dunoyer as Director | | Management | | For | | For |
5d -- Re-elect Philip Broadley as Director | | Management | | For | | For |
5e -- Elect Euan Ashley as Director | | Management | | For | | For |
5f -- Re-elect Michel Demare as Director | | Management | | For | | For |
5g -- Re-elect Deborah DiSanzo as Director | | Management | | For | | For |
5h -- Elect Diana Layfield as Director | | Management | | For | | For |
5i -- Re-elect Sheri McCoy as Director | | Management | | For | | For |
5j -- Re-elect Tony Mok as Director | | Management | | For | | For |
5k -- Re-elect Nazneen Rahman as Director | | Management | | For | | For |
5l -- Re-elect Marcus Wallenberg as Director | | Management | | For | | For |
6 -- Approve Remuneration Report | | Management | | For | | For |
7 -- Approve Remuneration Policy | | Management | | For | | For |
8 -- Authorise UK Political Donations and Expenditure | | Management | | For | | For |
9 -- Authorise Issue of Equity | | Management | | For | | For |
10 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
11 -- Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | For | | For |
12 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
13 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
14 -- Amend Performance Share Plan | | Management | | For | | For |
| | | | | | |
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ASTRAZENECA PLC | | | | | | |
Ticker: AZN | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G0593M107 | | | | | | |
Meeting Type: Special | | | | | | |
Meeting Date: 11-May-21 | | | | | | |
Record Date: 07-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Acquisition of Alexion Pharmaceuticals, Inc. | | Management | | For | | For |
| | | | | | |
| | | | | | |
BP PLC | | | | | | |
Ticker: BP | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G12793108 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 12-May-21 | | | | | | |
Record Date: 10-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report | | Management | | For | | For |
3.a -- Elect Murray Auchincloss as Director | | Management | | For | | For |
3.b -- Elect Tushar Morzaria as Director | | Management | | For | | For |
3.c -- Elect Karen Richardson as Director | | Management | | For | | For |
3.d -- Elect Dr Johannes Teyssen as Director | | Management | | For | | For |
3.e -- Re-elect Bernard Looney as Director | | Management | | For | | For |
3.f -- Re-elect Pamela Daley as Director | | Management | | For | | For |
3.g -- Re-elect Helge Lund as Director | | Management | | For | | For |
3.h -- Re-elect Melody Meyer as Director | | Management | | For | | For |
3.i -- Re-elect Paula Reynolds as Director | | Management | | For | | For |
3.j -- Re-elect Sir John Sawers as Director | | Management | | For | | For |
4 -- Reappoint Deloitte LLP as Auditors | | Management | | For | | For |
5 -- Authorise the Audit Committee to Fix Remuneration of Auditors | | Management | | For | | For |
6 -- Authorise UK Political Donations and Expenditure | | Management | | For | | For |
7 -- Approve Scrip Dividend Programme | | Management | | For | | For |
8 -- Authorise Issue of Equity | | Management | | For | | For |
9 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
10 -- Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | For | | For |
11 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
12 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
13 -- Approve Shareholder Resolution on Climate Change Targets | | Share Holder | | Against | | Against |
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| | | | | | |
SAP SE | | | | | | |
Ticker: SAP | | | | | | |
Country: Germany | | | | | | |
Provider Security ID: D66992104 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 12-May-21 | | | | | | |
Record Date: 20-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | | Management | | | | |
2 -- Approve Allocation of Income and Dividends of EUR 1.85 per Share | | Management | | For | | For |
3 -- Approve Discharge of Management Board for Fiscal Year 2020 | | Management | | For | | For |
4 -- Approve Discharge of Supervisory Board for Fiscal Year 2020 | | Management | | For | | For |
5 -- Ratify KPMG AG as Auditors for Fiscal Year 2021 | | Management | | For | | For |
6.1 -- Elect Qi Lu to the Supervisory Board | | Management | | For | | For |
6.2 -- Elect Rouven Westphal to the Supervisory Board | | Management | | For | | For |
7 -- Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights | | Management | | For | | For |
8 -- Amend Corporate Purpose | | Management | | For | | For |
9 -- Amend Articles Re: Proof of Entitlement | | Management | | For | | For |
| | | | | | |
| | | | | | |
DIRECT LINE INSURANCE GROUP PLC | | | | | | |
Ticker: DLG | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G2871V114 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 13-May-21 | | | | | | |
Record Date: 11-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report | | Management | | For | | For |
3 -- Approve Final Dividend | | Management | | For | | For |
4 -- Re-elect Danuta Gray as Director | | Management | | For | | For |
5 -- Re-elect Mark Gregory as Director | | Management | | For | | For |
6 -- Re-elect Tim Harris as Director | | Management | | For | | For |
7 -- Re-elect Penny James as Director | | Management | | For | | For |
8 -- Re-elect Sebastian James as Director | | Management | | For | | For |
9 -- Elect Adrian Joseph as Director | | Management | | For | | For |
10 -- Re-elect Fiona McBain as Director | | Management | | For | | For |
11 -- Re-elect Gregor Stewart as Director | | Management | | For | | For |
12 -- Re-elect Richard Ward as Director | | Management | | For | | For |
13 -- Reappoint Deloitte LLP as Auditors | | Management | | For | | For |
14 -- Authorise the Audit Committee to Fix Remuneration of Auditors | | Management | | For | | For |
15 -- Authorise UK Political Donations and Expenditure | | Management | | For | | For |
16 -- Authorise Issue of Equity | | Management | | For | | For |
17 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
18 -- Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | For | | For |
19 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
20 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
21 -- Authorise Issue of Equity in Relation to an Issue of RT1 Instruments | | Management | | For | | For |
22 -- Authorise Issue of Equity without Pre-emptive Rights in Relation to an Issue of RT1 Instruments | | Management | | For | | For |
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ST. JAMES'S PLACE PLC | | | | | | |
Ticker: STJ | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G5005D124 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 14-May-21 | | | | | | |
Record Date: 12-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Final Dividend | | Management | | For | | For |
3 -- Re-elect Andrew Croft as Director | | Management | | For | | For |
4 -- Re-elect Ian Gascoigne as Director | | Management | | For | | For |
5 -- Re-elect Craig Gentle as Director | | Management | | For | | For |
6 -- Re-elect Emma Griffin as Director | | Management | | For | | For |
7 -- Re-elect Rosemary Hilary as Director | | Management | | For | | For |
8 -- Re-elect Simon Jeffreys as Director | | Management | | For | | For |
9 -- Re-elect Roger Yates as Director | | Management | | For | | For |
10 -- Elect Lesley-Ann Nash as Director | | Management | | For | | For |
11 -- Elect Paul Manduca as Director | | Management | | For | | For |
12 -- Approve Remuneration Report | | Management | | For | | For |
13 -- Reappoint PricewaterhouseCoopers LLP (PwC) as Auditors | | Management | | For | | For |
14 -- Authorise Board to Fix Remuneration of Auditors | | Management | | For | | For |
15 -- Authorise Issue of Equity | | Management | | For | | For |
16 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
17 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
18 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
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VISTRY GROUP PLC | | | | | | |
Ticker: VTY | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G9424B107 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 17-May-21 | | | | | | |
Record Date: 13-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report | | Management | | For | | For |
3 -- Approve Final Dividend | | Management | | For | | For |
4 -- Re-elect Ian Tyler as Director | | Management | | For | | For |
5 -- Re-elect Margaret Browne as Director | | Management | | For | | For |
6 -- Re-elect Ralph Findlay as Director | | Management | | For | | For |
7 -- Re-elect Nigel Keen as Director | | Management | | For | | For |
8 -- Re-elect Michael Stansfield as Director | | Management | | For | | For |
9 -- Re-elect Katherine Innes Ker as Director | | Management | | For | | For |
10 -- Re-elect Gregory Fitzgerald as Director | | Management | | For | | For |
11 -- Re-elect Earl Sibley as Director | | Management | | For | | For |
12 -- Re-elect Graham Prothero as Director | | Management | | For | | For |
13 -- Reappoint PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For |
14 -- Authorise Board to Fix Remuneration of Auditors | | Management | | For | | For |
15 -- Authorise Issue of Equity | | Management | | For | | For |
16 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
17 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
18 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
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BNP PARIBAS SA | | | | | | |
Ticker: BNP | | | | | | |
Country: France | | | | | | |
Provider Security ID: F1058Q238 | | | | | | |
Meeting Type: Annual/Special | | | | | | |
Meeting Date: 18-May-21 | | | | | | |
Record Date: 16-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Consolidated Financial Statements and Statutory Reports | | Management | | For | | For |
3 -- Approve Allocation of Income and Dividends of EUR 1.11 per Share | | Management | | For | | For |
4 -- Approve Auditors' Special Report on Related-Party Transactions | | Management | | For | | For |
5 -- Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | For | | For |
6 -- Reelect Pierre Andre de Chalendar as Director | | Management | | For | | For |
7 -- Reelect Rajna Gibson Brandon as Director | | Management | | For | | For |
8 -- Elect Christian Noyer as Director | | Management | | For | | For |
9 -- Elect Juliette Brisac as Representative of Employee Shareholders to the Board | | Management | | For | | For |
A -- Elect Isabelle Coron as Representative of Employee Shareholders to the Board | | Management | | Against | | Against |
B -- Elect Cecile Besse Advani as Representative of Employee Shareholders to the Board | | Management | | Against | | Against |
C -- Elect Dominique Potier as Representative of Employee Shareholders to the Board | | Management | | Against | | Against |
10 -- Approve Remuneration Policy of Directors | | Management | | For | | For |
11 -- Approve Remuneration Policy of Chairman of the Board | | Management | | For | | For |
12 -- Approve Remuneration Policy of CEO and Vice-CEO | | Management | | For | | For |
13 -- Approve Compensation of Corporate Officers | | Management | | For | | For |
14 -- Approve Compensation of Jean Lemierre, Chairman of the Board | | Management | | For | | For |
15 -- Approve Compensation of Jean-Laurent Bonnafe, CEO | | Management | | For | | For |
16 -- Approve Compensation of Philippe Bordenave, Vice-CEO | | Management | | For | | For |
17 -- Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | | Management | | For | | For |
18 -- Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million | | Management | | For | | For |
19 -- Set Limit for the Variable Remuneration of Executives and Specific Employees | | Management | | For | | For |
20 -- Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Management | | For | | For |
21 -- Authorize Filing of Required Documents/Other Formalities | | Management | | For | | For |
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ROYAL DUTCH SHELL PLC | | | | | | |
Ticker: RDSA | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G7690A100 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 18-May-21 | | | | | | |
Record Date: 14-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report | | Management | | For | | For |
3 -- Elect Jane Lute as Director | | Management | | For | | For |
4 -- Re-elect Ben van Beurden as Director | | Management | | For | | For |
5 -- Re-elect Dick Boer as Director | | Management | | For | | For |
6 -- Re-elect Neil Carson as Director | | Management | | For | | For |
7 -- Re-elect Ann Godbehere as Director | | Management | | For | | For |
8 -- Re-elect Euleen Goh as Director | | Management | | For | | For |
9 -- Re-elect Catherine Hughes as Director | | Management | | For | | For |
10 -- Re-elect Martina Hund-Mejean as Director | | Management | | For | | For |
11 -- Re-elect Sir Andrew Mackenzie as Director | | Management | | For | | For |
12 -- Elect Abraham Schot as Director | | Management | | For | | For |
13 -- Re-elect Jessica Uhl as Director | | Management | | For | | For |
14 -- Re-elect Gerrit Zalm as Director | | Management | | For | | For |
15 -- Reappoint Ernst & Young LLP as Auditors | | Management | | For | | For |
16 -- Authorise the Audit Committee to Fix Remuneration of Auditors | | Management | | For | | For |
17 -- Authorise Issue of Equity | | Management | | For | | For |
18 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
19 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
20 -- Approve the Shell Energy Transition Strategy | | Management | | For | | For |
21 -- Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | | Share Holder | | Against | | Against |
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ASR NEDERLAND NV | | | | | | |
Ticker: ASRNL | | | | | | |
Country: Netherlands | | | | | | |
Provider Security ID: N0709G103 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 19-May-21 | | | | | | |
Record Date: 21-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Open Meeting | | Management | | | | |
2.a -- Receive Report of Management Board (Non-Voting) | | Management | | | | |
2.b -- Receive Report of Supervisory Board (Non-Voting) | | Management | | | | |
2.c -- Discussion on Company's Corporate Governance Structure | | Management | | | | |
2.d -- Approve Remuneration Report | | Management | | For | | For |
3.a -- Adopt Financial Statements and Statutory Reports | | Management | | For | | For |
3.b -- Receive Explanation on Company's Reserves and Dividend Policy | | Management | | | | |
3.c -- Approve Dividends of EUR 2.04 Per Share | | Management | | For | | For |
4.a -- Approve Discharge of Executive Board | | Management | | For | | For |
4.b -- Approve Discharge of Supervisory Board | | Management | | For | | For |
5.a -- Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | | Management | | For | | For |
5.b -- Authorize Board to Exclude Preemptive Rights from Share Issuances | | Management | | For | | For |
5.c -- Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | For | | For |
6.a -- Approve Cancellation of Repurchased Shares | | Management | | For | | For |
6.b -- Amend Articles Re: Cancellation of Repurchased Shares | | Management | | For | | For |
7 -- Allow Questions | | Management | | | | |
8.a -- Acknowledge Resignation of Kick van der Pol as Supervisory Board Member | | Management | | | | |
9 -- Close Meeting | | Management | | | | |
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ENEL SPA | | | | | | |
Ticker: ENEL | | | | | | |
Country: Italy | | | | | | |
Provider Security ID: T3679P115 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 20-May-21 | | | | | | |
Record Date: 11-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Allocation of Income | | Management | | For | | For |
3 -- Authorize Share Repurchase Program and Reissuance of Repurchased Shares | | Management | | For | | For |
4 -- Approve Long-Term Incentive Plan | | Management | | For | | For |
5.1 -- Approve Remuneration Policy | | Management | | For | | For |
5.2 -- Approve Second Section of the Remuneration Report | | Management | | For | | For |
A -- Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | | Management | | None | | Against |
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LLOYDS BANKING GROUP PLC | | | | | | |
Ticker: LLOY | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G5533W248 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 20-May-21 | | | | | | |
Record Date: 18-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Elect Robin Budenberg as Director | | Management | | For | | For |
3 -- Re-elect William Chalmers as Director | | Management | | For | | For |
4 -- Re-elect Alan Dickinson as Director | | Management | | For | | For |
5 -- Re-elect Sarah Legg as Director | | Management | | For | | For |
6 -- Re-elect Lord Lupton as Director | | Management | | For | | For |
7 -- Re-elect Amanda Mackenzie as Director | | Management | | For | | For |
8 -- Re-elect Nick Prettejohn as Director | | Management | | For | | For |
9 -- Re-elect Stuart Sinclair as Director | | Management | | For | | For |
10 -- Re-elect Catherine Woods as Director | | Management | | For | | For |
11 -- Approve Remuneration Report | | Management | | For | | For |
12 -- Approve Final Dividend | | Management | | For | | For |
13 -- Appoint Deloitte LLP as Auditors | | Management | | For | | For |
14 -- Authorise the Audit Committee to Fix Remuneration of Auditors | | Management | | For | | For |
15 -- Approve Deferred Bonus Plan | | Management | | For | | For |
16 -- Authorise EU Political Donations and Expenditure | | Management | | For | | For |
17 -- Authorise Issue of Equity | | Management | | For | | For |
18 -- Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments | | Management | | For | | For |
19 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
20 -- Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | For | | For |
21 -- Authorise Issue of Equity without Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | | Management | | For | | For |
22 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
23 -- Authorise Market Purchase of Preference Shares | | Management | | For | | For |
24 -- Adopt New Articles of Association | | Management | | For | | For |
25 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
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NN GROUP NV | | | | | | |
Ticker: NN | | | | | | |
Country: Netherlands | | | | | | |
Provider Security ID: N64038107 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 20-May-21 | | | | | | |
Record Date: 22-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Open Meeting | | Management | | | | |
2 -- Receive Annual Report | | Management | | | | |
3 -- Approve Remuneration Report | | Management | | For | | For |
4.A -- Adopt Financial Statements and Statutory Reports | | Management | | For | | For |
4.B -- Receive Explanation on Company's Reserves and Dividend Policy | | Management | | | | |
4.C -- Approve Dividends of EUR 2.33 Per Share | | Management | | For | | For |
5.A -- Approve Discharge of Executive Board | | Management | | For | | For |
5.B -- Approve Discharge of Supervisory Board | | Management | | For | | For |
6.A -- Elect Cecilia Reyes to Supervisory Board | | Management | | For | | For |
6.B -- Elect Rob Lelieveld to Supervisory Board | | Management | | For | | For |
6.C -- Elect Inga Beale to Supervisory Board | | Management | | For | | For |
7 -- Approve Increase Maximum Ratio Between Fixed and Variable Components of Remuneration | | Management | | For | | For |
8.A.1 -- Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital | | Management | | For | | For |
8.A.2 -- Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 8.A.1 | | Management | | For | | For |
8.B -- Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital in Connection with a Rights Issue | | Management | | For | | For |
9 -- Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | For | | For |
10 -- Approve Reduction in Share Capital through Cancellation of Shares | | Management | | For | | For |
11 -- Close Meeting | | Management | | | | |
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FRONTLINE LTD. | | | | | | |
Ticker: FRO | | | | | | |
Country: Bermuda | | | | | | |
Provider Security ID: G3682E192 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 26-May-21 | | | | | | |
Record Date: 09-Apr-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Fix Number of Directors at Eight | | Management | | For | | For |
2 -- Authorize Board to Fill Vacancies | | Management | | For | | For |
3 -- Elect Director John Fredriksen | | Management | | For | | For |
4 -- Elect Director James O'Shaughnessy | | Management | | For | | For |
5 -- Elect Director Ola Lorentzon | | Management | | For | | For |
6 -- Elect Director Tor Svelland | | Management | | For | | For |
7 -- Approve PricewaterhouseCoopers AS of Oslo, Norway as Auditors and Authorize Board to Fix Their Remuneration | | Management | | For | | For |
8 -- Approve Remuneration of Directors | | Management | | For | | For |
| | | | | | |
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M&G PLC | | | | | | |
Ticker: MNG | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G6107R102 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 26-May-21 | | | | | | |
Record Date: 24-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report | | Management | | For | | For |
3 -- Elect Clare Chapman as Director | | Management | | For | | For |
4 -- Elect Fiona Clutterbuck as Director | | Management | | For | | For |
5 -- Re-elect John Foley as Director | | Management | | For | | For |
6 -- Re-elect Clare Bousfield as Director | | Management | | For | | For |
7 -- Re-elect Clive Adamson as Director | | Management | | For | | For |
8 -- Re-elect Clare Thompson as Director | | Management | | For | | For |
9 -- Re-elect Massimo Tosato as Director | | Management | | For | | For |
10 -- Reappoint KPMG LLP as Auditors | | Management | | For | | For |
11 -- Authorise the Audit Committee to Fix Remuneration of Auditors | | Management | | For | | For |
12 -- Authorise UK Political Donations and Expenditure | | Management | | For | | For |
13 -- Authorise Issue of Equity | | Management | | For | | For |
14 -- Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | | Management | | For | | For |
15 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
16 -- Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | | Management | | For | | For |
17 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
18 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
| | | | | | |
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TELENOR ASA | | | | | | |
Ticker: TEL | | | | | | |
Country: Norway | | | | | | |
Provider Security ID: R21882106 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 27-May-21 | | | | | | |
Record Date: 19-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Open Meeting | | Management | | | | |
2 -- Registration of Attending Shareholders and Proxies | | Management | | | | |
3 -- Approve Notice of Meeting and Agenda | | Management | | For | | Do Not Vote |
4 -- Designate Inspector(s) of Minutes of Meeting | | Management | | | | |
5 -- Receive Chairman's Report | | Management | | | | |
6 -- Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 9 Per Share | | Management | | For | | Do Not Vote |
7 -- Approve Remuneration of Auditors | | Management | | For | | Do Not Vote |
8 -- Approve Company's Corporate Governance Statement | | Management | | For | | Do Not Vote |
9 -- Approve Remuneration Policy And Other Terms of Employment For Executive Management | | Management | | For | | Do Not Vote |
10 -- Approve Equity Plan Financing | | Management | | For | | Do Not Vote |
11.1 -- Elect Bjorn Erik Naess as Member of Corporate Assembly | | Management | | For | | Do Not Vote |
11.2 -- Elect John Gordon Bernander as Member of Corporate Assembly | | Management | | For | | Do Not Vote |
11.3 -- Elect Heidi Finskas as Member of Corporate Assembly | | Management | | For | | Do Not Vote |
11.4 -- Elect Widar Salbuvik as Member of Corporate Assembly | | Management | | For | | Do Not Vote |
11.5 -- Elect Silvija Seres as Member of Corporate Assembly | | Management | | For | | Do Not Vote |
11.6 -- Elect Lisbeth Karin Naero as Member of Corporate Assembly | | Management | | For | | Do Not Vote |
11.7 -- Elect Trine Saether Romuld as Member of Corporate Assembly | | Management | | For | | Do Not Vote |
11.8 -- Elect Marianne Bergmann Roren as Member of Corporate Assembly | | Management | | For | | Do Not Vote |
11.9 -- Elect Maalfrid Brath as Member of Corporate Assembly | | Management | | For | | Do Not Vote |
11.10 -- Elect Kjetil Houg as Member of Corporate Assembly | | Management | | For | | Do Not Vote |
11.11 -- Elect Elin Myrmel-Johansen as Deputy Member of Corporate Assembly | | Management | | For | | Do Not Vote |
11.12 -- Elect Randi Marjamaa as Deputy Member of Corporate Assembly | | Management | | For | | Do Not Vote |
11.13 -- Elect Lars Tronsgaard as Deputy Member of Corporate Assembly | | Management | | For | | Do Not Vote |
12.1 -- Elect Jan Tore Fosund as Member of Nominating Committee | | Management | | For | | Do Not Vote |
13 -- Approve Remuneration of Corporate Assembly and Nominating Committee | | Management | | For | | Do Not Vote |
14 -- Close Meeting | | Management | | | | |
| | | | | | |
| | | | | | |
HSBC HOLDINGS PLC | | | | | | |
Ticker: HSBA | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G4634U169 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 28-May-21 | | | | | | |
Record Date: 27-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report | | Management | | For | | For |
3a -- Elect James Forese as Director | | Management | | For | | For |
3b -- Elect Steven Guggenheimer as Director | | Management | | For | | For |
3c -- Elect Eileen Murray as Director | | Management | | For | | For |
3d -- Re-elect Irene Lee as Director | | Management | | For | | For |
3e -- Re-elect Jose Antonio Meade Kuribrena as Director | | Management | | For | | For |
3f -- Re-elect David Nish as Director | | Management | | For | | For |
3g -- Re-elect Noel Quinn as Director | | Management | | For | | For |
3h -- Re-elect Ewen Stevenson as Director | | Management | | For | | For |
3i -- Re-elect Jackson Tai as Director | | Management | | For | | For |
3j -- Re-elect Mark Tucker as Director | | Management | | For | | For |
3k -- Re-elect Pauline van der Meer Mohr as Director | | Management | | For | | For |
4 -- Reappoint PricewaterhouseCoopers LLP as Auditors | | Management | | For | | For |
5 -- Authorise the Group Audit Committee to Fix Remuneration of Auditors | | Management | | For | | For |
6 -- Authorise EU Political Donations and Expenditure | | Management | | For | | For |
7 -- Authorise Issue of Equity | | Management | | For | | For |
8 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
9 -- Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | For | | For |
10 -- Authorise Directors to Allot Any Repurchased Shares | | Management | | For | | For |
11 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
12 -- Authorise Issue of Equity in Relation to Contingent Convertible Securities | | Management | | For | | For |
13 -- Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | | Management | | For | | For |
14 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
15 -- Approve Climate Change Resolution | | Management | | For | | For |
16 -- Find an Equitable Solution to the Unfair, Discriminatory but Legal Practice of Enforcing Clawback on Members of the Post 1974 Midland Section Defined Benefit Scheme | | Share Holder | | Against | | Against |
| | | | | | |
| | | | | | |
RECKITT BENCKISER GROUP PLC | | | | | | |
Ticker: RKT | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G74079107 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 28-May-21 | | | | | | |
Record Date: 26-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report | | Management | | For | | For |
3 -- Approve Final Dividend | | Management | | For | | For |
4 -- Re-elect Andrew Bonfield as Director | | Management | | For | | For |
5 -- Re-elect Jeff Carr as Director | | Management | | For | | For |
6 -- Re-elect Nicandro Durante as Director | | Management | | For | | For |
7 -- Re-elect Mary Harris as Director | | Management | | For | | For |
8 -- Re-elect Mehmood Khan as Director | | Management | | For | | For |
9 -- Re-elect Pam Kirby as Director | | Management | | For | | For |
10 -- Re-elect Sara Mathew as Director | | Management | | For | | For |
11 -- Re-elect Laxman Narasimhan as Director | | Management | | For | | For |
12 -- Re-elect Chris Sinclair as Director | | Management | | For | | For |
13 -- Re-elect Elane Stock as Director | | Management | | For | | For |
14 -- Elect Olivier Bohuon as Director | | Management | | For | | For |
15 -- Elect Margherita Della Valle as Director | | Management | | For | | For |
16 -- Reappoint KPMG LLP as Auditors | | Management | | For | | For |
17 -- Authorise the Audit Committee to Fix Remuneration of Auditors | | Management | | For | | For |
18 -- Authorise UK Political Donations and Expenditure | | Management | | For | | For |
19 -- Authorise Issue of Equity | | Management | | For | | For |
20 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
21 -- Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | For | | For |
22 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
23 -- Adopt New Articles of Association | | Management | | For | | For |
24 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
| | | | | | |
| | | | | | |
TOTAL SE | | | | | | |
Ticker: FP | | | | | | |
Country: France | | | | | | |
Provider Security ID: F92124100 | | | | | | |
Meeting Type: Annual/Special | | | | | | |
Meeting Date: 28-May-21 | | | | | | |
Record Date: 26-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Consolidated Financial Statements and Statutory Reports | | Management | | For | | For |
3 -- Approve Allocation of Income and Dividends of EUR 2.64 per Share | | Management | | For | | For |
4 -- Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | For | | For |
5 -- Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Management | | For | | For |
6 -- Reelect Patrick Pouyanne as Director | | Management | | For | | Against |
7 -- Reelect Anne-Marie Idrac as Director | | Management | | For | | For |
8 -- Elect Jacques Aschenbroich as Director | | Management | | For | | For |
9 -- Elect Glenn Hubbard as Director | | Management | | For | | For |
10 -- Approve Compensation Report of Corporate Officers | | Management | | For | | For |
11 -- Approve Remuneration Policy of Directors | | Management | | For | | For |
12 -- Approve Compensation of Patrick Pouyanne, Chairman and CEO | | Management | | For | | For |
13 -- Approve Remuneration Policy of Chairman and CEO | | Management | | For | | Against |
14 -- Approve the Company's Sustainable Development and Energy Transition | | Management | | For | | For |
15 -- Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly | | Management | | For | | For |
16 -- Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | Management | | For | | For |
17 -- Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Management | | For | | For |
| | | | | | |
| | | | | | |
PROSEGUR CASH SA | | | | | | |
Ticker: CASH | | | | | | |
Country: Spain | | | | | | |
Provider Security ID: E8S56X108 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 02-Jun-21 | | | | | | |
Record Date: 28-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Consolidated and Standalone Financial Statements | | Management | | For | | For |
2 -- Approve Non-Financial Information Statement | | Management | | For | | For |
3 -- Approve Allocation of Income and Dividends | | Management | | For | | For |
4 -- Approve Discharge of Board | | Management | | For | | For |
5 -- Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | Management | | For | | For |
6 -- Amend Articles Re: Board, Board Remuneration and Advisory Committees | | Management | | For | | For |
7 -- Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | Management | | For | | For |
8 -- Advisory Vote on Remuneration Report | | Management | | For | | Against |
9 -- Approve Long-term Global Optimum Plan | | Management | | For | | Against |
10 -- Approve 2021-2023 Long-Term Incentive Plan | | Management | | For | | Against |
11 -- Authorize Share Repurchase Program | | Management | | For | | For |
12 -- Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | | Management | | For | | Against |
13 -- Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 1 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital | | Management | | For | | Against |
14 -- Authorize Board to Ratify and Execute Approved Resolutions | | Management | | For | | For |
| | | | | | |
| | | | | | |
COMPAGNIE DE SAINT-GOBAIN SA | | | | | | |
Ticker: SGO | | | | | | |
Country: France | | | | | | |
Provider Security ID: F80343100 | | | | | | |
Meeting Type: Annual/Special | | | | | | |
Meeting Date: 03-Jun-21 | | | | | | |
Record Date: 01-Jun-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Consolidated Financial Statements and Statutory Reports | | Management | | For | | For |
3 -- Approve Allocation of Income and Dividends of EUR 1.33 per Share | | Management | | For | | For |
4 -- Elect Benoit Bazin as Director | | Management | | For | | For |
5 -- Reelect Pamela Knapp as Director | | Management | | For | | For |
6 -- Reelect Agnes Lemarchand as Director | | Management | | For | | For |
7 -- Reelect Gilles Schnepp as Director | | Management | | For | | For |
8 -- Reelect Sibylle Daunis as Representative of Employee Shareholders to the Board | | Management | | For | | For |
9 -- Approve Compensation of Pierre-Andre de Chalendar, Chairman and CEO | | Management | | For | | Against |
10 -- Approve Compensation of Benoit Bazin, Vice-CEO | | Management | | For | | For |
11 -- Approve Compensation of Corporate Officers | | Management | | For | | For |
12 -- Approve Remuneration Policy of Chairman and CEO Until 30 June 2021 | | Management | | For | | For |
13 -- Approve Remuneration Policy of Vice-CEO Until 30 June 2021 | | Management | | For | | For |
14 -- Approve Remuneration Policy of CEO Since 1 July 2021 | | Management | | For | | For |
15 -- Approve Remuneration Policy of Chairman of the Board Since 1 July 2021 | | Management | | For | | For |
16 -- Approve Remuneration Policy of Directors | | Management | | For | | For |
17 -- Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | For | | For |
18 -- Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 426 Million | | Management | | For | | For |
19 -- Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 213 Million | | Management | | For | | For |
20 -- Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 213 Million | | Management | | For | | For |
21 -- Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | Management | | For | | For |
22 -- Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Management | | For | | For |
23 -- Authorize Capitalization of Reserves of Up to EUR 106 Million for Bonus Issue or Increase in Par Value | | Management | | For | | For |
24 -- Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | | Management | | For | | For |
25 -- Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Management | | For | | For |
26 -- Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Management | | For | | For |
27 -- Authorize Filing of Required Documents/Other Formalities | | Management | | For | | For |
| | | | | | |
| | | | | | |
INFORMA PLC | | | | | | |
Ticker: INF | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G4770L106 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 03-Jun-21 | | | | | | |
Record Date: 01-Jun-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Re-elect John Rishton as Director | | Management | | For | | For |
2 -- Re-elect Stephen Carter as Director | | Management | | For | | For |
3 -- Re-elect Stephen Davidson as Director | | Management | | For | | Against |
4 -- Re-elect David Flaschen as Director | | Management | | For | | For |
5 -- Re-elect Mary McDowell as Director | | Management | | For | | For |
6 -- Elect Patrick Martell as Director | | Management | | For | | For |
7 -- Re-elect Helen Owers as Director | | Management | | For | | For |
8 -- Re-elect Gill Whitehead as Director | | Management | | For | | For |
9 -- Re-elect Gareth Wright as Director | | Management | | For | | For |
10 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
11 -- Approve Remuneration Report | | Management | | For | | Against |
12 -- Reappoint Deloitte LLP as Auditors | | Management | | For | | For |
13 -- Authorise the Audit Committee to Fix Remuneration of Auditors | | Management | | For | | For |
14 -- Authorise UK Political Donations and Expenditure | | Management | | For | | For |
15 -- Authorise Issue of Equity | | Management | | For | | For |
16 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
17 -- Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | For | | For |
18 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
19 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
| | | | | | |
| | | | | | |
EUROCOMMERCIAL PROPERTIES NV | | | | | | |
Ticker: ECMPA | | | | | | |
Country: Netherlands | | | | | | |
Provider Security ID: N31065142 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 08-Jun-21 | | | | | | |
Record Date: 11-May-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Open Meeting | | Management | | | | |
2 -- Receive Report of Management Board (Non-Voting) | | Management | | | | |
3 -- Adopt Financial Statements and Statutory Reports | | Management | | For | | For |
4 -- Approve Dividends of EUR 0.05 Per Share and EUR 0.50 per Depositary Receipt and Mandatory Scrip Dividend and Amend Articles of Association | | Management | | For | | For |
5.a -- Approve Discharge of Management Board | | Management | | For | | For |
5.b -- Approve Discharge of Supervisory Board | | Management | | For | | For |
6.a -- Approve Remuneration Report | | Management | | For | | For |
6.b -- Approve Remuneration Policy for Management Board | | Management | | For | | For |
6.c -- Approve Remuneration Policy for Supervisory Board | | Management | | For | | For |
7 -- Approve Remuneration of Management Board | | Management | | For | | For |
8 -- Approve Remuneration of Supervisory Board | | Management | | For | | For |
9 -- Ratify KPMG Accountants N.V. as Auditors | | Management | | For | | For |
10 -- Approve Termination of Depositary Receipts Structure and Amend Articles of Association | | Management | | For | | For |
11 -- Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | | Management | | For | | For |
12 -- Authorize Repurchase of Shares and/or Depositary Receipts | | Management | | For | | For |
13 -- Other Business (Non-Voting) | | Management | | | | |
14 -- Close Meeting | | Management | | | | |
| | | | | | |
| | | | | | |
IBERDROLA SA | | | | | | |
Ticker: IBE | | | | | | |
Country: Spain | | | | | | |
Provider Security ID: E6165F166 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 17-Jun-21 | | | | | | |
Record Date: 11-Jun-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Consolidated and Standalone Financial Statements | | Management | | For | | For |
2 -- Approve Consolidated and Standalone Management Reports | | Management | | For | | For |
3 -- Approve Non-Financial Information Statement | | Management | | For | | For |
4 -- Approve Discharge of Board | | Management | | For | | For |
5 -- Amend Articles Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements | | Management | | For | | For |
6 -- Amend Article 10 to Reflect Changes in Capital | | Management | | For | | For |
7 -- Amend Articles Re: New Regulations Regarding Long-Term Involvement of Shareholders | | Management | | For | | For |
8 -- Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | Management | | For | | For |
9 -- Amend Article 32 Re: Climate Action Plan | | Management | | For | | For |
10 -- Amend Articles Re: Meetings of Board of Directors and its Committees | | Management | | For | | For |
11 -- Amend Articles Re: Annual Financial and Non-Financial Information | | Management | | For | | For |
12 -- Amend Articles Re: Technical Improvements | | Management | | For | | For |
13 -- Amend Articles of General Meeting Regulations Re: Update of the Name of the Governance and Sustainability System and Incorporation of Other Technical Improvements | | Management | | For | | For |
14 -- Amend Articles of General Meeting Regulations Re: New Regulations Regarding Long-Term Involvement of Shareholders | | Management | | For | | For |
15 -- Amend Articles of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | | Management | | For | | For |
16 -- Approve Remuneration Policy | | Management | | For | | For |
17 -- Approve Allocation of Income and Dividends | | Management | | For | | For |
18 -- Approve Scrip Dividends | | Management | | For | | For |
19 -- Approve Scrip Dividends | | Management | | For | | For |
20 -- Reelect Juan Manuel Gonzalez Serna as Director | | Management | | For | | For |
21 -- Reelect Francisco Martinez Corcoles as Director | | Management | | For | | For |
22 -- Ratify Appointment of and Elect Angel Jesus Acebes Paniagua as Director | | Management | | For | | For |
23 -- Fix Number of Directors at 14 | | Management | | For | | For |
24 -- Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 30 Billion and Issuance of Notes up to EUR 6 Billion | | Management | | For | | For |
25 -- Authorize Board to Ratify and Execute Approved Resolutions | | Management | | For | | For |
26 -- Advisory Vote on Remuneration Report | | Management | | For | | For |
27 -- Advisory Vote on Company's Climate Action Plan | | Management | | For | | For |
| | | | | | |
| | | | | | |
WHITBREAD PLC | | | | | | |
Ticker: WTB | | | | | | |
Country: United Kingdom | | | | | | |
Provider Security ID: G9606P197 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 17-Jun-21 | | | | | | |
Record Date: 15-Jun-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Remuneration Report | | Management | | For | | Against |
3 -- Elect Kal Atwal as Director | | Management | | For | | For |
4 -- Elect Fumbi Chima as Director | | Management | | For | | For |
5 -- Re-elect David Atkins as Director | | Management | | For | | For |
6 -- Re-elect Horst Baier as Director | | Management | | For | | For |
7 -- Re-elect Alison Brittain as Director | | Management | | For | | For |
8 -- Re-elect Nicholas Cadbury as Director | | Management | | For | | For |
9 -- Re-elect Adam Crozier as Director | | Management | | For | | For |
10 -- Re-elect Frank Fiskers as Director | | Management | | For | | For |
11 -- Re-elect Richard Gillingwater as Director | | Management | | For | | For |
12 -- Re-elect Chris Kennedy as Director | | Management | | For | | For |
13 -- Re-elect Louise Smalley as Director | | Management | | For | | For |
14 -- Reappoint Deloitte LLP as Auditors | | Management | | For | | For |
15 -- Authorise Board to Fix Remuneration of Auditors | | Management | | For | | For |
16 -- Authorise UK Political Donations and Expenditure | | Management | | For | | For |
17 -- Authorise Issue of Equity | | Management | | For | | For |
18 -- Approve Sharesave Plan | | Management | | For | | For |
19 -- Authorise Issue of Equity without Pre-emptive Rights | | Management | | For | | For |
20 -- Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | | Management | | For | | For |
21 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
22 -- Authorise the Company to Call General Meeting with Two Weeks' Notice | | Management | | For | | For |
| | | | | | |
| | | | | | |
COCA-COLA HBC AG | | | | | | |
Ticker: CCH | | | | | | |
Country: Switzerland | | | | | | |
Provider Security ID: H1512E100 | | | | | | |
Meeting Type: Annual | | | | | | |
Meeting Date: 22-Jun-21 | | | | | | |
Record Date: 18-Jun-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Accept Financial Statements and Statutory Reports | | Management | | For | | For |
2.1 -- Approve Allocation of Income | | Management | | For | | For |
2.2 -- Approve Dividend from Reserves | | Management | | For | | For |
3 -- Approve Discharge of Board and Senior Management | | Management | | For | | For |
4.1.1 -- Re-elect Anastassis David as Director and as Board Chairman | | Management | | For | | For |
4.1.2 -- Re-elect Zoran Bogdanovic as Director | | Management | | For | | For |
4.1.3 -- Re-elect Charlotte Boyle as Director and as Member of the Remuneration Committee | | Management | | For | | For |
4.1.4 -- Re-elect Reto Francioni as Director and as Member of the Remuneration Committee | | Management | | For | | For |
4.1.5 -- Re-elect Olusola David-Borha as Director | | Management | | For | | For |
4.1.6 -- Re-elect William Douglas III as Director | | Management | | For | | For |
4.1.7 -- Re-elect Anastasios Leventis as Director | | Management | | For | | For |
4.1.8 -- Re-elect Christodoulos Leventis as Director | | Management | | For | | For |
4.1.9 -- Re-elect Alexandra Papalexopoulou as Director | | Management | | For | | For |
4.1.A -- Re-elect Ryan Rudolph as Director | | Management | | For | | For |
4.1.B -- Re-elect Anna Diamantopoulou as Director and as Member of the Remuneration Committee | | Management | | For | | For |
4.2 -- Elect Bruno Pietracci as Director | | Management | | For | | For |
4.3 -- Elect Henrique Braun as Director | | Management | | For | | For |
5 -- Designate Ines Poeschel as Independent Proxy | | Management | | For | | For |
6.1 -- Reappoint PricewaterhouseCoopers AG as Auditors | | Management | | For | | For |
6.2 -- Advisory Vote on Reappointment of the Independent Registered Public Accounting Firm PricewaterhouseCoopers SA for UK Purposes | | Management | | For | | For |
7 -- Approve UK Remuneration Report | | Management | | For | | Against |
8 -- Approve Remuneration Policy | | Management | | For | | For |
9 -- Approve Swiss Remuneration Report | | Management | | For | | Against |
10.1 -- Approve Maximum Aggregate Amount of Remuneration for Directors | | Management | | For | | For |
10.2 -- Approve Maximum Aggregate Amount of Remuneration for the Operating Committee | | Management | | For | | For |
11 -- Authorise Market Purchase of Ordinary Shares | | Management | | For | | For |
| | | | | | |
| | | | | | |
BUREAU VERITAS SA | | | | | | |
Ticker: BVI | | | | | | |
Country: France | | | | | | |
Provider Security ID: F96888114 | | | | | | |
Meeting Type: Annual/Special | | | | | | |
Meeting Date: 25-Jun-21 | | | | | | |
Record Date: 23-Jun-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Approve Financial Statements and Statutory Reports | | Management | | For | | For |
2 -- Approve Consolidated Financial Statements and Statutory Reports | | Management | | For | | For |
3 -- Approve Allocation of Income and Dividends of EUR 0.36 per Share | | Management | | For | | For |
4 -- Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | | Management | | For | | For |
5 -- Reelect Ana Giros Calpe as Director | | Management | | For | | For |
6 -- Reelect Lucia Sinapi-Thomas as Director | | Management | | For | | For |
7 -- Reelect Andre François-Poncet as Director | | Management | | For | | For |
8 -- Reelect Jerome Michiels as Director | | Management | | For | | For |
9 -- Elect Julie Avrane-Chopard as Director | | Management | | For | | For |
10 -- Ratify Appointment of Christine Anglade-Pirzadeh as Director | | Management | | For | | For |
11 -- Approve Compensation Report of Corporate Officers | | Management | | For | | For |
12 -- Approve Compensation of Aldo Cardoso, Chairman of the Board | | Management | | For | | For |
13 -- Approve Compensation of Didier Michaud-Daniel, CEO | | Management | | For | | Against |
14 -- Approve Remuneration Policy of Directors | | Management | | For | | For |
15 -- Approve Remuneration Policy of Chairman of the Board | | Management | | For | | For |
16 -- Approve Remuneration Policy of CEO | | Management | | For | | For |
17 -- Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | Management | | For | | For |
18 -- Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19, 21-24 and 26 at EUR 16.2 Million | | Management | | For | | For |
19 -- Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 16.2 Million | | Management | | For | | For |
20 -- Authorize Capitalization of Reserves of Up to EUR 16.2 Million for Bonus Issue or Increase in Par Value | | Management | | For | | For |
21 -- Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | | Management | | For | | For |
22 -- Authorize Capital Increase of Up to EUR 5.4 Million for Future Exchange Offers | | Management | | For | | For |
23 -- Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5.4 Million | | Management | | For | | For |
24 -- Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors, up to Aggregate Nominal Amount of EUR 5.4 Million | | Management | | For | | For |
25 -- Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | | Management | | For | | For |
26 -- Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 19 and 23-25 | | Management | | For | | For |
27 -- Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans | | Management | | For | | For |
28 -- Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | | Management | | For | | For |
29 -- Authorize Capital Issuances for Use in Employee Stock Purchase Plans | | Management | | For | | For |
30 -- Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | | Management | | For | | For |
31 -- Amend Article 10 of Bylaws Re: Identification of Shareholders | | Management | | For | | For |
32 -- Amend Article 15 of Bylaws Re: Written Consultation | | Management | | For | | For |
33 -- Amend Article 17 of Bylaws Re: Age Limit of Chairman of the Board | | Management | | For | | For |
34 -- Amend Article 19 of Bylaws Re: Age Limit of CEO | | Management | | For | | For |
35 -- Amend Article 22 of Bylaws Re: Designation of Alternate Auditor | | Management | | For | | For |
36 -- Amend Articles of Bylaws to Comply with Legal Changes | | Management | | For | | For |
37 -- Authorize Filing of Required Documents/Other Formalities | | Management | | For | | For |
| | | | | | |
| | | | | | |
TELE2 AB | | | | | | |
Ticker: TEL2.B | | | | | | |
Country: Sweden | | | | | | |
Provider Security ID: W95878166 | | | | | | |
Meeting Type: Extraordinary Shareholders | | | | | | |
Meeting Date: 28-Jun-21 | | | | | | |
Record Date: 17-Jun-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Elect Chairman of Meeting | | Management | | For | | For |
2.1 -- Designate Marianne Nilsson as Inspector of Minutes of Meeting | | Management | | For | | For |
2.2 -- Designate John Hernander as Inspector of Minutes of Meeting | | Management | | For | | For |
3 -- Prepare and Approve List of Shareholders | | Management | | For | | For |
4 -- Approve Agenda of Meeting | | Management | | For | | For |
5 -- Acknowledge Proper Convening of Meeting | | Management | | For | | For |
6 -- Approve Extra Dividends of SEK 3.00 Per Share | | Management | | For | | For |
| | | | | | |
| | | | | | |
VOLVO AB | | | | | | |
Ticker: VOLV.B | | | | | | |
Country: Sweden | | | | | | |
Provider Security ID: 928856301 | | | | | | |
Meeting Type: Special | | | | | | |
Meeting Date: 29-Jun-21 | | | | | | |
Record Date: 18-Jun-21 | | | | | | |
| | | | | | |
Proposal Number/Text | | Proponent | | Management Recommendation | | Vote Instruction |
1 -- Elect Chairman of Meeting | | Management | | For | | For |
2.1 -- Designate Erik Sjoman as Inspector of Minutes of Meeting | | Management | | For | | For |
2.2 -- Designate Martin Jonasson as Inspector of Minutes of Meeting | | Management | | For | | For |
3 -- Prepare and Approve List of Shareholders | | Management | | For | | For |
4 -- Approve Agenda of Meeting | | Management | | For | | For |
5 -- Acknowledge Proper Convening of Meeting | | Management | | For | | For |
6 -- Approve Special Dividends of SEK 9.50 Per Share | | Management | | For | | For |
| | | | | | |
| | | | | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
* Print the name and title of each signing officer under his or her signature.