Exhibit 1.01
Broadcom Limited
Conflict Minerals Report
For The Calendar Year Ended December 31, 2016
This Conflict Minerals Report (this “Report”) of Broadcom Limited for the calendar year ended December 31, 2016 (the “Reporting Period”) is filed in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”) and pursuant to the Company’s Specialized Disclosure Report on Form SD (“Form SD”) for the Reporting Period filed with the Securities and Exchange Commission (the “SEC”). The Rule imposes certain reporting and disclosure obligations on SEC registrants for which cassiterite, columbite-tantalite, gold, wolframite, or their derivatives, which are limited to tin, tantalum and tungsten (“conflict minerals”) are necessary to the functionality or production of a product manufactured, or contracted to be manufactured, by the registrant. References in this Report to “Broadcom,” “the Company,” “we,” “our,” or “us” refer to Broadcom Limited and its subsidiaries, on a consolidated basis, unless otherwise indicated or the context otherwise requires.
Company and Product Overview
Broadcom is a leading designer, developer and global supplier of a broad range of semiconductor devices with a focus on complex digital and mixed signal complementary metal oxide semiconductor based devices and analog III-V based products. We have a history of innovation and offer thousands of products that are used in end products such as enterprise and data center networking, home connectivity, set-top boxes, broadband access, telecommunications equipment, smartphones and base stations, data center servers and storage systems, factory automation, power generation and alternative energy systems, and electronic displays. We have four reportable segments: wired infrastructure, wireless communications, enterprise storage and industrial & other
Design of Conflict Mineral Program
Broadcom’s due diligence framework with regards to conflict minerals, which is summarized below, conforms with the Organization for Economic Co-operation and Development (“OECD”) Guidance for Responsible Supply Chains for Minerals from Conflict-Affected and High Risk Areas, and the Supplements on Tin, Tantalum and Tungsten and on Gold.
Step 1- Establish strong company management systems:
• | Adopt a Conflict Mineral Policy and make it publicly available on our website (http://www.broadcom.com/corporate_responsibility/environment.php). |
• | Establish an internal conflict minerals team led by our Global Quality organization to implement our conflict minerals policy, which reports program activities to executive management on a regular basis. |
• | Establish a public email address (avago.conflict-minerals@broadcom.com) for general inquiries. |
• | Establish a grievance mechanism to enable employees, suppliers and stakeholders to report any concerns and violations. |
• | Maintain records relating to our conflict minerals program. |
• | Utilize the Conflict Minerals Reporting Template (“CMRT”), a standardized reporting template developed by the Conflict-Free Sourcing Initiative (“CFSI”) to identify smelters and refiners that process the necessary conflict minerals contained in our products. |
Step 2- Identify and assess risks in the supply chain
• | Survey our supply chain using the CMRT, requesting identified direct suppliers to identify smelters and refiners and country of origin of the conflict minerals. |
• | Contact suppliers who returned CMRT with trigger items to follow up based on internally defined criteria. |
• | Compare our final smelters and refiners list against the list of facilities maintained by the Conflict-Free Smelters Program (“CFSP”) to identify which smelters and refiners are certified “conflict-free” (“CFSP-compliant”) or active. |
Step 3- Design and implement a strategy to respond to identified risks
• | Devise a risk management plan to respond to identified risk in the event that Broadcom’s due diligence process identifies smelters in the supply chain to be sourcing or processing conflict minerals from DRC or adjoining countries (together, the “DRC”), and are not CFSP-compliant. |
• | Perform risk mitigation efforts by encouraging suppliers to purchase materials from smelters or refiners validated as “conflict-free” by an independent auditor to demonstrate compliant with the CFSP assessment protocols and implement due diligence measures for conflict-free sourcing. |
• | Contact smelters and refiners who are not CFSP-compliant or active, whose email contact information is available from CFSI, to participate in an independent third party audit program to demonstrate compliant with the CFSP assessment protocols. |
• | Provide status reports including information on the source and chain of custody of conflict minerals in our supply chain to our senior management regularly. |
Step 4- Independent third-party audit of smelter/refiner’s due diligence practices
• | Broadcom supports the development of a range of tools and resources including the CFSP, the CMRT, Reasonable Country of Origin Inquiry data and a range of guidance documents on conflict minerals sourcing through our membership with CFSI. |
• | As Broadcom does not source directly from conflict minerals processing facilities, we rely on CFSP to coordinate independent third-party audits on smelters and refiners. |
Step 5- Report annually on supply chain due diligence
• | In accordance with the Rule, Broadcom will file a Form SD and a conflict minerals report with SEC on an annual basis. This Report is also available on our website and we will make available future conflict minerals report on our website (http://www.broadcom.com/corporate_responsibility/environment.php). |
Description of Due Diligence Measures Performed
• | Sent our policy to suppliers to communicate Broadcom’s goal, expectations to co-operate in providing due diligence information, encouraged suppliers to purchase materials from smelters or refiners validated as “conflict-free” by an independent auditor demonstrated compliant to CFSP assessment protocols and requested that suppliers return a completed CMRT. |
• | Contacted suppliers who returned the CMRT with trigger items to follow up based on internally defined criteria. |
• | Compared our final smelters and refiners list (compiled based on information received from suppliers) against the list of facilities maintained by CFSP to identify which smelters and refiners are CFSP-compliant or active. |
• | Performed outreach via email to smelters and refiners who are not CFSP-compliant or active, whose email contact information is available from CFSI, by sending CFSI’s standard smelter engagement letter inviting them to commence their participation in an independent third party audit program to demonstrate their compliance with the CFSP assessment protocols. |
• | Provided status reports including information on the source and chain of custody of conflict minerals in our supply chain to our senior management regularly, at least once a quarter. |
Results of Our Due Diligence Measures
Broadcom uses tin, tantalum, tungsten and gold (“3TG”) in the design and manufacture of many of its products and is therefore a “downstream” company in the conflict mineral supply chain. Due to the nature of our supply chain, we do not typically have a direct relationship with 3TG smelters and refiners. Our manufacturing operations employ a wide variety of semiconductors, electromechanical components and raw materials that are also supplied by other downstream companies in the supply chain. Our due diligence process involves seeking data from our relevant suppliers, and these suppliers seeking similar information from their supply chain in order to identify the sources for the necessary conflict minerals. We rely on the good faith efforts of our supply chain to provide us with reasonable data. We also depend largely on information collected and provided by CFSI obtained through their independent third party audit programs. We achieved a response rate of 99% for our supply chain survey.
Many of our suppliers sourced 3TG from a variety of upstream sources and provided information to us on an aggregated, company-wide level. Due to the fungible nature of these materials, we understand that these suppliers were unable to trace the 3TG that they source into the products provided to any particular customers (including Broadcom). As a result, our list of facilities potentially contains more facilities that are actually used in our supply chain. In addition, our list of facilities may not include all the smelters and refiners in our supply chain as our suppliers were unable to identify the smelters and refiners of some of the conflict minerals and not all of our suppliers responded to our survey.
We compare smelters and refiners declared by our suppliers against the list of facilities that are certified “conflict free” by the CFSP and obtain countries of origin information (when available) from CFSI. We have identified 304 smelters and refiners determined to be legitimate processing facilities by the CFSI, of which 246 have been validated as CFSP-compliant, 11 are listed as “Active” as they are at various stage of the audit cycle in the CFSP, and the remaining 47 have no known participation in the CFSP. However, we were unable to ascertain the country of origin and/or chain of custody of all necessary conflict minerals because, for this reporting period, many smelter and refiner facilities had not yet received a “conflict free” designation.
As reported to us by our relevant suppliers, we have included a list of smelters and refiners determined to be legitimate processing facilities by the CFSI and the locations of these facilities at the end of this CMR.
Ongoing Improvement Efforts
For the next reporting period, we intend to implement steps to further mitigate the risk that conflict minerals that are necessary to the functionality or production of our products finance or benefit armed groups in the DRC.
These steps include:
a. | work with relevant suppliers to update their conflict minerals reporting template using the latest CMRT, and verify the identified smelters with the latest CFSI’s updated CFSI list; |
b. | continue to refine our conflict minerals program to improve our reasonable due diligence measures in our effort to determine the source and chain of custody of conflict minerals; |
c. | continue to work with suppliers and others on industry-wide solutions to enable products that are DRC conflict free; and |
d. | when required by the Rule, obtain an independent private sector audit for the Report. |
Tables of Our Conflict Minerals Processing Smelters or Refiners
The smelter and refiner facility names and country location set forth in the lists below are based on information provided by CFSI as of 10th March 2017.
Table 1: Smelters and refiners that have been certified “conflict-free” (CFSP-compliant)
Metal | Smelter or Refiner Name | Country Location | ||
Gold | Advanced Chemical Company | United States of America | ||
Gold | Aida Chemical Industries Co., Ltd. | Japan | ||
Gold | Al Etihad Gold LLC | United Arab Emirates | ||
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | ||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | ||
Gold | AngloGold Ashanti Córrego do Sítio Mineração | Brazil | ||
Gold | Argor-Heraeus S.A. | Switzerland | ||
Gold | Asahi Pretec Corp. | Japan | ||
Gold | Asahi Refining Canada Ltd. | Canada | ||
Gold | Asahi Refining USA Inc. | United States of America | ||
Gold | Asaka Riken Co., Ltd. | Japan | ||
Gold | AU Traders and Refiners | South Africa | ||
Gold | Aurubis AG | Germany | ||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | ||
Gold | Boliden AB | Sweden | ||
Gold | C. Hafner GmbH + Co. KG | Germany | ||
Gold | CCR Refinery – Glencore Canada Corporation | Canada | ||
Gold | Chimet S.p.A. | Italy | ||
Gold | Daejin Indus Co., Ltd. | Republic of Korea | ||
Gold | DODUCO GmbH | Germany | ||
Gold | Dowa | Japan | ||
Gold | DSC (Do Sung Corporation) | Republic of Korea | ||
Gold | Eco-System Recycling Co., Ltd. | Japan | ||
Gold | Elemetal Refining, LLC | United States of America | ||
Gold | Emirates Gold DMCC | United Arab Emirates | ||
Gold | Geib Refining Corporation | United States of America | ||
Gold | Heimerle + Meule GmbH | Germany | ||
Gold | Heraeus Ltd. Hong Kong | China | ||
Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | ||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | ||
Gold | Ishifuku Metal Industry Co., Ltd. | Japan | ||
Gold | Istanbul Gold Refinery | Turkey | ||
Gold | Japan Mint | Japan | ||
Gold | Jiangxi Copper Co., Ltd. | China | ||
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | ||
Gold | JSC Uralelectromed | Russian Federation |
Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | ||
Gold | Kazzinc | Kazakhstan | ||
Gold | Kennecott Utah Copper LLC | United States of America | ||
Gold | Kojima Chemicals Co., Ltd. | Japan | ||
Gold | Korea Zinc Co., Ltd. | Republic of Korea | ||
Gold | Kyrgyzaltyn JSC | Kyrgyzstan | ||
Gold | LS-NIKKO Copper Inc. | Republic Of Korea | ||
Gold | Materion | United States of America | ||
Gold | Matsuda Sangyo Co., Ltd. | Japan | ||
Gold | Metalor Technologies (Hong Kong) Ltd. | China | ||
Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | ||
Gold | Metalor Technologies (Suzhou) Ltd. | China | ||
Gold | Metalor Technologies S.A. | Switzerland | ||
Gold | Metalor USA Refining Corporation | United States of America | ||
Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | Mexico | ||
Gold | Mitsubishi Materials Corporation | Japan | ||
Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | ||
Gold | MMTC-PAMP India Pvt., Ltd. | India | ||
Gold | Moscow Special Alloys Processing Plant | Russian Federation | ||
Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | Turkey | ||
Gold | Nihon Material Co., Ltd. | Japan | ||
Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | Austria | ||
Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | ||
Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | Russian Federation | ||
Gold | OJSC Novosibirsk Refinery | Russian Federation | ||
Gold | PAMP S.A. | Switzerland | ||
Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | ||
Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | ||
Gold | PX Précinox S.A. | Switzerland | ||
Gold | Rand Refinery (Pty) Ltd. | South Africa | ||
Gold | Republic Metals Corporation | United States of America | ||
Gold | Royal Canadian Mint | Canada | ||
Gold | Samduck Precious Metals | Republic of Korea | ||
Gold | SAXONIA Edelmetalle GmbH | Germany | ||
Gold | Schone Edelmetaal B.V. | Netherlands | ||
Gold | SEMPSA Joyería Platería S.A. | Spain | ||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | ||
Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | ||
Gold | Singway Technology Co., Ltd. | Taiwan | ||
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | ||
Gold | Solar Applied Materials Technology Corp. | Taiwan | ||
Gold | Sumitomo Metal Mining Co., Ltd. | Japan |
Gold | T.C.A S.p.A | Italy | ||
Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | ||
Gold | The Refinery of Shandong Gold Mining Co., Ltd | China | ||
Gold | Tokuriki Honten Co., Ltd. | Japan | ||
Gold | Torecom | Republic of Korea | ||
Gold | Umicore Brasil Ltda. | Brazil | ||
Gold | Umicore Precious Metals Thailand | Thailand | ||
Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | ||
Gold | United Precious Metal Refining, Inc. | United States of America | ||
Gold | Valcambi S.A. | Switzerland | ||
Gold | Western Australian Mint trading as The Perth Mint | Australia | ||
Gold | WIELAND Edelmetalle GmbH | Germany | ||
Gold | Yamamoto Precious Metal Co., Ltd. | Japan | ||
Gold | Yokohama Metal Co., Ltd. | Japan | ||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | ||
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | China | ||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | ||
Tantalum | Conghua Tantalum and Niobium Smeltry | China | ||
Tantalum | D Block Metals, LLC | United States of America | ||
Tantalum | Duoluoshan | China | ||
Tantalum | Exotech Inc. | United States of America | ||
Tantalum | F&X Electro-Materials Ltd. | China | ||
Tantalum | FIR Metals & Resource Ltd. | China | ||
Tantalum | Global Advanced Metals Aizu | Japan | ||
Tantalum | Global Advanced Metals Boyertown | United States of America | ||
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China | ||
Tantalum | H.C. Starck Co., Ltd. | Thailand | ||
Tantalum | H.C. Starck Hermsdorf GmbH | Germany | ||
Tantalum | H.C. Starck Inc. | United States of America | ||
Tantalum | H.C. Starck Ltd. | Japan | ||
Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany | ||
Tantalum | H.C. Starck Tantalum and Niobium GmbH | Germany | ||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | ||
Tantalum | Hi-Temp Specialty Metals, Inc. | United States of America | ||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | ||
Tantalum | Jiangxi Tuohong New Raw Material | China | ||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | ||
Tantalum | Jiujiang Nonferrous Metals Smelting Company Limited | China | ||
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | ||
Tantalum | KEMET Blue Metals | Mexico | ||
Tantalum | Kemet Blue Powder | United States of America | ||
Tantalum | King-Tan Tantalum Industry Ltd. | China | ||
Tantalum | LSM Brasil S.A. | Brazil |
Tantalum | Metallurgical Products India Pvt., Ltd. | India | ||
Tantalum | Mineração Taboca S.A. | Brazil | ||
Tantalum | Mitsui Mining & Smelting | Japan | ||
Tantalum | NPM Silmet AS | Estonia | ||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | ||
Tantalum | Power Resources Ltd. | Macedonia (The Former Yugoslav Republic of) | ||
Tantalum | QuantumClean | United States of America | ||
Tantalum | Resind Indústria e Comércio Ltda. | Brazil | ||
Tantalum | RFH Tantalum Smeltry Co., Ltd. | China | ||
Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | ||
Tantalum | Taki Chemicals | Japan | ||
Tantalum | Telex Metals | United States of America | ||
Tantalum | Tranzact, Inc. | United States of America | ||
Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | ||
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | ||
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | China | ||
Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | China | ||
Tin | Alpha | United States of America | ||
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | ||
Tin | China Tin Group Co., Ltd. | China | ||
Tin | Cooperativa Metalurgica de Rondônia Ltda. | Brazil | ||
Tin | CV Ayi Jaya | Indonesia | ||
Tin | CV Dua Sekawan | Indonesia | ||
Tin | CV Gita Pesona | Indonesia | ||
Tin | CV Serumpun Sebalai | Indonesia | ||
Tin | CV Tiga Sekawan | Indonesia | ||
Tin | CV United Smelting | Indonesia | ||
Tin | CV Venus Inti Perkasa | Indonesia | ||
Tin | Dowa | Japan | ||
Tin | Elmet S.L.U. | Spain | ||
Tin | EM Vinto | Plurinational State of Bolivia | ||
Tin | Fenix Metals | Poland | ||
Tin | Gejiu Fengming Metallurgy Chemical Plant | China | ||
Tin | Gejiu Jinye Mineral Company | China | ||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | ||
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | China | ||
Tin | HuiChang Hill Tin Industry Co., Ltd. | China | ||
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | China | ||
Tin | Magnu’s Minerais Metais e Ligas Ltda. | Brazil | ||
Tin | Malaysia Smelting Corporation (MSC) | Malaysia | ||
Tin | Melt Metais e Ligas S.A. | Brazil | ||
Tin | Metallic Resources, Inc. | United States of America |
Tin | Metallo-Chimique N.V. | Belgium | ||
Tin | Mineração Taboca S.A. | Brazil | ||
Tin | Minsur | Peru | ||
Tin | Mitsubishi Materials Corporation | Japan | ||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | ||
Tin | O.M. Manufacturing Philippines, Inc. | Philippines | ||
Tin | Operaciones Metalurgical S.A. | Plurinational State of Bolivia | ||
Tin | PT Aries Kencana Sejahtera | Indonesia | ||
Tin | PT Artha Cipta Langgeng | Indonesia | ||
Tin | PT ATD Makmur Mandiri Jaya | Indonesia | ||
Tin | PT Babel Inti Perkasa | Indonesia | ||
Tin | PT Bangka Prima Tin | Indonesia | ||
Tin | PT Bangka Tin Industry | Indonesia | ||
Tin | PT Belitung Industri Sejahtera | Indonesia | ||
Tin | PT Bukit Timah | Indonesia | ||
Tin | PT Cipta Persada Mulia | Indonesia | ||
Tin | PT DS Jaya Abadi | Indonesia | ||
Tin | PT Eunindo Usaha Mandiri | Indonesia | ||
Tin | PT Inti Stania Prima | Indonesia | ||
Tin | PT Karimun Mining | Indonesia | ||
Tin | PT Kijang Jaya Mandiri | Indonesia | ||
Tin | PT Menara Cipta Mulia | Indonesia | ||
Tin | PT Mitra Stania Prima | Indonesia | ||
Tin | PT O.M. Indonesia | Indonesia | ||
Tin | PT Panca Mega Persada | Indonesia | ||
Tin | PT Prima Timah Utama | Indonesia | ||
Tin | PT Refined Bangka Tin | Indonesia | ||
Tin | PT Sariwiguna Binasentosa | Indonesia | ||
Tin | PT Stanindo Inti Perkasa | Indonesia | ||
Tin | PT Sukses Inti Makmur | Indonesia | ||
Tin | PT Sumber Jaya Indah | Indonesia | ||
Tin | PT Timah (Persero) Tbk Kundur | Indonesia | ||
Tin | PT Timah (Persero) Tbk Mentok | Indonesia | ||
Tin | PT Tinindo Inter Nusa | Indonesia | ||
Tin | PT Tommy Utama | Indonesia | ||
Tin | PT Wahana Perkit Jaya | Indonesia | ||
Tin | Resind Indústria e Comércio Ltda. | Brazil | ||
Tin | Rui Da Hung | Taiwan | ||
Tin | Soft Metais Ltda. | Brazil | ||
Tin | Thaisarco | Thailand | ||
Tin | VQB Mineral and Trading Group JSC | Vietnam | ||
Tin | White Solder Metalurgia e Mineração Ltda. | Brazil | ||
Tin | Yunnan Tin Company Limited | China |
Tungsten | A.L.M.T. TUNGSTEN Corp. | Japan | ||
Tungsten | Asia Tungsten Products Vietnam Ltd. | Vietnam | ||
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | ||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | ||
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | China | ||
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | ||
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | ||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | ||
Tungsten | Global Tungsten & Powders Corp. | United States of America | ||
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | ||
Tungsten | H.C. Starck Tungsten GmbH | Germany | ||
Tungsten | H.C. Starck Smelting GmbH & Co.KG | Germany | ||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | ||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China | ||
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | ||
Tungsten | Hydrometallurg, JSC | Russian Federation | ||
Tungsten | Japan New Metals Co., Ltd. | Japan | ||
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | ||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | ||
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | ||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | ||
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | China | ||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | ||
Tungsten | Kennametal Fallon | United States of America | ||
Tungsten | Kennametal Huntsville | United States of America | ||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | ||
Tungsten | Moliren Ltd | Russian Federation | ||
Tungsten | Niagara Refining LLC | United States of America | ||
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Vietnam | ||
Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | ||
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | China | ||
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Vietnam | ||
Tungsten | Unecha Refractory metals plant | Russian Federation | ||
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | Vietnam | ||
Tungsten | Wolfram Bergbau und Hütten AG | Austria | ||
Tungsten | Woltech Korea Co., Ltd. | Republic of Korea | ||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | ||
Tungsten | Xiamen Tungsten Co., Ltd. | China | ||
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | ||
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China |
Table 2: Smelters and refiners that have not been certified conflict-free but actively working towards it (Active)
Metal | Smelter or Refiner Name | Country Location | ||
Gold | Abington Reldan Metals, LLC | United States of America | ||
Gold | Bangalore Refinery | India | ||
Gold | Cendres + Métaux S.A. | Switzerland | ||
Gold | KGHM Polska Miedź Spółka Akcyjna | Poland | ||
Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | ||
Gold | Tony Goetz NV | Belgium | ||
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Vietnam | ||
Tin | Gejiu Kai Meng Industry and Trade LLC | China | ||
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | ||
Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | China | ||
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China |
Table 3: Smelters and refiners that have not been certified conflict-free and with no known participation in CFSP
Metal | Smelter or Refiner Name | Country Location | ||
Tungsten | ** Ganzhou Yatai Tungsten Co., Ltd. | China | ||
Gold | * Chugai Mining | Japan | ||
Gold | * Hwasung CJ Co. Ltd | Republic Of Korea | ||
Gold | * Kazakhmys Smelting LLC | Kazakhstan | ||
Gold | * Remondis Argentia B.V. | Netherlands | ||
Gold | * SAAMP | France | ||
Gold | * SAFINA A.S. | Czech Republic | ||
Gold | * Samwon Metals Corp. | Republic Of Korea | ||
Gold | * TOO Tau-Ken-Altyn | Kazakhstan | ||
Tin | * Gejiu Zili Mining And Metallurgy Co., Ltd. | China | ||
Tin | * PT Justindo | Indonesia | ||
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | ||
Gold | Caridad | Mexico | ||
Gold | Daye Non-Ferrous Metals Mining Ltd. | China | ||
Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | China | ||
Gold | GCC Gujrat Gold Centre Pvt. Ltd. | India | ||
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | ||
Gold | Guangdong Jinding Gold Limited | China | ||
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | ||
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | ||
Gold | Hunan Chenzhou Mining Co., Ltd. | China | ||
Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | ||
Gold | L’azurde Company For Jewelry | Saudi Arabia |
Gold | Lingbao Gold Co., Ltd. | China | ||
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | ||
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | ||
Gold | Modeltech Sdn Bhd | Malaysia | ||
Gold | Morris and Watson | New Zealand | ||
Gold | Penglai Penggang Gold Industry Co., Ltd. | China | ||
Gold | Sabin Metal Corp. | United States of America | ||
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | ||
Gold | So Accurate Group, Inc. | United States of America | ||
Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | ||
Gold | Yunnan Copper Industry Co., Ltd. | China | ||
Tin | An Thai Minerals Co., Ltd. | Vietnam | ||
Tin | An Vinh Joint Stock Mineral Processing Company | Vietnam | ||
Tin | CNMC (Guangxi) PGMA Co., Ltd. | China | ||
Tin | Estanho de Rondônia S.A. | Brazil | ||
Tin | Huichang Jinshunda Tin Co., Ltd. | China | ||
Tin | Modeltech Sdn Bhd | Malaysia | ||
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Vietnam | ||
Tin | Super Ligas | Brazil | ||
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Vietnam | ||
Tungsten | ACL Metais Eireli | Brazil | ||
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | China | ||
Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | China | ||
Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | China |
* | According to CFSI, these smelters or refiners are in communication with CFSI with regards to CFSP participation. |
** | Listed as non-compliant as re-audit has not been scheduled. |