The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 886 | 7,396 | SH | SOLE | 7,396 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 856 | 7,908 | SH | SOLE | 7,908 | 0 | 0 | ||
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 7,901 | 913,450 | SH | SOLE | 913,450 | 0 | 0 | ||
ABERDEEN GLOBAL DYNAMIC DIVID | COM | 00302M106 | 495 | 44,461 | SH | SOLE | 44,461 | 0 | 0 | ||
ABERDEEN JAPAN EQUITY FD INC | COM | 00306J109 | 293 | 32,514 | SH | SOLE | 32,514 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 3,602 | 377,939 | SH | SOLE | 377,939 | 0 | 0 | ||
ACCEL ENTERTAINMENT INC | COM CL A1 | 00436Q106 | 1,490 | 136,314 | SH | SOLE | 136,314 | 0 | 0 | ||
AEGON N V | NY REGISTRY SHS | 007924103 | 47 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
AFFILIATED MANAGERS GROUP | COM | 008252108 | 379 | 2,540 | SH | SOLE | 2,540 | 0 | 0 | ||
ALASKA COMMUNICATIONS SYS GR | COM | 01167P101 | 260 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 513 | 9,861 | SH | SOLE | 9,861 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 916 | 7,497 | SH | SOLE | 7,497 | 0 | 0 | ||
ARES CAPITAL CORP | COM | 04010L103 | 5,902 | 315,434 | SH | SOLE | 315,434 | 0 | 0 | ||
ARES COML REAL ESTATE CORP | COM | 04013V108 | 4,175 | 296,737 | SH | SOLE | 296,737 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING INC | COM | 053015103 | 606 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
BARCLAYS BANK PLC | IPATH SELCT MLP | 06742C723 | 306 | 22,349 | SH | SOLE | 22,349 | 0 | 0 | ||
BARINGS BDC INC | COM | 06759L103 | 14,723 | 1,475,238 | SH | SOLE | 1,475,238 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 464 | 1,818 | SH | SOLE | 1,818 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 806 | 20,827 | SH | SOLE | 20,827 | 0 | 0 | ||
BLACKROCK ENHANCED EQTY DIV | COM | 09251A104 | 728 | 76,997 | SH | SOLE | 76,997 | 0 | 0 | ||
BLACKROCK FLOAT RATE INCM | COM | 09255X100 | 21,897 | 1,684,392 | SH | SOLE | 1,684,392 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 2,004 | 160,229 | SH | SOLE | 160,229 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD INC | COM | 09253X102 | 262 | 17,357 | SH | SOLE | 17,357 | 0 | 0 | ||
BLACKROCK MUNIHLDS INVSTM QL | COM | 09254P108 | 3,374 | 235,278 | SH | SOLE | 235,278 | 0 | 0 | ||
BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 2,807 | 88,770 | SH | SOLE | 88,770 | 0 | 0 | ||
BRT APARTMENTS CORP | COM | 055645303 | 2,889 | 169,426 | SH | SOLE | 169,426 | 0 | 0 | ||
CHEMBIO DIAGNOSTICS INC | COM NEW | 163572209 | 49 | 13,991 | SH | SOLE | 13,991 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 821 | 7,837 | SH | SOLE | 7,837 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 491 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
CITIGROUP INC | COM | 172967424 | 660 | 9,075 | SH | SOLE | 9,075 | 0 | 0 | ||
CLOROX CO DEL | COM | 189054109 | 656 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
COHEN & STEERS MLP INCOME & | COM SHS | 19249B106 | 1,146 | 358,150 | SH | �� | SOLE | 358,150 | 0 | 0 | |
COLONY CR REAL ESTATE INC | COM CL A | 19625T101 | 3,784 | 439,002 | SH | SOLE | 439,002 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 825 | 8,553 | SH | SOLE | 8,553 | 0 | 0 | ||
DENTSPLY SIRONA INC | COM | 24906P109 | 911 | 14,250 | SH | SOLE | 14,250 | 0 | 0 | ||
DOUBLELINE YIELD OPPORTUNTY | COM | 25862D105 | 2,487 | 129,915 | SH | SOLE | 129,915 | 0 | 0 | ||
EASTERN BANKSHARES INC | COM | 27627N105 | 3,983 | 206,500 | SH | SOLE | 206,500 | 0 | 0 | ||
EATON VANCE 2021 TARGET TRM | COM SHS BEN INT | 27829W101 | 2,558 | 260,256 | SH | SOLE | 260,256 | 0 | 0 | ||
EATON VANCE ENHANCED EQTY INCM | COM | 278274105 | 469 | 27,890 | SH | SOLE | 27,890 | 0 | 0 | ||
EATON VANCE FLTING RATE INC | COM SHS BEN INT | 278284104 | 2,426 | 149,048 | SH | SOLE | 149,048 | 0 | 0 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 3,624 | 257,020 | SH | SOLE | 257,020 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME | COM | 27828H105 | 33,785 | 2,674,999 | SH | SOLE | 2,674,999 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 20,367 | 1,531,324 | SH | SOLE | 1,531,324 | 0 | 0 | ||
EATON VANCE SHORT DUR DIV IN | COM | 27828V104 | 18,062 | 1,372,530 | SH | SOLE | 1,372,530 | 0 | 0 | ||
EATON VANCE TX MGD DIV EQ IN | COM | 27828N102 | 128 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ELLSWORTH GROWTH & INCOME FD | COM | 289074106 | 395 | 29,216 | SH | SOLE | 29,216 | 0 | 0 | ||
EQUITY COMWLTH | COM SH BEN INT | 294628102 | 3,300 | 118,708 | SH | SOLE | 118,708 | 0 | 0 | ||
EQUITY RESIDENTIAL | SH BEN INT | 29476L107 | 2,883 | 39,907 | SH | SOLE | 39,907 | 0 | 0 | ||
EUROPEAN EQUITY FD INC | COM | 298768102 | 283 | 26,532 | SH | SOLE | 26,532 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 651 | 28,546 | SH | SOLE | 28,546 | 0 | 0 | ||
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 11,205 | 913,981 | SH | SOLE | 913,981 | 0 | 0 | ||
FIRST TR SR FLOATING RATE 2022 | COM SHS | 33740K101 | 3,726 | 395,958 | SH | SOLE | 395,958 | 0 | 0 | ||
FIRST TRUST SPECIALTY FINANC | COM BEN INTR | 33733G109 | 899 | 225,308 | SH | SOLE | 225,308 | 0 | 0 | ||
FOCUS FINL PARTNERS INC | COM CL A | 34417P100 | 3,799 | 91,289 | SH | SOLE | 91,289 | 0 | 0 | ||
GDL FUND | COM SH BEN IT | 361570104 | 9,546 | 1,068,950 | SH | SOLE | 1,068,950 | 0 | 0 | ||
GENERAL MOTORS CORP | COM | 37045V100 | 691 | 12,030 | SH | SOLE | 12,030 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 40 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 | 916 | 40,576 | SH | SOLE | 40,576 | 0 | 0 | ||
GOLUB CAP BDC INC | COM | 38173M102 | 3,724 | 254,716 | SH | SOLE | 254,716 | 0 | 0 | ||
GRANITE PT MTG TR INC | COM | 38741L107 | 4,635 | 387,196 | SH | SOLE | 387,196 | 0 | 0 | ||
GUGGENHEIM ENHANCED EQUITY | COM | 40167B100 | 2,982 | 413,309 | SH | SOLE | 413,309 | 0 | 0 | ||
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 352 | 5,250 | SH | SOLE | 5,250 | 0 | 0 | ||
IHS MARKIT LTD | SHS | G47567105 | 828 | 8,560 | SH | SOLE | 8,560 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 1,171 | 18,301 | SH | SOLE | 18,301 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 204 | 1,532 | SH | SOLE | 1,532 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | FTSE RAFI EMNG | 46138E727 | 522 | 23,201 | SH | SOLE | 23,201 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | FTSE RAFI DEV | 46138E743 | 282 | 6,105 | SH | SOLE | 6,105 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD | FTSE RAFI 1000 | 46137V613 | 42,404 | 279,583 | SH | SOLE | 279,583 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 94 | 22,350 | SH | SOLE | 22,350 | 0 | 0 | ||
ISHARES GOLD TR | ISHARES | 464285105 | 1,669 | 102,665 | SH | SOLE | 102,665 | 0 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 582 | 8,499 | SH | SOLE | 8,499 | 0 | 0 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 229 | 10,100 | SH | SOLE | 10,100 | 0 | 0 | ||
ISHARES TR | 1-3 YR TREAS BD | 464287457 | 454 | 5,264 | SH | SOLE | 5,264 | 0 | 0 | ||
ISHARES TR | 3-7 YR TREAS BD | 464288661 | 5,529 | 42,569 | SH | SOLE | 42,569 | 0 | 0 | ||
ISHARES TR | BARCLAYS 7-10 YR | 464287440 | 12,591 | 111,494 | SH | SOLE | 111,494 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 219 | 1,884 | SH | SOLE | 1,884 | 0 | 0 | ||
ISHARES TR | CMBS ETF | 46429B366 | 25,323 | 470,159 | SH | SOLE | 470,159 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 4,654 | 64,588 | SH | SOLE | 64,588 | 0 | 0 | ||
ISHARES TR | CORE MSCI EMKT | 46434G103 | 5,446 | 84,622 | SH | SOLE | 84,622 | 0 | 0 | ||
ISHARES TR | CRE U S REIT ETF | 464288521 | 1,043 | 19,911 | SH | SOLE | 19,911 | 0 | 0 | ||
ISHARES TR | IBONDS DEC21 ETF | 46434VBK5 | 1,024 | 41,215 | SH | SOLE | 41,215 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,056 | 13,915 | SH | SOLE | 13,915 | 0 | 0 | ||
ISHARES TR | INTL QLTY FACTOR | 46434V456 | 321 | 8,810 | SH | SOLE | 8,810 | 0 | 0 | ||
ISHARES TR | USA QUALITY FCTR | 46432F339 | 4,484 | 36,822 | SH | SOLE | 36,822 | 0 | 0 | ||
ISHARES TR | EDGE MSCI USA VL | 46432F388 | 1,896 | 18,504 | SH | SOLE | 18,504 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 5,118 | 33,773 | SH | SOLE | 33,773 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 441 | 1,995 | SH | SOLE | 1,995 | 0 | 0 | ||
ISHARES TR | S&P 500 INDEX | 464287200 | 9,382 | 23,583 | SH | SOLE | 23,583 | 0 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 31,048 | 219,825 | SH | SOLE | 219,825 | 0 | 0 | ||
ISHARES TR | S&P MIDCAP FUND | 464287507 | 2,370 | 9,105 | SH | SOLE | 9,105 | 0 | 0 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 1,518 | 15,064 | SH | SOLE | 15,064 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 621 | 16,172 | SH | SOLE | 16,172 | 0 | 0 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 474 | 4,291 | SH | SOLE | 4,291 | 0 | 0 | ||
ISHARES TR | US TREAS BD ETF | 46429B267 | 31,311 | 1,195,534 | SH | SOLE | 1,195,534 | 0 | 0 | ||
ISHARES TR | 0-3 MNTH TREASRY | 46436E718 | 26,804 | 267,994 | SH | SOLE | 267,994 | 0 | 0 | ||
ISHARES TR | IBONDS DEC22 ETF | 46434VBA7 | 17,400 | 683,419 | SH | SOLE | 683,419 | 0 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 291 | 9,235 | SH | SOLE | 9,235 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 2,020 | 8,310 | SH | SOLE | 8,310 | 0 | 0 | ||
ISHARES TR | S&P 100 ETF | 464287101 | 77,321 | 429,969 | SH | SOLE | 429,969 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED FD | ULTRA SHT MUNCPL | 46641G654 | 255 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 411 | 2,503 | SH | SOLE | 2,503 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 410 | 2,693 | SH | SOLE | 2,693 | 0 | 0 | ||
KELLOGG CO | COM | 487836108 | 250 | 3,950 | SH | SOLE | 3,950 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 3,098 | 186,087 | SH | SOLE | 186,087 | 0 | 0 | ||
L BRANDS INC | COM | 501797104 | 286 | 4,620 | SH | SOLE | 4,620 | 0 | 0 | ||
LADDER CAP CORP | CL A | 505743104 | 7,178 | 598,135 | SH | SOLE | 598,135 | 0 | 0 | ||
LAZARD GLBL TOTAL RETURN | COM | 52106W103 | 272 | 14,155 | SH | SOLE | 14,155 | 0 | 0 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 402 | 52,644 | SH | SOLE | 52,644 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 209 | 1,119 | SH | SOLE | 1,119 | 0 | 0 | ||
LINCOLN NATL CORP IND | COM | 534187109 | 534 | 8,572 | SH | SOLE | 8,572 | 0 | 0 | ||
LOEWS CORP | COM | 540424108 | 951 | 18,541 | SH | SOLE | 18,541 | 0 | 0 | ||
MACQUARIE GLOBAL INFRASTRUCT | COM | 55608D101 | 294 | 13,439 | SH | SOLE | 13,439 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 632 | 8,133 | SH | SOLE | 8,133 | 0 | 0 | ||
MFA FINL INC | COM | 55272X102 | 2,636 | 636,039 | SH | SOLE | 636,039 | 0 | 0 | ||
MFS GOVT MKTS INCOME TR | SH BEN INT | 552939100 | 4,015 | 912,570 | SH | SOLE | 912,570 | 0 | 0 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 6,370 | 1,712,485 | SH | SOLE | 1,712,485 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,740 | 7,379 | SH | SOLE | 7,379 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 283 | 4,810 | SH | SOLE | 4,810 | 0 | 0 | ||
MONMOUTH REAL ESTATE | CL A | 609720107 | 1,745 | 98,668 | SH | SOLE | 98,668 | 0 | 0 | ||
NEW GERMANY FUND | COM | 644465106 | 447 | 22,587 | SH | SOLE | 22,587 | 0 | 0 | ||
NUVEEN CORPOATE INCM NOVEM | COM | 67077N106 | 6,970 | 742,681 | SH | SOLE | 742,681 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 2,699 | 410,805 | SH | SOLE | 410,805 | 0 | 0 | ||
NUVEEN INT DUR QUAL MUN TRM | COM | 670677103 | 12,072 | 821,298 | SH | SOLE | 821,298 | 0 | 0 | ||
NUVEEN MORTGAGE AND INCOME | COM | 670735109 | 10,203 | 490,040 | SH | SOLE | 490,040 | 0 | 0 | ||
NUVEEN MULTI MKT INCOME FD | COM | 67075J107 | 1,836 | 251,736 | SH | SOLE | 251,736 | 0 | 0 | ||
NUVEEN NEW YORK MUN VALUE FD | COM | 670706100 | 161 | 10,956 | SH | SOLE | 10,956 | 0 | 0 | ||
NUVEEN NY SELECT TAX FREE PR | SH BEN INT | 67063V104 | 750 | 51,574 | SH | SOLE | 51,574 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 8,893 | 585,099 | SH | SOLE | 585,099 | 0 | 0 | ||
NUVEEN REAL ASSET INC & GROW | COM | 67074Y105 | 11,498 | 776,056 | SH | SOLE | 776,056 | 0 | 0 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 2,659 | 190,633 | SH | SOLE | 190,633 | 0 | 0 | ||
NUVEEN SELECT MAT MUN FD | SH BEN INT | 67061T101 | 467 | 43,613 | SH | SOLE | 43,613 | 0 | 0 | ||
NUVEEN SR INCOME FD | COM | 67067Y104 | 113 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
OAKTREE STRATEGIC INCOME COR | COM | 67402D104 | 6,810 | 1,098,313 | SH | SOLE | 1,098,313 | 0 | 0 | ||
PAYCHEX INC | COM | 704326107 | 392 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 3,612 | 301,602 | SH | SOLE | 301,602 | 0 | 0 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 235 | 40,744 | SH | SOLE | 40,744 | 0 | 0 | ||
PFIZER INC COM | COM | 717081103 | 409 | 11,288 | SH | SOLE | 11,288 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 693 | 7,707 | SH | SOLE | 7,707 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 282 | 3,463 | SH | SOLE | 3,463 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 46,756 | 458,796 | SH | SOLE | 458,796 | 0 | 0 | ||
PPG INDS INC | COM | 693506107 | 361 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
PUTNAM MUNI OPPORTUNITIES TR | SH BEN INT | 746922103 | 552 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 234 | 16,491 | SH | SOLE | 16,491 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 592 | 9,250 | SH | SOLE | 9,250 | 0 | 0 | ||
SOUTHSIDE BANCSHARE INC | COM | 84470P109 | 278 | 7,225 | SH | SOLE | 7,225 | 0 | 0 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 745 | 17,026 | SH | SOLE | 17,026 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | 4,659 | 155,198 | SH | SOLE | 155,198 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,204 | 3,027 | SH | SOLE | 3,027 | 0 | 0 | ||
SPDR SER TR | NUVEEN BRC MUNIC | 78468R721 | 2,442 | 47,273 | SH | SOLE | 47,273 | 0 | 0 | ||
SPDR SER TR | NUVEEN BLMBRG SR | 78468R739 | 2,324 | 46,895 | SH | SOLE | 46,895 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 | 523 | 17,626 | SH | SOLE | 17,626 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO INTRMD | 78464A375 | 31,768 | 876,349 | SH | SOLE | 876,349 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO SHORT | 78464A474 | 44,927 | 1,434,897 | SH | SOLE | 1,434,897 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 248 | 1,831 | SH | SOLE | 1,831 | 0 | 0 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 1,299 | 11,002 | SH | SOLE | 11,002 | 0 | 0 | ||
SPECIAL OPPORTUNITIES FUND INC | COM | 84741T104 | 26,086 | 1,779,408 | SH | SOLE | 1,779,408 | 0 | 0 | ||
STANLEY BLACK & DECKER INC | COM | 854502101 | 439 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
TCW STRATEGIC INCOME FD INC | COM | 872340104 | 1,595 | 277,649 | SH | SOLE | 277,649 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD I | COM | 880191101 | 13,724 | 718,344 | SH | SOLE | 718,344 | 0 | 0 | ||
TORTOISE PWR & ENERGY INFRAS | COM | 89147X104 | 10,335 | 854,858 | SH | SOLE | 854,858 | 0 | 0 | ||
TPG RE FIN TR INC | COM | 87266M107 | 4,249 | 372,791 | SH | SOLE | 372,791 | 0 | 0 | ||
TRI-CONTINENTAL CORP | COM | 895436103 | 14,565 | 449,122 | SH | SOLE | 449,122 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 463 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
UNUM GROUP | COM | 91529Y106 | 308 | 11,050 | SH | SOLE | 11,050 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 746 | 22,943 | SH | SOLE | 22,943 | 0 | 0 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 4,916 | 59,818 | SH | SOLE | 59,818 | 0 | 0 | ||
VANGUARD FTSE ALL-WORLD EX-US | ALLWRLD EX US | 922042775 | 497 | 8,187 | SH | SOLE | 8,187 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 253 | 1,141 | SH | SOLE | 1,141 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 716 | 7,800 | SH | SOLE | 7,800 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,938 | 9,052 | SH | SOLE | 9,052 | 0 | 0 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 3,511 | 21,203 | SH | SOLE | 21,203 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 47,575 | 230,177 | SH | SOLE | 230,177 | 0 | 0 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 61,819 | 470,248 | SH | SOLE | 470,248 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX | FTSE EMR MKT ETF | 922042858 | 773 | 14,853 | SH | SOLE | 14,853 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX | GLB EX US ETF | 922042676 | 9,978 | 178,946 | SH | SOLE | 178,946 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX | TT WRLD ST ETF | 922042742 | 503 | 5,165 | SH | SOLE | 5,165 | 0 | 0 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 950 | 18,435 | SH | SOLE | 18,435 | 0 | 0 | ||
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 219 | 4,014 | SH | SOLE | 4,014 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 92206C730 | 1,879 | 10,147 | SH | SOLE | 10,147 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | 391 | 2,194 | SH | SOLE | 2,194 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | 305 | 4,956 | SH | SOLE | 4,956 | 0 | 0 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 17,588 | 358,131 | SH | SOLE | 358,131 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 13,780 | 38,438 | SH | SOLE | 38,438 | 0 | 0 | ||
VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 | 304 | 2,165 | SH | SOLE | 2,165 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 348 | 5,983 | SH | SOLE | 5,983 | 0 | 0 | ||
VERTICAL CAP INCOME FUND | SHS BEN INT | 92535C104 | 18,998 | 1,844,495 | SH | SOLE | 1,844,495 | 0 | 0 | ||
VIRTUS DIVIDEND INTEREST & P | COM | 92840R101 | 33,202 | 2,409,430 | SH | SOLE | 2,409,430 | 0 | 0 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 4,736 | 830,843 | SH | SOLE | 830,843 | 0 | 0 | ||
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 22,927 | 4,941,121 | SH | SOLE | 4,941,121 | 0 | 0 | ||
WADDELL & REED FINL INC | CL A | 930059100 | 2,560 | 102,181 | SH | SOLE | 102,181 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 292 | 2,150 | SH | SOLE | 2,150 | 0 | 0 | ||
WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 | 7,590 | 593,412 | SH | SOLE | 593,412 | 0 | 0 | ||
WESTERN UN CO | COM | 959802109 | 296 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
WILLIAMS COS INC | COM | 969457100 | 569 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 405 | 12,840 | SH | SOLE | 12,840 | 0 | 0 | ||
WISDOMTREE TR | JP SMALLCP DIV | 97717W836 | 232 | 3,044 | SH | SOLE | 3,044 | 0 | 0 | ||
WISDOMTREE TR | US LARGECAP FUND | 97717W588 | 9,343 | 215,514 | SH | SOLE | 215,514 | 0 | 0 | ||
WISDOMTREE TR | US MIDCAP FUND | 97717W570 | 330 | 6,484 | SH | SOLE | 6,484 | 0 | 0 | ||
WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | 41,925 | 733,080 | SH | SOLE | 733,080 | 0 | 0 |