United States
Securities and Exchange Commission
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
October 1, 2019
Commission File Number 001-37791
COCA-COLA EUROPEAN PARTNERS PLC
Pemberton House, Bakers Road
Uxbridge, UB8 1EZ, United Kingdom
(Address of principal executive office)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)
(Check One) Form 20-F ý Form 40-F D ¨
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))
(Check One) Yes ¨ No ý
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))
(Check One) Yes ¨ No ý
List identifying information required to be furnished
by Coca-Cola European Partners plc
pursuant to Rule 13a-16 or 15d-16 of The Securities Exchange Act
September 1-30, 2019
| Information | Required by |
| Public announcements | FCA's Disclosure Guidance and Transparency Rules |
| Announcement | Date of Matter |
| PDMR transactions in company shares | September 10, 2019 |
| Additional listing | September 13, 2019 |
| PDMR transactions in company shares | September 13, 2019 |
| Total Voting Rights | October 1, 2019 |
2
September 10, 2019
COCA-COLA EUROPEAN PARTNERS PLC
(the “Company”)
Notification of transactions of Persons Discharging Managerial Responsibilities or persons closely associated with them
| 1. | Details of PDMR / person closely associated with them (“PCA”) | ||||
| a) | Name | Clare Wardle | |||
| 2. | Reason for notification | ||||
| a) | Position / status | General Counsel & Company Secretary | |||
| b) | Initial notification / amendment | Initial Notification | |||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | Coca-Cola European Partners plc | |||
| b) | LEI | 549300LTH67W4GWMRF57 | |||
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
| a) | Description of the financial instrument, type of instrument, Identification code | Ordinary Shares of €0.01 in the Company (“Ordinary Shares”) GB00BDCPN049 | |||
| b) | Nature of the transaction | Application to contribute £150 per calendar month to acquire Ordinary Shares pursuant to the Coca-Cola European Partners plc UK Share Plan (the “UK Share Plan”) | |||
| c) | Price(s) and volume(s) | ||||
| Price(s) | Volume(s) | ||||
| USD $0.00 | 0.00 | ||||
| d) | Aggregated information Aggregated volume Price | Aggregated Volume: 0.00 Ordinary Shares Aggregated Price: USD $0.00 per share | |||
| e) | Date of the transaction | 2019-09-06 | |||
| f) | Place of the transaction | New York Stock Exchange (XNYS) | |||
3
September 13, 2019
Coca-Cola European Partners plc (the “Company”)
Additional Listing
Application has been made to the UK Listing Authority (“UKLA”) and the London Stock Exchange (“LSE”) for a block listing of 17,420,949 ordinary shares of €0.01 each in the Company (the “Shares”) to be admitted to the UKLA Official List and to trading on the Main Market of the LSE. Shares from this application will be issued pursuant to: (i) the Coca-Cola Enterprises, Inc. 2010 Incentive Award Plan; (ii) the Coca-Cola Enterprises, Inc. Legacy Long-Term Incentive Plan; and (iii) the Coca-Cola European Partners plc Long-Term Incentive Plan 2016
The Shares will rank pari passu with the existing shares of the Company.
Admission of the Shares is expected on 17 September 2019.
4
September 13, 2019
COCA-COLA EUROPEAN PARTNERS PLC
(the “Company”)
Notification of transactions of persons discharging managerial responsibilities (“PDMR”) or persons closely associated with them (“PCA”)
| 1. | Details of PDMR / PCA | ||||
| a) | Name | Stephen Moorhouse | |||
| 2. | Reason for notification | ||||
| a) | Position / status | General Manager, Northern Europe | |||
| b) | Initial notification / amendment | Initial Notification | |||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | Coca-Cola European Partners plc | |||
| b) | LEI | 549300LTH67W4GWMRF57 | |||
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
| a) | Description of the financial instrument, type of instrument, Identification code | Ordinary shares of €0.01 each in the Company (“Ordinary Shares”) GB00BDCPN049 | |||
| b) | Nature of the transaction | Acquisition of 6.1042670 Ordinary Shares pursuant to the UK Employee Share Plan | |||
| c) | Price(s) and volume(s) | ||||
| Price(s) | Volume(s) | ||||
| USD $54.9300 | 3.329600 | ||||
| USD $0.00 | 2.774667 | ||||
| d) | Aggregated information Aggregated volume Price | Aggregated Volume: 6.1042670 Ordinary Shares Aggregated Price: USD $29.961817 per share | |||
| e) | Date of the transaction | 2019-09-11 | |||
| f) | Place of the transaction | New York Stock Exchange (XNYS) | |||
5
| 1. | Details of PDMR / PCA | ||||
| a) | Name | Leendert den Hollander | |||
| 2. | Reason for notification | ||||
| a) | Position / status | General Manager, Great Britain | |||
| b) | Initial notification / amendment | Initial Notification | |||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | Coca-Cola European Partners plc | |||
| b) | LEI | 549300LTH67W4GWMRF57 | |||
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
| a) | Description of the financial instrument, type of instrument, Identification code | Ordinary shares of €0.01 each in the Company (“Ordinary Shares”) GB00BDCPN049 | |||
| b) | Nature of the transaction | Acquisition of 6.1042670 Ordinary Shares pursuant to the UK Employee Share Plan | |||
| c) | Price(s) and volume(s) | ||||
| Price(s) | Volume(s) | ||||
| USD $54.9300 | 3.329600 | ||||
| USD $0.00 | 2.774667 | ||||
| d) | Aggregated information Aggregated volume Price | Aggregated Volume: 6.1042670 Ordinary Shares Aggregated Price: USD $29.961817 per share | |||
| e) | Date of the transaction | 2019-09-11 | |||
| f) | Place of the transaction | New York Stock Exchange (XNYS) | |||
6
| 1. | Details of PDMR / person closely associated with them (“PCA”) | ||||
| a) | Name | Peter Brickley | |||
| 2. | Reason for notification | ||||
| a) | Position / status | Chief Information Officer | |||
| b) | Initial notification / amendment | Initial Notification | |||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | Coca-Cola European Partners plc | |||
| b) | LEI | 549300LTH67W4GWMRF57 | |||
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
| a) | Description of the financial instrument, type of instrument, Identification code | Ordinary Shares of €0.01 in the Company (“Ordinary Shares”) GB00BDCPN049 | |||
| b) | Nature of the transaction | Application to contribute £150 per calendar month to acquire Ordinary Shares pursuant to the Coca-Cola European Partners plc UK Share Plan (the “UK Share Plan”) | |||
| c) | Price(s) and volume(s) | ||||
| Price(s) | Volume(s) | ||||
| USD $0.00 | 0.00 | ||||
Aggregated Volume: 0.00 Ordinary Shares Aggregated Price: USD $0.00 per share | |||||
| e) | Date of the transaction | 2019-09-13 | |||
| f) | Place of the transaction | New York Stock Exchange (XNYS) | |||
7
| 1. | Details of PDMR / person closely associated with them (“PCA”) | ||||
| a) | Name | Manik Jhangiani | |||
| 2. | Reason for notification | ||||
| a) | Position / status | Chief Financial Officer | |||
| b) | Initial notification / amendment | Initial Notification | |||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | Coca-Cola European Partners plc | |||
| b) | LEI | 549300LTH67W4GWMRF57 | |||
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
| a) | Description of the financial instrument, type of instrument, Identification code | Ordinary Shares of €0.01 in the Company (“Ordinary Shares”) GB00BDCPN049 | |||
| b) | Nature of the transaction | Application to contribute £150 per calendar month to acquire Ordinary Shares pursuant to the Coca-Cola European Partners plc UK Share Plan (the “UK Share Plan”) | |||
| c) | Price(s) and volume(s) | ||||
| Price(s) | Volume(s) | ||||
| USD $0.00 | 0.00 | ||||
Aggregated Volume: 0.00 Ordinary Shares Aggregated Price: USD $0.00 per share | |||||
| e) | Date of the transaction | 2019-09-13 | |||
| f) | Place of the transaction | New York Stock Exchange (XNYS) | |||
8
| 1. | Details of PDMR / person closely associated with them (“PCA”) | ||||
| a) | Name | Stephen Moorhouse | |||
| 2. | Reason for notification | ||||
| a) | Position / status | General Manager, Northern Europe | |||
| b) | Initial notification / amendment | Initial Notification | |||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | Coca-Cola European Partners plc | |||
| b) | LEI | 549300LTH67W4GWMRF57 | |||
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
| a) | Description of the financial instrument, type of instrument, Identification code | Ordinary Shares of €0.01 in the Company (“Ordinary Shares”) GB00BDCPN049 | |||
| b) | Nature of the transaction | Application to contribute £150 per calendar month to acquire Ordinary Shares pursuant to the Coca-Cola European Partners plc UK Share Plan (the “UK Share Plan”) | |||
| c) | Price(s) and volume(s) | ||||
| Price(s) | Volume(s) | ||||
| USD $0.00 | 0.00 | ||||
Aggregated Volume: 0.00 Ordinary Shares Aggregated Price: USD $0.00 per share | |||||
| e) | Date of the transaction | 2019-09-13 | |||
| f) | Place of the transaction | New York Stock Exchange (XNYS) | |||
9
| 1. | Details of PDMR / person closely associated with them (“PCA”) | ||||
| a) | Name | Leendert den Hollander | |||
| 2. | Reason for notification | ||||
| a) | Position / status | General Manager, Great Britain | |||
| b) | Initial notification / amendment | Initial Notification | |||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | Coca-Cola European Partners plc | |||
| b) | LEI | 549300LTH67W4GWMRF57 | |||
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
| a) | Description of the financial instrument, type of instrument, Identification code | Ordinary Shares of €0.01 in the Company (“Ordinary Shares”) GB00BDCPN049 | |||
| b) | Nature of the transaction | Application to contribute £150 per calendar month to acquire Ordinary Shares pursuant to the Coca-Cola European Partners plc UK Share Plan (the “UK Share Plan”) | |||
| c) | Price(s) and volume(s) | ||||
| Price(s) | Volume(s) | ||||
| USD $0.00 | 0.00 | ||||
Aggregated Volume: 0.00 Ordinary Shares Aggregated Price: USD $0.00 per share | |||||
| e) | Date of the transaction | 2019-09-13 | |||
| f) | Place of the transaction | New York Stock Exchange (XNYS) | |||
10
| 1. | Details of PDMR / person closely associated with them (“PCA”) | ||||
| a) | Name | Nick Wall | |||
| 2. | Reason for notification | ||||
| a) | Position / status | Chief Human Resources Officer | |||
| b) | Initial notification / amendment | Initial Notification | |||
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
| a) | Name | Coca-Cola European Partners plc | |||
| b) | LEI | 549300LTH67W4GWMRF57 | |||
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
| a) | Description of the financial instrument, type of instrument, Identification code | Ordinary Shares of €0.01 in the Company (“Ordinary Shares”) GB00BDCPN049 | |||
| b) | Nature of the transaction | Application to contribute £150 per calendar month to acquire Ordinary Shares pursuant to the Coca-Cola European Partners plc UK Share Plan (the “UK Share Plan”) | |||
| c) | Price(s) and volume(s) | ||||
| Price(s) | Volume(s) | ||||
| USD $0.00 | 0.00 | ||||
Aggregated Volume: 0.00 Ordinary Shares Aggregated Price: USD $0.00 per share | |||||
| e) | Date of the transaction | 2019-09-13 | |||
| f) | Place of the transaction | New York Stock Exchange (XNYS) | |||
11
October 1, 2019
Total Voting Rights and Capital
This notification is made in conformity with DTR 5.6 of the FCA’s Disclosure Guidance and Transparency Rules.
As at 30 September 2019, Coca-Cola European Partners plc had 460,174,207 ordinary shares of €0.01 each in issue, each with one vote attached. No shares were held in treasury.
The total number of voting rights is 460,174,207 and this figure may be used by shareholders and others with notification obligations as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, Coca-Cola European Partners plc under the FCA’s Disclosure Guidance and Transparency Rules.
Coca-Cola European Partners plc
Paul van Reesch
Deputy Company Secretary
+44 1895 231 313
12
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| COCA-COLA EUROPEAN PARTNERS PLC | ||
| (Registrant) | ||
| Date: October 1, 2019 | By: | /s/ Clare Wardle |
| Name: | Clare Wardle | |
| Title: | General Counsel & Company Secretary | |
13