UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23084
Series Portfolios Trust
(Exact name of registrant as specified in charter)
(Exact name of registrant as specified in charter)
615 East Michigan Street
Milwaukee, Wisconsin 53202
(Address of principal executive offices) (Zip code)
Ryan Roell, President
Series Portfolios Trust
c/o U.S. Bancorp Fund Services, LLC
777 East Wisconsin Avenue, 5th Floor
Milwaukee, Wisconsin 53202
(Name and address of agent for service)
(Name and address of agent for service)
Registrant's telephone number, including area code: (414) 765-6839
Date of fiscal year end: November 30, 2022
Date of reporting period: June 30, 2022
Item 1. Proxy Voting Record.
Vote Summary |
DOW INC. | |||||||||||||||||||
Security | 260557103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | DOW | Meeting Date | 14-Apr-2022 | ||||||||||||||||
ISIN | US2605571031 | Agenda | 935554736 - Management | ||||||||||||||||
Record Date | 18-Feb-2022 | Holding Recon Date | 18-Feb-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Samuel R. Allen | Management | For | For | |||||||||||||||
1B. | Election of Director: Gaurdie Banister Jr. | Management | For | For | |||||||||||||||
1C. | Election of Director: Wesley G. Bush | Management | For | For | |||||||||||||||
1D. | Election of Director: Richard K. Davis | Management | For | For | |||||||||||||||
1E. | Election of Director: Jerri DeVard | Management | For | For | |||||||||||||||
1F. | Election of Director: Debra L. Dial | Management | For | For | |||||||||||||||
1G. | Election of Director: Jeff M. Fettig | Management | For | For | |||||||||||||||
1H. | Election of Director: Jim Fitterling | Management | For | For | |||||||||||||||
1I. | Election of Director: Jacqueline C. Hinman | Management | For | For | |||||||||||||||
1J. | Election of Director: Luis Alberto Moreno | Management | For | For | |||||||||||||||
1K. | Election of Director: Jill S. Wyant | Management | For | For | |||||||||||||||
1L. | Election of Director: Daniel W. Yohannes | Management | For | For | |||||||||||||||
2. | Advisory Resolution to Approve Executive Compensation. | Management | For | For | |||||||||||||||
3. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2022. | Management | For | For | |||||||||||||||
4. | Stockholder Proposal - Independent Board Chairman. | Shareholder | Against | Against | |||||||||||||||
THE NECESSITY RETAIL REIT, INC. | |||||||||||||||||||
Security | 02607T109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | RTL | Meeting Date | 19-Apr-2022 | ||||||||||||||||
ISIN | US02607T1097 | Agenda | 935555120 - Management | ||||||||||||||||
Record Date | 22-Feb-2022 | Holding Recon Date | 22-Feb-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Leslie D. Michelson | Management | For | For | |||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||||||||||||
GLOBAL NET LEASE | |||||||||||||||||||
Security | 379378201 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | GNL | Meeting Date | 19-Apr-2022 | ||||||||||||||||
ISIN | US3793782018 | Agenda | 935555132 - Management | ||||||||||||||||
Record Date | 22-Feb-2022 | Holding Recon Date | 22-Feb-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Class II Director: Lee M. Elman | Management | For | For | |||||||||||||||
1B. | Election of Class II Director: P. Sue Perrotty | Management | For | For | |||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered accounting firm for the year ending December 31, 2022. | Management | For | For | |||||||||||||||
U.S. BANCORP | |||||||||||||||||||
Security | 902973304 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | USB | Meeting Date | 19-Apr-2022 | ||||||||||||||||
ISIN | US9029733048 | Agenda | 935556083 - Management | ||||||||||||||||
Record Date | 22-Feb-2022 | Holding Recon Date | 22-Feb-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Warner L. Baxter | Management | For | For | |||||||||||||||
1B. | Election of Director: Dorothy J. Bridges | Management | For | For | |||||||||||||||
1C. | Election of Director: Elizabeth L. Buse | Management | For | For | |||||||||||||||
1D. | Election of Director: Andrew Cecere | Management | For | For | |||||||||||||||
1E. | Election of Director: Kimberly N. Ellison- Taylor | Management | For | For | |||||||||||||||
1F. | Election of Director: Kimberly J. Harris | Management | For | For | |||||||||||||||
1G. | Election of Director: Roland A. Hernandez | Management | For | For | |||||||||||||||
1H. | Election of Director: Olivia F. Kirtley | Management | For | For | |||||||||||||||
1I. | Election of Director: Richard P. McKenney | Management | For | For | |||||||||||||||
1J. | Election of Director: Yusuf I. Mehdi | Management | For | For | |||||||||||||||
1K. | Election of Director: John P. Wiehoff | Management | For | For | |||||||||||||||
1L. | Election of Director: Scott W. Wine | Management | For | For | |||||||||||||||
2. | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2022 fiscal year. | Management | For | For | |||||||||||||||
3. | An advisory vote to approve the compensation of our executives disclosed in the proxy statement. | Management | For | For | |||||||||||||||
NORTHWEST BANCSHARES, INC. | |||||||||||||||||||
Security | 667340103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | NWBI | Meeting Date | 20-Apr-2022 | ||||||||||||||||
ISIN | US6673401039 | Agenda | 935558746 - Management | ||||||||||||||||
Record Date | 18-Feb-2022 | Holding Recon Date | 18-Feb-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Robert M. Campana | For | For | ||||||||||||||||
2 | Timothy B. Fannin | For | For | ||||||||||||||||
3 | John P. Meegan | For | For | ||||||||||||||||
4 | Mark A. Paup | For | For | ||||||||||||||||
5 | Pablo A. Vegas | For | For | ||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||||||||||||
3. | An advisory, non-binding resolution to approve the executive compensation described in the Proxy Statement. | Management | For | For | |||||||||||||||
4. | The approval of the Northwest Bancshares, Inc. 2022 Equity Incentive Plan. | Management | For | For | |||||||||||||||
MAGELLAN MIDSTREAM PARTNERS, L.P. | |||||||||||||||||||
Security | 559080106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MMP | Meeting Date | 21-Apr-2022 | ||||||||||||||||
ISIN | US5590801065 | Agenda | 935554748 - Management | ||||||||||||||||
Record Date | 10-Feb-2022 | Holding Recon Date | 10-Feb-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1.1 | Election of Director: Walter R. Arnheim | Management | For | For | |||||||||||||||
1.2 | Election of Director: Lori A. Gobillot | Management | For | For | |||||||||||||||
1.3 | Election of Director: Edward J. Guay | Management | For | For | |||||||||||||||
2. | Advisory Resolution to Approve Executive Compensation | Management | For | For | |||||||||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm for 2022 | Management | For | For | |||||||||||||||
AGNC INVESTMENT CORP. | |||||||||||||||||||
Security | 00123Q104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | AGNC | Meeting Date | 21-Apr-2022 | ||||||||||||||||
ISIN | US00123Q1040 | Agenda | 935560056 - Management | ||||||||||||||||
Record Date | 25-Feb-2022 | Holding Recon Date | 25-Feb-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Donna J. Blank | Management | For | For | |||||||||||||||
1B. | Election of Director: Morris A. Davis | Management | For | For | |||||||||||||||
1C. | Election of Director: Peter J. Federico | Management | For | For | |||||||||||||||
1D. | Election of Director: John D. Fisk | Management | For | For | |||||||||||||||
1E. | Election of Director: Andrew A. Johnson, Jr. | Management | For | For | |||||||||||||||
1F. | Election of Director: Gary D. Kain | Management | For | For | |||||||||||||||
1G. | Election of Director: Prue B. Larocca | Management | For | For | |||||||||||||||
1H. | Election of Director: Paul E. Mullings | Management | For | For | |||||||||||||||
1I. | Election of Director: Frances R. Spark | Management | For | For | |||||||||||||||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||||||||||
3. | Ratification of appointment of Ernst & Young LLP as our independent public accountant for the year ending December 31, 2022. | Management | For | For | |||||||||||||||
4A. | Approve amendment to our Amended and Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: amend certain provisions of our Amended and Restated Certificate of Incorporation. | Management | For | For | |||||||||||||||
4B. | Approve amendment to our Amended and Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: amend our Fourth Amended and Restated Bylaws. | Management | For | For | |||||||||||||||
4C. | Approve amendment to our Amended and Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: remove directors. | Management | For | For | |||||||||||||||
KKR REAL ESTATE FINANCE TRUST INC. | |||||||||||||||||||
Security | 48251K100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | KREF | Meeting Date | 22-Apr-2022 | ||||||||||||||||
ISIN | US48251K1007 | Agenda | 935560107 - Management | ||||||||||||||||
Record Date | 01-Mar-2022 | Holding Recon Date | 01-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Terrance R. Ahern | For | For | ||||||||||||||||
2 | Irene M. Esteves | For | For | ||||||||||||||||
3 | Todd A. Fisher | For | For | ||||||||||||||||
4 | Jonathan A. Langer | For | For | ||||||||||||||||
5 | Christen E.J. Lee | For | For | ||||||||||||||||
6 | Paula Madoff | For | For | ||||||||||||||||
7 | Deborah H. McAneny | For | For | ||||||||||||||||
8 | Ralph F. Rosenberg | For | For | ||||||||||||||||
9 | Matthew A. Salem | For | For | ||||||||||||||||
2. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2022. | Management | For | For | |||||||||||||||
3. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | |||||||||||||||
4. | Advisory vote on the frequency of future advisory votes to approve the compensation of the Company's named executive officers. | Management | 1 Year | 1 Year | |||||||||||||||
RAYTHEON TECHNOLOGIES | |||||||||||||||||||
Security | 75513E101 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | RTX | Meeting Date | 25-Apr-2022 | ||||||||||||||||
ISIN | US75513E1010 | Agenda | 935559673 - Management | ||||||||||||||||
Record Date | 01-Mar-2022 | Holding Recon Date | 01-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Tracy A. Atkinson | Management | For | For | |||||||||||||||
1B. | Election of Director: Bernard A.Harris,Jr. | Management | For | For | |||||||||||||||
1C. | Election of Director: Gregory J. Hayes | Management | For | For | |||||||||||||||
1D. | Election of Director: George R. Oliver | Management | For | For | |||||||||||||||
1E. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | For | |||||||||||||||
1F. | Election of Director: Margaret L. O'Sullivan | Management | For | For | |||||||||||||||
1G. | Election of Director: Dinesh C. Paliwal | Management | For | For | |||||||||||||||
1H. | Election of Director: Ellen M. Pawlikowski | Management | For | For | |||||||||||||||
1I. | Election of Director: Denise L. Ramos | Management | For | For | |||||||||||||||
1J. | Election of Director: Fredric G. Reynolds | Management | For | For | |||||||||||||||
1K. | Election of Director: Brian C. Rogers | Management | For | For | |||||||||||||||
1L. | Election of Director: James A. Winnefeld, Jr. | Management | For | For | |||||||||||||||
1M. | Election of Director: Robert O. Work | Management | For | For | |||||||||||||||
2. | Advisory Vote to Approve Executive Compensation | Management | For | For | |||||||||||||||
3. | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2022 | Management | For | For | |||||||||||||||
4. | Approve an Amendment to the Restated Certificate of Incorporation to Reduce the Voting Threshold Required to Repeal Article Ninth | Management | For | For | |||||||||||||||
THE WILLIAMS COMPANIES, INC. | |||||||||||||||||||
Security | 969457100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | WMB | Meeting Date | 26-Apr-2022 | ||||||||||||||||
ISIN | US9694571004 | Agenda | 935556538 - Management | ||||||||||||||||
Record Date | 25-Feb-2022 | Holding Recon Date | 25-Feb-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of director for a one-year term: Alan S.Armstrong | Management | For | For | |||||||||||||||
1B. | Election of director for a one-year term: Stephen W. Bergstrom | Management | For | For | |||||||||||||||
1C. | Election of director for a one-year term: Nancy K. Buese | Management | For | For | |||||||||||||||
1D. | Election of director for a one-year term: Michael A. Creel | Management | For | For | |||||||||||||||
1E. | Election of director for a one-year term: Stacey H. Doré | Management | For | For | |||||||||||||||
1F. | Election of director for a one-year term: Richard E. Muncrief | Management | For | For | |||||||||||||||
1G. | Election of director for a one-year term: Peter A. Ragauss | Management | For | For | |||||||||||||||
1H. | Election of director for a one-year term: Rose M. Robeson | Management | For | For | |||||||||||||||
1I. | Election of director for a one-year term: Scott D. Sheffield | Management | For | For | |||||||||||||||
1J. | Election of director for a one-year term: Murray D. Smith | Management | For | For | |||||||||||||||
1K. | Election of director for a one-year term: William H. Spence | Management | For | For | |||||||||||||||
1L. | Election of director for a one-year term: Jesse J. Tyson | Management | For | For | |||||||||||||||
2. | Ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | |||||||||||||||
3. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | |||||||||||||||||||
Security | 459200101 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | IBM | Meeting Date | 26-Apr-2022 | ||||||||||||||||
ISIN | US4592001014 | Agenda | 935559483 - Management | ||||||||||||||||
Record Date | 25-Feb-2022 | Holding Recon Date | 25-Feb-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director for a Term of One Year: Thomas Buberl | Management | For | For | |||||||||||||||
1B. | Election of Director for a Term of One Year: David N. Farr | Management | For | For | |||||||||||||||
1C. | Election of Director for a Term of One Year: Alex Gorsky | Management | For | For | |||||||||||||||
1D. | Election of Director for a Term of One Year: Michelle J. Howard | Management | For | For | |||||||||||||||
1E. | Election of Director for a Term of One Year: Arvind Krishna | Management | For | For | |||||||||||||||
1F. | Election of Director for a Term of One Year: Andrew N. Liveris | Management | For | For | |||||||||||||||
1G. | Election of Director for a Term of One Year: F. William McNabb III | Management | For | For | |||||||||||||||
1H. | Election of Director for a Term of One Year: Martha E. Pollack | Management | For | For | |||||||||||||||
1I. | Election of Director for a Term of One Year: Joseph R. Swedish | Management | For | For | |||||||||||||||
1J. | Election of Director for a Term of One Year: Peter R. Voser | Management | For | For | |||||||||||||||
1K. | Election of Director for a Term of One Year: Frederick H. Waddell | Management | For | For | |||||||||||||||
1L. | Election of Director for a Term of One Year: Alfred W. Zollar | Management | For | For | |||||||||||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | |||||||||||||||
4. | Stockholder Proposal to Lower Special Meeting Right Ownership Threshold. | Shareholder | Against | Against | |||||||||||||||
5. | Stockholder Proposal to Have An Independent Board Chairman. | Shareholder | Against | Against | |||||||||||||||
6. | Stockholder Proposal Requesting Public Report on the use of Concealment Clauses. | Shareholder | Against | Against | |||||||||||||||
TRITON INTERNATIONAL LIMITED | |||||||||||||||||||
Security | G9078F107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | TRTN | Meeting Date | 26-Apr-2022 | ||||||||||||||||
ISIN | BMG9078F1077 | Agenda | 935562000 - Management | ||||||||||||||||
Record Date | 01-Mar-2022 | Holding Recon Date | 01-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | �� | Vote Deadline Date | 25-Apr-2022 | |||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Brian M. Sondey | Management | For | For | |||||||||||||||
1B. | Election of Director: Robert W. Alspaugh | Management | For | For | |||||||||||||||
1C. | Election of Director: Malcolm P. Baker | Management | For | For | |||||||||||||||
1D. | Election of Director: Annabelle Bexiga | Management | For | For | |||||||||||||||
1E. | Election of Director: Claude Germain | Management | For | For | |||||||||||||||
1F. | Election of Director: Kenneth Hanau | Management | For | For | |||||||||||||||
1G. | Election of Director: John S. Hextall | Management | For | For | |||||||||||||||
1H. | Election of Director: Niharika Ramdev | Management | For | For | |||||||||||||||
1I. | Election of Director: Robert L. Rosner | Management | For | For | |||||||||||||||
1J. | Election of Director: Simon R. Vernon | Management | For | For | |||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||
3. | APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION OF REMUNERATION. | Management | For | For | |||||||||||||||
THE COCA-COLA COMPANY | |||||||||||||||||||
Security | 191216100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | KO | Meeting Date | 26-Apr-2022 | ||||||||||||||||
ISIN | US1912161007 | Agenda | 935562086 - Management | ||||||||||||||||
Record Date | 25-Feb-2022 | Holding Recon Date | 25-Feb-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Herb Allen | Management | For | For | |||||||||||||||
1B. | Election of Director: Marc Bolland | Management | For | For | |||||||||||||||
1C. | Election of Director: Ana Botín | Management | For | For | |||||||||||||||
1D. | Election of Director: Christopher C. Davis | Management | For | For | |||||||||||||||
1E. | Election of Director: Barry Diller | Management | For | For | |||||||||||||||
1F. | Election of Director: Helene D. Gayle | Management | For | For | |||||||||||||||
1G. | Election of Director: Alexis M. Herman | Management | For | For | |||||||||||||||
1H. | Election of Director: Maria Elena Lagomasino | Management | For | For | |||||||||||||||
1I. | Election of Director: James Quincey | Management | For | For | |||||||||||||||
1J. | Election of Director: Caroline J. Tsay | Management | For | For | |||||||||||||||
1K. | Election of Director: David B. Weinberg | Management | For | For | |||||||||||||||
2. | Advisory vote to approve executive compensation | Management | For | For | |||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors of the Company to serve for the 2022 fiscal year | Management | For | For | |||||||||||||||
4. | Shareowner proposal regarding an external public health impact disclosure | Shareholder | Against | Against | |||||||||||||||
5. | Shareowner proposal regarding a global transparency report | Shareholder | Against | Against | |||||||||||||||
6. | Shareowner proposal regarding an independent Board Chair policy | Shareholder | Against | Against | |||||||||||||||
CITIGROUP INC. | |||||||||||||||||||
Security | 172967424 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | C | Meeting Date | 26-Apr-2022 | ||||||||||||||||
ISIN | US1729674242 | Agenda | 935563177 - Management | ||||||||||||||||
Record Date | 28-Feb-2022 | Holding Recon Date | 28-Feb-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1a. | Election of Director: Ellen M. Costello | Management | For | For | |||||||||||||||
1b. | Election of Director: Grace E. Dailey | Management | For | For | |||||||||||||||
1c. | Election of Director: Barbara J. Desoer | Management | For | For | |||||||||||||||
1d. | Election of Director: John C. Dugan | Management | For | For | |||||||||||||||
1e. | Election of Director: Jane N. Fraser | Management | For | For | |||||||||||||||
1f. | Election of Director: Duncan P. Hennes | Management | For | For | |||||||||||||||
1g. | Election of Director: Peter B. Henry | Management | For | For | |||||||||||||||
1h. | Election of Director: S. Leslie Ireland | Management | For | For | |||||||||||||||
1i. | Election of Director: Renée J. James | Management | For | For | |||||||||||||||
1j. | Election of Director: Gary M. Reiner | Management | For | For | |||||||||||||||
1k. | Election of Director: Diana L. Taylor | Management | For | For | |||||||||||||||
1l. | Election of Director: James S. Turley | Management | For | For | |||||||||||||||
2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accountants for 2022. | Management | For | For | |||||||||||||||
3. | Advisory vote to approve our 2021 Executive Compensation. | Management | For | For | |||||||||||||||
4. | Approval of additional shares for the Citigroup 2019 Stock Incentive Plan. | Management | For | For | |||||||||||||||
5. | Stockholder proposal requesting a Management Pay Clawback policy. | Shareholder | Against | Against | |||||||||||||||
6. | Stockholder proposal requesting an Independent Board Chairman. | Shareholder | Against | Against | |||||||||||||||
7. | Stockholder Proposal requesting a report on the effectiveness of Citi's policies and practices in respecting Indigenous Peoples' rights in Citi's existing and proposed financing. | Shareholder | Against | Against | |||||||||||||||
8. | Stockholder Proposal requesting that the Board adopt a policy to end new fossil fuel financing. | Shareholder | Against | Against | |||||||||||||||
9. | Stockholder proposal requesting a non- discrimination audit analyzing the Company's impacts on civil rights and non- discrimination for all Americans. | Shareholder | Against | Against | |||||||||||||||
VICI PROPERTIES INC. | |||||||||||||||||||
Security | 925652109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | VICI | Meeting Date | 27-Apr-2022 | ||||||||||||||||
ISIN | US9256521090 | Agenda | 935561200 - Management | ||||||||||||||||
Record Date | 01-Mar-2022 | Holding Recon Date | 01-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: James R. Abrahamson | Management | For | For | |||||||||||||||
1B. | Election of Director: Diana F. Cantor | Management | For | For | |||||||||||||||
1C. | Election of Director: Monica H. Douglas | Management | For | For | |||||||||||||||
1D. | Election of Director: Elizabeth I. Holland | Management | For | For | |||||||||||||||
1E. | Election of Director: Craig Macnab | Management | For | For | |||||||||||||||
1F. | Election of Director: Edward B. Pitoniak | Management | For | For | |||||||||||||||
1G. | Election of Director: Michael D. Rumbolz | Management | For | For | |||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | |||||||||||||||
3. | To approve (on a non-binding, advisory basis) the compensation of our named executive officers. | Management | For | For | |||||||||||||||
VALERO ENERGY CORPORATION | |||||||||||||||||||
Security | 91913Y100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | VLO | Meeting Date | 28-Apr-2022 | ||||||||||||||||
ISIN | US91913Y1001 | Agenda | 935560690 - Management | ||||||||||||||||
Record Date | 03-Mar-2022 | Holding Recon Date | 03-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director to serve until the 2023 Annual meeting: Fred M. Diaz | Management | For | For | |||||||||||||||
1B. | Election of Director to serve until the 2023 Annual meeting: H. Paulett Eberhart | Management | For | For | |||||||||||||||
1C. | Election of Director to serve until the 2023 Annual meeting: Joseph W. Gorder | Management | For | For | |||||||||||||||
1D. | Election of Director to serve until the 2023 Annual meeting: Kimberly S. Greene | Management | For | For | |||||||||||||||
1E. | Election of Director to serve until the 2023 Annual meeting: Deborah P. Majoras | Management | For | For | |||||||||||||||
1F. | Election of Director to serve until the 2023 Annual meeting: Eric D. Mullins | Management | For | For | |||||||||||||||
1G. | Election of Director to serve until the 2023 Annual meeting: Donald L. Nickles | Management | For | For | |||||||||||||||
1H. | Election of Director to serve until the 2023 Annual meeting: Philip J. Pfeiffer | Management | For | For | |||||||||||||||
1I. | Election of Director to serve until the 2023 Annual meeting: Robert A. Profusek | Management | For | For | |||||||||||||||
1J. | Election of Director to serve until the 2023 Annual meeting: Randall J. Weisenburger | Management | For | For | |||||||||||||||
1K. | Election of Director to serve until the 2023 Annual meeting: Rayford Wilkins, Jr. | Management | For | For | |||||||||||||||
2. | Ratify the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2022. | Management | For | For | |||||||||||||||
3. | Approve, by non-binding vote, the 2021 compensation of Valero's named executive officers. | Management | For | For | |||||||||||||||
4. | Stockholder proposal requesting that Valero issue an annual report disclosing near- and long-term GHG reduction targets and a plan to achieve them. | Shareholder | Against | Against | |||||||||||||||
PFIZER INC. | |||||||||||||||||||
Security | 717081103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | PFE | Meeting Date | 28-Apr-2022 | ||||||||||||||||
ISIN | US7170811035 | Agenda | 935562062 - Management | ||||||||||||||||
Record Date | 02-Mar-2022 | Holding Recon Date | 02-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Ronald E. Blaylock | Management | For | For | |||||||||||||||
1B. | Election of Director: Albert Bourla | Management | For | For | |||||||||||||||
1C. | Election of Director: Susan Desmond- Hellmann | Management | For | For | |||||||||||||||
1D. | Election of Director: Joseph J. Echevarria | Management | For | For | |||||||||||||||
1E. | Election of Director: Scott Gottlieb | Management | For | For | |||||||||||||||
1F. | Election of Director: Helen H. Hobbs | Management | For | For | |||||||||||||||
1G. | Election of Director: Susan Hockfield | Management | For | For | |||||||||||||||
1H. | Election of Director: Dan R. Littman | Management | For | For | |||||||||||||||
1I. | Election of Director: Shantanu Narayen | Management | For | For | |||||||||||||||
1J. | Election of Director: Suzanne Nora Johnson | Management | For | For | |||||||||||||||
1K. | Election of Director: James Quincey | Management | For | For | |||||||||||||||
1L. | Election of Director: James C. Smith | Management | For | For | |||||||||||||||
2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2022 | Management | For | For | |||||||||||||||
3. | 2022 advisory approval of executive compensation | Management | For | For | |||||||||||||||
4. | Shareholder proposal regarding amending proxy access | Shareholder | Against | Against | |||||||||||||||
5. | Shareholder proposal regarding report on political expenditures congruency | Shareholder | Against | Against | |||||||||||||||
6. | Shareholder proposal regarding report on transfer of intellectual property to potential COVID-19 manufacturers | Shareholder | Against | Against | |||||||||||||||
7. | Shareholder proposal regarding report on board oversight of risks related to anticompetitive practices | Shareholder | Against | Against | |||||||||||||||
8. | Shareholder proposal regarding report on public health costs of protecting vaccine technology | Shareholder | Against | Against | |||||||||||||||
JOHNSON & JOHNSON | |||||||||||||||||||
Security | 478160104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | JNJ | Meeting Date | 28-Apr-2022 | ||||||||||||||||
ISIN | US4781601046 | Agenda | 935562997 - Management | ||||||||||||||||
Record Date | 01-Mar-2022 | Holding Recon Date | 01-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Darius Adamczyk | Management | For | For | |||||||||||||||
1B. | Election of Director: Mary C. Beckerle | Management | For | For | |||||||||||||||
1C. | Election of Director: D. Scott Davis | Management | For | For | |||||||||||||||
1D. | Election of Director: Ian E. L. Davis | Management | For | For | |||||||||||||||
1E. | Election of Director: Jennifer A. Doudna | Management | For | For | |||||||||||||||
1F. | Election of Director: Joaquin Duato | Management | For | For | |||||||||||||||
1G. | Election of Director: Alex Gorsky | Management | For | For | |||||||||||||||
1H. | Election of Director: Marillyn A. Hewson | Management | For | For | |||||||||||||||
1I. | Election of Director: Hubert Joly | Management | For | For | |||||||||||||||
1J. | Election of Director: Mark B. McClellan | Management | For | For | |||||||||||||||
1K. | Election of Director: Anne M. Mulcahy | Management | For | For | |||||||||||||||
1L. | Election of Director: A. Eugene Washington | Management | For | For | |||||||||||||||
1M. | Election of Director: Mark A. Weinberger | Management | For | For | |||||||||||||||
1N. | Election of Director: Nadja Y. West | Management | For | For | |||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | |||||||||||||||
3. | Approval of the Company's 2022 Long- Term Incentive Plan. | Management | For | For | |||||||||||||||
4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2022. | Management | For | For | |||||||||||||||
5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw). | Shareholder | No Action | None | |||||||||||||||
6. | Civil Rights, Equity, Diversity & Inclusion Audit Proposal. | Shareholder | Against | Against | |||||||||||||||
7. | Third Party Racial Justice Audit. | Shareholder | Against | Against | |||||||||||||||
8. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | Against | Against | |||||||||||||||
9. | Report on Public Health Costs of Protecting Vaccine Technology. | Shareholder | Against | Against | |||||||||||||||
10. | Discontinue Global Sales of Baby Powder Containing Talc. | Shareholder | Against | Against | |||||||||||||||
11. | Request for Charitable Donations Disclosure. | Shareholder | Against | Against | |||||||||||||||
12. | Third Party Review and Report on Lobbying Activities Alignment with Position on Universal Health Coverage. | Shareholder | Against | Against | |||||||||||||||
13. | Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics. | Shareholder | Against | Against | |||||||||||||||
14. | CEO Compensation to Weigh Workforce Pay and Ownership. | Shareholder | Against | Against | |||||||||||||||
EDISON INTERNATIONAL | |||||||||||||||||||
Security | 281020107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | EIX | Meeting Date | 28-Apr-2022 | ||||||||||||||||
ISIN | US2810201077 | Agenda | 935563026 - Management | ||||||||||||||||
Record Date | 04-Mar-2022 | Holding Recon Date | 04-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | |||||||||||||||
1B. | Election of Director: Michael C. Camuñez | Management | For | For | |||||||||||||||
1C. | Election of Director: Vanessa C.L. Chang | Management | For | For | |||||||||||||||
1D. | Election of Director: James T. Morris | Management | For | For | |||||||||||||||
1E. | Election of Director: Timothy T. O'Toole | Management | For | For | |||||||||||||||
1F. | Election of Director: Pedro J. Pizarro | Management | For | For | |||||||||||||||
1G. | Election of Director: Marcy L. Reed | Management | For | For | |||||||||||||||
1H. | Election of Director: Carey A. Smith | Management | For | For | |||||||||||||||
1I. | Election of Director: Linda G. Stuntz | Management | For | For | |||||||||||||||
1J. | Election of Director: Peter J. Taylor | Management | For | For | |||||||||||||||
1K. | Election of Director: Keith Trent | Management | For | For | |||||||||||||||
2. | Ratification of the Independent Registered Public Accounting Firm | Management | For | For | |||||||||||||||
3. | Advisory Vote to Approve Executive Compensation | Management | For | For | |||||||||||||||
STARWOOD PROPERTY TRUST, INC. | |||||||||||||||||||
Security | 85571B105 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | STWD | Meeting Date | 28-Apr-2022 | ||||||||||||||||
ISIN | US85571B1052 | Agenda | 935565587 - Management | ||||||||||||||||
Record Date | 02-Mar-2022 | Holding Recon Date | 02-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Richard D. Bronson | For | For | ||||||||||||||||
2 | Jeffrey G. Dishner | For | For | ||||||||||||||||
3 | Camille J. Douglas | For | For | ||||||||||||||||
4 | Solomon J. Kumin | For | For | ||||||||||||||||
5 | Fred Perpall | For | For | ||||||||||||||||
6 | Fred S. Ridley | For | For | ||||||||||||||||
7 | Barry S. Sternlicht | For | For | ||||||||||||||||
8 | Strauss Zelnick | For | For | ||||||||||||||||
2. | The approval on an advisory basis of the Company's executive compensation. | Management | For | For | |||||||||||||||
3. | The approval of the Starwood Property Trust, Inc. Employee Stock Purchase Plan. | Management | For | For | |||||||||||||||
4. | The approval of the Starwood Property Trust, Inc. 2022 Manager Equity Plan. | Management | For | For | |||||||||||||||
5. | The approval of the Starwood Property Trust, Inc. 2022 Equity Plan. | Management | For | For | |||||||||||||||
6. | The ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the calendar year ending December 31, 2022. | Management | For | For | |||||||||||||||
TC ENERGY CORPORATION | |||||||||||||||||||
Security | 87807B107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | TRP | Meeting Date | 29-Apr-2022 | ||||||||||||||||
ISIN | CA87807B1076 | Agenda | 935569206 - Management | ||||||||||||||||
Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | ||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 26-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||
1 | Michael R. Culbert | For | For | ||||||||||||||||
2 | William D. Johnson | For | For | ||||||||||||||||
3 | Susan C. Jones | For | For | ||||||||||||||||
4 | John E. Lowe | For | For | ||||||||||||||||
5 | David MacNaughton | For | For | ||||||||||||||||
6 | François L. Poirier | For | For | ||||||||||||||||
7 | Una Power | For | For | ||||||||||||||||
8 | Mary Pat Salomone | For | For | ||||||||||||||||
9 | Indira Samarasekera | For | For | ||||||||||||||||
10 | Siim A. Vanaselja | For | For | ||||||||||||||||
11 | Thierry Vandal | For | For | ||||||||||||||||
12 | Dheeraj "D" Verma | For | For | ||||||||||||||||
2 | Resolution to appoint KPMG LLP, Chartered Professional Accountants as auditors and authorize the directors to fix their remuneration. | Management | For | For | |||||||||||||||
3 | Resolution to accept TC Energy's approach to executive compensation, as described in the Management information circular. | Management | For | For | |||||||||||||||
4 | Resolution to continue and approve the amended and restated shareholder rights plan dated April 29, 2022, as described in the Management information circular. | Management | For | For | |||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | |||||||||||||||||||
Security | 110122108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | BMY | Meeting Date | 03-May-2022 | ||||||||||||||||
ISIN | US1101221083 | Agenda | 935571782 - Management | ||||||||||||||||
Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A) | Election of Director: Peter J. Arduini | Management | For | For | |||||||||||||||
1B) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | |||||||||||||||
1C) | Election of Director: Julia A. Haller, M.D. | Management | For | For | |||||||||||||||
1D) | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Management | For | For | |||||||||||||||
1E) | Election of Director: Paula A. Price | Management | For | For | |||||||||||||||
1F) | Election of Director: Derica W. Rice | Management | For | For | |||||||||||||||
1G) | Election of Director: Theodore R. Samuels | Management | For | For | |||||||||||||||
1H) | Election of Director: Gerald L. Storch | Management | For | For | |||||||||||||||
1I) | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | |||||||||||||||
1J) | Election of Director: Phyllis R. Yale | Management | For | For | |||||||||||||||
2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | |||||||||||||||
3. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||||||
4. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | Against | |||||||||||||||
5. | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | Against | |||||||||||||||
ENBRIDGE INC. | |||||||||||||||||||
Security | 29250N105 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ENB | Meeting Date | 04-May-2022 | ||||||||||||||||
ISIN | CA29250N1050 | Agenda | 935566274 - Management | ||||||||||||||||
Record Date | 09-Mar-2022 | Holding Recon Date | 09-Mar-2022 | ||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 29-Apr-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||
1 | Mayank M. Ashar | For | For | ||||||||||||||||
2 | Gaurdie E. Banister | For | For | ||||||||||||||||
3 | Pamela L. Carter | For | For | ||||||||||||||||
4 | Susan M. Cunningham | For | For | ||||||||||||||||
5 | Gregory L. Ebel | For | For | ||||||||||||||||
6 | Jason B. Few | For | For | ||||||||||||||||
7 | Teresa S. Madden | For | For | ||||||||||||||||
8 | Al Monaco | For | For | ||||||||||||||||
9 | Stephen S. Poloz | For | For | ||||||||||||||||
10 | S. Jane Rowe | For | For | ||||||||||||||||
11 | Dan C. Tutcher | For | For | ||||||||||||||||
12 | Steven W. Williams | For | For | ||||||||||||||||
2 | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to fix their remuneration | Management | For | For | |||||||||||||||
3 | Advisory vote on executive compensation Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular | Management | For | For | |||||||||||||||
4 | Shareholder proposal Vote on the shareholder proposal, as set out in Appendix A of the Management Information Circular The Board of Directors recommends voting "AGAINST" Item 4 | Shareholder | Against | Against | |||||||||||||||
PHILIP MORRIS INTERNATIONAL INC. | |||||||||||||||||||
Security | 718172109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | PM | Meeting Date | 04-May-2022 | ||||||||||||||||
ISIN | US7181721090 | Agenda | 935568355 - Management | ||||||||||||||||
Record Date | 11-Mar-2022 | Holding Recon Date | 11-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Brant Bonin Bough | Management | For | For | |||||||||||||||
1B. | Election of Director: André Calantzopoulos | Management | For | For | |||||||||||||||
1C. | Election of Director: Michel Combes | Management | For | For | |||||||||||||||
1D. | Election of Director: Juan José Daboub | Management | For | For | |||||||||||||||
1E. | Election of Director: Werner Geissler | Management | For | For | |||||||||||||||
1F. | Election of Director: Lisa A. Hook | Management | For | For | |||||||||||||||
1G. | Election of Director: Jun Makihara | Management | For | For | |||||||||||||||
1H. | Election of Director: Kalpana Morparia | Management | For | For | |||||||||||||||
1I. | Election of Director: Lucio A. Noto | Management | For | For | |||||||||||||||
1J. | Election of Director: Jacek Olczak | Management | For | For | |||||||||||||||
1K. | Election of Director: Frederik Paulsen | Management | For | For | |||||||||||||||
1L. | Election of Director: Robert B. Polet | Management | For | For | |||||||||||||||
1M. | Election of Director: Dessislava Temperley | Management | For | For | |||||||||||||||
1N. | Election of Director: Shlomo Yanai | Management | For | For | |||||||||||||||
2. | Advisory Vote Approving Executive Compensation. | Management | For | For | |||||||||||||||
3. | 2022 Performance Incentive Plan. | Management | For | For | |||||||||||||||
4. | Ratification of the Selection of Independent Auditors. | Management | For | For | |||||||||||||||
5. | Shareholder Proposal to phase out all health-hazardous and addictive products produced by Philip Morris International Inc. by 2025. | Shareholder | Against | Against | |||||||||||||||
GILEAD SCIENCES, INC. | |||||||||||||||||||
Security | 375558103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | GILD | Meeting Date | 04-May-2022 | ||||||||||||||||
ISIN | US3755581036 | Agenda | 935570134 - Management | ||||||||||||||||
Record Date | 15-Mar-2022 | Holding Recon Date | 15-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | For | For | |||||||||||||||
1B. | Election of Director: Jeffrey A. Bluestone, Ph.D. | Management | For | For | |||||||||||||||
1C. | Election of Director: Sandra J. Horning, M.D. | Management | For | For | |||||||||||||||
1D. | Election of Director: Kelly A. Kramer | Management | For | For | |||||||||||||||
1E. | Election of Director: Kevin E. Lofton | Management | For | For | |||||||||||||||
1F. | Election of Director: Harish Manwani | Management | For | For | |||||||||||||||
1G. | Election of Director: Daniel P. O'Day | Management | For | For | |||||||||||||||
1H. | Election of Director: Javier J. Rodriguez | Management | For | For | |||||||||||||||
1I. | Election of Director: Anthony Welters | Management | For | For | |||||||||||||||
2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | |||||||||||||||
3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | For | For | |||||||||||||||
4. | To approve the Gilead Sciences, Inc. 2022 Equity Incentive Plan. | Management | For | For | |||||||||||||||
5. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shareholder | Against | Against | |||||||||||||||
6. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board include one member from Gilead's non-management employees. | Shareholder | Against | Against | |||||||||||||||
7. | To vote on a stockholder proposal, if properly presented at the meeting, requesting a 10% threshold to call a special stockholder meeting. | Shareholder | Against | Against | |||||||||||||||
8. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board publish a third- party review of Gilead's lobbying activities. | Shareholder | Against | Against | |||||||||||||||
9. | To vote on a stockholder proposal, if properly presented at the meeting, requesting a Board report on oversight of risks related to anticompetitive practices. | Shareholder | Against | Against | |||||||||||||||
THE KRAFT HEINZ COMPANY | |||||||||||||||||||
Security | 500754106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | KHC | Meeting Date | 05-May-2022 | ||||||||||||||||
ISIN | US5007541064 | Agenda | 935569561 - Management | ||||||||||||||||
Record Date | 07-Mar-2022 | Holding Recon Date | 07-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Gregory E. Abel | Management | For | For | |||||||||||||||
1B. | Election of Director: John T. Cahill | Management | For | For | |||||||||||||||
1C. | Election of Director: João M. Castro-Neves | Management | For | For | |||||||||||||||
1D. | Election of Director: Lori Dickerson Fouché | Management | For | For | |||||||||||||||
1E. | Election of Director: Timothy Kenesey | Management | For | For | |||||||||||||||
1F. | Election of Director: Alicia Knapp | Management | For | For | |||||||||||||||
1G. | Election of Director: Elio Leoni Sceti | Management | For | For | |||||||||||||||
1H. | Election of Director: Susan Mulder | Management | For | For | |||||||||||||||
1I. | Election of Director: James Park | Management | For | For | |||||||||||||||
1J. | Election of Director: Miguel Patricio | Management | For | For | |||||||||||||||
1K. | Election of Director: John C. Pope | Management | For | For | |||||||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||||||
3. | Advisory vote on the frequency of holding an advisory vote to approve executive compensation. | Management | 1 Year | 1 Year | |||||||||||||||
4. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2022. | Management | For | For | |||||||||||||||
5. | Stockholder Proposal - Report on water risk, if properly presented. | Shareholder | Against | Against | |||||||||||||||
BRIGHTSPIRE CAPITAL, INC. | |||||||||||||||||||
Security | 10949T109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | BRSP | Meeting Date | 05-May-2022 | ||||||||||||||||
ISIN | US10949T1097 | Agenda | 935576085 - Management | ||||||||||||||||
Record Date | 18-Mar-2022 | Holding Recon Date | 18-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1.1 | Election of Director to serve One year term expiring at the 2023 Annual Meeting: Catherine D. Rice | Management | For | For | |||||||||||||||
1.2 | Election of Director to serve One year term expiring at the 2023 Annual Meeting: Kim S. Diamond | Management | For | For | |||||||||||||||
1.3 | Election of Director to serve One year term expiring at the 2023 Annual Meeting: Catherine Long | Management | For | For | |||||||||||||||
1.4 | Election of Director to serve One year term expiring at the 2023 Annual Meeting: Vernon B. Schwartz | Management | For | For | |||||||||||||||
1.5 | Election of Director to serve One year term expiring at the 2023 Annual Meeting: John E. Westerfield | Management | For | For | |||||||||||||||
1.6 | Election of Director to serve One year term expiring at the 2023 Annual Meeting: Michael J. Mazzei | Management | For | For | |||||||||||||||
2. | Approval of an advisory proposal regarding the compensation paid to BrightSpire Capital's named executive officers. | Management | For | For | |||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as independent public auditor for the fiscal year ending December 31, 2022. | Management | For | For | |||||||||||||||
4. | Approval of the BrightSpire Capital, Inc. 2022 Equity Incentive Plan. | Management | For | For | |||||||||||||||
ABBVIE INC. | |||||||||||||||||||
Security | 00287Y109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ABBV | Meeting Date | 06-May-2022 | ||||||||||||||||
ISIN | US00287Y1091 | Agenda | 935568141 - Management | ||||||||||||||||
Record Date | 07-Mar-2022 | Holding Recon Date | 07-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | William H.L. Burnside | For | For | ||||||||||||||||
2 | Thomas C. Freyman | For | For | ||||||||||||||||
3 | Brett J. Hart | For | For | ||||||||||||||||
4 | Edward J. Rapp | For | For | ||||||||||||||||
2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2022 | Management | For | For | |||||||||||||||
3. | Say on Pay - An advisory vote on the approval of executive compensation | Management | For | For | |||||||||||||||
4. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Management | For | For | |||||||||||||||
5. | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman | Shareholder | Against | Against | |||||||||||||||
6. | Stockholder Proposal - to Seek Shareholder Approval of Certain Termination Pay Arrangements | Shareholder | Against | Against | |||||||||||||||
7. | Stockholder Proposal - to Issue a Report on Board Oversight of Competition Practices | Shareholder | Against | Against | |||||||||||||||
8. | Stockholder Proposal - to Issue an Annual Report on Political Spending | Shareholder | Against | Against | |||||||||||||||
NATIONAL HEALTH INVESTORS, INC. | |||||||||||||||||||
Security | 63633D104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | NHI | Meeting Date | 06-May-2022 | ||||||||||||||||
ISIN | US63633D1046 | Agenda | 935568836 - Management | ||||||||||||||||
Record Date | 11-Mar-2022 | Holding Recon Date | 11-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: James R. Jobe | Management | For | For | |||||||||||||||
1B. | Election of Director: Robert G. Adams | Management | For | For | |||||||||||||||
2. | Approve the advisory resolution approving the compensation of the named executive officers as disclosed in the accompanying Proxy Statement. | Management | For | For | |||||||||||||||
3. | Ratify the audit committee's selection of BDO USA, LLP as independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||||||||||||
3M COMPANY | |||||||||||||||||||
Security | 88579Y101 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MMM | Meeting Date | 10-May-2022 | ||||||||||||||||
ISIN | US88579Y1010 | Agenda | 935569535 - Management | ||||||||||||||||
Record Date | 15-Mar-2022 | Holding Recon Date | 15-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director for a one year term: Thomas "Tony" K. Brown | Management | For | For | |||||||||||||||
1B. | Election of Director for a one year term: Pamela J. Craig | Management | For | For | |||||||||||||||
1C. | Election of Director for a one year term: David B. Dillon | Management | For | For | |||||||||||||||
1D. | Election of Director for a one year term: Michael L. Eskew | Management | For | For | |||||||||||||||
1E. | Election of Director for a one year term: James R. Fitterling | Management | For | For | |||||||||||||||
1F. | Election of Director for a one year term: Amy E. Hood | Management | For | For | |||||||||||||||
1G. | Election of Director for a one year term: Muhtar Kent | Management | For | For | |||||||||||||||
1H. | Election of Director for a one year term: Suzan Kereere | Management | For | For | |||||||||||||||
1I. | Election of Director for a one year term: Dambisa F. Moyo | Management | For | For | |||||||||||||||
1J. | Election of Director for a one year term: Gregory R. Page | Management | For | For | |||||||||||||||
1K. | Election of Director for a one year term: Michael F. Roman | Management | For | For | |||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Management | For | For | |||||||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | |||||||||||||||
4. | Shareholder proposal on publishing a report on environmental costs. | Shareholder | Against | Against | |||||||||||||||
5. | Shareholder proposal on China audit. | Shareholder | Against | Against | |||||||||||||||
PRUDENTIAL FINANCIAL, INC. | |||||||||||||||||||
Security | 744320102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | PRU | Meeting Date | 10-May-2022 | ||||||||||||||||
ISIN | US7443201022 | Agenda | 935580577 - Management | ||||||||||||||||
Record Date | 11-Mar-2022 | Holding Recon Date | 11-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Thomas J. Baltimore, Jr. | Management | For | For | |||||||||||||||
1B. | Election of Director: Gilbert F. Casellas | Management | For | For | |||||||||||||||
1C. | Election of Director: Robert M. Falzon | Management | For | For | |||||||||||||||
1D. | Election of Director: Martina Hund-Mejean | Management | For | For | |||||||||||||||
1E. | Election of Director: Wendy Jones | Management | For | For | |||||||||||||||
1F. | Election of Director: Karl J. Krapek | Management | For | For | |||||||||||||||
1G. | Election of Director: Peter R. Lighte | Management | For | For | |||||||||||||||
1H. | Election of Director: Charles F. Lowrey | Management | For | For | |||||||||||||||
1I. | Election of Director: George Paz | Management | For | For | |||||||||||||||
1J. | Election of Director: Sandra Pianalto | Management | For | For | |||||||||||||||
1K. | Election of Director: Christine A. Poon | Management | For | For | |||||||||||||||
1L. | Election of Director: Douglas A. Scovanner | Management | For | For | |||||||||||||||
1M. | Election of Director: Michael A. Todman | Management | For | For | |||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Management | For | For | |||||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||||||
4. | Shareholder proposal to adopt the right to act by written consent. | Shareholder | Against | Against | |||||||||||||||
SOUTH JERSEY INDUSTRIES, INC. | |||||||||||||||||||
Security | 838518108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | SJI | Meeting Date | 10-May-2022 | ||||||||||||||||
ISIN | US8385181081 | Agenda | 935621498 - Management | ||||||||||||||||
Record Date | 04-Apr-2022 | Holding Recon Date | 04-Apr-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1a. | Election of Director for a term expiring in 2023: Sarah M. Barpoulis | Management | For | For | |||||||||||||||
1b. | Election of Director for a term expiring in 2023: Victor A. Fortkiewicz | Management | For | For | |||||||||||||||
1c. | Election of Director for a term expiring in 2023: Sheila Hartnett-Devlin, CFA | Management | For | For | |||||||||||||||
1d. | Election of Director for a term expiring in 2023: G. Edison Holland, Jr. | Management | For | For | |||||||||||||||
1e. | Election of Director for a term expiring in 2023: Sunita Holzer | Management | For | For | |||||||||||||||
1f. | Election of Director for a term expiring in 2023: Kevin M. O'Dowd | Management | For | For | |||||||||||||||
1g. | Election of Director for a term expiring in 2023: Christopher J. Paladino | Management | For | For | |||||||||||||||
1h. | Election of Director for a term expiring in 2023: Michael J. Renna | Management | For | For | |||||||||||||||
1i. | Election of Director for a term expiring in 2023: Joseph M. Rigby | Management | For | For | |||||||||||||||
1j. | Election of Director for a term expiring in 2023: Frank L. Sims | Management | For | For | |||||||||||||||
2. | The approval of the Merger Agreement. | Management | For | For | |||||||||||||||
3. | The advisory, non-binding compensation proposal relating to the Merger. | Management | For | For | |||||||||||||||
4. | An advisory vote to approve executive compensation. | Management | For | For | |||||||||||||||
5. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Management | For | For | |||||||||||||||
6. | Adjournment of the Annual Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Merger Agreement at the time of the Annual Meeting. | Management | For | For | |||||||||||||||
PHILLIPS 66 | |||||||||||||||||||
Security | 718546104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | PSX | Meeting Date | 11-May-2022 | ||||||||||||||||
ISIN | US7185461040 | Agenda | 935574372 - Management | ||||||||||||||||
Record Date | 15-Mar-2022 | Holding Recon Date | 15-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director for a term of office expiring at the 2025 annual meeting of shareholders: Greg C. Garland | Management | For | For | |||||||||||||||
1B. | Election of Director for a term of office expiring at the 2025 annual meeting of shareholders: Gary K. Adams | Management | For | For | |||||||||||||||
1C. | Election of Director for a term of office expiring at the 2025 annual meeting of shareholders: John E. Lowe | Management | For | For | |||||||||||||||
1D. | Election of Director for a term of office expiring at the 2025 annual meeting of shareholders: Denise L. Ramos | Management | For | For | |||||||||||||||
2. | Advisory vote to approve our executive compensation. | Management | For | For | |||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2022. | Management | For | For | |||||||||||||||
4. | To approve the 2022 Omnibus Stock and Performance Incentive Plan. | Management | For | For | |||||||||||||||
5. | Shareholder proposal regarding greenhouse gas emissions targets. | Shareholder | Against | Against | |||||||||||||||
6. | Shareholder proposal regarding report on shift to recycled polymers for single use plastics. | Shareholder | Against | Against | |||||||||||||||
MERCURY GENERAL CORPORATION | |||||||||||||||||||
Security | 589400100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MCY | Meeting Date | 11-May-2022 | ||||||||||||||||
ISIN | US5894001008 | Agenda | 935575792 - Management | ||||||||||||||||
Record Date | 16-Mar-2022 | Holding Recon Date | 16-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | George Joseph | For | For | ||||||||||||||||
2 | Martha E. Marcon | For | For | ||||||||||||||||
3 | Joshua E. Little | For | For | ||||||||||||||||
4 | Gabriel Tirador | For | For | ||||||||||||||||
5 | James G. Ellis | For | For | ||||||||||||||||
6 | George G. Braunegg | For | For | ||||||||||||||||
7 | Ramona L. Cappello | For | For | ||||||||||||||||
8 | Vicky Wai Yee Joseph | For | For | ||||||||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | |||||||||||||||
3. | Ratification of selection of independent registered public accounting firm. | Management | For | For | |||||||||||||||
SIMON PROPERTY GROUP, INC. | |||||||||||||||||||
Security | 828806109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | SPG | Meeting Date | 11-May-2022 | ||||||||||||||||
ISIN | US8288061091 | Agenda | 935577429 - Management | ||||||||||||||||
Record Date | 15-Mar-2022 | Holding Recon Date | 15-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Glyn F. Aeppel | Management | For | For | |||||||||||||||
1B. | Election of Director: Larry C. Glasscock | Management | For | For | |||||||||||||||
1C. | Election of Director: Karen N. Horn, Ph.D. | Management | For | For | |||||||||||||||
1D. | Election of Director: Allan Hubbard | Management | For | For | |||||||||||||||
1E. | Election of Director: Reuben S. Leibowitz | Management | For | For | |||||||||||||||
1F. | Election of Director: Gary M. Rodkin | Management | For | For | |||||||||||||||
1G. | Election of Director: Peggy Fang Roe | Management | For | For | |||||||||||||||
1H. | Election of Director: Stefan M. Selig | Management | For | For | |||||||||||||||
1I. | Election of Director: Daniel C. Smith, Ph.D. | Management | For | For | |||||||||||||||
1J. | Election of Director: J. Albert Smith, Jr. | Management | For | For | |||||||||||||||
1K. | Election of Director: Marta R. Stewart | Management | For | For | |||||||||||||||
2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | |||||||||||||||
3. | Ratify the appointment of Ernst & Young LLP as our Independent Registered Public Accounting Firm for 2022. | Management | For | For | |||||||||||||||
KINDER MORGAN, INC. | |||||||||||||||||||
Security | 49456B101 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | KMI | Meeting Date | 11-May-2022 | ||||||||||||||||
ISIN | US49456B1017 | Agenda | 935579574 - Management | ||||||||||||||||
Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director for a one year term expiring in 2023: Richard D. Kinder | Management | For | For | |||||||||||||||
1B. | Election of Director for a one year term expiring in 2023: Steven J. Kean | Management | For | For | |||||||||||||||
1C. | Election of Director for a one year term expiring in 2023: Kimberly A. Dang | Management | For | For | |||||||||||||||
1D. | Election of Director for a one year term expiring in 2023: Ted A. Gardner | Management | For | For | |||||||||||||||
1E. | Election of Director for a one year term expiring in 2023: Anthony W. Hall, Jr. | Management | For | For | |||||||||||||||
1F. | Election of Director for a one year term expiring in 2023: Gary L. Hultquist | Management | For | For | |||||||||||||||
1G. | Election of Director for a one year term expiring in 2023: Ronald L. Kuehn, Jr. | Management | For | For | |||||||||||||||
1H. | Election of Director for a one year term expiring in 2023: Deborah A. Macdonald | Management | For | For | |||||||||||||||
1I. | Election of Director for a one year term expiring in 2023: Michael C. Morgan | Management | For | For | |||||||||||||||
1J. | Election of Director for a one year term expiring in 2023: Arthur C. Reichstetter | Management | For | For | |||||||||||||||
1K. | Election of Director for a one year term expiring in 2023: C. Park Shaper | Management | For | For | |||||||||||||||
1L. | Election of Director for a one year term expiring in 2023: William A. Smith | Management | For | For | |||||||||||||||
1M. | Election of Director for a one year term expiring in 2023: Joel V. Staff | Management | For | For | |||||||||||||||
1N. | Election of Director for a one year term expiring in 2023: Robert F. Vagt | Management | For | For | |||||||||||||||
1O. | Election of Director for a one year term expiring in 2023: Perry M. Waughtal | Management | For | For | |||||||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Management | For | For | |||||||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement. | Management | For | For | |||||||||||||||
KEYCORP | |||||||||||||||||||
Security | 493267108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | KEY | Meeting Date | 12-May-2022 | ||||||||||||||||
ISIN | US4932671088 | Agenda | 935575045 - Management | ||||||||||||||||
Record Date | 18-Mar-2022 | Holding Recon Date | 18-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Alexander M. Cutler | Management | For | For | |||||||||||||||
1B. | Election of Director: H. James Dallas | Management | For | For | |||||||||||||||
1C. | Election of Director: Elizabeth R. Gile | Management | For | For | |||||||||||||||
1D. | Election of Director: Ruth Ann M. Gillis | Management | For | For | |||||||||||||||
1E. | Election of Director: Christopher M. Gorman | Management | For | For | |||||||||||||||
1F. | Election of Director: Robin N. Hayes | Management | For | For | |||||||||||||||
1G. | Election of Director: Carlton L. Highsmith | Management | For | For | |||||||||||||||
1H. | Election of Director: Richard J. Hipple | Management | For | For | |||||||||||||||
1I. | Election of Director: Devina A. Rankin | Management | For | For | |||||||||||||||
1J. | Election of Director: Barbara R. Snyder | Management | For | For | |||||||||||||||
1K. | Election of Director: Richard J. Tobin | Management | For | For | |||||||||||||||
1L. | Election of Director: Todd J. Vasos | Management | For | For | |||||||||||||||
1M. | Election of Director: David K. Wilson | Management | For | For | |||||||||||||||
2. | Ratification of the appointment of independent auditor. | Management | For | For | |||||||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | |||||||||||||||
VERIZON COMMUNICATIONS INC. | |||||||||||||||||||
Security | 92343V104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | VZ | Meeting Date | 12-May-2022 | ||||||||||||||||
ISIN | US92343V1044 | Agenda | 935575704 - Management | ||||||||||||||||
Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1a. | Election of Director: Shellye Archambeau | Management | For | For | |||||||||||||||
1b. | Election of Director: Roxanne Austin | Management | For | For | |||||||||||||||
1c. | Election of Director: Mark Bertolini | Management | For | For | |||||||||||||||
1d. | Election of Director: Melanie Healey | Management | For | For | |||||||||||||||
1e. | Election of Director: Laxman Narasimhan | Management | For | For | |||||||||||||||
1f. | Election of Director: Clarence Otis, Jr. | Management | For | For | |||||||||||||||
1g. | Election of Director: Daniel Schulman | Management | For | For | |||||||||||||||
1h. | Election of Director: Rodney Slater | Management | For | For | |||||||||||||||
1i. | Election of Director: Carol Tomé | Management | For | For | |||||||||||||||
1j. | Election of Director: Hans Vestberg | Management | For | For | |||||||||||||||
1k. | Election of Director: Gregory Weaver | Management | For | For | |||||||||||||||
2. | Advisory vote to approve executive compensation | Management | For | For | |||||||||||||||
3. | Ratification of appointment of independent registered public accounting firm | Management | For | For | |||||||||||||||
4. | Report on charitable contributions | Shareholder | Against | Against | |||||||||||||||
5. | Amend clawback policy | Shareholder | Against | Against | |||||||||||||||
6. | Shareholder ratification of annual equity awards | Shareholder | Against | Against | |||||||||||||||
7. | Business operations in China | Shareholder | Against | Against | |||||||||||||||
CRESTWOOD EQUITY PARTNERS LP | |||||||||||||||||||
Security | 226344307 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | CEQPPR | Meeting Date | 12-May-2022 | ||||||||||||||||
ISIN | US2263443077 | Agenda | 935581721 - Management | ||||||||||||||||
Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1.1 | Election of Class I Director to serve until the 2025 annual meeting: Warren H. Gfeller | Management | For | For | |||||||||||||||
1.2 | Election of Class I Director to serve until the 2025 annual meeting: Janeen S. Judah | Management | For | For | |||||||||||||||
1.3 | Election of Class I Director to serve until the 2025 annual meeting: John J. Sherman | Management | For | For | |||||||||||||||
2. | To approve, on a non-binding advisory basis, our named executive officer compensation. | Management | For | For | |||||||||||||||
3. | To approve, on a non-binding advisory basis, the frequency of future advisory votes on our named executive officer compensation. | Management | 1 Year | 1 Year | |||||||||||||||
4. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for the Partnership for the fiscal year ending December 31, 2022. | Management | For | For | |||||||||||||||
NATIONAL RETAIL PROPERTIES, INC. | |||||||||||||||||||
Security | 637417106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | NNN | Meeting Date | 12-May-2022 | ||||||||||||||||
ISIN | US6374171063 | Agenda | 935587367 - Management | ||||||||||||||||
Record Date | 15-Mar-2022 | Holding Recon Date | 15-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director to serve until the next Annual Meeting: Pamela K. M. Beall | Management | For | For | |||||||||||||||
1B. | Election of Director to serve until the next Annual Meeting: Steven D. Cosler | Management | For | For | |||||||||||||||
1C. | Election of Director to serve until the next Annual Meeting: David M. Fick | Management | For | For | |||||||||||||||
1D. | Election of Director to serve until the next Annual Meeting: Edward J. Fritsch | Management | For | For | |||||||||||||||
1E. | Election of Director to serve until the next Annual Meeting: Kevin B. Habicht | Management | For | For | |||||||||||||||
1F. | Election of Director to serve until the next Annual Meeting: Betsy D. Holden | Management | For | For | |||||||||||||||
1G. | Election of Director to serve until the next Annual Meeting: Stephen A. Horn, Jr. | Management | For | For | |||||||||||||||
1H. | Election of Director to serve until the next Annual Meeting: Kamau O. Witherspoon | Management | For | For | |||||||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||||||
3. | Ratification of the selection of the independent registered public accounting firm for 2022. | Management | For | For | |||||||||||||||
CONSOLIDATED EDISON, INC. | |||||||||||||||||||
Security | 209115104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ED | Meeting Date | 16-May-2022 | ||||||||||||||||
ISIN | US2091151041 | Agenda | 935577087 - Management | ||||||||||||||||
Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Timothy P. Cawley | Management | For | For | |||||||||||||||
1B. | Election of Director: Ellen V. Futter | Management | For | For | |||||||||||||||
1C. | Election of Director: John F. Killian | Management | For | For | |||||||||||||||
1D. | Election of Director: Karol V. Mason | Management | For | For | |||||||||||||||
1E. | Election of Director: John McAvoy | Management | For | For | |||||||||||||||
1F. | Election of Director: Dwight A. McBride | Management | For | For | |||||||||||||||
1G. | Election of Director: William J. Mulrow | Management | For | For | |||||||||||||||
1H. | Election of Director: Armando J. Olivera | Management | For | For | |||||||||||||||
1I. | Election of Director: Michael W. Ranger | Management | For | For | |||||||||||||||
1J. | Election of Director: Linda S. Sanford | Management | For | For | |||||||||||||||
1K. | Election of Director: Deirdre Stanley | Management | For | For | |||||||||||||||
1L. | Election of Director: L. Frederick Sutherland | Management | For | For | |||||||||||||||
2. | Ratification of appointment of independent accountants. | Management | For | For | |||||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||||||
JPMORGAN CHASE & CO. | |||||||||||||||||||
Security | 46625H100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | JPM | Meeting Date | 17-May-2022 | ||||||||||||||||
ISIN | US46625H1005 | Agenda | 935580515 - Management | ||||||||||||||||
Record Date | 18-Mar-2022 | Holding Recon Date | 18-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1a. | Election of Director: Linda B. Bammann | Management | For | For | |||||||||||||||
1b. | Election of Director: Stephen B. Burke | Management | For | For | |||||||||||||||
1c. | Election of Director: Todd A. Combs | Management | For | For | |||||||||||||||
1d. | Election of Director: James S. Crown | Management | For | For | |||||||||||||||
1e. | Election of Director: James Dimon | Management | For | For | |||||||||||||||
1f. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||||||||||
1g. | Election of Director: Mellody Hobson | Management | For | For | |||||||||||||||
1h. | Election of Director: Michael A. Neal | Management | For | For | |||||||||||||||
1i. | Election of Director: Phebe N. Novakovic | Management | For | For | |||||||||||||||
1j. | Election of Director: Virginia M. Rometty | Management | For | For | |||||||||||||||
2. | Advisory resolution to approve executive compensation | Management | For | For | |||||||||||||||
3. | Ratification of independent registered public accounting firm | Management | For | For | |||||||||||||||
4. | Fossil fuel financing | Shareholder | Against | Against | |||||||||||||||
5. | Special shareholder meeting improvement | Shareholder | Against | Against | |||||||||||||||
6. | Independent board chairman | Shareholder | Against | Against | |||||||||||||||
7. | Board diversity resolution | Shareholder | Against | Against | |||||||||||||||
8. | Conversion to public benefit corporation | Shareholder | Against | Against | |||||||||||||||
9. | Report on setting absolute contraction targets | Shareholder | Against | Against | |||||||||||||||
REALTY INCOME CORPORATION | |||||||||||||||||||
Security | 756109104 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | O | Meeting Date | 17-May-2022 | ||||||||||||||||
ISIN | US7561091049 | Agenda | 935581151 - Management | ||||||||||||||||
Record Date | 11-Mar-2022 | Holding Recon Date | 11-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director to serve until the 2023 Annual meeting: Priscilla Almodovar | Management | For | For | |||||||||||||||
1B. | Election of Director to serve until the 2023 Annual meeting: Jacqueline Brady | Management | For | For | |||||||||||||||
1C. | Election of Director to serve until the 2023 Annual meeting: A. Larry Chapman | Management | For | For | |||||||||||||||
1D. | Election of Director to serve until the 2023 Annual meeting: Reginald H. Gilyard | Management | For | For | |||||||||||||||
1E. | Election of Director to serve until the 2023 Annual meeting: Mary Hogan Preusse | Management | For | For | |||||||||||||||
1F. | Election of Director to serve until the 2023 Annual meeting: Priya Cherian Huskins | Management | For | For | |||||||||||||||
1G. | Election of Director to serve until the 2023 Annual meeting: Gerardo I. Lopez | Management | For | For | |||||||||||||||
1H. | Election of Director to serve until the 2023 Annual meeting: Michael D. McKee | Management | For | For | |||||||||||||||
1I. | Election of Director to serve until the 2023 Annual meeting: Gregory T. McLaughlin | Management | For | For | |||||||||||||||
1J. | Election of Director to serve until the 2023 Annual meeting: Ronald L. Merriman | Management | For | For | |||||||||||||||
1K. | Election of Director to serve until the 2023 Annual meeting: Sumit Roy | Management | For | For | |||||||||||||||
2. | The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||||||||||||
3. | A non-binding advisory proposal to approve the compensation of our named executive officers as described in the Proxy Statement. | Management | For | For | |||||||||||||||
4. | Amendment of the Company's charter to increase the number of authorized shares of common stock. | Management | For | For | |||||||||||||||
TPG RE FINANCE TRUST, INC. | |||||||||||||||||||
Security | 87266M107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | TRTX | Meeting Date | 17-May-2022 | ||||||||||||||||
ISIN | US87266M1071 | Agenda | 935591241 - Management | ||||||||||||||||
Record Date | 30-Mar-2022 | Holding Recon Date | 30-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Avi Banyasz | For | For | ||||||||||||||||
2 | Doug Bouquard | For | For | ||||||||||||||||
3 | Julie Hong Clayton | For | For | ||||||||||||||||
4 | Michael Gillmore | For | For | ||||||||||||||||
5 | Todd Schuster | For | For | ||||||||||||||||
6 | Wendy Silverstein | For | For | ||||||||||||||||
7 | Bradley Smith | For | For | ||||||||||||||||
8 | Gregory White | For | For | ||||||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | |||||||||||||||
3. | Advisory Vote on Executive Compensation: To approve, on a non binding, advisory basis, the compensation of the Company's named executive officers. | Management | For | For | |||||||||||||||
ANNALY CAPITAL MANAGEMENT, INC. | |||||||||||||||||||
Security | 035710409 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | NLY | Meeting Date | 18-May-2022 | ||||||||||||||||
ISIN | US0357104092 | Agenda | 935579536 - Management | ||||||||||||||||
Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Francine J. Bovich | Management | For | For | |||||||||||||||
1B. | Election of Director: Wellington J. Denahan | Management | For | For | |||||||||||||||
1C. | Election of Director: Katie Beirne Fallon | Management | For | For | |||||||||||||||
1D. | Election of Director: David L. Finkelstein | Management | For | For | |||||||||||||||
1E. | Election of Director: Thomas Hamilton | Management | For | For | |||||||||||||||
1F. | Election of Director: Kathy Hopinkah Hannan | Management | For | For | |||||||||||||||
1G. | Election of Director: Michael Haylon | Management | For | For | |||||||||||||||
1H. | Election of Director: Eric A. Reeves | Management | For | For | |||||||||||||||
1I. | Election of Director: John H. Schaefer | Management | For | For | |||||||||||||||
1J. | Election of Director: Glenn A. Votek | Management | For | For | |||||||||||||||
1K. | Election of Director: Vicki Williams | Management | For | For | |||||||||||||||
2. | Advisory approval of the Company's executive compensation. | Management | For | For | |||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | |||||||||||||||
PPL CORPORATION | |||||||||||||||||||
Security | 69351T106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | PPL | Meeting Date | 18-May-2022 | ||||||||||||||||
ISIN | US69351T1060 | Agenda | 935584943 - Management | ||||||||||||||||
Record Date | 28-Feb-2022 | Holding Recon Date | 28-Feb-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Arthur P. Beattie | Management | For | For | |||||||||||||||
1B. | Election of Director: Raja Rajamannar | Management | For | For | |||||||||||||||
1C. | Election of Director: Heather B. Redman | Management | For | For | |||||||||||||||
1D. | Election of Director: Craig A. Rogerson | Management | For | For | |||||||||||||||
1E. | Election of Director: Vincent Sorgi | Management | For | For | |||||||||||||||
1F. | Election of Director: Natica von Althann | Management | For | For | |||||||||||||||
1G. | Election of Director: Keith H. Williamson | Management | For | For | |||||||||||||||
1H. | Election of Director: Phoebe A. Wood | Management | For | For | |||||||||||||||
1I. | Election of Director: Armando Zagalo de Lima | Management | For | For | |||||||||||||||
2. | Advisory vote to approve compensation of named executive officers | Management | For | For | |||||||||||||||
3. | Ratification of the appointment of Independent Registered Public Accounting Firm | Management | For | For | |||||||||||||||
SPIRIT REALTY CAPITAL, INC. | |||||||||||||||||||
Security | 84860W300 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | SRC | Meeting Date | 18-May-2022 | ||||||||||||||||
ISIN | US84860W3007 | Agenda | 935587040 - Management | ||||||||||||||||
Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1.1 | Election of Director: Kevin M. Charlton | Management | For | For | |||||||||||||||
1.2 | Election of Director: Elizabeth F. Frank | Management | For | For | |||||||||||||||
1.3 | Election of Director: Michelle M. Frymire | Management | For | For | |||||||||||||||
1.4 | Election of Director: Kristian M. Gathright | Management | For | For | |||||||||||||||
1.5 | Election of Director: Richard I. Gilchrist | Management | For | For | |||||||||||||||
1.6 | Election of Director: Jackson Hsieh | Management | For | For | |||||||||||||||
1.7 | Election of Director: Diana M. Laing | Management | For | For | |||||||||||||||
1.8 | Election of Director: Nicholas P. Shepherd | Management | For | For | |||||||||||||||
1.9 | Election of Director: Thomas J. Sullivan | Management | For | For | |||||||||||||||
2. | The ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | |||||||||||||||
3. | The approval of the Second Amended and Restated Spirit Realty Capital, Inc. and Spirit Realty, L.P. 2012 Incentive Award Plan, including an increase to the number of shares of common stock reserved for issuance under the Plan by 3,000,000 shares. | Management | For | For | |||||||||||||||
4. | A non-binding, advisory resolution to approve the compensation of our named executive officers as described in our Proxy Statement. | Management | For | For | |||||||||||||||
LUMEN TECHNOLOGIES, INC. | |||||||||||||||||||
Security | 550241103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | LUMN | Meeting Date | 18-May-2022 | ||||||||||||||||
ISIN | US5502411037 | Agenda | 935589258 - Management | ||||||||||||||||
Record Date | 24-Mar-2022 | Holding Recon Date | 24-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Quincy L. Allen | Management | For | For | |||||||||||||||
1B. | Election of Director: Martha Helena Bejar | Management | For | For | |||||||||||||||
1C. | Election of Director: Peter C. Brown | Management | For | For | |||||||||||||||
1D. | Election of Director: Kevin P. Chilton | Management | For | For | |||||||||||||||
1E. | Election of Director: Steven T. "Terry" Clontz | Management | For | For | |||||||||||||||
1F. | Election of Director: T. Michael Glenn | Management | For | For | |||||||||||||||
1G. | Election of Director: W. Bruce Hanks | Management | For | For | |||||||||||||||
1H. | Election of Director: Hal Stanley Jones | Management | For | For | |||||||||||||||
1I. | Election of Director: Michael Roberts | Management | For | For | |||||||||||||||
1J. | Election of Director: Laurie Siegel | Management | For | For | |||||||||||||||
1K. | Election of Director: Jeffrey K. Storey | Management | For | For | |||||||||||||||
2. | Ratify the appointment of KPMG LLP as our independent auditor for 2022. | Management | For | For | |||||||||||||||
3. | Advisory vote to approve our executive compensation. | Management | For | For | |||||||||||||||
AT&T INC. | |||||||||||||||||||
Security | 00206R102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | T | Meeting Date | 19-May-2022 | ||||||||||||||||
ISIN | US00206R1023 | Agenda | 935579409 - Management | ||||||||||||||||
Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | |||||||||||||||
1B. | Election of Director: Scott T. Ford | Management | For | For | |||||||||||||||
1C. | Election of Director: Glenn H. Hutchins | Management | For | For | |||||||||||||||
1D. | Election of Director: William E. Kennard | Management | For | For | |||||||||||||||
1E. | Election of Director: Debra L. Lee | Management | For | For | |||||||||||||||
1F. | Election of Director: Stephen J. Luczo | Management | For | For | |||||||||||||||
1G. | Election of Director: Michael B. McCallister | Management | For | For | |||||||||||||||
1H. | Election of Director: Beth E. Mooney | Management | For | For | |||||||||||||||
1I. | Election of Director: Matthew K. Rose | Management | For | For | |||||||||||||||
1J. | Election of Director: John T. Stankey | Management | For | For | |||||||||||||||
1K. | Election of Director: Cynthia B. Taylor | Management | For | For | |||||||||||||||
1L. | Election of Director: Luis A. Ubiñas | Management | For | For | |||||||||||||||
1M. | Election of Director: Geoffrey Y. Yang | Management | For | For | |||||||||||||||
2. | Ratification of the appointment of independent auditors | Management | For | For | |||||||||||||||
3. | Advisory approval of executive compensation | Management | For | For | |||||||||||||||
4. | Improve executive compensation program | Shareholder | Against | Against | |||||||||||||||
5. | Independent board chairman | Shareholder | Against | Against | |||||||||||||||
6. | Political congruency report | Shareholder | Against | Against | |||||||||||||||
7. | Civil rights and non-discrimination audit | Shareholder | Against | Against | |||||||||||||||
ARES CAPITAL CORPORATION | |||||||||||||||||||
Security | 04010L103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ARCC | Meeting Date | 19-May-2022 | ||||||||||||||||
ISIN | US04010L1035 | Agenda | 935583333 - Management | ||||||||||||||||
Record Date | 16-Mar-2022 | Holding Recon Date | 16-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Class III director of the Company to serve until the 2025 Annual Meeting of Stockholders: Daniel G. Kelly, Jr. | Management | For | For | |||||||||||||||
1B. | Election of Class III director of the Company to serve until the 2025 Annual Meeting of Stockholders: Eric B. Siegel | Management | For | For | |||||||||||||||
1C. | Election of Class III director of the Company to serve until the 2025 Annual Meeting of Stockholders: R. Kipp deVeer | Management | For | For | |||||||||||||||
2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | |||||||||||||||
KILROY REALTY CORPORATION | |||||||||||||||||||
Security | 49427F108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | KRC | Meeting Date | 19-May-2022 | ||||||||||||||||
ISIN | US49427F1084 | Agenda | 935587444 - Management | ||||||||||||||||
Record Date | 07-Mar-2022 | Holding Recon Date | 07-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: John Kilroy | Management | For | For | |||||||||||||||
1B. | Election of Director: Edward F. Brennan, PhD | Management | For | For | |||||||||||||||
1C. | Election of Director: Jolie Hunt | Management | For | For | |||||||||||||||
1D. | Election of Director: Scott S. Ingraham | Management | For | For | |||||||||||||||
1E. | Election of Director: Louisa G. Ritter | Management | For | For | |||||||||||||||
1F. | Election of Director: Gary R. Stevenson | Management | For | For | |||||||||||||||
1G. | Election of Director: Peter B. Stoneberg | Management | For | For | |||||||||||||||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | |||||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent auditor for the fiscal year ending December 31, 2022. | Management | For | For | |||||||||||||||
ALTRIA GROUP, INC. | |||||||||||||||||||
Security | 02209S103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MO | Meeting Date | 19-May-2022 | ||||||||||||||||
ISIN | US02209S1033 | Agenda | 935588472 - Management | ||||||||||||||||
Record Date | 28-Mar-2022 | Holding Recon Date | 28-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Ian L.T. Clarke | Management | For | For | |||||||||||||||
1B. | Election of Director: Marjorie M. Connelly | Management | For | For | |||||||||||||||
1C. | Election of Director: R. Matt Davis | Management | For | For | |||||||||||||||
1D. | Election of Director: William F. Gifford, Jr. | Management | For | For | |||||||||||||||
1E. | Election of Director: Debra J. Kelly-Ennis | Management | For | For | |||||||||||||||
1F. | Election of Director: W. Leo Kiely III | Management | For | For | |||||||||||||||
1G. | Election of Director: Kathryn B. McQuade | Management | For | For | |||||||||||||||
1H. | Election of Director: George Muñoz | Management | For | For | |||||||||||||||
1I. | Election of Director: Nabil Y. Sakkab | Management | For | For | |||||||||||||||
1J. | Election of Director: Virginia E. Shanks | Management | For | For | |||||||||||||||
1K. | Election of Director: Ellen R. Strahlman | Management | For | For | |||||||||||||||
1L. | Election of Director: M. Max Yzaguirre | Management | For | For | |||||||||||||||
2. | Ratification of the Selection of Independent Registered Public Accounting Firm. | Management | For | For | |||||||||||||||
3. | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers. | Management | For | For | |||||||||||||||
4. | Shareholder Proposal - Commission a Civil Rights Equity Audit. | Shareholder | Against | Against | |||||||||||||||
VORNADO REALTY TRUST | |||||||||||||||||||
Security | 929042109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | VNO | Meeting Date | 19-May-2022 | ||||||||||||||||
ISIN | US9290421091 | Agenda | 935591417 - Management | ||||||||||||||||
Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Steven Roth | For | For | ||||||||||||||||
2 | Candace K. Beinecke | For | For | ||||||||||||||||
3 | Michael D. Fascitelli | For | For | ||||||||||||||||
4 | Beatrice Hamza Bassey | For | For | ||||||||||||||||
5 | William W. Helman IV | For | For | ||||||||||||||||
6 | David M. Mandelbaum | For | For | ||||||||||||||||
7 | Raymond J. McGuire | For | For | ||||||||||||||||
8 | Mandakini Puri | For | For | ||||||||||||||||
9 | Daniel R. Tisch | For | For | ||||||||||||||||
10 | Russell B. Wight, Jr. | For | For | ||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | For | |||||||||||||||
3. | NON-BINDING, ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | |||||||||||||||
NORTHWEST NATURAL HOLDING COMPANY | |||||||||||||||||||
Security | 66765N105 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | NWN | Meeting Date | 23-May-2022 | ||||||||||||||||
ISIN | US66765N1054 | Agenda | 935613706 - Management | ||||||||||||||||
Record Date | 07-Apr-2022 | Holding Recon Date | 07-Apr-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Sandra McDonough | For | For | ||||||||||||||||
2 | Jane L. Peverett | For | For | ||||||||||||||||
3 | Kenneth Thrasher | For | For | ||||||||||||||||
4 | Charles A. Wilhoite | For | For | ||||||||||||||||
2. | Amend the Company's Employee Stock Purchase Plan to modify eligibility requirements and increase shares reserved for issuance. | Management | For | For | |||||||||||||||
3. | Advisory vote to approve Named Executive Officer Compensation. | Management | For | For | |||||||||||||||
4. | The ratification of the appointment of PricewaterhouseCoopers LLP as Northwest Natural Holding Company's independent registered public accountants for the fiscal year 2022. | Management | For | For | |||||||||||||||
MERCK & CO., INC. | |||||||||||||||||||
Security | 58933Y105 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | MRK | Meeting Date | 24-May-2022 | ||||||||||||||||
ISIN | US58933Y1055 | Agenda | 935591570 - Management | ||||||||||||||||
Record Date | 25-Mar-2022 | Holding Recon Date | 25-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | |||||||||||||||
1B. | Election of Director: Mary Ellen Coe | Management | For | For | |||||||||||||||
1C. | Election of Director: Pamela J. Craig | Management | For | For | |||||||||||||||
1D. | Election of Director: Robert M. Davis | Management | For | For | |||||||||||||||
1E. | Election of Director: Kenneth C. Frazier | Management | For | For | |||||||||||||||
1F. | Election of Director: Thomas H. Glocer | Management | For | For | |||||||||||||||
1G. | Election of Director: Risa J. Lavizzo- Mourey, M.D. | Management | For | For | |||||||||||||||
1H. | Election of Director: Stephen L. Mayo, Ph.D. | Management | For | For | |||||||||||||||
1I. | Election of Director: Paul B. Rothman, M.D. | Management | For | For | |||||||||||||||
1J. | Election of Director: Patricia F. Russo | Management | For | For | |||||||||||||||
1K. | Election of Director: Christine E. Seidman, M.D. | Management | For | For | |||||||||||||||
1L. | Election of Director: Inge G. Thulin | Management | For | For | |||||||||||||||
1M. | Election of Director: Kathy J. Warden | Management | For | For | |||||||||||||||
1N. | Election of Director: Peter C. Wendell | Management | For | For | |||||||||||||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | |||||||||||||||
3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2022. | Management | For | For | |||||||||||||||
4. | Shareholder proposal regarding an independent board chairman. | Shareholder | Against | Against | |||||||||||||||
5. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | Against | |||||||||||||||
6. | Shareholder proposal regarding lobbying expenditure disclosure. | Shareholder | Against | Against | |||||||||||||||
B. RILEY FINANCIAL, INC. | |||||||||||||||||||
Security | 05580M108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | RILY | Meeting Date | 24-May-2022 | ||||||||||||||||
ISIN | US05580M1080 | Agenda | 935619001 - Management | ||||||||||||||||
Record Date | 28-Mar-2022 | Holding Recon Date | 28-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1a. | Election of Director: Bryant R. Riley | Management | For | For | |||||||||||||||
1b. | Election of Director: Thomas J. Kelleher | Management | For | For | |||||||||||||||
1c. | Election of Director: Robert L. Antin | Management | For | For | |||||||||||||||
1d. | Election of Director: Tammy Brandt | Management | For | For | |||||||||||||||
1e. | Election of Director: Robert D'Agostino | Management | For | For | |||||||||||||||
1f. | Election of Director: Renée E. Labran | Management | For | For | |||||||||||||||
1g. | Election of Director: Randall E. Paulson | Management | For | For | |||||||||||||||
1h. | Election of Director: Michael J. Sheldon | Management | For | For | |||||||||||||||
1i. | Election of Director: Mimi K. Walters | Management | For | For | |||||||||||||||
1j. | Election of Director: Mikel H. Williams | Management | For | For | |||||||||||||||
2. | To ratify the selection of Marcum LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | |||||||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | |||||||||||||||
THE SOUTHERN COMPANY | |||||||||||||||||||
Security | 842587107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | SO | Meeting Date | 25-May-2022 | ||||||||||||||||
ISIN | US8425871071 | Agenda | 935599095 - Management | ||||||||||||||||
Record Date | 28-Mar-2022 | Holding Recon Date | 28-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Janaki Akella | Management | For | For | |||||||||||||||
1B. | Election of Director: Henry A. Clark III | Management | For | For | |||||||||||||||
1C. | Election of Director: Anthony F. Earley, Jr. | Management | For | For | |||||||||||||||
1D. | Election of Director: Thomas A. Fanning | Management | For | For | |||||||||||||||
1E. | Election of Director: David J. Grain | Management | For | For | |||||||||||||||
1F. | Election of Director: Colette D. Honorable | Management | For | For | |||||||||||||||
1G. | Election of Director: Donald M. James | Management | For | For | |||||||||||||||
1H. | Election of Director: John D. Johns | Management | For | For | |||||||||||||||
1I. | Election of Director: Dale E. Klein | Management | For | For | |||||||||||||||
1J. | Election of Director: Ernest J. Moniz | Management | For | For | |||||||||||||||
1K. | Election of Director: William G. Smith, Jr. | Management | For | For | |||||||||||||||
1L. | Election of Director: Kristine L. Svinicki | Management | For | For | |||||||||||||||
1M. | Election of Director: E. Jenner Wood III | Management | For | For | |||||||||||||||
2. | Advisory vote to approve executive compensation | Management | For | For | |||||||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2022 | Management | For | For | |||||||||||||||
4. | Stockholder proposal regarding simple majority vote | Shareholder | For | For | |||||||||||||||
CHEVRON CORPORATION | |||||||||||||||||||
Security | 166764100 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | CVX | Meeting Date | 25-May-2022 | ||||||||||||||||
ISIN | US1667641005 | Agenda | 935603882 - Management | ||||||||||||||||
Record Date | 28-Mar-2022 | Holding Recon Date | 28-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Wanda M. Austin | Management | For | For | |||||||||||||||
1B. | Election of Director: John B. Frank | Management | For | For | |||||||||||||||
1C. | Election of Director: Alice P. Gast | Management | For | For | |||||||||||||||
1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | |||||||||||||||
1E. | Election of Director: Marillyn A. Hewson | Management | For | For | |||||||||||||||
1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | |||||||||||||||
1G. | Election of Director: Charles W. Moorman | Management | For | For | |||||||||||||||
1H. | Election of Director: Dambisa F. Moyo | Management | For | For | |||||||||||||||
1I. | Election of Director: Debra Reed-Klages | Management | For | For | |||||||||||||||
1J. | Election of Director: Ronald D. Sugar | Management | For | For | |||||||||||||||
1K. | Election of Director: D. James Umpleby III | Management | For | For | |||||||||||||||
1L. | Election of Director: Michael K. Wirth | Management | For | For | |||||||||||||||
2. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | For | For | |||||||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |||||||||||||||
4. | Approve the 2022 Long-Term Incentive Plan of Chevron Corporation | Management | For | For | |||||||||||||||
5. | Adopt Medium- and Long-Term GHG Reduction Targets | Shareholder | Against | Against | |||||||||||||||
6. | Report on Impacts of Net Zero 2050 Scenario | Shareholder | Against | Against | |||||||||||||||
7. | Report on Reliability of Methane Emission Disclosures | Management | For | For | |||||||||||||||
8. | Report on Business with Conflict-Complicit Governments | Shareholder | Against | Against | |||||||||||||||
9. | Report on Racial Equity Audit | Shareholder | Against | Against | |||||||||||||||
10. | Special Meetings | Shareholder | Against | Against | |||||||||||||||
EXXON MOBIL CORPORATION | |||||||||||||||||||
Security | 30231G102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | XOM | Meeting Date | 25-May-2022 | ||||||||||||||||
ISIN | US30231G1022 | Agenda | 935604214 - Management | ||||||||||||||||
Record Date | 01-Apr-2022 | Holding Recon Date | 01-Apr-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Michael J. Angelakis | Management | For | For | |||||||||||||||
1B. | Election of Director: Susan K. Avery | Management | For | For | |||||||||||||||
1C. | Election of Director: Angela F. Braly | Management | For | For | |||||||||||||||
1D. | Election of Director: Ursula M. Burns | Management | For | For | |||||||||||||||
1E. | Election of Director: Gregory J. Goff | Management | For | For | |||||||||||||||
1F. | Election of Director: Kaisa H. Hietala | Management | For | For | |||||||||||||||
1G. | Election of Director: Joseph L. Hooley | Management | For | For | |||||||||||||||
1H. | Election of Director: Steven A. Kandarian | Management | For | For | |||||||||||||||
1I. | Election of Director: Alexander A. Karsner | Management | For | For | |||||||||||||||
1J. | Election of Director: Jeffrey W. Ubben | Management | For | For | |||||||||||||||
1K. | Election of Director: Darren W. Woods | Management | For | For | |||||||||||||||
2. | Ratification of Independent Auditors | Management | For | For | |||||||||||||||
3. | Advisory Vote to Approve Executive Compensation | Management | For | For | |||||||||||||||
4. | Remove Executive Perquisites | Shareholder | Against | Against | |||||||||||||||
5. | Limit Shareholder Rights for Proposal Submission | Shareholder | Against | Against | |||||||||||||||
6. | Reduce Company Emissions and Hydrocarbon Sales | Shareholder | Against | Against | |||||||||||||||
7. | Report on Low Carbon Business Planning | Shareholder | Against | Against | |||||||||||||||
8. | Report on Scenario Analysis | Shareholder | Against | Against | |||||||||||||||
9. | Report on Plastic Production | Shareholder | Against | Against | |||||||||||||||
10. | Report on Political Contributions | Shareholder | Against | Against | |||||||||||||||
ONEOK, INC. | |||||||||||||||||||
Security | 682680103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | OKE | Meeting Date | 25-May-2022 | ||||||||||||||||
ISIN | US6826801036 | Agenda | 935605329 - Management | ||||||||||||||||
Record Date | 28-Mar-2022 | Holding Recon Date | 28-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1A. | Election of Director: Brian L. Derksen | Management | For | For | |||||||||||||||
1B. | Election of Director: Julie H. Edwards | Management | For | For | |||||||||||||||
1C. | Election of Director: John W. Gibson | Management | For | For | |||||||||||||||
1D. | Election of Director: Mark W. Helderman | Management | For | For | |||||||||||||||
1E. | Election of Director: Randall J. Larson | Management | For | For | |||||||||||||||
1F. | Election of Director: Steven J. Malcolm | Management | For | For | |||||||||||||||
1G. | Election of Director: Jim W. Mogg | Management | For | For | |||||||||||||||
1H. | Election of Director: Pattye L. Moore | Management | For | For | |||||||||||||||
1I. | Election of Director: Pierce H. Norton II | Management | For | For | |||||||||||||||
1J. | Election of Director: Eduardo A. Rodriguez | Management | For | For | |||||||||||||||
1K. | Election of Director: Gerald B. Smith | Management | For | For | |||||||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2022. | Management | For | For | |||||||||||||||
3. | An advisory vote to approve ONEOK, Inc.'s executive compensation. | Management | For | For | |||||||||||||||
NEW RESIDENTIAL INVESTMENT CORP. | |||||||||||||||||||
Security | 64828T201 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | NRZ | Meeting Date | 26-May-2022 | ||||||||||||||||
ISIN | US64828T2015 | Agenda | 935606220 - Management | ||||||||||||||||
Record Date | 01-Apr-2022 | Holding Recon Date | 01-Apr-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Robert J. McGinnis | For | For | ||||||||||||||||
2 | Andrew Sloves | For | For | ||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for New Residential Investment Corp. for fiscal year 2022. | Management | For | For | |||||||||||||||
FORTRESS TRANSPORTATION & INFRA INV LLC | |||||||||||||||||||
Security | 34960P200 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | FTAIPR | Meeting Date | 26-May-2022 | ||||||||||||||||
ISIN | US34960P2002 | Agenda | 935613011 - Management | ||||||||||||||||
Record Date | 01-Apr-2022 | Holding Recon Date | 01-Apr-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Paul R. Goodwin | For | For | ||||||||||||||||
2 | Ray M. Robinson | For | For | ||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for Fortress Transportation and Infrastructure Investors LLC for fiscal year 2022. | Management | For | For | |||||||||||||||
FORTRESS TRANSPORTATION & INFRA INV LLC | |||||||||||||||||||
Security | 34960P101 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | FTAI | Meeting Date | 26-May-2022 | ||||||||||||||||
ISIN | US34960P1012 | Agenda | 935613011 - Management | ||||||||||||||||
Record Date | 01-Apr-2022 | Holding Recon Date | 01-Apr-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Paul R. Goodwin | For | For | ||||||||||||||||
2 | Ray M. Robinson | For | For | ||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for Fortress Transportation and Infrastructure Investors LLC for fiscal year 2022. | Management | For | For | |||||||||||||||
EPR PROPERTIES | |||||||||||||||||||
Security | 26884U109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | EPR | Meeting Date | 27-May-2022 | ||||||||||||||||
ISIN | US26884U1097 | Agenda | 935604202 - Management | ||||||||||||||||
Record Date | 07-Mar-2022 | Holding Recon Date | 07-Mar-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1.1 | Election of Trustee: Thomas M. Bloch | Management | For | For | |||||||||||||||
1.2 | Election of Trustee: Peter C. Brown | Management | For | For | |||||||||||||||
1.3 | Election of Trustee: James B. Connor | Management | For | For | |||||||||||||||
1.4 | Election of Trustee: Jack A. Newman, Jr. | Management | For | For | |||||||||||||||
1.5 | Election of Trustee: Virginia E. Shanks | Management | For | For | |||||||||||||||
1.6 | Election of Trustee: Gregory K. Silvers | Management | For | For | |||||||||||||||
1.7 | Election of Trustee: Robin P. Sterneck | Management | For | For | |||||||||||||||
1.8 | Election of Trustee: Lisa G. Trimberger | Management | For | For | |||||||||||||||
1.9 | Election of Trustee: Caixia Ziegler | Management | For | For | |||||||||||||||
2. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in these proxy materials. | Management | For | For | |||||||||||||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2022. | Management | For | For | |||||||||||||||
NEW YORK COMMUNITY BANCORP, INC. | |||||||||||||||||||
Security | 649445103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | NYCB | Meeting Date | 01-Jun-2022 | ||||||||||||||||
ISIN | US6494451031 | Agenda | 935616764 - Management | ||||||||||||||||
Record Date | 05-Apr-2022 | Holding Recon Date | 05-Apr-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1a. | Election of Director: Marshall J. Lux | Management | For | For | |||||||||||||||
1b. | Election of Director: Ronald A. Rosenfeld | Management | For | For | |||||||||||||||
1c. | Election of Director: Lawrence J. Savarese | Management | For | For | |||||||||||||||
2. | The ratification of the appointment of KPMG LLP as the independent registered public accounting firm of New York Community Bancorp, Inc. for the fiscal year ending December 31, 2022. | Management | For | For | |||||||||||||||
3. | An advisory vote to approve compensation for our executive officers disclosed in the accompanying Proxy Statement. | Management | For | For | |||||||||||||||
4. | A proposal to amend the Amended and Restated Certificate of Incorporation of the Company to provide for shareholder action by written consent. | Management | For | For | |||||||||||||||
5. | A shareholder proposal requesting board action to amend the Amended and Restated Certificate of Incorporation of the Company in order to phase out the classification of the board of directors and provide instead for the annual election of directors. | Shareholder | Abstain | None | |||||||||||||||
DEVON ENERGY CORPORATION | |||||||||||||||||||
Security | 25179M103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | DVN | Meeting Date | 08-Jun-2022 | ||||||||||||||||
ISIN | US25179M1036 | Agenda | 935618198 - Management | ||||||||||||||||
Record Date | 11-Apr-2022 | Holding Recon Date | 11-Apr-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Barbara M. Baumann | For | For | ||||||||||||||||
2 | John E. Bethancourt | For | For | ||||||||||||||||
3 | Ann G. Fox | For | For | ||||||||||||||||
4 | David A. Hager | For | For | ||||||||||||||||
5 | Kelt Kindick | For | For | ||||||||||||||||
6 | John Krenicki Jr. | For | For | ||||||||||||||||
7 | Karl F. Kurz | For | For | ||||||||||||||||
8 | Robert A. Mosbacher, Jr | For | For | ||||||||||||||||
9 | Richard E. Muncrief | For | For | ||||||||||||||||
10 | Duane C. Radtke | For | For | ||||||||||||||||
11 | Valerie M. Williams | For | For | ||||||||||||||||
2. | Ratify the selection of the Company's Independent Auditors for 2022. | Management | For | For | |||||||||||||||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||||||||
4. | Approve the Devon Energy Corporation 2022 Long-Term Incentive Plan. | Management | For | For | |||||||||||||||
ONEMAIN HOLDINGS, INC. | |||||||||||||||||||
Security | 68268W103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | OMF | Meeting Date | 13-Jun-2022 | ||||||||||||||||
ISIN | US68268W1036 | Agenda | 935637085 - Management | ||||||||||||||||
Record Date | 21-Apr-2022 | Holding Recon Date | 21-Apr-2022 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2022 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Valerie Soranno Keating | For | For | ||||||||||||||||
2 | Aneek S. Mamik | For | For | ||||||||||||||||
3 | Richard A. Smith | For | For | ||||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for OneMain Holdings, Inc. for the year ending December 31, 2022. | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Series Portfolios Trust
By (Signature and Title) /s/ Ryan Roell
Ryan Roell, President
(Principal Executive Officer)
Date 8/4/2022