InfraCap Equity Income Fund ETF | ||||||||
SCHEDULE OF INVESTMENTS (UNAUDITED) | ||||||||
February 28, 2023 | ||||||||
Shares | Value | |||||||
COMMON STOCKS - 71.84% | ||||||||
Aerospace & Defense - 0.47% | ||||||||
Raytheon Technologies Corp. (a) | 2,303 | $ | 225,901 | |||||
Automobiles - 0.32% | ||||||||
Ford Motor Co. | 1,437 | 17,345 | ||||||
Stellantis NV - ADR (c) | 7,704 | 134,974 | ||||||
152,319 | ||||||||
Banks - 11.94% | ||||||||
Citigroup, Inc. (b) | 7,995 | 405,267 | ||||||
Citizens Financial Group, Inc. | 20,224 | 844,554 | ||||||
Comerica, Inc. | 10,457 | 733,036 | ||||||
Huntington Bancshares, Inc. | 18,076 | 276,924 | ||||||
KeyCorp (a)(b) | 34,787 | 636,254 | ||||||
The PNC Financial Services Group Inc | 1,811 | 285,993 | ||||||
Regions Financial Corp. | 1,638 | 38,198 | ||||||
Truist Financial Corp. | 27,922 | 1,310,938 | ||||||
U.S. Bancorp (b) | 26,183 | 1,249,715 | ||||||
5,780,879 | ||||||||
Beverages - 2.69% | ||||||||
The Coca-Cola Co. (a) | 21,868 | 1,301,365 | ||||||
Biotechnology - 0.15% | ||||||||
AbbVie, Inc. (b) | 481 | 74,026 | ||||||
Capital Markets - 3.47% | ||||||||
AllianceBernstein Holding LP (a)(b) | 27,933 | 1,084,918 | ||||||
Blackstone, Inc. | 4,300 | 390,440 | ||||||
State Street Corp. | 2,308 | 204,673 | ||||||
1,680,031 | ||||||||
Chemicals - 4.12% | ||||||||
Dow, Inc. (a)(b) | 34,854 | 1,993,649 | ||||||
Consumer Finance - 2.39% | ||||||||
Ally Financial, Inc. (a) | 17,487 | 525,484 | ||||||
OneMain Holdings, Inc. (b) | 14,673 | 632,260 | ||||||
1,157,744 | ||||||||
Diversified Telecommunication Services - 3.95% | ||||||||
AT&T, Inc. (a)(b) | 52,309 | 989,163 | ||||||
Verizon Communications, Inc. (a)(b) | 23,756 | 921,971 | ||||||
1,911,134 | ||||||||
Electric Utilities - 4.64% | ||||||||
ALLETE, Inc. (a) | 8,445 | 516,750 | ||||||
Duke Energy Corp. (a) | 4,681 | 441,231 | ||||||
Edison International (b) | 696 | 46,082 | ||||||
NRG Energy, Inc. (a) | 23,053 | 755,908 | ||||||
PPL Corp. | 255 | 6,903 | ||||||
The Southern Co. (a) | 7,635 | 481,463 | ||||||
2,248,337 | ||||||||
Food & Staples Retailing - 0.32% | ||||||||
Walgreens Boots Alliance, Inc. (b) | 4,327 | 153,738 | ||||||
Food Products - 1.39% | ||||||||
The Kraft Heinz Co. (a) | 17,280 | 672,883 | ||||||
Gas Utilities - 0.92% | ||||||||
Northwest Natural Holding Co. | 9,250 | 447,145 | ||||||
Hotels, Restaurants & Leisure - 0.69% | ||||||||
Darden Restaurants, Inc. | 819 | 117,109 | ||||||
Red Rock Resorts, Inc. | 4,992 | 218,000 | ||||||
335,109 | ||||||||
Household Products - 0.04% | ||||||||
Kimberly-Clark Corp. | 158 | 19,758 | ||||||
Industrial Conglomerates - 0.18% | ||||||||
3M Co. | 817 | 88,024 | ||||||
Insurance - 3.26% | ||||||||
Lincoln National Corp. | 316 | 10,023 | ||||||
Prudential Financial, Inc. (b) | 15,702 | 1,570,200 | ||||||
1,580,223 | ||||||||
IT Services - 1.25% | ||||||||
International Business Machines Corp. (b) | 4,693 | 606,805 | ||||||
Multiline Retail - 2.05% | ||||||||
Kohl's Corp. | 35,458 | 994,242 | ||||||
Multi-Utilities - 0.69% | ||||||||
Algonquin Power & Utilities Corp. - ADR (c) | 3,700 | 28,231 | ||||||
Consolidated Edison, Inc. | 529 | 47,266 | ||||||
Dominion Energy, Inc. (a) | 4,628 | 257,409 | ||||||
332,906 | ||||||||
Oil, Gas & Consumable Fuels - 17.20% | ||||||||
Chevron Corp. (a)(b) | 10,080 | 1,620,561 | ||||||
Devon Energy Corp. (a) | 2,324 | 125,310 | ||||||
Enbridge, Inc. - ADR (a)(b) | 35,375 | 1,327,270 | ||||||
Energy Transfer LP (a) | 49,194 | 622,796 | ||||||
EOG Resources, Inc. (a) | 1,883 | 212,817 | ||||||
Kinder Morgan, Inc. (a)(b) | 55,229 | 942,207 | ||||||
MPLX LP (b) | 10,614 | 367,563 | ||||||
New Fortress Energy, Inc. (a) | 30,751 | 1,014,475 | ||||||
ONEOK, Inc. | 304 | 19,897 | ||||||
Phillips 66 (a)(b) | 4,107 | 421,214 | ||||||
Pioneer Natural Resources Co. (a) | 3,800 | 761,558 | ||||||
Shell plc - ADR (a)(c) | 6,755 | 410,501 | ||||||
TC Energy Corp. - ADR (a)(b)(c) | 5,774 | 229,863 | ||||||
The Williams Company, Inc. (a) | 8,307 | 250,041 | ||||||
8,326,073 | ||||||||
Paper Products - 1.17% | ||||||||
International Paper Co. | 15,542 | 565,573 | ||||||
Pharmaceuticals - 2.30% | ||||||||
Johnson & Johnson (a) | 5,888 | 902,395 | ||||||
Pfizer, Inc. (b) | 5,254 | 213,155 | ||||||
1,115,550 | ||||||||
Thrifts & Mortgage Finance - 0.41% | ||||||||
New York Community Bancorp, Inc. (b) | 22,127 | 196,488 | ||||||
Tobacco - 2.08% | ||||||||
Altria Group, Inc. (a) | 17,747 | 823,993 | ||||||
Philip Morris International, Inc. | 1,882 | 183,119 | ||||||
1,007,112 | ||||||||
Wireless Telecommunication Services - 2.08% | ||||||||
Vodafone Group plc - ADR (a)(b)(c) | 84,305 | 1,009,131 | ||||||
Total Common Stocks | ||||||||
(Cost $35,987,441) | 33,976,145 | |||||||
Real Estate Investment Trusts (REITs) - 27.22% | ||||||||
Equity Real Estate Investment Trusts (REITs) - 16.81% | ||||||||
Boston Properties, Inc. (a) | 18,378 | 1,203,391 | ||||||
Crown Castle, Inc. | 123 | 16,082 | ||||||
EPR Properties | 21,131 | 862,990 | ||||||
Federal Realty Investment Trust | 3,657 | 390,494 | ||||||
Global Net Lease, Inc. (b) | 56,869 | 802,990 | ||||||
Healthcare Realty Trust, Inc. | 31,183 | 608,069 | ||||||
Kilroy Realty Corp. (b) | 29,752 | 1,071,667 | ||||||
National Retail Properties, Inc. (a)(b) | 12,024 | 544,928 | ||||||
Realty Income Corp. (a)(b) | 7,921 | 506,548 | ||||||
Simon Property Group, Inc. (a)(b) | 10,532 | 1,285,852 | ||||||
Spirit Realty Capital, Inc. (b) | 5,995 | 246,874 | ||||||
STAG Industrial, Inc. | 3,276 | 110,205 | ||||||
VICI Properties, Inc. | 1 | 33 | ||||||
Vornado Realty Trust (a)(b) | 24,642 | 487,419 | ||||||
8,137,542 | ||||||||
Mortgage Real Estate Investment Trusts (REITs) - 10.41% | ||||||||
AGNC Investment Corp. (a)(b) | 62,096 | 674,983 | ||||||
Annaly Capital Management, Inc. (a)(b) | 60,932 | 1,260,074 | ||||||
BrightSpire Capital, Inc. (b) | 64,985 | 480,239 | ||||||
Rithm Capital Corp. (b) | 140,089 | 1,274,810 | ||||||
Starwood Property Trust, Inc. (b) | 24,604 | 471,413 | ||||||
TPG RE Finance Trust, Inc. (b) | 103,822 | 881,449 | ||||||
5,042,968 | ||||||||
Total Real Estate Investment Trusts (REITs) | ||||||||
(Cost $14,948,776) | 13,180,510 | |||||||
PREFERRED STOCKS - 17.53% | ||||||||
AGNC Investment Corp., 7.750% Series G (d)(e) | 18,500 | 423,095 | ||||||
Babcock & Wilcox Enterprises, Inc., 7.750%, Series A (b)(d) | 43,886 | 746,062 | ||||||
Chimera Investment Corp., 8.000%, Series B (b)(d)(e) | 21,830 | 487,464 | ||||||
Crestwood Equity Partners LP, 9.250% (b)(d) | 83,865 | 770,719 | ||||||
DCP Midstream LP, 7.950%, Series C (d)(e) | 46 | 1,171 | ||||||
DigitalBridge Group, Inc., 7.125%, Series H (b)(d) | 32,857 | 701,497 | ||||||
Energy Transfer LP, 7.625%, Series D (b)(d)(e) | 43,663 | 1,061,011 | ||||||
FTAI Aviation Ltd., 8.250%, Series A (b)(c)(d)(e) | 42,033 | 1,014,677 | ||||||
Global Net Lease, Inc., 6.875%, Series B (b)(d) | 20,871 | 461,875 | ||||||
New York Mortgage Trust, Inc. 8.000%, Series D (b)(d)(e) | 43,588 | 886,144 | ||||||
NuStar Energy LP, 10.380%, Series B (d)(e) | 9,553 | 232,233 | ||||||
NuStar Energy LP, 11.650%, Series C (d)(e) | 232 | 5,886 | ||||||
Rithm Capital Corp., 6.375%, Series C (b)(d)(e) | 23,607 | 483,707 | ||||||
SCE Trust III, 5.750%, Series H (b)(d)(e) | 22,053 | 514,276 | ||||||
Textainer Group Holdings Ltd., 6.250%, Series B (b)(c)(d) | 32,193 | 696,335 | ||||||
Preferred Stocks | ||||||||
(Cost $8,909,176) | 8,486,152 | |||||||
CONVERTIBLE PREFERRED STOCKS - 8.83% | ||||||||
Algonquin Power & Utilities Corp., 7.750%, 6/15/2024 (c) | 29,707 | 809,813 | ||||||
EPR Properties, 9.000%, Series E (d) | 7,846 | 222,670 | ||||||
New York Community Capital Trust V, 6.000%, 11/1/2051 (b) | 15,616 | 693,350 | ||||||
NextEra Energy, Inc., 6.926%, 9/1/2025 | 8,808 | 394,598 | ||||||
RLJ Lodging Trust, 1.950%, Series A (b)(d)(e) | 39,370 | 978,344 | ||||||
RPT Realty, 7.250%, Series D (b)(d) | 10,066 | 503,704 | ||||||
UGI Corporation, 7.250%, 6/1/2024 (b) | 7,845 | 671,689 | ||||||
Total Convertible Preferred Stocks | ||||||||
(Cost $4,500,414) | 4,274,168 | |||||||
Total Investments | ||||||||
(Cost $64,345,807) - 123.75% | 59,916,975 | |||||||
Liabilities in Excess of Other Assets - (23.75)% | (11,497,955 | ) | ||||||
Net Assets - 100.00% | $ | 48,419,020 |
ETF | - Exchange Traded Fund | |||||
REITs | - Real Estate Investment Trusts | |||||
plc | - Public Limtied Company | |||||
(a) | Held in connection with a written call options contract. See the Schedule of Written Options for further information. | |||||
(b) | All or a portion of this security has been committed as collateral for open written option contracts and the Fund's borrowing. The total value of assets committed as collateral as of February 28, 2023 is $2,254,476. | |||||
(c) | Foreign security. | |||||
(d) | Perpetual Maturity. | |||||
(e) | This security represents a fixed to float/variable rate preferred stock. The coupon rate shown represents the fixed rate as of February 28, 2023. |
Investment Valuation – The following is a summary of the Fund’s pricing procedures. It is intended to be a general discussion and may not necessarily reflect all the pricing procedures followed by the Fund. Equity securities, including common stocks, convertible preferred stocks, preferred stocks, and real estate investment trusts (“REITS”) that are traded on a national securities exchange, except those listed on the Nasdaq Global Market®, Nasdaq Global Select Market® and the Nasdaq Capital Market® exchanges (collectively “Nasdaq”), are valued at the last reported sale price on that exchange on which the security is principally traded. Securities traded on Nasdaq will be valued at the Nasdaq Official Closing Price (“NOCP”). If, on a particular day, an exchange traded or Nasdaq security does not trade, then the mean between the most recent quoted bid and asked prices will be used. All equity securities that are not traded on a listed exchange are valued at the last sale price in the over-the-counter market. If a non-exchange traded equity security does not trade on a particular day, then the mean between the last quoted closing bid and asked price will be used. To the extent these securities are actively traded, and valuation adjustments are not applied, they are categorized in Level 1 of the fair value hierarchy. | ||||
In the case of foreign securities, the occurrence of events after the close of foreign markets, but prior to the time the Fund’s NAV is calculated will result in an adjustment to the trading prices of foreign securities when foreign markets open on the following business day. The Fund will value foreign securities at fair value, taking into account such events in calculating the NAV. In such cases, use of fair valuation can reduce an investor’s ability to seek profit by estimating the Fund’s NAV in advance of the time the NAV is calculated. These securities are categorized in Level 2 of the fair value hierarchy. | ||||
Exchange traded funds and closed-end funds are valued at the last reported sale price on the exchange on which the security is principally traded. If, on a particular day, an exchange-traded fund does not trade, then the mean between the most recent quoted bid and asked prices will be used. To the extent these securities are actively traded and valuation adjustments are not applied, they are categorized in Level 1 of the fair value hierarchy. | ||||
Investments in registered open-end investment companies (including money market funds), other than exchange traded funds, are valued at their reported net asset values (“NAV”). To the extent these securities are valued at their NAV per share, they are categorized in Level 1 of the fair value hierarchy. | ||||
Exchange traded options and Flexible Exchange® options (“FLEX options”) are valued at the composite mean price, which calculates the mean of the highest bid price and lowest ask price across the exchanges where the option is principally traded. If the composite mean price is not available, the last sale or settlement price maybe be used. For non-exchange traded options, models such as Black-Scholes can be used to value the options. On the last trading day prior to expiration, expiring options may be priced at intrinsic value. These securities are categorized in Level 2 of the fair value hierarchy. | ||||
The Board of Trustees (the “Board”) has adopted a pricing and valuation policy for use by the Fund and its Valuation Designee (as defined below) in calculating the Fund’s NAV. Pursuant to Rule 2a-5 under the 1940 Act, the Fund has designated Infrastructure Capital Advisors, LLC (the “Adviser”) as its “Valuation Designee” to perform all of the fair value determinations as well as to perform all of the responsibilities that may be performed by the Valuation Designee in accordance with Rule 2a-5. The Valuation Designee is authorized to make all necessary determinations of the fair values of the portfolio securities and other assets for which market quotations are not readily available or if it is deemed that the prices obtained from brokers and dealers or independent pricing services are unreliable. | ||||
The Fund has adopted authoritative fair value accounting standards which establish an authoritative definition of fair value and set out a hierarchy for measuring fair value. These standards require additional disclosures about the various inputs and valuation techniques used to develop the measurements of fair value, a discussion in changes in valuation techniques and related inputs during the period and expanded disclosure of valuation levels for major security types. These inputs are summarized in the three broad levels listed below: | ||||
Level 1 – Unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access. | ||||
Level 2 – Observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar instruments, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data. | ||||
Level 3 – Unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available, representing the Fund’s own assumptions about the assumptions a market participant would use in valuing the asset or liability, and would be based on the best information available. | ||||
The inputs or methodology used for valuing securities are not an indication of the risk associated with investing in those securities. | ||||
The following is a summary of the inputs used to value the Fund’s securities by level within the fair value hierarchy as of February 28, 2023: |
Investments at Fair Value | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Assets | ||||||||||||||||
Common Stocks | $ | 33,976,145 | $ | - | $ | - | $ | 33,976,145 | ||||||||
Real Estate Investment Trusts (REITs) | 13,180,510 | - | - | 13,180,510 | ||||||||||||
Preferred Stocks | 9,968,200 | - | - | 9,968,200 | ||||||||||||
Convertible Preferred Stocks | 2,792,120 | - | - | 2,792,120 | ||||||||||||
Total | $ | 59,916,975 | $ | - | $ | - | $ | 59,916,975 | ||||||||
Liabilities | ||||||||||||||||
Written Options | $ | - | $ | (128,415 | ) | $ | - | $ | (128,415 | ) | ||||||
Total | $ | - | $ | (128,415 | ) | $ | - | $ | (128,415 | ) | ||||||
As of the period ended February 28, 2023, the Fund did not hold any level 3 securities, nor were there any transfers into or out of Level 3. |
The Global Industry Classification Standard (GICS®) was developed by and/or is the exclusive property of MSCI, Inc. and Standard & Poor Financial Services LLC (“S&P”). GICS is a service mark of MSCI and S&P and has been licensed for use by U.S. Bancorp Fund Services, LLC, doing business as U.S. Bank Global Fund Services (“Fund Services”).
InfraCap Equity Income Fund ETF | ||||||
SCHEDULE OF OPTIONS WRITTEN | ||||||
February 28, 2023 | ||||||
Contracts (a) | Notional Cost | Value | ||||
CALL OPTIONS WRITTEN | ||||||
AGNC Investment Corp. | ||||||
Expiration: March 2023, Exercise Price: $12.00 | (30) | (32,610) | $ | (60) | ||
Expiration: March 2023, Exercise Price: $13.00 | (100) | (108,700) | (150) | |||
Expiration: June 2023, Exercise Price: $13.00 | (220) | (239,140) | (1,430) | |||
Expiration: September 2023, Exercise Price: $13.00 | (200) | (217,400) | (2,300) | |||
ALLETE, Inc. | ||||||
Expiration: April 2023, Exercise Price: $65.00 | (80) | (489,520) | (4,600) | |||
AllianceBernstein Holding LP | ||||||
Expiration: April 2023, Exercise Price: $45.00 | (50) | (194,200) | (500) | |||
Expiration: April 2023, Exercise Price: $50.00 | (20) | (77,680) | (100) | |||
Expiration: July 2023, Exercise Price: $45.00 | (30) | (116,520) | (1,350) | |||
Ally Financial, Inc. | ||||||
Expiration: March 2023, Exercise Price: $36.00 | (10) | (30,050) | (75) | |||
Altria Group, Inc. | ||||||
Expiration: March 2023, Exercise Price: $47.00 | (40) | (185,720) | (480) | |||
Expiration: March 2023, Exercise Price: $47.00 | (20) | (92,860) | (660) | |||
Expiration: March 2023, Exercise Price: $47.50 | (130) | (603,590) | (4,030) | |||
Annaly Capital Management, Inc. | ||||||
Expiration: March 2023, Exercise Price: $24.00 | (100) | (206,800) | (50) | |||
Expiration: March 2023, Exercise Price: $24.00 | (120) | (248,160) | (180) | |||
Expiration: April 2023, Exercise Price: $7.00 (b)(d) | (210) | (108,570) | (1,680) | |||
Expiration: April 2023, Exercise Price: $8.00 (b)(d) | (10) | (5,170) | (25) | |||
Expiration: April 2023, Exercise Price: $23.00 | (100) | (206,800) | (700) | |||
Expiration: May 2023, Exercise Price: $23.00 | (100) | (206,800) | (1,500) | |||
AT&T, Inc. | ||||||
Expiration: March 2023, Exercise Price: $20.00 | (100) | (189,100) | (450) | |||
Expiration: March 2023, Exercise Price: $20.00 | (100) | (189,100) | (750) | |||
Expiration: March 2023, Exercise Price: $20.00 | (100) | (189,100) | (1,050) | |||
Expiration: March 2023, Exercise Price: $20.50 | (100) | (189,100) | (550) | |||
Expiration: March 2023, Exercise Price: $20.50 | (80) | (151,280) | (40) | |||
Expiration: March 2023, Exercise Price: $21.00 | (100) | (189,100) | (50) | |||
Expiration: April 2023, Exercise Price: $20.50 | (100) | (189,100) | (550) | |||
Boston Properties, Inc. | ||||||
Expiration: March 2023, Exercise Price: $80.00 | (70) | (458,360) | (1,225) | |||
Chevron Corp. | ||||||
Expiration: March 2023, Exercise Price: $185.00 | (10) | (160,770) | (5) | |||
Expiration: March 2023, Exercise Price: $185.00 | (10) | (160,770) | (45) | |||
Expiration: March 2023, Exercise Price: $185.00 | (10) | (160,770) | (15) | |||
Expiration: March 2023, Exercise Price: $185.00 | (20) | (321,540) | (180) | |||
Expiration: March 2023, Exercise Price: $190.00 | (10) | (160,770) | (25) | |||
Expiration: March 2023, Exercise Price: $190.00 | (20) | (321,540) | (150) | |||
Expiration: April 2023, Exercise Price: $185.00 | (50) | (803,850) | (1,875) | |||
Expiration: April 2023, Exercise Price: $195.00 | (30) | (482,310) | (300) | |||
The Coca-Cola Co. | ||||||
Expiration: March 2023, Exercise Price: $63.00 | (20) | (119,020) | (100) | |||
Expiration: March 2023, Exercise Price: $63.00 | (20) | (119,020) | (130) | |||
Expiration: March 2023, Exercise Price: $63.00 | (30) | (178,530) | (30) | |||
Expiration: March 2023, Exercise Price: $64.00 | (10) | (59,510) | (15) | |||
Expiration: March 2023, Exercise Price: $65.00 | (20) | (119,020) | (30) | |||
Devon Energy Corp. | ||||||
Expiration: March 2023, Exercise Price: $60.00 | (40) | (215,680) | (20) | |||
Expiration: March 2023, Exercise Price: $60.00 | (50) | (269,600) | (1,100) | |||
Expiration: March 2023, Exercise Price: $62.00 | (50) | (269,600) | (125) | |||
Dominion Energy, Inc. | ||||||
Expiration: March 2023, Exercise Price: $67.50 | (10) | (55,620) | (50) | |||
Dow, Inc. | ||||||
Expiration: March 2023, Exercise Price: $60.00 | (10) | (57,200) | (20) | |||
Expiration: March 2023, Exercise Price: $60.00 | (110) | (629,200) | (2,750) | |||
Expiration: March 2023, Exercise Price: $61.00 | (20) | (114,400) | (30) | |||
Expiration: March 2023, Exercise Price: $61.00 | (20) | (114,400) | (90) | |||
Expiration: March 2023, Exercise Price: $62.50 | (20) | (114,400) | (90) | |||
Expiration: April 2023, Exercise Price: $65.00 | (60) | (343,200) | (1,020) | |||
Expiration: June 2023, Exercise Price: $67.50 | (60) | (343,200) | (2,340) | |||
Duke Energy Corp. | ||||||
Expiration: March 2023, Exercise Price: $110.00 | (10) | (94,260) | (25) | |||
Expiration: April 2023, Exercise Price: $115.00 | (10) | (94,260) | (75) | |||
Enbridge, Inc. (c) | ||||||
Expiration: April 2023, Exercise Price: $42.50 | (20) | (75,040) | (150) | |||
Expiration: April 2023, Exercise Price: $45.00 | (70) | (262,640) | (350) | |||
Expiration: April 2023, Exercise Price: $47.50 | (50) | (187,600) | (125) | |||
Expiration: June 2023, Exercise Price: $42.50 | (170) | (637,840) | (2,550) | |||
Expiration: June 2023, Exercise Price: $45.00 | (20) | (75,040) | (200) | |||
Energy Transfer LP | ||||||
Expiration: March 2023, Exercise Price: $13.50 | (100) | (126,600) | (50) | |||
Expiration: March 2023, Exercise Price: $13.50 | (100) | (126,600) | (350) | |||
EOG Resources, Inc. | ||||||
Expiration: March 2023, Exercise Price: $135.00 | (30) | (339,060) | (150) | |||
Johnson & Johnson | ||||||
Expiration: March 2023, Exercise Price: $170.00 | (20) | (306,520) | (20) | |||
Expiration: April 2023, Exercise Price: $170.00 | (10) | (153,260) | (95) | |||
Expiration: April 2023, Exercise Price: $170.00 | (40) | (613,040) | (940) | |||
KeyCorp | ||||||
Expiration: March 2023, Exercise Price: $18.00 | (40) | (73,160) | (2,500) | |||
Kinder Morgan, Inc. | ||||||
Expiration: March 2023, Exercise Price: $19.00 | (30) | (51,180) | (45) | |||
Expiration: March 2023, Exercise Price: $20.00 | (100) | (170,600) | (100) | |||
Expiration: April 2023, Exercise Price: $20.00 | (144) | (245,664) | (360) | |||
Expiration: June 2023, Exercise Price: $21.00 | (100) | (170,600) | (350) | |||
The Kraft Heinz Co. | ||||||
Expiration: March 2023, Exercise Price: $42.50 | (10) | (38,940) | (20) | |||
Expiration: March 2023, Exercise Price: $45.00 | (10) | (38,940) | (5) | |||
Expiration: April 2023, Exercise Price: $42.50 | (70) | (272,580) | (735) | |||
Expiration: April 2023, Exercise Price: $45.00 | (20) | (77,880) | (70) | |||
Expiration: May 2023, Exercise Price: $42.50 | (60) | (233,640) | (2,070) | |||
National Retail Properties, Inc. | ||||||
Expiration: March 2023, Exercise Price: $50.00 | (20) | (90,640) | (50) | |||
New Fortress Energy, Inc. | ||||||
Expiration: April 2023, Exercise Price: $40.00 | (110) | (366,850) | (6,875) | |||
Expiration: June 2023, Exercise Price: $45.00 | (100) | (333,500) | (8,500) | |||
Expiration: July 2023, Exercise Price: $45.00 | (90) | (300,150) | (1,1025) | |||
NRG Energy, Inc. | ||||||
Expiration: March 2023, Exercise Price: $34.00 | (80) | (262,320) | (2,800) | |||
Phillips 66 | ||||||
Expiration: March 2023, Exercise Price: $108.00 | (10) | (102,560) | (50) | |||
Expiration: March 2023, Exercise Price: $109.00 | (10) | (102,560) | (225) | |||
Expiration: March 2023, Exercise Price: $115.00 | (10) | (102,560) | (100) | |||
Expiration: March 2023, Exercise Price: $115.00 | (10) | (102,560) | (250) | |||
Pioneer Natural Resources Co. | ||||||
Expiration: March 2023, Exercise Price: $225.00 | (10) | (200,410) | (525) | |||
Expiration: March 2023, Exercise Price: $245.00 | (10) | (200,410) | (2,400) | |||
Expiration: March 2023, Exercise Price: $245.00 | (20) | (400,820) | (4,800) | |||
Raytheon Technologies Corp. | ||||||
Expiration: March 2023, Exercise Price: $102.00 | (10) | (98,090) | (25) | |||
Realty Income Corp. | ||||||
Expiration: March 2023, Exercise Price: $70.00 | (30) | (191,850) | (75) | |||
Shell Plc - ADR (c) | ||||||
Expiration: April 2023, Exercise Price: $65.00 | (40) | (243,080) | (2,700) | |||
Expiration: April 2023, Exercise Price: $67.50 | (40) | (243,080) | (1,100) | |||
Simon Property Group, Inc. | ||||||
Expiration: March 2023, Exercise Price: $125.00 | (10) | (122,090) | (975) | |||
Expiration: April 2023, Exercise Price: $130.00 | (30) | (366,270) | (3,810) | |||
Expiration: May 2023, Exercise Price: $135.00 | (10) | (122,090) | (1,500) | |||
The Southern Co. | ||||||
Expiration: March 2023, Exercise Price: $70.00 | (40) | (252,240) | (2,000) | |||
Expiration: March 2023, Exercise Price: $71.00 | (20) | (126,120) | (300) | |||
Expiration: March 2023, Exercise Price: $71.00 | (40) | (252,240) | (200) | |||
Expiration: March 2023, Exercise Price: $71.00 | (60) | (378,360) | (2,400) | |||
TC Energy Corp. (c) | ||||||
Expiration: August 2023, Exercise Price: $50.00 | (30) | (119,430) | (525) | |||
Verizon Communications, Inc. | ||||||
Expiration: March 2023, Exercise Price: $44.00 | (100) | (388,100) | (200) | |||
Expiration: March 2023, Exercise Price: $45.00 | (40) | (155,240) | (40) | |||
Expiration: March 2023, Exercise Price: $45.00 | (50) | (194,050) | (25) | |||
Expiration: June 2023, Exercise Price: $44.00 | (100) | (388,100) | (2,700) | |||
Vodafone Group Plc - ADR (c) | ||||||
Expiration: April 2023, Exercise Price: $14.00 | (200) | (239,400) | (1,800) | |||
Expiration: April 2023, Exercise Price: $15.00 | (100) | (119,700) | (350) | |||
Expiration: July 2023, Exercise Price: $14.00 | (100) | (119,700) | (2,300) | |||
Expiration: July 2023, Exercise Price: $15.00 | (200) | (239,400) | (2,500) | |||
Expiration: October 2023, Exercise Price: $15.00 | (100) | (119,700) | (2,400) | |||
Vornado Realty Trust | ||||||
Expiration: March 2023, Exercise Price: $30.00 | (10) | (19,780) | (25) | |||
The Williams Cos, Inc. | ||||||
Expiration: March 2023, Exercise Price: $33.00 | (10) | (30,100) | (25) | |||
Expiration: March 2023, Exercise Price: $33.00 | (10) | (30,100) | (50) | |||
Expiration: April 2023, Exercise Price: $33.00 | (50) | (150,500) | (625) | |||
(112,655) | ||||||
PUT OPTIONS WRITTEN | ||||||
AbbVie, Inc. | ||||||
Expiration: March 2023, Exercise Price: $150.00 | (20) | (307,800) | (360) | |||
Crown Castle, Inc. | ||||||
Expiration: March 2023, Exercise Price: $140.00 | (10) | (130,750) | (10,900) | |||
NRG Energy, Inc. | ||||||
Expiration: March 2023, Exercise Price: $32.00 | (90) | (295,110) | (4,500) | |||
(15,760) | ||||||
TOTAL OPTIONS WRITTEN | ||||||
(Premiums received $199,775) | $ | (128,415) | ||||
(a) 100 shares per contract. | ||||||
(b) Reverse split options. | ||||||
(c) Foreign security. | ||||||
(d) 25 shares per contract |