SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 05/15/2019 | 3. Issuer Name and Ticker or Trading Symbol SiteOne Landscape Supply, Inc. [ SITE ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 11,283 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (right to buy) | (1) | 04/15/2025 | Common Stock | 21,828 | 8.02 | D | |
Stock Options (right to buy) | (2) | 02/17/2027 | Common Stock | 7,865 | 38.73 | D | |
Stock Options (right to buy) | (3) | 02/14/2028 | Common Stock | 8,750 | 77.04 | D | |
Stock Options (right to buy) | (4) | 02/06/2029 | Common Stock | 8,722 | 51.59 | D | |
Restricted Stock Units | (5) | (5) | Common Stock | 464 | (6) | D | |
Restricted Stock Units | (7) | (7) | Common Stock | 729 | (6) | D | |
Restricted Stock Units | (8) | (8) | Common Stock | 1,453 | (6) | D |
Explanation of Responses: |
1. 46,472 options were granted on April 15, 2015 and vest and become exercisable ratably in five installments on each anniversary of April 15, 2015, subject to continued employment. Prior to the date of the event requiring the filing of this Form 3, 12,534 of these options that remain outstanding had vested. |
2. 8,365 options were granted on February 17, 2017 and vest and become exercisable ratably in four installments on each anniversary of February 17, 2017, subject to continued employment. Prior to the date of the event requiring the filing of this Form 3, 3,683 of these options that remain outstanding had vested. |
3. 8,750 options were granted on February 14, 2018 and vest and become exercisable ratably in four installments on each anniversary of February 14, 2018, subject to continued employment. Prior to the date of the event requiring the filing of this Form 3, 2,188 of these options that remain outstanding had vested. |
4. 8,722 options were granted on February 6, 2019 and vest and become exercisable ratably in four installments on each anniversary of February 6, 2019, subject to continued employment. Prior to the date of the event requiring the filing of this Form 3, none of these options had vested. |
5. 929 Restricted Stock Units ("RSUs") were granted on February 17, 2017 and vest and settle into shares of Common Stock ratably in four installments on each anniversary of February 17, 2017, subject to continued employment. Prior to the date of the event requiring the filing of this Form 3, 465 of these RSUs had vested. |
6. RSUs convert into shares of Common Stock upon vesting on a one-for-one basis. |
7. 972 RSUs were granted on February 14, 2018 and vest and settle into shares of Common Stock ratably in four installments on each anniversary of February 14, 2018, subject to continued employment. Prior to the date of the event requiring the filing of this Form 3, 243 of these RSUs had vested. |
8. 1,453 RSUs were granted on February 6, 2019 and vest and settle into shares of Common Stock ratably in four installments on each anniversary of February 6, 2019, subject to continued employment. Prior to the date of the event requiring the filing of this Form 3, none of these RSUs had vested. |
Remarks: |
Exhibit 24 - Power of Attorney |
/s/ Briley Brisendine, Attorney-in-fact for Greg Weller | 05/17/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |