UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-23091
Gallery Trust
(Exact name of registrant as specified in charter)
________
SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Address of principal executive offices)
________
Michael Beattie
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-888-832-4386
Date of Fiscal Year End: October 31
Date of Reporting Period: July 1, 2018 to June 30, 2019
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds,
each of which is a series of Gallery Trust:
Mondrian Emerging Markets Value Equity Fund
(Formerly, Mondrian Emerging Markets Equity Fund)
Mondrian Global Listed Infrastructure Fund
(The Fund commenced operations on December 17, 2018)
Mondrian International Government Fixed Income Fund
Mondrian International Value Equity Fund
(Formerly, Mondrian International Equity Fund)
Mondrian U.S. Small Cap Equity Fund
(The Fund commenced operations on December 17, 2018)
Rothko Emerging Markets Equity Fund
(The Fund commenced operations on December 18, 2018)
Non-Voting Funds
Mondrian International Government Fixed Income Fund
The Registrant did not cast any proxy votes for the Mondrian International Government Fixed Income Fund
during the reporting period. Accordingly, there are no proxy votes to report.
Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
ANGLO AMERICAN PLC
Security ID: GB00B1XZS820
Meeting Date: 30-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Elect Marcelo Bastos as Director Management For Voted - For
4 Re-elect Ian Ashby as Director Management For Voted - For
5 Re-elect Stuart Chambers as Director Management For Voted - For
6 Re-elect Mark Cutifani as Director Management For Voted - For
7 Re-elect Nolitha Fakude as Director Management For Voted - For
8 Re-elect Byron Grote as Director Management For Voted - For
9 Re-elect Tony O'Neill as Director Management For Voted - For
10 Re-elect Stephen Pearce as Director Management For Voted - For
11 Re-elect Mphu Ramatlapeng as Director Management For Voted - For
12 Re-elect Jim Rutherford as Director Management For Voted - For
13 Re-elect Anne Stevens as Director Management For Voted - For
14 Reappoint Deloitte LLP as Auditors Management For Voted - For
15 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
16 Approve Remuneration Report Management For Voted - For
17 Authorise Issue of Equity with Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Authorise the Company to Call General Meeting with
Two Weeks' Notice Management For Voted - For
ASE TECHNOLOGY HOLDING CO., LTD.
Security ID: TW0003711008
Meeting Date: 27-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Issuance of Ordinary Shares Management For Voted - For
4 Approve Amendments to Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
5 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
6 Amend Procedures for Endorsement and Guarantees Management For Voted - For
7 Approve Amendments to Articles of Association Management For Voted - For
8 Approve Amendment to Rules and Procedures for
Election of Directors Management For Voted - For
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Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
BAJAJ AUTO LTD.
Security ID: INE917I01010
Meeting Date: 11-Mar-19 Meeting Type: Special
Postal Ballot Management
1 Approve Bajaj Auto Employee Stock Option Scheme 2019 Management For Voted - For
2 Approve Issuance of Equity Shares to Employees of
Holding and Subsidiary Company(ies) Management For Voted - For
3 Approve Trust Route for Implementation of Bajaj
Auto Employee Stock Option Scheme 2019 Management For Voted - For
BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LIMITED
Security ID: BMG1368B1028
Meeting Date: 04-Jun-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2A Elect Yan Bingzhe as Director Management For Voted - For
2B Elect Qian Zuming as Director Management For Voted - For
2C Elect Zhang Wei as Director Management For Voted - For
2D Authorize Board to Fix Remuneration of Directors Management For Voted - For
3 Approve Grant Thornton Hong Kong Limited as
Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
4A Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
4B Authorize Repurchase of Issued Share Capital Management For Voted - For
4C Authorize Reissuance of Repurchased Shares Management For Voted - Against
5 Adopt New Share Option Scheme and Authorize Board
to Deal With All Matters in Relation to the New
Share Option Scheme Management For Voted - Against
BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LTD.
Security ID: BMG1368B1028
Meeting Date: 18-Jan-19 Meeting Type: Special
1a Approve the Disposal and Related Transactions Management For Voted - Against
1b Authorize Board to Deal With All Matters in
Relation to the Disposal Management For Voted - Against
CCR SA
Security ID: BRCCROACNOR2
Meeting Date: 22-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - Against
2 Approve Capital Budget Management For Voted - For
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Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3 Approve Allocation of Income and Dividends Management For Voted - For
4 Fix Number of Directors at 12 Management For Voted - For
5 Do You Wish to Adopt Cumulative Voting for the
Election of the Members of the Board of Directors,
Under the Terms of Article 141 of the Brazilian
Corporate Law? Management None Voted - Abstain
6.1 Elect Ana Maria Marcondes Penido Sant'Anna as Board
Chairman and Eduarda Penido Dalla Vecchia as
Alternate Management For Voted - Against
6.2 Elect Luiz Carlos Cavalcanti Dutra Junior as
Director and Nelson Tambelini Junior as Alternate Management For Voted - Against
6.3 Elect Ricardo Coutinho de Sena as Vice-Chairman and
Jose Henrique Braga Polido Lopes as Alternate Management For Voted - Against
6.4 Elect Fernando Luiz Aguiar Filho as Director and
Leonardo de Almeida Massa as Alternate Management For Voted - Against
6.5 Elect Paulo Roberto Reckziegel Guedes as Director
and Tarcisio Augusto Carneiro as Alternate Management For Voted - Against
6.6 Elect Henrique Sutton de Sousa Neves as Director
and Rosa Evangelina Penido Dalla Vecchia as
Alternate Management For Voted - Against
6.7 Elect Renato Torres de Faria as Director and Paulo
Marcio de Oliveira Monteiro as Alternate Management For Voted - Against
6.8 Elect Luis Claudio Rapparini Soares as Director and
Eduardo Penido Sant'Anna as Alternate Management For Voted - Against
6.9 Elect Flavio Mendes Aidar as Director and Livio
Hagime Kuze as Alternate Management For Voted - Against
6.10 Elect Eduardo Bunker Gentil as Independent Director Management For Voted - For
6.11 Elect Luiz Alberto Colonna Rosman as Independent
Director Management For Voted - Against
6.12 Elect Leonardo Porciuncula Gomes Pereira as
Independent Director Management For Voted - Against
7 In Case Cumulative Voting Is Adopted, Do You Wish
to Equally Distribute Your Votes Among the Nominees? Management None Voted - Abstain
APPLICABLE ONLY IF CUMULATIVE VOTING IS
ADOPTED - If You Vote FOR on Item 7, Votes Will Be
Automatically Distributed in Equal % Amongst Below
Nominees. If You Vote AGST, Contact Your Client
Service Rep to Disproportionately Allocate % of
Votes Management
8.1 Elect Ana Maria Marcondes Penido Sant'Anna as Board
Chairman and Eduarda Penido Dalla Vecchia as
Alternate Management None Voted - Abstain
8.2 Elect Luiz Carlos Cavalcanti Dutra Junior as
Director and Nelson Tambelini Junior as Alternate Management None Voted - Abstain
8.3 Elect Ricardo Coutinho de Sena as Vice-Chairman and
Jose Henrique Braga Polido Lopes as Alternate Management None Voted - Abstain
8.4 Elect Fernando Luiz Aguiar Filho as Director and
Leonardo de Almeida Massa as Alternate Management None Voted - Abstain
8.5 Elect Paulo Roberto Reckziegel Guedes as Director
and Tarcisio Augusto Carneiro as Alternate Management None Voted - Abstain
8.6 Elect Henrique Sutton de Sousa Neves as Director
and Rosa Evangelina Penido Dalla Vecchia as
Alternate Management None Voted - Abstain
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Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
8.7 Elect Renato Torres de Faria as Director and Paulo
Marcio de Oliveira Monteiro as Alternate Management None Voted - Abstain
8.8 Elect Luis Claudio Rapparini Soares as Director and
Eduardo Penido Sant'Anna as Alternate Management None Voted - Abstain
8.9 Elect Flavio Mendes Aidar as Director and Livio
Hagime Kuze as Alternate Management None Voted - Abstain
8.10 Elect Eduardo Bunker Gentil as Independent Director Management None Voted - Abstain
8.11 Elect Luiz Alberto Colonna Rosman as Independent
Director Management None Voted - Abstain
8.12 Elect Leonardo Porciuncula Gomes Pereira as
Independent Director Management None Voted - Abstain
9 As an Ordinary Shareholder, Would You like to
Request a Separate Minority Election of a Member of
the Board of Directors, Under the Terms of Article
141 of the Brazilian Corporate Law? Management None Voted - Abstain
10 Appoint Ana Maria Marcondes Penido Sant'Anna as
Board Chairman and Ricardo Coutinho de Sena as
Vice-Chairman Management For Voted - Against
11 Do You Wish to Request Installation of a Fiscal
Council, Under the Terms of Article 161 of the
Brazilian Corporate Law? Management None Voted - For
12.1 Elect Piedade Mota da Fonseca as Fiscal Council
Member and Eraldo Soares Pecanha as Alternate Management For Voted - For
12.2 Elect Adalgiso Fragoso de Faria as Fiscal Council
Member and Marcelo de Andrade as Alternate Management For Voted - For
12.3 Elect Fernando Santos Salles as Fiscal Council
Member and Marina Rosenthal Rocha as Alternate Management For Voted - For
13 Approve Remuneration of Company's Management Management For Voted - Against
14 Approve Remuneration of Fiscal Council Members Management For Voted - For
Meeting Date: 22-Apr-19 Meeting Type: Special
1 Ratify Contracts between Company and Former
Administrators Re: Collaboration Program and Waive
Lawsuit Against Former Directors Involved in the
Collaboration Program Management For Voted - Against
CHINA CONSTRUCTION BANK CORPORATION
Security ID: CNE1000002H1
Meeting Date: 21-Jun-19 Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve 2018 Report of the Board of Directors Management For Voted - For
2 Approve 2018 Report of the Board of Supervisors Management For Voted - For
3 Approve 2018 Final Financial Accounts Management For Voted - For
4 Approve 2018 Profit Distribution Plan Management For Voted - For
5 Approve Budget for 2019 Fixed Assets Investment Management For Voted - For
6 Approve Remuneration Distribution and Settlement
Plan for Directors in 2017 Management For Voted - For
7 Approve Remuneration Distribution and Settlement
Plan for Supervisors in 2017 Management For Voted - For
8 Elect Liu Guiping as Director Management For Voted - For
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Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
9 Elect Murray Horn as Director Management For Voted - For
10 Elect Graeme Wheeler as Director Management For Voted - For
11 Elect Zhao Xijun as Supervisor Management For Voted - For
12 Approve Ernst & Young Hua Ming LLP as Domestic
Auditor and Ernst & Young as International Auditor
and Authorize Board to Fix Their Remuneration Management For Voted - For
13 Approve Issuance of Write-down Undated Capital Bonds Management For Voted - For
14 Approve Issuance of Write-down Eligible Tier-two
Capital Instruments Management For Voted - For
15 Elect Tian Bo as Director Shareholder For Voted - For
16 Elect Xia Yang as Director Shareholder For Voted - For
CHINA MEDICAL SYSTEM HOLDINGS LTD.
Security ID: KYG211081248
Meeting Date: 25-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3a Elect Chen Yanling as Director Management For Voted - For
3b Elect Cheung Kam Shing, Terry as Director Management For Voted - Against
3c Elect Leung Chong Shun as Director Management For Voted - Against
3d Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Appoint Deloitte Touche Tohmatsu as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Authorize Reissuance of Repurchased Shares Management For Voted - Against
CHINA MERCHANTS BANK CO., LTD.
Security ID: CNE1000002M1
Meeting Date: 27-Jun-19 Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve 2018 Work Report of the Board of Directors Management For Voted - For
2 Approve 2018 Work Report of the Board of Supervisors Management For Voted - For
3 Approve 2018 Annual Report Management For Voted - For
4 Approve 2018 Audited Financial Statements Management For Voted - For
5 Approve 2018 Profit Appropriation Plan Management For Voted - For
6 Approve Deloitte Touche Tohmatsu Certified Public
Accountants LLP as Domestic Auditor and Deloitte
Touche Tohmatsu Certified Public Accountants as
International Auditor and Authorize Board to Fix
Their Remuneration Management For Voted - For
7 Approve Related Party Transaction Report Management For Voted - For
RESOLUTION REGARDING THE ELECTION OF
MEMBERS OF THE ELEVENTH SESSION OF
THE BOARD OF DIRECTORS Management
8.01 Elect Li Jianhong as Director Management For Voted - For
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Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
8.02 Elect Fu Gangfeng as Director Management For Voted - For
8.03 Elect Zhou Song as Director Management For Voted - Against
8.04 Elect Hong Xiaoyuan as Director Management For Voted - For
8.05 Elect Zhang Jian as Director Management For Voted - For
8.06 Elect Su Min as Director Management For Voted - For
8.07 Elect Luo Sheng as Director Management For Voted - For
8.08 Elect Tian Huiyu as Director Management For Voted - For
8.09 Elect Liu Jianjun as Director Management For Voted - For
8.10 Elect Wang Liang as Director Management For Voted - For
8.11 Elect Leung Kam Chung, Antony as Director Management For Voted - For
8.12 Elect Zhao Jun as Director Management For Voted - For
8.13 Elect Wong See Hong as Director Management For Voted - Against
8.14 Elect Li Menggang as Director Management For Voted - For
8.15 Elect Liu Qiao as Director Management For Voted - For
RESOLUTION REGARDING THE ELECTION OF
SHAREHOLDER SUPERVISORS AND EXTERNAL
SUPERVISORS FOR THE ELEVENTH SESSION OF
THE BOARD OF SUPERVISORS Management
9.01 Elect Peng Bihong as Supervisor Management For Voted - For
9.02 Elect Wu Heng as Supervisor Management For Voted - For
9.03 Elect Wen Jianguo as Supervisor Management For Voted - For
9.04 Elect Ding Huiping as Supervisor Management For Voted - For
9.05 Elect Han Zirong as Supervisor Management For Voted - For
10 Approve Amendments to Articles of Association Management For Voted - For
11 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
12 Approve the Mid-term Capital Management Plan Management For Voted - For
ELECT DIRECTORS AND SUPERVISOR Management
13.01Elect Sun Yufei as Director Shareholder For Voted - For
13.02Elect Wang Daxiong as Director Shareholder For Voted - Against
13.03Elect Tian Hongqi as Independent Director Shareholder For Voted - For
13.04Elect Xu Zhengjun as Supervisor Shareholder For Voted - For
14 Approve General Mandate to Issue Write-down Undated
Capital Bonds Shareholder For Voted - For
CHINA MOBILE LIMITED
Security ID: HK0941009539
Meeting Date: 22-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3.1 Elect Yang Jie as Director Management For Voted - For
3.2 Elect Dong Xin as Director Management For Voted - For
4.1 Elect Moses Cheng Mo Chi as Director Management For Voted - Against
4.2 Elect Yang Qiang as Director Management For Voted - For
5 Approve PricewaterhouseCoopers and
PricewaterhouseCoopers Zhong Tian LLP as Auditors
and Authorize Board to Fix Their Remuneration Management For Voted - For
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
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Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
7 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
8 Authorize Reissuance of Repurchased Shares Management For Voted - Against
CHINA RESOURCES POWER HOLDINGS CO. LTD.
Security ID: HK0836012952
Meeting Date: 17-Dec-18 Meeting Type: Special
1 Approve Equity Transfer Agreement and Related
Transactions Management For Voted - For
CREDICORP LTD.
Security ID: BMG2519Y1084
Meeting Date: 29-Mar-19 Meeting Type: Annual
1 Present 2018 Annual Report Management Non-Voting
2 Approve Audited Consolidated Financial Statements
of Credicorp and its Subsidiaries for FY 2018,
Including External Auditors' Report Management For Voted - For
3 Ratify PricewaterhouseCoopers as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - For
4 Approve Remuneration of Directors Management For Voted - For
CSPC PHARMACEUTICAL GROUP LIMITED
Security ID: HK1093012172
Meeting Date: 27-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3a1 Elect Cai Dongchen as Director Management For Voted - For
3a2 Elect Pan Weidong as Director Management For Voted - For
3a3 Elect Chak Kin Man as Director Management For Voted - For
3a4 Elect Chan Siu Keung, Leonard as Director Management For Voted - For
3a5 Elect Wang Bo as Director Management For Voted - For
3a6 Elect Zhang Cuilong as Director Management For Voted - For
3a7 Elect Wang Qingxi as Director Management For Voted - For
3b Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Deloitte Touche Tohmatsu as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - For
5 Authorize Repurchase of Issued Share Capital Management For Voted - For
6 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
7 Authorize Reissuance of Repurchased Shares Management For Voted - Against
8 Approve Grant of Options Under the Share Option
Scheme Management For Voted - Against
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Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
EMBRAER SA
Security ID: BREMBRACNOR4
Meeting Date: 26-Feb-19 Meeting Type: Special
Meeting for ADR Holders Management
1 Approve Strategic Partnership between Embraer and
The Boeing Co. Management For Voted - For
Meeting Date: 22-Apr-19 Meeting Type: Annual/Special
Meeting for ADR Holders Management
Annual Meeting Agenda Management
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Elect Directors Management For Voted - For
4 Elect Fiscal Council Members Management For Voted - For
5 Approve Remuneration of Company's Management Management For Voted - For
6 Approve Remuneration of Fiscal Council Members Management For Voted - For
Special Meeting Agenda Management
7 Amend Articles and Consolidate Bylaws Management For Voted - Against
Meeting Date: 27-May-19 Meeting Type: Special
Meeting for ADR Holders Management
1 Amend Articles Re: Novo Mercado Management For Voted - For
2 Amend Articles Re: CVM Regulations Management For Voted - For
3 Amend Articles Re: Board of Directors Management For Voted - For
4 Amend Articles Re: Committees Management For Voted - For
5 Amend Articles Re: Indemnity Agreements Management For Voted - Against
6 Amend Articles to Reflect Changes in Capital Management For Voted - For
7 Amend Articles Management For Voted - For
8 Consolidate Bylaws Management For Voted - For
FIBRA UNO ADMINISTRACION SA DE CV
Security ID: MXCFFU000001
Meeting Date: 29-Apr-19 Meeting Type: Annual
Meeting for Holders of REITs - ISIN MXCFFU000001 Management
1.i Accept Reports of Audit, Corporate Practices,
Nominating and Remuneration Committees Management For Voted - For
1.ii Accept Technical Committee Report on Compliance in
Accordance to Article 172 of General Mercantile
Companies Law Management For Voted - For
1.iii Accept Report of Trust Managers in Accordance to
Article 44-XI of Securities Market Law, Including
Technical Committee's Opinion on that Report Management For Voted - For
1.iv Accept Technical Committee Report on Operations and
Activities Undertaken Management For Voted - For
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Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2 Approve Financial Statements and Allocation of
Income Management For Voted - For
3 Elect or Ratify Members of Technical Committee and
Secretary Who will not be Part of Technical
Committee; Verify Independence Classification Management For Voted - Against
4 Approve Remuneration of Technical Committee Members Management For Voted - For
5 Appoint Legal Representatives Management For Voted - For
6 Approve Minutes of Meeting Management For Voted - For
FIRST ABU DHABI BANK PJSC
Security ID: AEN000101016
Meeting Date: 25-Feb-19 Meeting Type: Annual
Ordinary Business Management
1 Approve Board Report on Company Operations for FY
2018 Management For Voted - For
2 Approve Auditors' Report on Company Financial
Statements for FY 2018 Management For Voted - For
3 Accept Financial Statements and Statutory Reports
for FY 2018 Management For Voted - For
4 Approve Allocation of Income and Dividends of 74
Percent of Share Capital for FY 2018 Management For Voted - For
5 Approve Remuneration of Directors Management For Voted - Against
6 Approve Discharge of Directors for FY 2018 Management For Voted - For
7 Approve Discharge of Auditors for FY 2018 Management For Voted - For
8 Ratify Auditors and Fix Their Remuneration for FY
2019 Management For Voted - For
Extraordinary Business Management
9 Amend Article 6 of Bylaws to Reflect Changes in
Capital Management For Voted - For
10 Amend Article 7 of Bylaws Re: Increase in Foreign
Ownership Limit Management For Voted - For
11 Authorize Issuance of Bonds/Debentures/Sukuk Up to
USD 7.5 Billion Management For Voted - For
GAZPROM PJSC
Security ID: RU0007661625
Meeting Date: 28-Jun-19 Meeting Type: Annual
Meeting for ADR Holders Management
1 Approve Annual Report Management For Voted - For
2 Approve Financial Statements Management For Voted - For
3 Approve Allocation of Income Management For Voted - For
4 Approve Dividends of RUB 16.61 per Share Management For Voted - For
5 Ratify Auditor Management For Voted - For
6 Approve Remuneration of Directors Management
7 Approve Remuneration of Members of Audit Commission Management For Voted - For
8 Amend Charter Management For Voted - For
9 Amend Regulations on General Meetings Management For Voted - For
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Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
10 Amend Regulations on Board of Directors Management For Voted - For
11 Amend Regulations on Management Management For Voted - For
12 Approve Termination of Regulations on Dividend
Payment Management For Voted - For
Elect 11 Directors by Cumulative Voting Management
13.1 Elect Andrei Akimov as Director Management
13.2 Elect Viktor Zubkov as Director Management None Voted - Against
13.3 Elect Timur Kulibaev as Director Management None Voted - Against
13.4 Elect Denis Manturov as Director Management None Voted - Against
13.5 Elect Vitalii Markelov as Director Management None Voted - Against
13.6 Elect Viktor Martynov as Director Management None Voted - Against
13.7 Elect Vladimir Mau as Director Management None Voted - Against
13.8 Elect Aleksei Miller as Director Management
13.9 Elect Aleksandr Novak as Director Management None Voted - Against
13.10Elect Dmitrii Patrushev as Director Management None Voted - Against
13.11Elect Mikhail Sereda as Director Management None Voted - Against
Elect Nine Members of Audit Commission Management
14.1 Elect Ivan Bezmenov as Member of Audit Commission Management For Voted - Against
14.2 Elect Vadim Bikulov as Member of Audit Commission Management For Voted - For
14.3 Elect Aleksandr Gladkov as Member of Audit
Commission Management For Voted - For
14.4 Elect Margarita Mironova as Member of Audit
Commission Management For Voted - For
14.5 Elect Iurii Nosov as Member of Audit Commission Management For Voted - Against
14.6 Elect Karen Oganian as Member of Audit Commission Management For Voted - Against
14.7 Elect Dmitrii Pashkovskii as Member of Audit
Commission Management For Voted - Against
14.8 Elect Sergei Platonov as Member of Audit Commission Management For Voted - Against
14.9 Elect Evgenii Stoliarov as Member of Audit
Commission Management For Voted - Against
14.10Elect Tatiana Fisenko as Member of Audit Commission Management For Voted - Against
GENTING MALAYSIA BERHAD
Security ID: MYL4715OO008
Meeting Date: 19-Jun-19 Meeting Type: Annual
Ordinary Resolutions Management
1 Approve Final Dividend Management For Voted - For
2 Approve Directors' Fees Management For Voted - For
3 Approve Directors' Benefits Management For Voted - For
4 Elect Lim Keong Hui as Director Management For Voted - For
5 Elect Quah Chek Tin as Director Management For Voted - For
6 Elect Koh Hong Sun as Director Management For Voted - For
7 Elect Chong Kwai Ying as Director Management For Voted - For
8 Approve PricewaterhouseCoopers PLT as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
9 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
10 Authorize Share Repurchase Program Management For Voted - For
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Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
11 Approve Implementation of Shareholders' Mandate for
Recurrent Related Party Transactions Management For Voted - For
Special Resolution Management
1 Adopt New Constitution Management For Voted - For
GRUPO FINANCIERO BANORTE SAB DE CV
Security ID: MXP370711014
Meeting Date: 30-Apr-19 Meeting Type: Annual
1.a Approve CEO's Report on Financial Statements and
Statutory Reports Management For Voted - For
1.b Approve Board's Report on Policies and Accounting
Information and Criteria Followed in Preparation of
Financial Information Management For Voted - For
1.c Approve Board's Report on Operations and Activities
Undertaken by Board Management For Voted - For
1.d Approve Report on Activities of Audit and Corporate
Practices Committee Management For Voted - For
1.e Approve All Operations Carried out by Company and
Ratify Actions Carried out by Board, CEO and Audit
and Corporate Practices Committee Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Amend Dividend Policy Management For Voted - For
4 Receive Auditor's Report on Tax Position of Company Management Non-Voting
5.a1 Elect Carlos Hank Gonzalez as Board Chairman Management For Voted - For
5.a2 Elect Juan Antonio Gonzalez Moreno as Director Management For Voted - For
5.a3 Elect David Juan Villarreal Montemayor as Director Management For Voted - For
5.a4 Elect Jose Marcos Ramirez Miguel as Director Management For Voted - For
5.a5 Elect Everardo Elizondo Almaguer as Director Management For Voted - For
5.a6 Elect Carmen Patricia Armendariz Guerra as Director Management For Voted - For
5.a7 Elect Hector Federico Reyes Retana y Dahl as
Director Management For Voted - For
5.a8 Elect Eduardo Livas Cantu as Director Management For Voted - For
5.a9 Elect Alfredo Elias Ayub as Director Management For Voted - For
5.a10Elect Adrian Sada Cueva as Director Management For Voted - For
5.a11Elect David Pe[]aloza Alanis as Director Management For Voted - For
5.a12Elect Jose Antonio Chedraui Eguia as Director Management For Voted - For
5.a13Elect Alfonso de Angoitia Noriega as Director Management For Voted - For
5.a14Elect Thomas Stanley Heather Rodriguez as Director Management For Voted - For
5.a15Elect Graciela Gonzalez Moreno as Alternate Director Management For Voted - For
5.a16Elect Juan Antonio Gonzalez Marcos as Alternate
Director Management For Voted - For
5.a17Elect Alberto Halabe Hamui as Alternate Director Management For Voted - For
5.a18Elect Carlos de la Isla Corry as Alternate Director Management For Voted - For
5.a19Elect Diego Martinez Rueda-Chapital as Alternate
Director Management For Voted - For
5.a20Elect Gerardo Salazar Viezca as Alternate Director Management For Voted - For
5.a21Elect Clemente Ismael Reyes Retana Valdes as
Alternate Director Management For Voted - For
5.a22Elect Roberto Kelleher Vales as Alternate Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
5.a23Elect Isaac Becker Kabacnik as Alternate Director Management For Voted - For
5.a24Elect Jose Maria Garza Trevi[]o as Alternate Director Management For Voted - For
5.a25Elect Carlos Cesarman Kolteniuk as Alternate
Director Management For Voted - For
5.a26Elect Humberto Tafolla Nu[]ez as Alternate Director Management For Voted - For
5.a27Elect Guadalupe Phillips Margain as Alternate
Director Management For Voted - For
5.a28Elect Ricardo Maldonado Ya[]ez as Alternate Director Management For Voted - For
5.b Elect Hector Avila Flores as Board Secretary Who
Will Not Be Part of Board Management For Voted - For
5.c Approve Directors Liability and Indemnification Management For Voted - For
6 Approve Remuneration of Directors Management For Voted - For
7 Elect Hector Federico Reyes Retana y Dahl as
Chairman of Audit and Corporate Practices Committee Management For Voted - For
8 Approve Report on Share Repurchase; Set Aggregate
Nominal Amount of Share Repurchase Reserve Management For Voted - For
9 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
Meeting Date: 30-May-19 Meeting Type: Special
Ordinary Business Management
1.1 Approve Cash Dividends of MXN 5.54 Per Share Management For Voted - For
1.2 Approve Dividend to Be Paid on June 7, 2019 Management For Voted - For
2 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
HENGAN INTERNATIONAL GROUP COMPANY LIMITED
Security ID: KYG4402L1510
Meeting Date: 17-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Elect Sze Man Bok as Director Management For Voted - For
4 Elect Li Wai Leung as Director Management For Voted - For
5 Elect Zhou Fang Sheng as Director Management For Voted - Against
6 Elect Ho Kwai Ching Mark as Director Management For Voted - Against
7 Elect Theil Paul Marin as Director Management For Voted - For
8 Authorize Board to Fix Remuneration of Directors Management For Voted - For
9 Approve PricewaterhouseCoopers as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - Against
10 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
11 Authorize Repurchase of Issued Share Capital Management For Voted - For
12 Authorize Reissuance of Repurchased Shares Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
HYPERA SA
Security ID: BRHYPEACNOR0
Meeting Date: 24-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
2 Approve Capital Budget Management For Voted - For
3 Approve Allocation of Income and Dividends Management For Voted - For
4 Do You Wish to Adopt Cumulative Voting for the
Election of the Members of the Board of Directors,
Under the Terms of Article 141 of the Brazilian
Corporate Law? Management None Voted - Abstain
5 Fix Number of Directors at Nine Management For Voted - For
6 Elect Directors Management For Voted - For
7 In Case There is Any Change to the Board Slate
Composition, May Your Votes Still be Counted for
the Proposed Slate? Management None Voted - Against
8 In Case Cumulative Voting Is Adopted, Do You Wish
to Equally Distribute Your Votes Among the Nominees? Management None Voted - Abstain
APPLICABLE ONLY IF CUMULATIVE VOTING IS
ADOPTED - If You Vote FOR on Item 8, Votes Will Be
Automatically Distributed in Equal % Amongst All
Nominees. If You Vote AGST, Contact Your Client
Service Rep to Disproportionately Allocate % of
Votes Management
9.1 Percentage of Votes to Be Assigned - Elect Alvaro
Stainfeld Link as Board Chairman Management None Voted - Abstain
9.2 Percentage of Votes to Be Assigned - Elect Bernardo
Malpica Hernandez as Director Management None Voted - Abstain
9.3 Percentage of Votes to Be Assigned - Elect Breno
Toledo Pires de Oliveira as Director Management None Voted - Abstain
9.4 Percentage of Votes to Be Assigned - Elect David
Coury Neto as Independent Director Management None Voted - Abstain
9.5 Percentage of Votes to Be Assigned - Elect Esteban
Malpica Fomperosa as Director Management None Voted - Abstain
9.6 Percentage of Votes to Be Assigned - Elect Flair
Jose Carrilho as Director Management None Voted - Abstain
9.7 Percentage of Votes to Be Assigned - Elect Hugo
Barreto Sodre Leal as Director Management None Voted - Abstain
9.8 Percentage of Votes to Be Assigned - Elect Luciana
Cavalheiro Fleischner as Director Management None Voted - Abstain
9.9 Percentage of Votes to Be Assigned - Elect Maria
Carolina Ferreira Lacerda as Independent Director Management None Voted - Abstain
10 As an Ordinary Shareholder, Would You like to
Request a Separate Minority Election of a Member of
the Board of Directors, Under the Terms of Article
141 of the Brazilian Corporate Law? Management None Voted - Abstain
11 Approve Remuneration of Company's Management Management For Voted - For
12 Do You Wish to Request Installation of a Fiscal
Council, Under the Terms of Article 161 of the
Brazilian Corporate Law? Management None Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 24-Apr-19 Meeting Type: Special
1 Amend Articles Management For Voted - For
2 Approve Renumbering of Articles and Consolidate
Bylaws Management For Voted - For
3 Amend Bonus Matching Plan Management For Voted - Against
4 Amend Restricted Stock Plan Management For Voted - Against
KOREA ZINC CO., LTD.
Security ID: KR7010130003
Meeting Date: 22-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Choi Chang-geun as Inside Director Management For Voted - For
3.2 Elect Lee Je-jung as Inside Director Management For Voted - For
3.3 Elect Han Cheol-su as Outside Director Management For Voted - For
3.4 Elect Kim Ui-hwan as Outside Director Management For Voted - For
4 Elect Han Cheol-su as a Member of Audit Committee Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - Against
KROTON EDUCACIONAL SA
Security ID: BRKROTACNOR9
Meeting Date: 30-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Do You Wish to Request Installation of a Fiscal
Council, Under the Terms of Article 161 of the
Brazilian Corporate Law? Management None Voted - For
4 Fix Number of Fiscal Council Members at Four Management For Voted - For
5 Elect Fiscal Council Members Management For Voted - For
6 In Case One of the Nominees Leaves the Fiscal
Council Slate Due to a Separate Minority Election,
as Allowed Under Articles 161 and 240 of the
Brazilian Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate? Management None Voted - Against
Meeting Date: 30-Apr-19 Meeting Type: Special
1 Approve Remuneration of Company's Management Management For Voted - For
2 Approve Remuneration of Fiscal Council Members Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
LG CHEM LTD.
Security ID: KR7051910008
Meeting Date: 15-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Shin Hak-cheol as Inside Director Management For Voted - For
3.2 Elect Ahn Young-ho as Outside Director Management For Voted - Against
3.3 Elect Cha Guk-heon as Outside Director Management For Voted - For
4 Elect Ahn Young-ho as a Member of Audit Committee Management For Voted - Against
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
LUPIN LTD.
Security ID: INE326A01037
Meeting Date: 27-Mar-19 Meeting Type: Special
Postal Ballot Management
1 Approve Manju D. Gupta to Continue Office as
Chairman, Non-Executive Director Management For Voted - For
2 Approve Vijay Kelkar to Continue Office as
Independent Director Management For Voted - Against
3 Approve R. A. Shah to Continue Office as
Independent Director Management For Voted - Against
4 Approve K. U. Mada to Continue Office as
Independent Director Management For Voted - For
MALAYAN BANKING BHD.
Security ID: MYL1155OO000
Meeting Date: 11-Apr-19 Meeting Type: Annual
1 Approve Final Dividend Management For Voted - For
2 Elect Abdul Farid Alias as Director Management For Voted - For
3 Elect R. Karunakaran as Director Management For Voted - For
4 Elect Cheng Kee Check as Director Management For Voted - For
5 Elect Fauziah Hisham as Director Management For Voted - For
6 Elect Shariffuddin Khalid as Director Management For Voted - For
7 Approve Directors' Fees Management For Voted - For
8 Approve Director's Benefits Management For Voted - For
9 Approve Ernst & Young as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
10 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
11 Approve Issuance of New Ordinary Shares Under the
Dividend Reinvestment Plan Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
MEGA FINANCIAL HOLDING CO., LTD.
Security ID: TW0002886009
Meeting Date: 21-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Amendments to Procedures Governing the Acquisition
or Disposal of Assets Management For Voted - For
5 Approve Release of Restrictions of Competitive
Activities of a Representative of MINISTRY OF
FINANCE, R.O.C. Management For Voted - For
6 Approve Release of Restrictions of Competitive
Activities of CHAO-SHUN CHANG Management For Voted - For
7 Approve Release of Restrictions of Competitive
Activities of KUANG-HUA-HU Management For Voted - For
8 Approve Release of Restrictions of Competitive
Activities of YE-CHIN CHIOU Management For Voted - For
MIDEA GROUP CO. LTD.
Security ID: CNE100001QQ5
Meeting Date: 21-Dec-18 Meeting Type: Special
1 Approve Merger by Absorption via Share Swap and
Issuance of Shares Complies with Relevant Laws and
Regulations Management For Voted - For
2 Approve Merger by Absorption Plan via Share Swap
and Issuance of Shares Management For Voted - For
2.1 Approve Subject Merger Management For Voted - For
2.2 Approve Method of Merger Management For Voted - For
2.3 Merger Effective Date and Completion Date Management For Voted - For
2.4 Approve Share Type and Par Value Management For Voted - For
2.5 Approve Target Subscribers Management For Voted - For
2.6 Approve Issue Price of Midea Group Co., Ltd. Management For Voted - For
2.7 Approve Conversion Price of Wuxi Little Swan Co.,
Ltd. Management For Voted - For
2.8 Approve Conversion Ratio Management For Voted - For
2.9 Approve Share Swap by Issuance of Shares Management For Voted - For
2.10 Approve Purchase Claim of Dissident Shareholder of
Midea Group Co., Ltd. Management For Voted - For
2.11 Approve Cash Option for Dissident Shareholders of
Wuxi Little Swan Co., Ltd. Management For Voted - For
2.12 Approve Dissent Shareholder Purchase Claim Price of
Midea Group Co., Ltd. and Adjustment Mechanism of
Dissident Shareholders' Cash Option Price of Wuxi
Little Swan Co., Ltd. Management For Voted - For
2.13 Approve Conversion Implementation Date Management For Voted - For
2.14 Approve Conversion Method Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2.15 Approve Issuance of Shares Listed for Circulation Management For Voted - For
2.16 Approve Fractional Shares Processing Method Management For Voted - For
2.17 Approve Handling of Limited Rights of Shares of
Wuxi Little Swan Co., Ltd. Management For Voted - For
2.18 Approve Distribution of Undistributed Earnings Management For Voted - For
2.19 Approve Creditor's Rights and Debts Involved in the
Merger Management For Voted - For
2.20 Approve Attribution of Profit and Loss During the
Transition Period Management For Voted - For
2.21 Approve Employee Placement Management For Voted - For
2.22 Approve Delivery Management For Voted - For
2.23 Approve Resolution Validity Period Management For Voted - For
3 Approve Draft and Summary on Merger by Absorption
via Share Swap and Issuance of Shares as well as
Related-party Transaction Management For Voted - For
4 Approve Transaction Does Not Constitute as
Related-party Transaction Management For Voted - For
5 Approve Transaction Does Not Constitute as Major
Asset Restructuring Management For Voted - For
6 Approve Transaction Does Not Constitute as
Restructure for Listing Management For Voted - For
7 Approve Signing of Conditional Agreement of Share
Swap and Merger by Absorption Management For Voted - For
8 Approve Transaction Complies with Article 11 of the
Management Approach Regarding Major Asset
Restructuring of Listed Companies and with Article
4 of Provisions on Several Issues Regulating the
Major Asset Restructuring of Listed Companies Management For Voted - For
9 Approve Transaction Complies with Article 43 of the
Management Approach Regarding Major Asset
Restructuring of Listed Companies Management For Voted - For
10 Approve Relevant Financial Report Management For Voted - For
11 Approve Evaluation Report on this Transaction Management For Voted - For
12 Approve Impact of Dilution of Current Returns on
Major Financial Indicators and the Relevant
Measures to be Taken Management For Voted - For
13 Approve Group Dissenting Shareholders' Acquisition
Claims Provider Management For Voted - For
14 Approve Authorization of Board to Handle All
Related Matters Management For Voted - For
Meeting Date: 15-Feb-19 Meeting Type: Special
1 Amend Articles of Association Management For Voted - For
Meeting Date: 13-May-19 Meeting Type: Annual
1 Approve Report of the Board of Directors Management For Voted - For
2 Approve Report of the Board of Supervisors Management For Voted - For
3 Approve Financial Statements Management For Voted - For
4 Approve Annual Report and Summary Management For Voted - For
5 Approve Shareholder Return Plan Management For Voted - For
6 Approve Profit Distribution Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
7 Approve Draft and Summary on Stock Option Incentive
Plan Management For Voted - For
8 Approve Methods to Assess the Performance of Stock
Option Incentive Plan Participants Management For Voted - For
9 Approve Authorization of the Board to Handle All
Related Matters to Stock Option Incentive Plan Management For Voted - For
10 Approve Draft and Summary on Performance Share
Incentive Plan Management For Voted - For
11 Approve Methods to Assess the Performance of
Performance Share Incentive Plan Participants Management For Voted - For
12 Approve Authorization of the Board to Handle All
Related Matters to Performance Share Incentive Plan Management For Voted - For
13 Approve Draft and Summary on Fifth Phase Share
Purchase Plan Management For Voted - For
14 Approve Authorization of the Board to Handle All
Related Matters to Fifth Phase Share Purchase Plan Management For Voted - For
15 Approve Draft and Summary on Second Phase Share
Purchase Plan Management For Voted - For
16 Approve Authorization of the Board to Handle All
Related Matters to Second Phase Share Purchase Plan Management For Voted - For
17 Approve Provision of Guarantee Management For Voted - For
18 Approve Report on Foreign Exchange Derivatives
Business Management For Voted - For
19 Approve Use of Idle Own Funds to Conduct Entrusted
Asset Management Management For Voted - Against
20 Approve Related-party Transaction Management For Voted - For
21 Approve to Appoint Auditor Management For Voted - For
MONDI PLC
Security ID: GB00B1CRLC47
Meeting Date: 09-May-19 Meeting Type: Annual
Common Business: Mondi Limited and Mondi plc Management
1 Re-elect Tanya Fratto as Director Management For Voted - For
2 Re-elect Stephen Harris as Director Management For Voted - For
3 Re-elect Andrew King as Director Management For Voted - For
4 Re-elect Peter Oswald as Director Management For Voted - For
5 Re-elect Fred Phaswana as Director Management For Voted - For
6 Re-elect Dominique Reiniche as Director Management For Voted - For
7 Re-elect David Williams as Director Management For Voted - For
8 Re-elect Stephen Young as Director Management For Voted - For
9 Re-elect Tanya Fratto as Member of the DLC Audit
Committee Management For Voted - For
10 Re-elect Stephen Harris as Member of the DLC Audit
Committee Management For Voted - For
11 Re-elect Stephen Young as Member of the DLC Audit
Committee Management For Voted - For
Mondi Limited Business Management
12 Accept Financial Statements and Statutory Reports Management For Voted - For
13 Approve Remuneration Policy Management For Voted - For
14 Approve Remuneration Report Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
15 Approve Non-executive Directors' Fees Management For Voted - For
16 Approve Final Dividend Management For Voted - For
17 Reappoint PricewaterhouseCoopers Inc as Auditors Management For Voted - For
18 Authorise the DLC Audit Committee to Fix
Remuneration of Auditors Management For Voted - For
19 Approve Financial Assistance in Terms of Section 44
and/or 45 of the SA Companies Act Management For Voted - For
20 Place Authorised but Unissued Ordinary Shares Under
Control of Directors Management For Voted - For
21 Place Authorised but Unissued Special Converting
Shares Under Control of Directors Management For Voted - For
22 Authorise Board to Issue Shares for Cash Management For Voted - For
23 Authorise Repurchase of Issued Share Capital Management For Voted - For
Mondi plc Business Management
24 Accept Financial Statements and Statutory Reports Management For Voted - For
25 Approve Remuneration Report Management For Voted - For
26 Approve Final Dividend Management For Voted - For
27 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
28 Authorise the DLC Audit Committee to Fix
Remuneration of Auditors Management For Voted - For
29 Authorise Issue of Equity Management For Voted - For
30 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
31 Authorise Market Purchase of Ordinary Shares Management For Voted - For
Special Business: Mondi plc and Mondi Limited -
Simplification Resolutions Management
32 Approve Matters Relating to the Simplification Management For Voted - For
33 Amend Articles of Association of Mondi plc Management For Voted - For
34 Approve Cancellation of All Deferred Shares of
Mondi plc Management For Voted - For
35 Amend Memorandum of Incorporation of Mondi Limited Management For Voted - For
36 Approve Cancellation of All Deferred Shares of
Mondi Limited Management For Voted - For
37 Authorise Issue of Non-Voting Shares to Mondi plc Management For Voted - For
Special Business: Mondi plc - Post-Simplification
Resolutions Management
38 Adopt New Articles of Association Management For Voted - For
39 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
40 Authorise Market Purchase of Ordinary Shares Management For Voted - For
OIL CO. LUKOIL PJSC
Security ID: RU0009024277
Meeting Date: 03-Dec-18 Meeting Type: Special
Meeting for ADR/GDR Holders Management
1 Approve Interim Dividends for First Nine Months of
Fiscal 2018 Management For Voted - For
2 Approve Remuneration of Directors Management For Voted - For
3 Amend Charter Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 20-Jun-19 Meeting Type: Annual
Meeting for ADR/GDR Holders Management
1 Approve Annual Report, Financial Statements, and
Allocation of Income, Including Dividends of RUB
155 per Share Management For Voted - For
Elect 11 Directors via Cumulative Voting Management
2.1 Elect Vagit Alekperov as Director Management None Voted - Against
2.2 Elect Viktor Blazheev as Director Management None Voted - Against
2.3 Elect Toby Gati as Director Management None Voted - Against
2.4 Elect Valerii Graifer as Director Management None Voted - Against
2.5 Elect Ravil Maganov as Director Management None Voted - Against
2.6 Elect Roger Munnings as Director Management None Voted - Against
2.7 Elect Nikolai Nikolaev as Director Management None Voted - Against
2.8 Elect Pavel Teplukhin as Director Management None Voted - For
2.9 Elect Leonid Fedun as Director Management None Voted - Against
2.10 Elect Liubov Khoba as Director Management None Voted - Against
2.11 Elect Sergei Shatalov as Director Management None Voted - Against
2.12 Elect Wolfgang Schussel as Director Management None Voted - Against
Elect Three Members of Audit Commission Management
3.1 Elect Ivan Vrublevskii as Member of Audit Commission Management For Voted - For
3.2 Elect Artem Otrubiannikov as Member of Audit
Commission Management For Voted - For
3.3 Elect Pavel Suloev as Member of Audit Commission Management For Voted - For
4.1 Approve Remuneration of Directors for Fiscal 2018 Management For Voted - For
4.2 Approve Remuneration of New Directors for Fiscal
2019 Management For Voted - For
5.1 Approve Remuneration of Members of Audit Commission
for Fiscal 2018 Management For Voted - For
5.2 Approve Remuneration of New Members of Audit
Commission for Fiscal 2019 Management For Voted - For
6 Ratify KPMG as Auditor Management For Voted - For
7 Approve New Edition of Regulations on General
Meetings Management For Voted - Against
8 Approve Reduction in Share Capital through Share
Repurchase Program and Subsequent Share Cancellation Management For Voted - For
9 Approve Related-Party Transaction Re: Liability
Insurance for Directors ,Executives, and Companies Management For Voted - For
PING AN INSURANCE (GROUP) CO. OF CHINA LTD.
Security ID: CNE1000003X6
Meeting Date: 14-Dec-18 Meeting Type: Special
EGM BALLOT FOR HOLDERS OF H SHARES Management
APPROVE THE ELECTION OF DIRECTORS OF
THE COMPANY Management
1.01 Elect Ng Sing Yip as Director Management For Voted - For
1.02 Elect Chu Yiyun as Director Management For Voted - For
1.03 Elect Liu Hong as Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2 Approve the Implementation of the Long-term Service
Plan Management For Voted - For
3 Approve the Issuing of Debt Financing Instruments Management For Voted - For
4 Amend Articles of Association Management For Voted - For
5 Authorize Repurchase of Issued Share Capital Management For Voted - For
Meeting Date: 29-Apr-19 Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve 2018 Report of the Board of Directors Management For Voted - For
2 Approve 2018 Report of the Supervisory Committee Management For Voted - For
3 Approve 2018 Annual Report and its Summary Management For Voted - For
4 Approve 2018 Financial Statements and Statutory
Reports Management For Voted - For
5 Approve 2018 Profit Distribution Plan and
Distribution of Final Dividends Management For Voted - For
6 Approve PricewaterhouseCoopers Zhong Tian LLP as
PRC Auditor and PricewaterhouseCoopers as
International Auditor and Authorize Board to Fix
Their Remuneration Management For Voted - For
7 Approve 2019-2021 Development Plan Management For Voted - For
8 Approve Performance Evaluation of Independent
Non-executive Directors Management For Voted - For
9 Approve Issuance of Debt Financing Instruments Management For Voted - For
APPROVE RESOLUTION REGARDING SHARES
REPURCHASE PLAN OF THE COMPANY AND
THE PROPOSED GRANT OF GENERAL
MANDATE FOR THE REPURCHASE OF SHARES Management
10.1 Approve Share Repurchase Plan Management For Voted - For
10.2 Approve Grant of General Mandate to Repurchase
Shares Management For Voted - For
11 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights for H Shares Management For Voted - Against
Meeting Date: 29-Apr-19 Meeting Type: Special
CLASS MEETING FOR HOLDERS OF H SHARES Management
APPROVE RESOLUTION REGARDING SHARES REPURCHASE PLAN
OF THE COMPANY AND THE PROPOSED GRANT OF GENERAL
MANDATE FOR THE REPURCHASE OF SHARES Management
1.1 Approve Share Repurchase Plan Management For Voted - For
1.2 Approve Grant of General Mandate to Repurchase
Shares Management For Voted - For
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Security ID: ID1000118201
Meeting Date: 03-Jan-19 Meeting Type: Special
1 Approve Exposure and Evaluation of Third Semester
Performance 2018 Shareholder Did Not Vote
2 Approve Changes in Board of Company Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 15-May-19 Meeting Type: Annual
1 Accept Financial Statements, Statutory Reports, and
Report of the Partnership and Community Development
Program (PCDP) and Discharge of Directors and
Commissioners Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Approve Remuneration of Directors and Commissioners Management For Voted - For
4 Appoint Auditors of the Company and the Partnership
and Community Development Program (PCDP) Management For Voted - For
5 Approve Changes in Board of Company Management For Voted - Against
SAIC MOTOR CORP. LTD.
Security ID: CNE000000TY6
Meeting Date: 23-May-19 Meeting Type: Annual
1 Approve Report of the Board of Directors Management For Voted - For
2 Approve Report of the Board of Supervisors Management For Voted - For
3 Approve Report of the Independent Directors Management For Voted - For
4 Approve Shareholder Return Plan Management For Voted - For
5 Approve Profit Distribution Management For Voted - For
6 Approve Financial Statements Management For Voted - For
7 Approve Annual Report and Summary Management For Voted - For
8 Approve Provision of Guarantee to SAIC General
Motors Financial Co., Ltd. Management For Voted - Against
9 Approve Provision of Guarantee to Controlled
Subsidiary Management For Voted - For
10 Approve Provision of Guarantee by Huayu Automotive
Systems Co., Ltd. to Huayuan Korben Schmidt
Aluminum Technology Co., Ltd. Management For Voted - For
11 Approve Provision of Guarantee by Huayu Automotive
Systems Co., Ltd. to its Subsidiaries Management For Voted - For
12 Approve to Appoint Financial Auditor Management For Voted - For
13 Approve to Appoint Internal Control Auditor Management For Voted - For
SAMSUNG ELECTRONICS CO., LTD.
Security ID: KR7005930003
Meeting Date: 20-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2.1.1 Elect Bahk Jae-wan as Outside Director Management For Voted - Against
2.1.2 Elect Kim Han-jo as Outside Director Management For Voted - For
2.1.3 Elect Ahn Curie as Outside Director Management For Voted - For
2.2.1 Elect Bahk Jae-wan as a Member of Audit Committee Management For Voted - Against
2.2.2 Elect Kim Han-jo as a Member of Audit Committee Management For Voted - For
3 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
Meeting for GDR Holders Management
--------------------------------------------------------------------------------------------------------
Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2.1.1 Elect Bahk Jae-wan as Outside Director Management For Voted - Against
2.1.2 Elect Kim Han-jo as Outside Director Management For Voted - For
2.1.3 Elect Ahn Curie as Outside Director Management For Voted - For
2.2.1 Elect Bahk Jae-wan as a Member of Audit Committee Management For Voted - Against
2.2.2 Elect Kim Han-jo as a Member of Audit Committee Management For Voted - For
3 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
SAMSUNG SDI CO., LTD.
Security ID: KR7006400006
Meeting Date: 20-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Elect Ahn Tae-hyeok as Inside Director Management For Voted - For
3 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
4 Amend Articles of Incorporation Management For Voted - For
SANDS CHINA LTD.
Security ID: KYG7800X1079
Meeting Date: 24-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3a Elect Wong Ying Wai as Director Management For Voted - For
3b Elect Chiang Yun as Director Management For Voted - For
3c Elect Kenneth Patrick Chung as Director Management For Voted - For
3d Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Deloitte Touche Tohmatsu as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - For
5 Authorize Repurchase of Issued Share Capital Management For Voted - For
6 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
7 Authorize Reissuance of Repurchased Shares Management For Voted - Against
8 Adopt 2019 Equity Award Plan Management For Voted - Against
SASOL LTD.
Security ID: ZAE000006896
Meeting Date: 16-Nov-18 Meeting Type: Annual
1.1 Re-elect Colin Beggs as Director Management For Voted - For
1.2 Re-elect Stephen Cornell as Director Management For Voted - For
1.3 Re-elect Manuel Cuambe as Director Management For Voted - For
1.4 Re-elect JJ Njeke as Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.5 Re-elect Bongani Nqwababa as Director Management For Voted - For
2.1 Elect Muriel Dube as Director Management For Voted - For
2.2 Elect Martina Floel as Director Management For Voted - For
3 Reappoint PricewaterhouseCoopers Inc as Auditors of
the Company and Appoint N Ndiweni as Individual
Registered Auditor Management For Voted - For
4.1 Re-elect Colin Beggs as Member of the Audit
Committee Management For Voted - For
4.2 Re-elect Trix Kennealy as Member of the Audit
Committee Management For Voted - For
4.3 Re-elect Nomgando Matyumza as Member of the Audit
Committee Management For Voted - For
4.4 Re-elect JJ Njeke as Member of the Audit Committee Management For Voted - For
4.5 Re-elect Stephen Westwell as Member of the Audit
Committee Management For Voted - For
5 Approve Remuneration Policy Management For Voted - For
6 Approve Implementation Report of the Remuneration
Policy Management For Voted - For
7 Approve Remuneration Payable to Non-executive
Directors Management For Voted - For
8 Approve Financial Assistance to Related or
Inter-related Companies Management For Voted - For
9 Authorise Repurchase of Issued Share Capital and/or
Sasol BEE Ordinary Shares Management For Voted - For
10 Authorise Repurchase of Issued Share Capital from a
Director and/or a Prescribed Officer of the Company Management For Voted - For
11 Amend Memorandum of Incorporation Re: Termination
of Contract Verification Process and the Adoption
of the BEE Verification Agent Process Management For Voted - For
12 Authorise Issue of SOLBE1 Shares Pursuant to the
Automatic Share Exchange Management For Voted - For
SHINHAN FINANCIAL GROUP CO., LTD.
Security ID: KR7055550008
Meeting Date: 27-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Jin Ok-dong as Non-Independent Non-Executive
Director Management For Voted - For
3.2 Elect Park An-soon as Outside Director Management For Voted - For
3.3 Elect Park Cheul as Outside Director Management For Voted - For
3.4 Elect Byeon Yang-ho as Outside Director Management For Voted - For
3.5 Elect Lee Man-woo as Outside Director Management For Voted - For
3.6 Elect Lee Yoon-jae as Outside Director Management For Voted - For
3.7 Elect Philippe Avril as Outside Director Management For Voted - For
3.8 Elect Huh Yong-hak as Outside Director Management For Voted - For
3.9 Elect Yuki Hirakawa as Outside Director Management For Voted - For
4 Elect Sung Jae-ho as Outside Director to Serve as
an Audit Committee Member Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
5.1 Elect Lee Man-woo as a Member of Audit Committee Management For Voted - For
5.2 Elect Lee Yoon-jae as a Member of Audit Committee Management For Voted - For
6 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
SUZANO PAPEL E CELULOSE SA
Security ID: BRSUZBACNOR0
Meeting Date: 01-Apr-19 Meeting Type: Special
1 Approve Agreement to Absorb Fibria Celulose S.A. Management For Voted - For
2 Ratify PricewaterhouseCoopers Auditores
Independentes as the Independent Firm to Appraise
Proposed Transaction Management For Voted - For
3 Approve Independent Firm's Appraisal Management For Voted - For
4 Approve Absorption of Fibria Celulose S.A. Management For Voted - For
5 Change Company Name to Suzano S.A. and Amend
Article 1 Accordingly Management For Voted - For
6 Amend Article 5 to Reflect Changes in Capital Management For Voted - For
7 Amend Corporate Purpose and Amend Article 4
Accordingly Management For Voted - For
8 Amend Articles Management For Voted - For
9 Remove Statutory Committees and Remove Article 16
Accordingly Management For Voted - For
10 Install Audit Committee and Create Article 25
Accordingly Management For Voted - For
11 Re-Ratify Remuneration of Company's Management and
Fiscal Council Management For Voted - Against
Meeting Date: 18-Apr-19 Meeting Type: Annual
1 Accept Management Statements for Fiscal Year Ended
Dec. 31, 2018 Management For Voted - For
2 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
3 Approve Allocation of Income and Dividends Management For Voted - For
4 Approve Remuneration of Company's Management and
Fiscal Council Management For Voted - Against
5 Designate Newspapers to Publish Company
Announcements Management For Voted - For
6 Do You Wish to Request Installation of a Fiscal
Council, Under the Terms of Article 161 of the
Brazilian Corporate Law? Management None Voted - For
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Security ID: TW0002330008
Meeting Date: 05-Jun-19 Meeting Type: Annual
Meeting for ADR Holders Management
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Emerging Markets Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Approve Amendments to Trading Procedures Governing
Derivatives Products and Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
ELECT INDEPENDENT DIRECTOR VIA
CUMULATIVE VOTING Management
5.1 Elect Moshe N. Gavrielov with ID No. 505930XXX as
Independent Director Management For Voted - For
TINGYI (CAYMAN ISLANDS) HOLDING CORP.
Security ID: KYG8878S1030
Meeting Date: 03-Jun-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Approve Special Dividend Management For Voted - For
4 Elect Teruo Nagano as Director and Authorize Board
to Fix His Remuneration Management For Voted - For
5 Elect Wei, Hong-Chen as Director and Authorize
Board to Fix His Remuneration Management For Voted - For
6 Elect Hsu, Shin-Chun as Director and Authorize
Board to Fix His Remuneration Management For Voted - For
7 Approve Mazars CPA Limited as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
8 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
9 Authorize Repurchase of Issued Share Capital Management For Voted - For
10 Authorize Reissuance of Repurchased Shares Management For Voted - Against
11 Amend Articles of Association Management For Voted - For
WH GROUP LIMITED
Security ID: KYG960071028
Meeting Date: 28-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2a Elect Wan Hongjian as Director Management For Voted - For
2b Elect Guo Lijun as Director Management For Voted - For
2c Elect Sullivan Kenneth Marc as Director Management For Voted - For
2d Elect Ma Xiangjie as Director Management For Voted - For
2e Elect Lee Conway Kong Wai as Director Management For Voted - Against
3 Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Ernst & Young as Auditor and Authorize
Board to Fix Their Remuneration Management For Voted - For
5 Approve Final Dividend Management For Voted - For
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
8 Authorize Reissuance of Repurchased Shares Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Mondrian Global Listed Infrastructure Fund
Proposal Proposed by Mgt. Position Registrant Voted
AMEREN CORPORATION
Security ID: US0236081024
Meeting Date: 02-May-19 Meeting Type: Annual
1a Elect Director Warner L. Baxter Management For Voted - For
1b Elect Director Catherine S. Brune Management For Voted - For
1c Elect Director J. Edward Coleman Management For Voted - For
1d Elect Director Ward H. Dickson Management For Voted - For
1e Elect Director Noelle K. Eder Management For Voted - For
1f Elect Director Ellen M. Fitzsimmons Management For Voted - For
1g Elect Director Rafael Flores Management For Voted - For
1h Elect Director Richard J. Harshman Management For Voted - For
1i Elect Director Craig S. Ivey Management For Voted - For
1j Elect Director James C. Johnson Management For Voted - For
1k Elect Director Steven H. Lipstein Management For Voted - For
1l Elect Director Stephen R. Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
4 Other Business Management For Voted - Against
AMERICAN ELECTRIC POWER CO., INC.
Security ID: US0255371017
Meeting Date: 23-Apr-19 Meeting Type: Annual
1.1 Elect Director Nicholas K. Akins Management For Voted - For
1.2 Elect Director David J. Anderson Management For Voted - For
1.3 Elect Director J. Barnie Beasley, Jr. Management For Voted - For
1.4 Elect Director Ralph D. Crosby, Jr. Management For Voted - For
1.5 Elect Director Linda A. Goodspeed Management For Voted - For
1.6 Elect Director Thomas E. Hoaglin Management For Voted - For
1.7 Elect Director Sandra Beach Lin Management For Voted - For
1.8 Elect Director Margaret M. McCarthy Management For Voted - For
1.9 Elect Director Richard C. Notebaert Management For Voted - For
1.10 Elect Director Lionel L. Nowell, III Management For Voted - For
1.11 Elect Director Stephen S. Rasmussen Management For Voted - For
1.12 Elect Director Oliver G. Richard, III Management For Voted - For
1.13 Elect Director Sara Martinez Tucker Management For Voted - For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
3 Eliminate Preemptive Rights Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Global Listed Infrastructure Fund
Proposal Proposed by Mgt. Position Registrant Voted
ATLANTIA SPA
Security ID: IT0003506190
Meeting Date: 18-Apr-19 Meeting Type: Annual
Ordinary Business Management
Managements Management
1 Approve Financial Statements, Statutory Reports,
and Allocation of Income Management For Voted - For
2 Integrate Remuneration of External Auditors Management For Voted - For
3 Authorize Share Repurchase Program and Reissuance
of Repurchased Shares Management For Voted - For
Shareholder Submitted by Sintonia SpA Management
4.a Fix Number of Directors Shareholder None Voted - For
Appoint Directors (Slate Election) - Choose One of
the Following Slates Management
4.b.1 Slate 1 Submitted by Sintonia SpA Shareholder None Do Not Vote
4.b.2 Slate 2 Submitted by Institutional Investors
(Assogestioni) Shareholder None Voted - For
Shareholder s Submitted by Sintonia SpA Management
4.c Elect Fabio Cerchiai as Board Chair Shareholder None Voted - Against
4.d Approve Remuneration of Directors Shareholder None Voted - For
Management Management
5 Approve Remuneration Policy Management For Voted - Against
BBA AVIATION PLC
Security ID: GB00B1FP8915
Meeting Date: 10-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Elect Victoria Jarman as Director Management For Voted - For
4 Elect Stephen King as Director Management For Voted - For
5 Re-elect Amee Chande as Director Management For Voted - For
6 Re-elect David Crook as Director Management For Voted - For
7 Re-elect Wayne Edmunds as Director Management For Voted - For
8 Re-elect Peter Edwards as Director Management For Voted - For
9 Re-elect Emma Gilthorpe as Director Management For Voted - For
10 Re-elect Mark Johnstone as Director Management For Voted - For
11 Re-elect Sir Nigel Rudd as Director Management For Voted - Abstain
12 Re-elect Peter Ventress as Director Management For Voted - For
13 Reappoint Deloitte LLP as Auditors Management For Voted - For
14 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
15 Approve Remuneration Report Management For Voted - For
16 Authorise Issue of Equity Management For Voted - For
17 Issue of Equity or Equity-Linked Securities without
Pre-emptive Rights Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Global Listed Infrastructure Fund
Proposal Proposed by Mgt. Position Registrant Voted
18 Authorise Issue of Equity without Pre-emptive
Rights in Connection with an Acquisition or Other
Capital Investment Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Authorise the Company to Call General Meeting with
Two Weeks' Notice Management For Voted - For
CCR SA
Security ID: BRCCROACNOR2
Meeting Date: 22-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - Against
2 Approve Capital Budget Management For Voted - For
3 Approve Allocation of Income and Dividends Management For Voted - For
4 Fix Number of Directors at 12 Management For Voted - For
5 Do You Wish to Adopt Cumulative Voting for the
Election of the Members of the Board of Directors,
Under the Terms of Article 141 of the Brazilian
Corporate Law? Management None Voted - Abstain
6.1 Elect Ana Maria Marcondes Penido Sant'Anna as Board
Chairman and Eduarda Penido Dalla Vecchia as
Alternate Management For Voted - Against
6.2 Elect Luiz Carlos Cavalcanti Dutra Junior as
Director and Nelson Tambelini Junior as Alternate Management For Voted - Against
6.3 Elect Ricardo Coutinho de Sena as Vice-Chairman and
Jose Henrique Braga Polido Lopes as Alternate Management For Voted - Against
6.4 Elect Fernando Luiz Aguiar Filho as Director and
Leonardo de Almeida Massa as Alternate Management For Voted - Against
6.5 Elect Paulo Roberto Reckziegel Guedes as Director
and Tarcisio Augusto Carneiro as Alternate Management For Voted - Against
6.6 Elect Henrique Sutton de Sousa Neves as Director
and Rosa Evangelina Penido Dalla Vecchia as
Alternate Management For Voted - Against
6.7 Elect Renato Torres de Faria as Director and Paulo
Marcio de Oliveira Monteiro as Alternate Management For Voted - Against
6.8 Elect Luis Claudio Rapparini Soares as Director and
Eduardo Penido Sant'Anna as Alternate Management For Voted - Against
6.9 Elect Flavio Mendes Aidar as Director and Livio
Hagime Kuze as Alternate Management For Voted - Against
6.10 Elect Eduardo Bunker Gentil as Independent Director Management For Voted - For
6.11 Elect Luiz Alberto Colonna Rosman as Independent
Director Management For Voted - Against
6.12 Elect Leonardo Porciuncula Gomes Pereira as
Independent Director Management For Voted - Against
7 In Case Cumulative Voting Is Adopted, Do You Wish
to Equally Distribute Your Votes Among the Nominees? Management None Voted - Abstain
APPLICABLE ONLY IF CUMULATIVE VOTING IS
ADOPTED - If You Vote FOR on Item 7, Votes Will Be
Automatically Distributed in Equal % Amongst Below
Nominees. If You Vote AGST, Contact Your Client
Service Rep to Disproportionately Allocate % of
Votes Management
--------------------------------------------------------------------------------------------------------
Mondrian Global Listed Infrastructure Fund
Proposal Proposed by Mgt. Position Registrant Voted
8.1 Elect Ana Maria Marcondes Penido Sant'Anna as Board
Chairman and Eduarda Penido Dalla Vecchia as
Alternate Management None Voted - Abstain
8.2 Elect Luiz Carlos Cavalcanti Dutra Junior as
Director and Nelson Tambelini Junior as Alternate Management None Voted - Abstain
8.3 Elect Ricardo Coutinho de Sena as Vice-Chairman and
Jose Henrique Braga Polido Lopes as Alternate Management None Voted - Abstain
8.4 Elect Fernando Luiz Aguiar Filho as Director and
Leonardo de Almeida Massa as Alternate Management None Voted - Abstain
8.5 Elect Paulo Roberto Reckziegel Guedes as Director
and Tarcisio Augusto Carneiro as Alternate Management None Voted - Abstain
8.6 Elect Henrique Sutton de Sousa Neves as Director
and Rosa Evangelina Penido Dalla Vecchia as
Alternate Management None Voted - Abstain
8.7 Elect Renato Torres de Faria as Director and Paulo
Marcio de Oliveira Monteiro as Alternate Management None Voted - Abstain
8.8 Elect Luis Claudio Rapparini Soares as Director and
Eduardo Penido Sant'Anna as Alternate Management None Voted - Abstain
8.9 Elect Flavio Mendes Aidar as Director and Livio
Hagime Kuze as Alternate Management None Voted - Abstain
8.10 Elect Eduardo Bunker Gentil as Independent Director Management None Voted - Abstain
8.11 Elect Luiz Alberto Colonna Rosman as Independent
Director Management None Voted - Abstain
8.12 Elect Leonardo Porciuncula Gomes Pereira as
Independent Director Management None Voted - Abstain
9 As an Ordinary Shareholder, Would You like to
Request a Separate Minority Election of a Member of
the Board of Directors, Under the Terms of Article
141 of the Brazilian Corporate Law? Management None Voted - Abstain
10 Appoint Ana Maria Marcondes Penido Sant'Anna as
Board Chairman and Ricardo Coutinho de Sena as
Vice-Chairman Management For Voted - Against
11 Do You Wish to Request Installation of a Fiscal
Council, Under the Terms of Article 161 of the
Brazilian Corporate Law? Management None Voted - For
12.1 Elect Piedade Mota da Fonseca as Fiscal Council
Member and Eraldo Soares Pecanha as Alternate Management For Voted - For
12.2 Elect Adalgiso Fragoso de Faria as Fiscal Council
Member and Marcelo de Andrade as Alternate Management For Voted - For
12.3 Elect Fernando Santos Salles as Fiscal Council
Member and Marina Rosenthal Rocha as Alternate Management For Voted - For
13 Approve Remuneration of Company's Management Management For Voted - Against
14 Approve Remuneration of Fiscal Council Members Management For Voted - For
Meeting Date: 22-Apr-19 Meeting Type: Special
1 Ratify Contracts between Company and Former
Administrators Re: Collaboration Program and Waive
Lawsuit Against Former Directors Involved in the
Collaboration Program Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Mondrian Global Listed Infrastructure Fund
Proposal Proposed by Mgt. Position Registrant Voted
DUKE ENERGY CORPORATION
Security ID: US26441C2044
Meeting Date: 02-May-19 Meeting Type: Annual
1.1 Elect Director Michael G. Browning Management For Voted - For
1.2 Elect Director Annette K. Clayton Management For Voted - For
1.3 Elect Director Theodore F. Craver, Jr. Management For Voted - For
1.4 Elect Director Robert M. Davis Management For Voted - For
1.5 Elect Director Daniel R. DiMicco Management For Voted - For
1.6 Elect Director Lynn J. Good Management For Voted - For
1.7 Elect Director John T. Herron Management For Voted - For
1.8 Elect Director William E. Kennard Management For Voted - For
1.9 Elect Director E. Marie McKee Management For Voted - For
1.10 Elect Director Charles W. Moorman, IV Management For Voted - For
1.11 Elect Director Marya M. Rose Management For Voted - For
1.12 Elect Director Carlos A. Saladrigas Management For Voted - For
1.13 Elect Director Thomas E. Skains Management For Voted - For
1.14 Elect Director William E. Webster, Jr. Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Political Contributions Shareholder Against Voted - For
5 Report on Lobbying Payments and Policy Shareholder Against Voted - For
6 Report on Mitigating Health and Climate Impacts of
Duke Energy's Coal Use Shareholder Against Voted - For
7 Report on Costs and Benefits of Voluntary
Environment-Related Activities Shareholder Against Voted - Against
EDP-ENERGIAS DE PORTUGAL SA
Security ID: PTEDP0AM0009
Meeting Date: 24-Apr-19 Meeting Type: Annual
1 Approve Individual and Consolidated Financial
Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3.1 Appraise Management of Company and Approve Vote of
Confidence to Management Board Management For Voted - For
3.2 Appraise Supervision of Company and Approve Vote of
Confidence to Supervisory Board Management For Voted - For
3.3 Appraise Work Performed by Statutory Auditor and
Approve Vote of Confidence to Statutory Auditor Management For Voted - For
4 Authorize Repurchase and Reissuance of Shares Management For Voted - For
5 Authorize Repurchase and Reissuance of Debt
Instruments Management For Voted - For
6 Approve Statement on Remuneration Policy Applicable
to Executive Board Management For Voted - For
7 Approve Statement on Remuneration Policy Applicable
to Other Corporate Bodies Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Global Listed Infrastructure Fund
Proposal Proposed by Mgt. Position Registrant Voted
8 Elect General Meeting Board Management For Voted - For
Shareholder Management
9 Amend Articles Re: Remove Voting Caps Shareholder None Voted - Against
ENBRIDGE, INC.
Security ID: CA29250N1050
Meeting Date: 08-May-19 Meeting Type: Annual
1.1 Elect Director Pamela L. Carter Management For Voted - For
1.2 Elect Director Marcel R. Coutu Management For Voted - For
1.3 Elect Director Susan M. Cunningham Management For Voted - For
1.4 Elect Director Gregory L. Ebel Management For Voted - For
1.5 Elect Director J. Herb England Management For Voted - For
1.6 Elect Director Charles W. Fischer Management For Voted - For
1.7 Elect Director V. Maureen Kempston Darkes Management For Voted - For
1.8 Elect Director Teresa S. Madden Management For Voted - For
1.9 Elect Director Al Monaco Management For Voted - For
1.10 Elect Director Michael E.J. Phelps *Withdrawn
Resolution* Management Non-Voting
1.11 Elect Director Dan C. Tutcher Management For Voted - For
1.12 Elect Director Catherine L. Williams Management For Voted - For
2 Approve PricewaterhouseCoopers LLP as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
3 Approve Omnibus Stock Plan Management For Voted - For
4 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
EVERGY, INC.
Security ID: US30034W1062
Meeting Date: 07-May-19 Meeting Type: Annual
1.1 Elect Director Terry Bassham Management For Voted - For
1.2 Elect Director Mollie Hale Carter Management For Voted - For
1.3 Elect Director Charles Q. Chandler, IV Management For Voted - For
1.4 Elect Director Gary D. Forsee Management For Voted - For
1.5 Elect Director Scott D. Grimes Management For Voted - For
1.6 Elect Director Richard L. Hawley Management For Voted - For
1.7 Elect Director Thomas D. Hyde Management For Voted - For
1.8 Elect Director B. Anthony Isaac Management For Voted - For
1.9 Elect Director Sandra A.J. Lawrence Management For Voted - For
1.10 Elect Director Ann D. Murtlow Management For Voted - For
1.11 Elect Director Sandra J. Price Management For Voted - For
1.12 Elect Director Mark A. Ruelle Management For Voted - For
1.13 Elect Director John J. Sherman Management For Voted - For
1.14 Elect Director S. Carl Soderstrom, Jr. Management For Voted - For
1.15 Elect Director John Arthur Stall Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Global Listed Infrastructure Fund
Proposal Proposed by Mgt. Position Registrant Voted
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
EVERSOURCE ENERGY
Security ID: US30040W1080
Meeting Date: 01-May-19 Meeting Type: Annual
1.1 Elect Director Cotton M. Cleveland Management For Voted - For
1.2 Elect Director Sanford Cloud, Jr. Management For Voted - For
1.3 Elect Director James S. DiStasio Management For Voted - For
1.4 Elect Director Francis A. Doyle Management For Voted - For
1.5 Elect Director Linda Dorcena Forry Management For Voted - For
1.6 Elect Director James J. Judge Management For Voted - For
1.7 Elect Director John Y. Kim Management For Voted - For
1.8 Elect Director Kenneth R. Leibler Management For Voted - For
1.9 Elect Director William C. Van Faasen Management For Voted - For
1.10 Elect Director Frederica M. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
FRAPORT AG FRANKFURT AIRPORT SERVICES WORLDWIDE
Security ID: DE0005773303
Meeting Date: 28-May-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management Non-Voting
2 Approve Allocation of Income and Dividends of EUR
2.00 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2018 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2018 Management For Voted - For
5 Ratify PricewaterhouseCoopers GmbH as Auditors for
Fiscal 2019 Management For Voted - For
6 Approve Affiliation Agreements with Subsidiaries
AirIT Services GmbH and Fraport Brasil Holding GmbH Management For Voted - For
7 Approve Remuneration of Supervisory Board Management For Voted - For
GRUPO AEROPORTUARIO DEL CENTRO NORTE SAB DE CV
Security ID: MX01OM000018
Meeting Date: 29-Apr-19 Meeting Type: Annual
1 Present Reports in Compliance with Article 28,
Section IV (D and E) of Stock Market Law Management Non-Voting
--------------------------------------------------------------------------------------------------------
Mondrian Global Listed Infrastructure Fund
Proposal Proposed by Mgt. Position Registrant Voted
2 Present CEO and External Auditor Report in
Compliance with Article 28, Section IV (B) of Stock
Market Law Management Non-Voting
3 Present Board of Directors' Report in Accordance
with Article 28, Section IV (A and C) of Stock
Market Law Including Tax Report Management Non-Voting
4 Approve Reports Presented on Items 1 and 2 of this
Agenda Management For Voted - For
5 Approve Allocation of Income, Increase in Reserves,
Set Aggregate Nominal Amount of Share Repurchase
and Dividends Management For Voted - For
6 Elect or Ratify Directors and Chairmen of Audit,
Corporate Practices, Finance, Planning and
Sustainability Committees; Approve their
Remuneration Management For Voted - For
7 Appoint Legal Representatives Management For Voted - For
GUANGDONG INVESTMENT LIMITED
Security ID: HK0270001396
Meeting Date: 17-Jun-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3.1 Elect Wen Yinheng as Director Management For Voted - For
3.2 Elect Ho Lam Lai Ping, Theresa as Director Management For Voted - For
3.3 Elect Cai Yong as Director Management For Voted - For
3.4 Elect Chan Cho Chak, John as Director Management For Voted - For
3.5 Elect Wu Ting Yuk, Anthony as Director Management For Voted - Against
3.6 Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Ernst & Young as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
IBERDROLA SA
Security ID: ES0144580Y14
Meeting Date: 29-Mar-19 Meeting Type: Annual
1 Approve Consolidated and Standalone Financial
Statements Management For Voted - For
2 Approve Consolidated and Standalone Management
Reports Management For Voted - For
3 Approve Non-Financial Information Report Management For Voted - For
4 Approve Discharge of Board Management For Voted - For
5 Amend Articles Re: Purpose and Values of the
Iberdrola Group Management For Voted - For
6 Amend Articles Re: Corporate Social Responsibility
Committee Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Global Listed Infrastructure Fund
Proposal Proposed by Mgt. Position Registrant Voted
7 Approve Allocation of Income and Dividends Management For Voted - For
8 Authorize Capitalization of Reserves for Scrip
Dividends Management For Voted - For
9 Authorize Capitalization of Reserves for Scrip
Dividends Management For Voted - For
10 Authorize Share Repurchase and Capital Reduction
via Amortization of Repurchased Shares Management For Voted - For
11 Advisory Vote on Remuneration Report Management For Voted - For
12 Elect Sara de la Rica Goiricelaya as Director Management For Voted - For
13 Ratify Appointment of and Elect Xabier Sagredo
Ormaza as Director Management For Voted - For
14 Reelect Maria Helena Antolin Raybaud as Director Management For Voted - For
15 Reelect Jose Walfredo Fernandez as Director Management For Voted - For
16 Reelect Denise Mary Holt as Director Management For Voted - For
17 Reelect Manuel Moreu Munaiz as Director Management For Voted - For
18 Reelect Ignacio Sanchez Galan as Director Management For Voted - Abstain
19 Fix Number of Directors at 14 Management For Voted - For
20 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
JIANGSU EXPRESSWAY COMPANY LIMITED
Security ID: CNE1000003J5
Meeting Date: 20-Jun-19 Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve 2018 Report of the Board of Directors Management For Voted - For
2 Approve 2018 Report of the Supervisory Committee Management For Voted - For
3 Approve 2018 Audit Report and Financial Statement Management For Voted - For
4 Approve 2018 Final Accounting Report Management For Voted - For
5 Approve 2019 Financial Budget Report Management For Voted - For
6 Approve 2018 Final Profit Distribution Plan and
Final Dividend Management For Voted - For
7 Approve Deloitte Touche Tohmatsu Certified Public
Accountants LLP as Auditors and Internal Auditors
and Authorize Board to Fix Their Remuneration Management For Voted - For
8 Approve Registration and Issuance of
Ultra-Short-Term Notes and Authorize Sun Xibin to
Deal with All Matters in Relation to the Execution
of Contract and Approval of Fund Appropriation Management For Voted - For
KOREA ELECTRIC POWER CORP.
Security ID: KR7015760002
Meeting Date: 04-Mar-19 Meeting Type: Special
1 Elect Kim Seong-ahm as Inside Director Management For Do Not Vote
--------------------------------------------------------------------------------------------------------
Mondrian Global Listed Infrastructure Fund
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 22-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Do Not Vote
2 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Do Not Vote
NATURGY ENERGY GROUP SA
Security ID: ES0116870314
Meeting Date: 05-Mar-19 Meeting Type: Annual
1 Approve Standalone Financial Statements Management For Voted - For
2 Approve Consolidated Financial Statements Management For Voted - For
3 Approve Consolidated Non-Financial Information Management For Voted - For
4 Approve Transfer of Goodwill Reserves to Voluntary
Reserves Management For Voted - For
5 Authorize Share Repurchase Program Management For Voted - For
6 Approve Discharge of Board Management For Voted - For
7 Ratify Appointment of and Elect Scott Stanley as
Director Management For Voted - Against
8 Approve Allocation of Income and Dividends Management For Voted - For
9 Authorize Share Repurchase and Capital Reduction
via Amortization of Repurchased Shares Management For Voted - For
10 Approve Remuneration Policy Management For Voted - For
11 Approve Share Appreciation Rights Plan Management For Voted - For
12 Approve Stock-for-Salary Plan Management For Voted - For
13 Advisory Vote on Remuneration Report Management For Voted - For
14 Receive Amendments to Board of Directors Regulations Management Non-Voting
15 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
PPL CORPORATION
Security ID: US69351T1060
Meeting Date: 14-May-19 Meeting Type: Annual
1.1 Elect Director John W. Conway Management For Voted - For
1.2 Elect Director Steven G. Elliott Management For Voted - For
1.3 Elect Director Raja Rajamannar Management For Voted - For
1.4 Elect Director Craig A. Rogerson Management For Voted - For
1.5 Elect Director William H. Spence Management For Voted - For
1.6 Elect Director Natica von Althann Management For Voted - For
1.7 Elect Director Keith H. Williamson Management For Voted - For
1.8 Elect Director Phoebe A. Wood Management For Voted - For
1.9 Elect Director Armando Zagalo de Lima Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Global Listed Infrastructure Fund
Proposal Proposed by Mgt. Position Registrant Voted
SNAM SPA
Security ID: IT0003153415
Meeting Date: 02-Apr-19 Meeting Type: Annual/Special
Managements Management
Extraordinary Business Management
1 Authorize Cancellation of Treasury Shares without
Reduction of Share Capital; Amend Article 5.1 Management For Voted - For
Ordinary Business Management
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Authorize Share Repurchase Program and Reissuance
of Repurchased Shares Management For Voted - For
4 Approve Remuneration Policy Management For Voted - For
5 Fix Number of Directors Management For Voted - For
6 Fix Board Terms for Directors Management For Voted - For
Appoint Directors (Slate Election) - Choose One of
the Following Slates Management
7.1 Slate Submitted by CDP Reti SpA Shareholder None Do Not Vote
7.2 Slate Submitted by Institutional Investors
(Assogestioni) Shareholder None Voted - For
Shareholder Submitted by CDP Reti SpA Management Non-Voting
8 Elect Luca Dal Fabbro as Board Chair Shareholder None Voted - For
Managements Management
9 Approve Remuneration of Directors Management For Voted - For
Appoint Internal Statutory Auditors (Slate
Election) - Choose One of the Following Slates Management
10.1 Slate Submitted by CDP Reti SpA Shareholder None Voted - For
10.2 Slate Submitted by Institutional Investors
(Assogestioni) Shareholder None Voted - Against
11 Appoint Chairman of Internal Statutory Auditors Shareholder None Voted - For
12 Approve Internal Auditors' Remuneration Management For Voted - For
THE SOUTHERN COMPANY
Security ID: US8425871071
Meeting Date: 22-May-19 Meeting Type: Annual
1a Elect Director Janaki Akella Management For Voted - For
1b Elect Director Juanita Powell Baranco Management For Voted - For
1c Elect Director Jon A. Boscia Management For Voted - For
1d Elect Director Henry A. 'Hal' Clark, III Management For Voted - For
1e Elect Director Anthony F. 'Tony' Earley, Jr. Management For Voted - For
1f Elect Director Thomas A. Fanning Management For Voted - For
1g Elect Director David J. Grain Management For Voted - For
1h Elect Director Donald M. James Management For Voted - For
1i Elect Director John D. Johns Management For Voted - For
1j Elect Director Dale E. Klein Management For Voted - For
1k Elect Director Ernest J. Moniz Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Global Listed Infrastructure Fund
Proposal Proposed by Mgt. Position Registrant Voted
1l Elect Director William G. Smith, Jr. Management For Voted - For
1m Elect Director Steven R. Specker Management For Voted - For
1n Elect Director Larry D. Thompson Management For Voted - For
1o Elect Director E. Jenner Wood, III Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
4 Reduce Supermajority Vote Requirement Management For Voted - For
TRANSCANADA CORP.
Security ID: CA89353D1078
Meeting Date: 03-May-19 Meeting Type: Annual/Special
1.1 Elect Director Stephan Cretier Management For Voted - For
1.2 Elect Director Russell K. Girling Management For Voted - For
1.3 Elect Director S. Barry Jackson Management For Voted - For
1.4 Elect Director Randy Limbacher Management For Voted - For
1.5 Elect Director John E. Lowe Management For Voted - For
1.6 Elect Director Una Power Management For Voted - For
1.7 Elect Director Mary Pat Salomone Management For Voted - For
1.8 Elect Director Indira V. Samarasekera Management For Voted - For
1.9 Elect Director D. Michael G. Stewart Management For Voted - For
1.10 Elect Director Siim A. Vanaselja Management For Voted - For
1.11 Elect Director Thierry Vandal Management For Voted - For
1.12 Elect Director Steven W. Williams Management For Voted - For
2 Approve KPMG LLP as Auditors and Authorize Board to
Fix Their Remuneration Management For Voted - For
3 Advisory Vote on Executive Compensation Approach Management For Voted - For
4 Change Company Name to TC Energy Corporation/
Corporation TC Energie Management For Voted - For
5 Approve Shareholder Rights Plan Management For Voted - For
Shareholder Management
6 Prepare a Report Outlining How the Company Respects
Internationally Recognized Standards for Indigenous
Peoples Rights in its Business Activities Shareholder Against Voted - Against
VEOLIA ENVIRONNEMENT SA
Security ID: FR0000124141
Meeting Date: 18-Apr-19 Meeting Type: Annual/Special
Ordinary Business Management
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Non-Deductible Expenses Management For Voted - For
4 Approve Allocation of Income and Dividends of EUR
0.92 per Share Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Global Listed Infrastructure Fund
Proposal Proposed by Mgt. Position Registrant Voted
5 Approve Auditors' Special Report on Related-Party
Transactions Mentioning the Absence of New
Transactions Management For Voted - For
6 Reelect Maryse Aulagnon as Director Management For Voted - For
7 Reelect Clara Gaymard as Director Management For Voted - For
8 Reelect Louis Schweitzer as Director Management For Voted - For
9 Renew Appointment of KPMG SA as Auditor and
Acknowledge End of Mandate of KPMG Audit ID as
Alternate Auditor and Decision to Neither Renew Nor
Replace Management For Voted - For
10 Approve Compensation of Antoine Frerot, Chairman
and CEO Management For Voted - For
11 Approve Remuneration Policy of Chairman and CEO Management For Voted - For
12 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
Extraordinary Business Management
13 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
14 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Reserved for International
Employees Management For Voted - For
15 Authorize up to 0.4 Percent of Issued Capital for
Use in Restricted Stock Plans Management For Voted - For
16 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
WEC ENERGY GROUP, INC.
Security ID: US92939U1060
Meeting Date: 02-May-19 Meeting Type: Annual
1.1 Elect Director Barbara L. Bowles Management For Voted - For
1.2 Elect Director Albert J. Budney, Jr. Management For Voted - For
1.3 Elect Director Patricia W. Chadwick Management For Voted - For
1.4 Elect Director Curt S. Culver Management For Voted - For
1.5 Elect Director Danny L. Cunningham Management For Voted - For
1.6 Elect Director William M. Farrow, III Management For Voted - For
1.7 Elect Director Thomas J. Fischer Management For Voted - For
1.8 Elect Director J. Kevin Fletcher Management For Voted - For
1.9 Elect Director Gale E. Klappa Management For Voted - For
1.10 Elect Director Henry W. Knueppel Management For Voted - For
1.11 Elect Director Allen L. Leverett Management For Voted - For
1.12 Elect Director Ulice Payne, Jr. Management For Voted - For
1.13 Elect Director Mary Ellen Stanek Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian Global Listed Infrastructure Fund
Proposal Proposed by Mgt. Position Registrant Voted
WEST JAPAN RAILWAY CO.
Security ID: JP3659000008
Meeting Date: 20-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 87.5 Management For Voted - For
2.1 Elect Director Manabe, Seiji Management For Voted - For
2.2 Elect Director Sato, Yumiko Management For Voted - For
2.3 Elect Director Murayama, Yuzo Management For Voted - For
2.4 Elect Director Saito, Norihiko Management For Voted - For
2.5 Elect Director Miyahara, Hideo Management For Voted - For
2.6 Elect Director Takagi, Hikaru Management For Voted - For
2.7 Elect Director Kijima, Tatsuo Management For Voted - For
2.8 Elect Director Ogata, Fumito Management For Voted - For
2.9 Elect Director Hasegawa, Kazuaki Management For Voted - For
2.10 Elect Director Hirano, Yoshihisa Management For Voted - For
2.11 Elect Director Kurasaka, Shoji Management For Voted - For
2.12 Elect Director Nakamura, Keijiro Management For Voted - For
2.13 Elect Director Matsuoka, Toshihiro Management For Voted - For
2.14 Elect Director Sugioka, Atsushi Management For Voted - For
2.15 Elect Director Kawai, Tadashi Management For Voted - For
3.1 Appoint Statutory Auditor Nishikawa, Naoki Management For Voted - For
3.2 Appoint Statutory Auditor Shibata, Makoto Management For Voted - For
3.3 Appoint Statutory Auditor Katsuki, Yasumi Management For Voted - For
3.4 Appoint Statutory Auditor Tsutsui, Yoshinobu Management For Voted - Against
XCEL ENERGY INC.
Security ID: US98389B1008
Meeting Date: 15-May-19 Meeting Type: Annual
1a Elect Director Lynn Casey Management For Voted - For
1b Elect Director Richard K. Davis Management For Voted - For
1c Elect Director Ben Fowke Management For Voted - For
1d Elect Director Richard T. O'Brien Management For Voted - For
1e Elect Director David K. Owens Management For Voted - For
1f Elect Director Christopher J. Policinski Management For Voted - For
1g Elect Director James T. Prokopanko Management For Voted - For
1h Elect Director A. Patricia Sampson Management For Voted - For
1i Elect Director James J. Sheppard Management For Voted - For
1j Elect Director David A. Westerlund Management For Voted - For
1k Elect Director Kim Williams Management For Voted - For
1l Elect Director Timothy V. Wolf Management For Voted - For
1m Elect Director Daniel Yohannes Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
ABB LTD.
Security ID: CH0012221716
Meeting Date: 02-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4 Approve Allocation of Income and Dividends of CHF
0.80 per Share Management For Voted - For
5 Approve Creation of CHF 24 Million Pool of Capital
without Preemptive Rights Management For Voted - For
6.1 Approve Maximum Remuneration of Board of Directors
in the Amount of CHF 4.7 Million Management For Voted - For
6.2 Approve Maximum Remuneration of Executive Committee
in the Amount of CHF 55.5 Million Management For Voted - For
7.1 Elect Matti Alahuhta as Director Management For Voted - For
7.2 Elect Gunnar Brock as Director Management For Voted - For
7.3 Elect David Constable as Director Management For Voted - For
7.4 Elect Lars Foerberg as Director Management For Voted - For
7.5 Elect Frederico Curado as Director Management For Voted - For
7.6 Elect Jennifer Xin-Zhe Li as Director Management For Voted - For
7.7 Elect Geraldine Matchett as Director Management For Voted - For
7.8 Elect Satish Pai as Director Management For Voted - For
7.9 Elect David Meline as Director Management For Voted - For
7.10 Elect Jacob Wallenberg as Director Management For Voted - For
7.11 Elect Peter Voser as Director and Board Chairman Management For Voted - For
8.1 Appoint David Constable as Member of the
Compensation Committee Management For Voted - For
8.2 Appoint Frederico Curado as Member of the
Compensation Committee Management For Voted - For
8.3 Appoint Jennifer Xin-Zhe Li as Member of the
Compensation Committee Management For Voted - For
9 Designate Hans Zehnder as Independent Proxy Management For Voted - For
10 Ratify KPMG AG as Auditors Management For Voted - For
11 Transact Other Business (Voting) Management For Voted - Against
ALLIANZ SE
Security ID: DE0008404005
Meeting Date: 08-May-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management Non-Voting
2 Approve Allocation of Income and Dividends of EUR
9.00 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2018 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2018 Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
5 Approve Remuneration System for Management Board
Members Management For Voted - For
6 Approve Affiliation Agreement with AllSecur
Deutschland AG Management For Voted - For
BANCO SANTANDER SA
Security ID: ES0113900J37
Meeting Date: 11-Apr-19 Meeting Type: Annual
1.A Approve Consolidated and Standalone Financial
Statements Management For Voted - For
1.B Approve Non-Financial Information Report Management For Voted - For
1.C Approve Discharge of Board Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3.A Fix Number of Directors at 15 Management For Voted - For
3.B Elect Henrique de Castro as Director Management For Voted - For
3.C Reelect Javier Botin-Sanz de Sautuola y O'Shea as
Director Management For Voted - Against
3.D Reelect Ramiro Mato Garcia-Ansorena as Director Management For Voted - For
3.E Reelect Bruce Carnegie-Brown as Director Management For Voted - Against
3.F Reelect Jose Antonio Alvarez Alvarez as Director Management For Voted - For
3.G Reelect Belen Romana Garcia as Director Management For Voted - For
4 Ratify Appointment of PricewaterhouseCoopers as
Auditor Management For Voted - For
5 Authorize Share Repurchase Program Management For Voted - For
6 Authorize Capitalization of Reserves for Scrip
Dividends Management For Voted - For
7 Authorize Issuance of Convertible Bonds,
Debentures, Warrants, and Other Debt Securities
without Preemptive Rights up to EUR 10 Billion Management For Voted - For
8 Authorize Issuance of Non-Convertible Debt
Securities up to EUR 50 Billion Management For Voted - For
9 Approve Remuneration Policy Management For Voted - For
10 Approve Remuneration of Directors Management For Voted - For
11 Fix Maximum Variable Compensation Ratio Management For Voted - For
12.A Approve Deferred Multiyear Objectives Variable
Remuneration Plan Management For Voted - For
12.B Approve Deferred and Conditional Variable
Remuneration Plan Management For Voted - For
12.C Approve Digital Transformation Award Management For Voted - For
12.D Approve Buy-out Policy Management For Voted - For
12.E Approve Employee Stock Purchase Plan Management For Voted - For
13 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
14 Advisory Vote on Remuneration Report Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
BAYERISCHE MOTOREN WERKE AG
Security ID: DE0005190003
Meeting Date: 16-May-19 Meeting Type: Special
Meeting for Preferred Shareholders Management
1 Receive Notice of 2019 AGM Resolution Regarding the
Creation of EUR 5 Million Pool of Capital for
Employee Stock Purchase Plan (Non-Voting) Management Non-Voting
2 Approve Creation of EUR 5 Million Pool of Capital
for Employee Stock Purchase Plan Management For Voted - For
BP PLC
Security ID: GB0007980591
Meeting Date: 21-May-19 Meeting Type: Annual
Managements Management
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Re-elect Bob Dudley as Director Management For Voted - For
4 Re-elect Brian Gilvary as Director Management For Voted - For
5 Re-elect Nils Andersen as Director Management For Voted - For
6 Re-elect Dame Alison Carnwath as Director Management For Voted - For
7 Elect Pamela Daley as Director Management For Voted - For
8 Re-elect Ian Davis as Director Management For Voted - For
9 Re-elect Dame Ann Dowling as Director Management For Voted - For
10 Elect Helge Lund as Director Management For Voted - For
11 Re-elect Melody Meyer as Director Management For Voted - For
12 Re-elect Brendan Nelson as Director Management For Voted - For
13 Re-elect Paula Reynolds as Director Management For Voted - For
14 Re-elect Sir John Sawers as Director Management For Voted - For
15 Reappoint Deloitte LLP as Auditors and Authorise
Their Remuneration Management For Voted - For
16 Authorise EU Political Donations and Expenditure Management For Voted - For
17 Authorise Issue of Equity Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive
Rights in Connection with an Acquisition or Other
Capital Investment Management For Voted - For
20 Authorise Market Purchase of Ordinary Shares Management For Voted - For
21 Authorise the Company to Call General Meeting with
Two Weeks' Notice Management For Voted - For
Shareholder's Management
22 Approve the Climate Action 100+ Shareholder
Resolution on Climate Change Disclosures Shareholder For Voted - For
23 Approve the Follow This Shareholder Resolution on
Climate Change Targets Shareholder Against Voted - Against
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
CHINA MOBILE LIMITED
Security ID: HK0941009539
Meeting Date: 22-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3.1 Elect Yang Jie as Director Management For Voted - For
3.2 Elect Dong Xin as Director Management For Voted - For
4.1 Elect Moses Cheng Mo Chi as Director Management For Voted - Against
4.2 Elect Yang Qiang as Director Management For Voted - For
5 Approve PricewaterhouseCoopers and
PricewaterhouseCoopers Zhong Tian LLP as Auditors
and Authorize Board to Fix Their Remuneration Management For Voted - For
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
8 Authorize Reissuance of Repurchased Shares Management For Voted - Against
CK HUTCHISON HOLDINGS LIMITED
Security ID: KYG217651051
Meeting Date: 16-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3a Elect Li Tzar Kuoi, Victor as Director Management For Voted - For
3b Elect Frank John Sixt as Director Management For Voted - Against
3c Elect Chow Woo Mo Fong, Susan as Director Management For Voted - For
3d Elect George Colin Magnus as Director Management For Voted - For
3e Elect Michael David Kadoorie as Director Management For Voted - For
3f Elect Lee Wai Mun, Rose as Director Management For Voted - For
3g Elect William Shurniak as Director Management For Voted - For
4 Approve PricewaterhouseCoopers as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - For
5 Authorize Board to Fix Remuneration of Directors Management For Voted - For
6.1 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
6.2 Authorize Repurchase of Issued Share Capital Management For Voted - For
COCA-COLA BOTTLERS JAPAN HOLDINGS, INC.
Security ID: JP3293200006
Meeting Date: 26-Mar-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 25 Management For Voted - For
2.1 Elect Director Yoshimatsu, Tamio Management For Voted - Against
2.2 Elect Director Calin Dragan Management For Voted - For
2.3 Elect Director Bjorn Ivar Ulgenes Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2.4 Elect Director Yoshioka, Hiroshi Management For Voted - For
2.5 Elect Director Wada, Hiroko Management For Voted - For
3.1 Elect Director and Audit Committee Member Irial
Finan Management For Voted - Against
3.2 Elect Director and Audit Committee Member Jennifer
Mann Management For Voted - Against
3.3 Elect Director and Audit Committee Member Guiotoko,
Celso Management For Voted - For
3.4 Elect Director and Audit Committee Member Hamada,
Nami Management For Voted - For
COMPAGNIE DE SAINT-GOBAIN SA
Security ID: FR0000125007
Meeting Date: 06-Jun-19 Meeting Type: Annual/Special
Ordinary Business Management
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR
1.33 per Share Management For Voted - For
4 Reelect Anne-Marie Idrac as Director Management For Voted - For
5 Reelect Dominique Leroy as Director Management For Voted - For
6 Reelect Denis Ranque as Director Management For Voted - For
7 Reelect Jacques Pestre as Representative of
Employee Shareholders to the Board Management For Voted - For
8 Approve Compensation of Pierre-Andre de Chalendar,
Chairman and CEO Management For Voted - For
9 Approve Remuneration Policy of Chairman and CEO Management For Voted - For
10 Approve Remuneration Policy of Vice-CEO Management For Voted - For
11 Approve Severance Agreement of Benoit Bazin,
Vice-CEO Management For Voted - For
12 Approve Additional Pension Scheme Agreement with
Benoit Bazin Management For Voted - For
13 Approve Health Insurance Agreement with Benoit Bazin Management For Voted - For
14 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
Extraordinary Business Management
15 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights up to Aggregate
Nominal Amount of EUR 437 Million Management For Voted - For
16 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 218 Million Management For Voted - For
17 Approve Issuance of Equity or Equity-Linked
Securities for Private Placements up to Aggregate
Nominal Amount of EUR 218 Million Management For Voted - For
18 Authorize Board to Increase Capital in the Event of
Additional Demand Related to Delegation Submitted
to Shareholder Vote Above Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
19 Authorize Capital Increase of up to 10 Percent of
Issued Capital for Contributions in Kind Management For Voted - For
20 Authorize Capitalization of Reserves of Up to EUR
109 Million for Bonus Issue or Increase in Par Value Management For Voted - For
21 Authorize Board to Set Issue Price for 10 Percent
Per Year of Issued Capital Pursuant to Issue
Authority without Preemptive Rights Management For Voted - For
22 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
23 Authorize up to 1.5 Percent of Issued Capital for
Use in Stock Option Plans Reserved For Executive
Officers Management For Voted - For
24 Authorize up to 1.2 Percent of Issued Capital for
Use in Restricted Stock Plans Reserved For
Executive Officers Management For Voted - For
25 Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares Management For Voted - For
26 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
CONTINENTAL AG
Security ID: DE0005439004
Meeting Date: 26-Apr-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management Non-Voting
2 Approve Allocation of Income and Dividends of EUR
4.75 per Share Management For Voted - For
3.1 Approve Discharge of Management Board Member Elmar
Degenhart for Fiscal 2018 Management For Voted - For
3.2 Approve Discharge of Management Board Member Jose
Avila for Fiscal 2018 Management For Voted - For
3.3 Approve Discharge of Management Board Member
Hans-Juergen Duensing for Fiscal 2018 Management For Voted - For
3.4 Approve Discharge of Management Board Member Frank
Jourdan for Fiscal 2018 Management For Voted - For
3.5 Approve Discharge of Management Board Member Helmut
Matschi for Fiscal 2018 Management For Voted - For
3.6 Approve Discharge of Management Board Member Ariane
Reinhart for Fiscal 2018 Management For Voted - For
3.7 Approve Discharge of Management Board Member
Wolfgang Schaefer for Fiscal 2018 Management For Voted - For
3.8 Approve Discharge of Management Board Member
Nikolai Setzer for Fiscal 2018 Management For Voted - For
4.1 Approve Discharge of Supervisory Board Member
Wolfgang Reitzle for Fiscal 2018 Management For Voted - For
4.2 Approve Discharge of Supervisory Board Member
Christiane Benner for Fiscal 2018 Management For Voted - For
4.3 Approve Discharge of Supervisory Board Member
Gunter Dunkel for Fiscal 2018 Management For Voted - For
4.4 Approve Discharge of Supervisory Board Member
Francesco Grioli for Fiscal 2018 Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4.5 Approve Discharge of Supervisory Board Member Peter
Gutzmer for Fiscal 2018 Management For Voted - For
4.6 Approve Discharge of Supervisory Board Member Peter
Hausmann for Fiscal 2018 Management For Voted - For
4.7 Approve Discharge of Supervisory Board Member
Michael Iglhaut for Fiscal 2018 Management For Voted - For
4.8 Approve Discharge of Supervisory Board Member Klaus
Mangold for Fiscal 2018 Management For Voted - For
4.9 Approve Discharge of Supervisory Board Member
Hartmut Meine for Fiscal 2018 Management For Voted - For
4.10 Approve Discharge of Supervisory Board Member
Sabine Neuss for Fiscal 2018 Management For Voted - For
4.11 Approve Discharge of Supervisory Board Member Rolf
Nonnenmacher for Fiscal 2018 Management For Voted - For
4.12 Approve Discharge of Supervisory Board Member Dirk
Nordmann for Fiscal 2018 Management For Voted - For
4.13 Approve Discharge of Supervisory Board Member Klaus
Rosenfeld for Fiscal 2018 Management For Voted - For
4.14 Approve Discharge of Supervisory Board Member Georg
Schaeffler for Fiscal 2018 Management For Voted - For
4.15 Approve Discharge of Supervisory Board Member
Maria-Elisabeth Schaeffler-Thumann for Fiscal 2018 Management For Voted - For
4.16 Approve Discharge of Supervisory Board Member Joerg
Schoenfelder for Fiscal 2018 Management For Voted - For
4.17 Approve Discharge of Supervisory Board Member
Stefan Scholz for Fiscal 2018 Management For Voted - For
4.18 Approve Discharge of Supervisory Board Member
Gudrun Valten for Fiscal 2018 Management For Voted - For
4.19 Approve Discharge of Supervisory Board Member
Kirsten Voerkel for Fiscal 2018 Management For Voted - For
4.20 Approve Discharge of Supervisory Board Member Elke
Volkmann for Fiscal 2018 Management For Voted - For
4.21 Approve Discharge of Supervisory Board Member Erwin
Woerle for Fiscal 2018 Management For Voted - For
4.22 Approve Discharge of Supervisory Board Member
Siegfried Wolf for Fiscal 2018 Management For Voted - For
5 Ratify KPMG AG as Auditors for Fiscal 2019 Management For Voted - For
6.1 Elect Gunter Dunkel to the Supervisory Board Management For Voted - For
6.2 Elect Satish Khatu to the Supervisory Board Management For Voted - For
6.3 Elect Isabel Knauf to the Supervisory Board Management For Voted - For
6.4 Elect Sabine Neuss to the Supervisory Board Management For Voted - For
6.5 Elect Rolf Nonnenmacher to the Supervisory Board Management For Voted - For
6.6 Elect Wolfgang Reitzle to the Supervisory Board Management For Voted - For
6.7 Elect Klaus Rosenfeld to the Supervisory Board Management For Voted - Against
6.8 Elect Georg Schaeffler to the Supervisory Board Management For Voted - Against
6.9 Elect Maria-Elisabeth Schaeffler-Thumann to the
Supervisory Board Management For Voted - For
6.10 Elect Siegfried Wolf to the Supervisory Board Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
DAIMLER AG
Security ID: DE0007100000
Meeting Date: 22-May-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management Non-Voting
2 Approve Allocation of Income and Dividends of EUR
3.25 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2018 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2018 Management For Voted - For
5.1 Ratify KPMG AG as Auditors for Fiscal 2019 Management For Voted - For
5.2 Ratify KPMG AG as Auditors for the 2020 Interim
Financial Statements Until the 2020 AGM Management For Voted - For
6 Approve Remuneration System for Management Board
Members Management For Voted - For
7.1 Reelect Joe Kaeser to the Supervisory Board Management For Voted - For
7.2 Reelect Bernd Pischetsrieder to the Supervisory
Board Management For Voted - For
8 Amend Corporate Purpose Management For Voted - For
9 Approve Spin-Off and Takeover Agreement with
Mercedes-Benz AG and Daimler Truck AG Management For Voted - For
DEUTSCHE TELEKOM AG
Security ID: DE0005557508
Meeting Date: 28-Mar-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management Non-Voting
2 Approve Allocation of Income and Dividends of EUR
0.70 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2018 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2018 Management For Voted - For
5 Ratify PricewaterhouseCoopers GmbH as Auditors for
Fiscal 2019 Management For Voted - For
6 Elect Lars Hinrichs to the Supervisory Board Management For Voted - For
7 Elect Karl-Heinz Streibich to the Supervisory Board Management For Voted - For
8 Elect Rolf Boesinger to the Supervisory Board Management For Voted - For
ENEL SPA
Security ID: IT0003128367
Meeting Date: 16-May-19 Meeting Type: Annual
Ordinary Business Management
Management's Management
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Authorize Share Repurchase Program and Reissuance
of Repurchased Shares Management For Voted - For
Appoint Internal Statutory Auditors (Slate
Election) - Choose One of the Following Slates Management
4.1 Slate 1 Submitted by Italian Ministry of Economy
and Finance Shareholder None Voted - For
4.2 Slate 2 Submitted by Institutional Investors
(Assogestioni) Shareholder None Do Not Vote
Shareholder Submitted by Italian Ministry of
Economy and Finance Management
5 Approve Internal Auditors' Remuneration Shareholder None Voted - For
Management's Management
6 Approve Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
7 Approve Long-Term Incentive Plan Management For Voted - For
8 Approve Remuneration Policy Management For Voted - For
ENI SPA
Security ID: IT0003132476
Meeting Date: 14-May-19 Meeting Type: Annual
Ordinary Business Management
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Authorize Share Repurchase Program Management For Voted - For
4 Approve Remuneration Policy Management For Voted - For
EVONIK INDUSTRIES AG
Security ID: DE000EVNK013
Meeting Date: 28-May-19 Meeting Type: Annual
1 Receive Financial Statements and Statutory Reports
for Fiscal 2018 (Non-Voting) Management Non-Voting
2 Approve Allocation of Income and Dividends of EUR
1.15 per Share Management For Voted - For
3 Approve Discharge of Management Board for Fiscal
2018 Management For Voted - For
4 Approve Discharge of Supervisory Board for Fiscal
2018 Management For Voted - For
5 Ratify PricewaterhouseCoopers GmbH as Auditors for
Fiscal 2019 Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
FUJIFILM HOLDINGS CORP.
Security ID: JP3814000000
Meeting Date: 27-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 40 Management For Voted - For
2.1 Elect Director Komori, Shigetaka Management For Voted - For
2.2 Elect Director Sukeno, Kenji Management For Voted - For
2.3 Elect Director Tamai, Koichi Management For Voted - For
2.4 Elect Director Okada, Junji Management For Voted - For
2.5 Elect Director Iwasaki, Takashi Management For Voted - For
2.6 Elect Director Goto, Teiichi Management For Voted - For
2.7 Elect Director Kawada, Tatsuo Management For Voted - For
2.8 Elect Director Kaiami, Makoto Management For Voted - For
2.9 Elect Director Kitamura, Kunitaro Management For Voted - For
2.10 Elect Director Eda, Makiko Management For Voted - For
2.11 Elect Director Ishikawa, Takatoshi Management For Voted - For
3 Appoint Statutory Auditor Mitsuhashi, Masataka Management For Voted - For
FUJITSU LTD.
Security ID: JP3818000006
Meeting Date: 24-Jun-19 Meeting Type: Annual
1.1 Elect Director Tanaka, Tatsuya Management For Voted - For
1.2 Elect Director Yamamoto, Masami Management For Voted - For
1.3 Elect Director Kojima, Kazuto Management For Voted - For
1.4 Elect Director Yokota, Jun Management For Voted - For
1.5 Elect Director Mukai, Chiaki Management For Voted - For
1.6 Elect Director Abe, Atsushi Management For Voted - For
1.7 Elect Director Kojo, Yoshiko Management For Voted - For
1.8 Elect Director Tokita, Takahito Management For Voted - For
1.9 Elect Director Furuta, Hidenori Management For Voted - For
1.10 Elect Director Yasui, Mitsuya Management For Voted - For
2 Appoint Statutory Auditor Hatsukawa, Koji Management For Voted - For
G4S PLC
Security ID: GB00B01FLG62
Meeting Date: 16-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend Management For Voted - For
4 Elect Elisabeth Fleuriot as Director Management For Voted - For
5 Re-elect Ashley Almanza as Director Management For Voted - For
6 Re-elect John Connolly as Director Management For Voted - For
7 Re-elect Winnie Kin Wah Fok as Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
8 Re-elect Steve Mogford as Director Management For Voted - For
9 Re-elect John Ramsay as Director Management For Voted - For
10 Re-elect Paul Spence as Director Management For Voted - For
11 Re-elect Barbara Thoralfsson as Director Management For Voted - For
12 Re-elect Tim Weller as Director Management For Voted - For
13 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
14 Authorise the Audit Committee to Fix Remuneration
of Auditors Management For Voted - For
15 Authorise EU Political Donations and Expenditure Management For Voted - For
16 Authorise Issue of Equity Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive
Rights in Connection with an Acquisition or Other
Capital Investment Management For Voted - For
19 Authorise Market Purchase of Ordinary Shares Management For Voted - For
20 Authorise the Company to Call General Meeting with
Two Weeks' Notice Management For Voted - For
GLAXOSMITHKLINE PLC
Security ID: GB0009252882
Meeting Date: 08-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Elect Iain Mackay as Director Management For Voted - For
4 Re-elect Philip Hampton as Director Management For Voted - For
5 Re-elect Emma Walmsley as Director Management For Voted - For
6 Re-elect Vindi Banga as Director Management For Voted - For
7 Re-elect Dr Hal Barron as Director Management For Voted - For
8 Re-elect Dr Vivienne Cox as Director Management For Voted - For
9 Re-elect Lynn Elsenhans as Director Management For Voted - For
10 Re-elect Dr Laurie Glimcher as Director Management For Voted - For
11 Re-elect Dr Jesse Goodman as Director Management For Voted - For
12 Re-elect Judy Lewent as Director Management For Voted - For
13 Re-elect Urs Rohner as Director Management For Voted - For
14 Reappoint Deloitte LLP as Auditors Management For Voted - For
15 Authorise the Audit & Risk Committee to Fix
Remuneration of Auditors Management For Voted - For
16 Authorise EU Political Donations and Expenditure Management For Voted - For
17 Authorise Issue of Equity Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive
Rights in Connection with an Acquisition or Other
Capital Investment Management For Voted - For
20 Authorise Market Purchase of Ordinary Shares Management For Voted - For
21 Approve the Exemption from Statement of the Name of
the Senior Statutory Auditor in Published Copies of
the Auditors' Reports Management For Voted - For
22 Authorise the Company to Call General Meeting with
Two Weeks' Notice Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 08-May-19 Meeting Type: Special
1 Approve Consumer Healthcare Joint Venture with
Pfizer Inc. Management For Voted - For
HONDA MOTOR CO., LTD.
Security ID: JP3854600008
Meeting Date: 19-Jun-19 Meeting Type: Annual
1.1 Elect Director Mikoshiba, Toshiaki Management For Voted - For
1.2 Elect Director Hachigo, Takahiro Management For Voted - For
1.3 Elect Director Kuraishi, Seiji Management For Voted - For
1.4 Elect Director Yamane, Yoshi Management For Voted - For
1.5 Elect Director Takeuchi, Kohei Management For Voted - For
1.6 Elect Director Ozaki, Motoki Management For Voted - For
1.7 Elect Director Koide, Hiroko Management For Voted - For
1.8 Elect Director Ito, Takanobu Management For Voted - For
2.1 Elect Director and Audit Committee Member Yoshida,
Masahiro Management For Voted - For
2.2 Elect Director and Audit Committee Member Suzuki,
Masafumi Management For Voted - For
2.3 Elect Director and Audit Committee Member Takaura,
Hideo Management For Voted - For
2.4 Elect Director and Audit Committee Member Tamura,
Mayumi Management For Voted - For
2.5 Elect Director and Audit Committee Member Sakai,
Kunihiko Management For Voted - For
IBERDROLA SA
Security ID: ES0144580Y14
Meeting Date: 29-Mar-19 Meeting Type: Annual
1 Approve Consolidated and Standalone Financial
Statements Management For Voted - For
2 Approve Consolidated and Standalone Management
Reports Management For Voted - For
3 Approve Non-Financial Information Report Management For Voted - For
4 Approve Discharge of Board Management For Voted - For
5 Amend Articles Re: Purpose and Values of the
Iberdrola Group Management For Voted - For
6 Amend Articles Re: Corporate Social Responsibility
Committee Management For Voted - For
7 Approve Allocation of Income and Dividends Management For Voted - For
8 Authorize Capitalization of Reserves for Scrip
Dividends Management For Voted - For
9 Authorize Capitalization of Reserves for Scrip
Dividends Management For Voted - For
10 Authorize Share Repurchase and Capital Reduction
via Amortization of Repurchased Shares Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
11 Advisory Vote on Remuneration Report Management For Voted - For
12 Elect Sara de la Rica Goiricelaya as Director Management For Voted - For
13 Ratify Appointment of and Elect Xabier Sagredo
Ormaza as Director Management For Voted - For
14 Reelect Maria Helena Antolin Raybaud as Director Management For Voted - For
15 Reelect Jose Walfredo Fernandez as Director Management For Voted - For
16 Reelect Denise Mary Holt as Director Management For Voted - For
17 Reelect Manuel Moreu Munaiz as Director Management For Voted - For
18 Reelect Ignacio Sanchez Galan as Director Management For Voted - Abstain
19 Fix Number of Directors at 14 Management For Voted - For
20 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
ISS A/S
Security ID: DK0060542181
Meeting Date: 10-Apr-19 Meeting Type: Annual
1 Receive Report of Board Management Non-Voting
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of DKK
7.70 Per Share Management For Voted - For
4 Approve Discharge of Management and Board Management For Voted - For
5 Authorize Share Repurchase Program Management For Voted - For
6 Approve Remuneration of Directors in the Amount of
DKK 1.3 Million for Chairman, DKK 654,000 for
Deputy Chairman and DKK 436,000 for Other
Directors; Approve Compensation for Committee Work Management For Voted - For
7a Reelect Lord Allen of Kensington Kt CBE as Director Management For Voted - For
7b Reelect Thomas Berglund as Director Management For Voted - For
7c Reelect Claire Chiang as Director Management For Voted - For
7d Reelect Henrik Poulsen as Director Management For Voted - For
7e Reelect Ben Stevens as Director Management For Voted - For
7f Reelect Cynthia Mary Trudell as Director Management For Voted - For
8 Ratify Ernst & Young as Auditors Management For Voted - For
10 Other Business Management Non-Voting
ISUZU MOTORS LTD.
Security ID: JP3137200006
Meeting Date: 26-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 19 Management For Voted - For
2.1 Elect Director Katayama, Masanori Management For Voted - For
2.2 Elect Director Takahashi, Shinichi Management For Voted - For
2.3 Elect Director Ito, Masatoshi Management For Voted - For
2.4 Elect Director Seto, Koichi Management For Voted - For
2.5 Elect Director Igeta, Kazuya Management For Voted - For
2.6 Elect Director Ikemoto, Tetsuya Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2.7 Elect Director Aiba, Tetsuya Management For Voted - For
JARDINE MATHESON HOLDINGS LTD.
Security ID: BMG507361001
Meeting Date: 09-May-19 Meeting Type: Annual
1 Approve Financial Statements and Statutory Reports
and Declare Final Dividend Management For Voted - For
2 Re-elect Mark Greenberg as Director Management For Voted - Abstain
3 Elect Stuart Gulliver as Director Management For Voted - For
4 Elect Julian Hui as Director Management For Voted - For
5 Re-elect Jeremy Parr as Director Management For Voted - Abstain
6 Re-elect Lord Sassoon as Director Management For Voted - Against
7 Re-elect Michael Wu as Director Management For Voted - For
8 Approve Directors' Fees Management For Voted - For
9 Ratify Auditors and Authorise Their Remuneration Management For Voted - For
10 Authorise Issue of Equity Management For Voted - For
JOHN WOOD GROUP PLC
Security ID: GB00B5N0P849
Meeting Date: 09-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Approve Remuneration Report Management For Voted - For
4 Re-elect Ian Marchant as Director Management For Voted - For
5 Re-elect Thomas Botts as Director Management For Voted - For
6 Re-elect Jann Brown as Director Management For Voted - For
7 Re-elect Jacqui Ferguson as Director Management For Voted - For
8 Re-elect Roy Franklin as Director Management For Voted - For
9 Re-elect Mary Shafer-Malicki as Director Management For Voted - For
10 Re-elect Jeremy Wilson as Director Management For Voted - For
11 Re-elect Robin Watson as Director Management For Voted - For
12 Re-elect David Kemp as Director Management For Voted - For
13 Reappoint KPMG LLP as Auditors Management For Voted - For
14 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
15 Authorise Issue of Equity Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Issue of Equity without Pre-emptive
Rights in Connection with an Acquisition or Other
Capital Investment Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
19 Authorise the Company to Call General Meeting with
Two Weeks' Notice Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
KYOCERA CORP.
Security ID: JP3249600002
Meeting Date: 25-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 80 Management For Voted - For
2.1 Elect Director Yamaguchi, Goro Management For Voted - For
2.2 Elect Director Tanimoto, Hideo Management For Voted - For
2.3 Elect Director Ishii, Ken Management For Voted - For
2.4 Elect Director Fure, Hiroshi Management For Voted - For
2.5 Elect Director Date, Yoji Management For Voted - For
2.6 Elect Director Ina, Norihiko Management For Voted - For
2.7 Elect Director Itsukushima, Keiji Management For Voted - For
2.8 Elect Director Kano, Koichi Management For Voted - For
2.9 Elect Director Aoki, Shoichi Management For Voted - For
2.10 Elect Director Sato, Takashi Management For Voted - For
2.11 Elect Director Jinno, Junichi Management For Voted - For
2.12 Elect Director John Sarvis Management For Voted - For
2.13 Elect Director Robert Wisler Management For Voted - For
2.14 Elect Director Mizobata, Hiroto Management For Voted - For
2.15 Elect Director Aoyama, Atsushi Management For Voted - For
2.16 Elect Director Koyano, Akiko Management For Voted - For
3 Approve Restricted Stock Plan Management For Voted - For
KYUSHU RAILWAY CO.
Security ID: JP3247010006
Meeting Date: 21-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 51.5 Management For Voted - For
2.1 Elect Director Karaike, Koji Management For Voted - For
2.2 Elect Director Aoyagi, Toshihiko Management For Voted - For
2.3 Elect Director Maeda, Hayato Management For Voted - For
2.4 Elect Director Tanaka, Ryuji Management For Voted - For
2.5 Elect Director Furumiya, Yoji Management For Voted - For
2.6 Elect Director Mori, Toshihiro Management For Voted - For
2.7 Elect Director Toshima, Koji Management For Voted - Against
2.8 Elect Director Nuki, Masayoshi Management For Voted - For
2.9 Elect Director Kuwano, Izumi Management For Voted - For
2.10 Elect Director Ichikawa, Toshihide Management For Voted - For
2.11 Elect Director Asatsuma, Shinji Management For Voted - For
3 Elect Director and Audit Committee Member Hirokawa,
Masaya Management For Voted - For
4.1 Elect Director Karaike, Koji if Adoption of Three
Committee Board Structure in Item 8 Is Approved Management For Voted - For
4.2 Elect Director Aoyagi, Toshihiko if Adoption of
Three Committee Board Structure in Item 8 is
Approved Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4.3 Elect Director Maeda, Hayato if Adoption of Three
Committee Board Structure in Item 8 Is Approved Management For Voted - For
4.4 Elect Director Tanaka, Ryuji if Adoption of Three
Committee Board Structure in Item 8 Is Approved Management For Voted - For
4.5 Elect Director Furumiya, Yoji if Adoption of Three
Committee Board Structure in Item 8 Is Approved Management For Voted - For
4.6 Elect Director Mori, Toshihiro if Adoption of Three
Committee Board Structure in Item 8 Is Approved Management For Voted - For
4.7 Elect Director Toshima, Koji if Adoption of Three
Committee Board Structure in Item 8 Is Approved Management For Voted - For
4.8 Elect Director Nuki, Masayoshi if Adoption of Three
Committee Board Structure in Item 8 Is Approved Management For Voted - For
4.9 Elect Director Kuwano, Izumi if Adoption of Three
Committee Board Structure in Item 8 Is Approved Management For Voted - For
4.10 Elect Director Ichikawa, Toshihide if Adoption of
Three Committee Board Structure in Item 8 Is
Approved Management For Voted - For
4.11 Elect Director Asatsuma, Shinji if Adoption of
Three Committee Board Structure in Item 8 Is
Approved Management For Voted - For
4.12 Elect Director Kuga, Eiichi if Adoption of Three
Committee Board Structure in Item 8 Is Approved Management For Voted - For
4.13 Elect Director Hirokawa, Masaya if Adoption of
Three Committee Board Structure in Item 8 Is
Approved Management For Voted - For
4.14 Elect Director Ide, Kazuhide if Adoption of Three
Committee Board Structure in Item 8 Is Approved Management For Voted - Against
4.15 Elect Director Eto, Yasunori if Adoption of Three
Committee Board Structure in Item 8 Is Approved Management For Voted - For
5 Approve Trust-Type Equity Compensation Plan Management For Voted - For
6 Approve Compensation Ceiling for Directors Who Are
Not Audit Committee Members Management For Voted - For
7 Authorize Share Repurchase of Up To 16 Million
Shares in the Coming Year Shareholder Against Voted - For
8 Amend Articles to Adopt Board Structure with Three
Committees Shareholder Against Voted - For
9.1 Elect Shareholder Director Nominee Toshiya Justin
Kuroda Shareholder Against Voted - For
9.2 Elect Shareholder Director Nominee Kuroda, Keigo Shareholder Against Voted - For
9.3 Elect Shareholder Director Nominee J.Michael Owen Shareholder Against Voted - Against
10.1 Elect Shareholder Director Nominee Toshiya Justin
Kuroda if Item 8 Is Rejected Shareholder Against Voted - For
10.2 Elect Shareholder Director Nominee Kuroda, Keigo if
Item 8 Is Rejected Shareholder Against Voted - For
10.3 Elect Shareholder Director Nominee J.Michael Owen
if Item 8 Is Rejected Shareholder Against Voted - Against
11 Approve Restricted Stock Plan if Item 8 Is Rejected Shareholder Against Voted - Against
12 Approve Compensation Ceiling for Outside Directors
Who Are Not Audit Committee Members if Item 8 Is
Rejected and Item 10 Is Approved Shareholder Against Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
LLOYDS BANKING GROUP PLC
Security ID: GB0008706128
Meeting Date: 16-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Elect Amanda Mackenzie as Director Management For Voted - For
3 Re-elect Lord Blackwell as Director Management For Voted - For
4 Re-elect Juan Colombas as Director Management For Voted - For
5 Re-elect George Culmer as Director Management For Voted - For
6 Re-elect Alan Dickinson as Director Management For Voted - For
7 Re-elect Anita Frew as Director Management For Voted - For
8 Re-elect Simon Henry as Director Management For Voted - For
9 Re-elect Antonio Horta-Osorio as Director Management For Voted - For
10 Re-elect Lord Lupton as Director Management For Voted - For
11 Re-elect Nick Prettejohn as Director Management For Voted - For
12 Re-elect Stuart Sinclair as Director Management For Voted - For
13 Re-elect Sara Weller as Director Management For Voted - For
14 Approve Remuneration Report Management For Voted - For
15 Approve Final Dividend Management For Voted - For
16 Reappoint PricewaterhouseCoopers LLP as Auditors Management For Voted - For
17 Authorise the Audit Committee to Fix Remuneration
of Auditors Management For Voted - For
18 Authorise EU Political Donations and Expenditure Management For Voted - For
19 Authorise Issue of Equity Management For Voted - For
20 Authorise Issue of Equity in Relation to the Issue
of Regulatory Capital Convertible Instruments Management For Voted - For
21 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
22 Authorise Issue of Equity without Pre-emptive
Rights in Connection with an Acquisition or Other
Capital Investment Management For Voted - For
23 Authorise Issue of Equity without Pre-Emptive
Rights in Relation to the Issue of Regulatory
Capital Convertible Instruments Management For Voted - For
24 Authorise Market Purchase of Ordinary Shares Management For Voted - For
25 Authorise Market Purchase of Preference Shares Management For Voted - For
26 Authorise the Company to Call General Meeting with
Two Weeks' Notice Management For Voted - For
MITSUBISHI ELECTRIC CORP.
Security ID: JP3902400005
Meeting Date: 27-Jun-19 Meeting Type: Annual
1.1 Elect Director Sakuyama, Masaki Management For Voted - For
1.2 Elect Director Sugiyama, Takeshi Management For Voted - For
1.3 Elect Director Okuma, Nobuyuki Management For Voted - For
1.4 Elect Director Matsuyama, Akihiro Management For Voted - For
1.5 Elect Director Sagawa, Masahiko Management For Voted - For
1.6 Elect Director Harada, Shinji Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.7 Elect Director Kawagoishi, Tadashi Management For Voted - For
1.8 Elect Director Yabunaka, Mitoji Management For Voted - For
1.9 Elect Director Obayashi, Hiroshi Management For Voted - For
1.10 Elect Director Watanabe, Kazunori Management For Voted - For
1.11 Elect Director Koide, Hiroko Management For Voted - For
1.12 Elect Director Oyamada, Takashi Management For Voted - Against
NATIONAL GRID PLC
Security ID: GB00BDR05C01
Meeting Date: 30-Jul-18 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Re-elect Sir Peter Gershon as Director Management For Voted - For
4 Re-elect John Pettigrew as Director Management For Voted - For
5 Re-elect Dean Seavers as Director Management For Voted - For
6 Re-elect Nicola Shaw as Director Management For Voted - For
7 Re-elect Nora Brownell as Director Management For Voted - For
8 Re-elect Jonathan Dawson as Director Management For Voted - For
9 Re-elect Therese Esperdy as Director Management For Voted - For
10 Re-elect Paul Golby as Director Management For Voted - For
11 Re-elect Mark Williamson as Director Management For Voted - For
12 Elect Amanda Mesler as Director Management For Voted - For
13 Reappoint Deloitte LLP as Auditors Management For Voted - For
14 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
15 Approve Remuneration Report Management For Voted - For
16 Authorise EU Political Donations and Expenditure Management For Voted - For
17 Authorise Issue of Equity with Pre-emptive Rights Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive
Rights in Connection with an Acquisition or Other
Capital Investment Management For Voted - For
20 Authorise Market Purchase of Ordinary Shares Management For Voted - For
21 Authorise the Company to Call General Meeting with
Two Weeks' Notice Management For Voted - For
NIPPON TELEGRAPH & TELEPHONE CORP.
Security ID: JP3735400008
Meeting Date: 25-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 95 Management For Voted - For
2.1 Elect Director Oka, Atsuko Management For Voted - For
2.2 Elect Director Sakamura, Ken Management For Voted - For
2.3 Elect Director Takegawa, Keiko Management For Voted - For
3.1 Appoint Statutory Auditor Ide, Akiko Management For Voted - For
3.2 Appoint Statutory Auditor Maezawa, Takao Management For Voted - For
3.3 Appoint Statutory Auditor Iida, Takashi Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3.4 Appoint Statutory Auditor Kanda, Hideki Management For Voted - For
3.5 Appoint Statutory Auditor Kashima, Kaoru Management For Voted - For
4 Remove Existing Director Shimada, Akira Shareholder Against Voted - Against
NOVARTIS AG
Security ID: CH0012005267
Meeting Date: 28-Feb-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Discharge of Board and Senior Management Management For Voted - For
3 Approve Allocation of Income and Dividends of CHF
2.85 per Share Management For Voted - For
4 Approve CHF 11.6 Million Reduction in Share Capital
via Cancellation of Repurchased Shares Management For Voted - For
5 Authorize Repurchase of up to CHF 10 Billion in
Issued Share Capital Management For Voted - For
6 Approve Special Distribution by Way of a Dividend
in Kind to Effect the Spin-Off of Alcon Inc. Management For Voted - For
7.1 Approve Maximum Remuneration of Directors in the
Amount of CHF 8.2 Million Management For Voted - For
7.2 Approve Maximum Remuneration of Executive Committee
in the Amount of CHF 92 Million Management For Voted - For
7.3 Approve Remuneration Report Management For Voted - For
8.1 Reelect Joerg Reinhardt as Director and Board
Chairman Management For Voted - For
8.2 Reelect Nancy Andrews as Director Management For Voted - For
8.3 Reelect Ton Buechner as Director Management For Voted - For
8.4 Reelect Srikant Datar as Director Management For Voted - For
8.5 Reelect Elizabeth Doherty as Director Management For Voted - For
8.6 Reelect Ann Fudge as Director Management For Voted - For
8.7 Reelect Frans van Houten as Director Management For Voted - For
8.8 Reelect Andreas von Planta as Director Management For Voted - For
8.9 Reelect Charles Sawyers as Director Management For Voted - For
8.10 Reelect Enrico Vanni as Director Management For Voted - For
8.11 Reelect William Winters as Director Management For Voted - For
8.12 Elect Patrice Bula as Director Management For Voted - For
9.1 Reappoint Srikant Datar as Member of the
Compensation Committee Management For Voted - For
9.2 Reappoint Ann Fudge as Member of the Compensation
Committee Management For Voted - For
9.3 Reappoint Enrico Vanni as Member of the
Compensation Committee Management For Voted - For
9.4 Reappoint William Winters as Member of the
Compensation Committee Management For Voted - For
9.5 Appoint Patrice Bula as Member of the Compensation
Committee Management For Voted - For
10 Ratify PricewaterhouseCoopers AG as Auditors Management For Voted - For
11 Designate Peter Zahn as Independent Proxy Management For Voted - For
12 Transact Other Business (Voting) Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
OTSUKA HOLDINGS CO., LTD.
Security ID: JP3188220002
Meeting Date: 28-Mar-19 Meeting Type: Annual
1.1 Elect Director Otsuka, Ichiro Management For Voted - For
1.2 Elect Director Higuchi, Tatsuo Management For Voted - For
1.3 Elect Director Matsuo, Yoshiro Management For Voted - For
1.4 Elect Director Makino, Yuko Management For Voted - For
1.5 Elect Director Tobe, Sadanobu Management For Voted - For
1.6 Elect Director Makise, Atsumasa Management For Voted - For
1.7 Elect Director Kobayashi, Masayuki Management For Voted - For
1.8 Elect Director Tojo, Noriko Management For Voted - For
1.9 Elect Director Takagi, Shuichi Management For Voted - For
1.10 Elect Director Matsutani, Yukio Management For Voted - For
1.11 Elect Director Sekiguchi, Ko Management For Voted - For
1.12 Elect Director Aoki, Yoshihisa Management For Voted - For
2 Approve Restricted Stock Plan Management For Voted - For
QBE INSURANCE GROUP LIMITED
Security ID: AU000000QBE9
Meeting Date: 09-May-19 Meeting Type: Annual
2 Approve Remuneration Report Management For Voted - For
3 Approve Grant of Conditional Rights Under the 2018
Executive Incentive Plan to Patrick Regan Management For Voted - Against
4 Approve Grant of Conditional Rights Under the 2019
QBE Long-term Incentive Plan to Patrick Regan Management For Voted - For
5a Elect John M. Green as Director Management For Voted - For
5b Elect Rolf Tolle as Director Management For Voted - For
5c Elect Fred Eppinger as Director Management For Voted - For
6 Approve Conditional Spill Resolution Management Against Voted - Against
7a Approve the Amendments to the Company's Constitution Shareholder Against Voted - Against
7b Approve Exposure Reduction Targets Shareholder Against Voted - Against
ROYAL AHOLD DELHAIZE NV
Security ID: NL0011794037
Meeting Date: 10-Apr-19 Meeting Type: Annual
Annual Meeting Agenda Management
1 Open Meeting Management Non-Voting
2 Receive Report of Management Board (Non-Voting) Management Non-Voting
3 Receive Explanation on Company's Reserves and
Dividend Policy Management Non-Voting
4 Discuss Implementation of Remuneration Policy of
the Management Board Management Non-Voting
5 Adopt Financial Statements Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
6 Approve Dividends of EUR 0.70 Per Share Management For Voted - For
7 Approve Discharge of Management Board Management For Voted - For
8 Approve Discharge of Supervisory Board Management For Voted - For
9 Elect K.C. Doyle to Supervisory Board Management For Voted - For
10 Elect P. Agnefjall to Supervisory Board Management For Voted - For
11 Reelect F.W.H. Muller to Management Board Management For Voted - For
12 Amend Management Board Remuneration Policy Management For Voted - For
13 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For
14 Grant Board Authority to Issue Shares Up to 10
Percent of Issued Capital Management For Voted - For
15 Authorize Board to Exclude Preemptive Rights from
Share Issuances Under Item 14 Management For Voted - For
16 Authorize Board to Acquire Common Shares Management For Voted - For
17 Authorize Board to Acquire Cumulative Preferred
Financing Shares Management For Voted - For
18 Approve Reduction in Share Capital by Cancellation
of Shares Under Item 16 and 17 Management For Voted - For
19 Close Meeting Management Non-Voting
ROYAL DUTCH SHELL PLC
Security ID: GB00B03MM408
Meeting Date: 21-May-19 Meeting Type: Annual
Management's Management
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Elect Neil Carson as Director Management For Voted - For
4 Re-elect Ben van Beurden as Director Management For Voted - For
5 Re-elect Ann Godbehere as Director Management For Voted - For
6 Re-elect Euleen Goh as Director Management For Voted - For
7 Re-elect Charles Holliday as Director Management For Voted - For
8 Re-elect Catherine Hughes as Director Management For Voted - For
9 Re-elect Gerard Kleisterlee as Director Management For Voted - For
10 Re-elect Roberto Setubal as Director Management For Voted - For
11 Re-elect Sir Nigel Sheinwald as Director Management For Voted - For
12 Re-elect Linda Stuntz as Director Management For Voted - For
13 Re-elect Jessica Uhl as Director Management For Voted - For
14 Re-elect Gerrit Zalm as Director Management For Voted - For
15 Reappoint Ernst & Young LLP as Auditors Management For Voted - For
16 Authorise the Audit Committee to Fix Remuneration
of Auditors Management For Voted - For
17 Authorise Issue of Equity Management For Voted - For
18 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
19 Adopt New Articles of Association Management For Voted - For
20 Authorise Market Purchase of Ordinary Shares Management For Voted - For
21 Authorise EU Political Donations and Expenditure Management For Voted - For
Shareholder Management
22 Request Shell to Set and Publish Targets for
Greenhouse Gas (GHG) Emissions Shareholder Against Voted - Against
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
SANOFI
Security ID: FR0000120578
Meeting Date: 30-Apr-19 Meeting Type: Annual/Special
Ordinary Business Management Non-Voting
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR
3.07 per Share Management For Voted - For
4 Reelect Serge Weinberg as Director Management For Voted - For
5 Reelect Suet Fern Lee as Director Management For Voted - For
6 Ratify Appointment of Christophe Babule as Director Management For Voted - For
7 Approve Remuneration Policy for Chairman of the
Board Management For Voted - For
8 Approve Remuneration Policy for CEO Management For Voted - For
9 Approve Compensation of Serge Weinberg, Chairman of
the Board Management For Voted - For
10 Approve Compensation of Olivier Brandicourt, CEO Management For Voted - For
11 Authorize Repurchase of Up to 10 Percent of Issued
Share Capital Management For Voted - For
Extraordinary Business Management
12 Authorize Decrease in Share Capital via
Cancellation of Repurchased Shares Management For Voted - For
13 Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights up to Aggregate
Nominal Amount of EUR 997 Million Management For Voted - For
14 Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights up to
Aggregate Nominal Amount of EUR 240 Million Management For Voted - For
15 Approve Issuance of Equity or Equity-Linked
Securities for Private Placements, up to Aggregate
Nominal Amount of EUR 240 Million Management For Voted - For
16 Approve Issuance of Debt Securities Giving Access
to New Shares of Subsidiaries and/or Existing
Shares and/or Debt Securities, up to Aggregate
Amount of EUR 7 Billion Management For Voted - For
17 Authorize Board to Increase Capital in the Event of
Additional Demand Related to Delegation Submitted
to Shareholder Vote Under Items 13-15 Management For Voted - For
18 Authorize Capital Increase of up to 10 Percent of
Issued Capital for Contributions in Kind Management For Voted - For
19 Authorize up to 0.5 Percent of Issued Capital for
Use in Stock Option Plans Management For Voted - For
20 Authorize up to 1.5 Percent of Issued Capital for
Use in Restricted Stock Plans Management For Voted - For
21 Authorize Capitalization of Reserves of Up to EUR
500 Million for Bonus Issue or Increase in Par Value Management For Voted - For
22 Authorize Capital Issuances for Use in Employee
Stock Purchase Plans Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
23 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
SECOM CO., LTD.
Security ID: JP3421800008
Meeting Date: 26-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, With a Final Dividend
of JPY 85 Management For Voted - For
2.1 Elect Director Iida, Makoto Management For Voted - For
2.2 Elect Director Nakayama, Yasuo Management For Voted - For
2.3 Elect Director Yoshida, Yasuyuki Management For Voted - For
2.4 Elect Director Ozeki, Ichiro Management For Voted - Abstain
2.5 Elect Director Fuse, Tatsuro Management For Voted - For
2.6 Elect Director Izumida, Tatsuya Management For Voted - For
2.7 Elect Director Kurihara, Tatsushi Management For Voted - For
2.8 Elect Director Hirose, Takaharu Management For Voted - For
2.9 Elect Director Kawano, Hirobumi Management For Voted - For
2.10 Elect Director Watanabe, Hajime Management For Voted - For
3.1 Appoint Statutory Auditor Ito, Takayuki Management For Voted - For
3.2 Appoint Statutory Auditor Kato, Koji Management For Voted - For
3.3 Appoint Statutory Auditor Kato, Hideki Management For Voted - For
3.4 Appoint Statutory Auditor Yasuda, Makoto Management For Voted - For
3.5 Appoint Statutory Auditor Tanaka, Setsuo Management For Voted - For
SEKISUI CHEMICAL CO., LTD.
Security ID: JP3419400001
Meeting Date: 20-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 23 Management For Voted - For
2 Amend Articles to Amend Business Lines Management For Voted - For
3.1 Elect Director Koge, Teiji Management For Voted - For
3.2 Elect Director Kato, Keita Management For Voted - For
3.3 Elect Director Hirai, Yoshiyuki Management For Voted - For
3.4 Elect Director Taketomo, Hiroyuki Management For Voted - For
3.5 Elect Director Kamiyoshi, Toshiyuki Management For Voted - For
3.6 Elect Director Shimizu, Ikusuke Management For Voted - For
3.7 Elect Director Kase, Yutaka Management For Voted - For
3.8 Elect Director Oeda, Hiroshi Management For Voted - For
3.9 Elect Director Ishikura, Yoko Management For Voted - For
4.1 Appoint Statutory Auditor Suzuki, Kazuyuki Management For Voted - For
4.2 Appoint Statutory Auditor Shimizu, Ryoko Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
SINGAPORE TELECOMMUNICATIONS LIMITED
Security ID: SG1T75931496
Meeting Date: 24-Jul-18 Meeting Type: Annual
1 Adopt Financial Statements and Directors' and
Auditors' Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Elect Bobby Chin Yoke Choong as Director Management For Voted - For
4 Elect Venkataraman Vishnampet Ganesan as Director Management For Voted - For
5 Elect Teo Swee Lian as Director Management For Voted - For
6 Elect Gautam Banerjee as Director Management For Voted - For
7 Approve Directors' Fees Management For Voted - For
8 Approve KPMG LLP as Auditors and Authorize Board to
Fix Their Remuneration Management For Voted - For
9 Approve Issuance of Equity or Equity-Linked
Securities with or without Preemptive Rights Management For Voted - For
10 Approve Grant of Awards and Issuance of Shares
Under the Singtel Performance Share Plan 2012 Management For Voted - For
11 Authorize Share Repurchase Program Management For Voted - For
SOCIETE GENERALE SA
Security ID: FR0000130809
Meeting Date: 21-May-19 Meeting Type: Annual
Ordinary Business Management
1 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
2 Approve Financial Statements and Statutory Reports Management For Voted - For
3 Approve Allocation of Income and Dividends of EUR
2.20 per Share Management For Voted - For
4 Approve Stock Dividend Program Management For Voted - For
5 Reelect Frederic Oudea as Director Management For Voted - For
6 Reelect Kyra Hazou as Director Management For Voted - For
7 Reelect Gerard Mestrallet as Director Management For Voted - For
8 Approve Auditors' Special Report on Related-Party
Transactions Management For Voted - Against
9 Approve Termination Package of Frederic Oudea, CEO Management For Voted - Against
10 Approve Termination Package of Severin Cabannes,
Vice-CEO Management For Voted - Against
11 Approve Termination Package of Philippe Aymerich,
Vice-CEO Management For Voted - Against
12 Approve Termination Package of Philippe Heim,
Vice-CEO Management For Voted - Against
13 Approve Termination Package of Diony Lebot, Vice-CEO Management For Voted - Against
14 Approve Remuneration Policy of Chairman of the Board Management For Voted - For
15 Approve Remuneration Policy of CEO and Vice CEOs Management For Voted - For
16 Approve Compensation of Lorenzo Bini Smaghi,
Chairman of the Board Management For Voted - For
17 Approve Compensation of Frederic Oudea, CEO Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
18 Approve Compensation of Philippe Aymerich, Vice-CEO
Since May 14, 2018 Management For Voted - For
19 Approve Compensation of Severin Cabannes, Vice-CEO Management For Voted - For
20 Approve Compensation of Philippe Heim, Vice-CEO
Since May 14, 2018 Management For Voted - For
21 Approve Compensation of Diony Lebot, Vice-CEO Since
May 14, 2018 Management For Voted - For
22 Approve Compensation of Bernardo Sanchez Incera,
Vice-CEO Until May 14, 2018 Management For Voted - Against
23 Approve Compensation of Didier Valet, Vice-CEO
Until March 14, 2018 Management For Voted - For
24 Approve the Aggregate Remuneration Granted in 2018
to Certain Senior Management, Responsible Officers,
and Risk-Takers Management For Voted - For
25 Authorize Repurchase of Up to 5 Percent of Issued
Share Capital Management For Voted - For
26 Authorize Filing of Required Documents/Other
Formalities Management For Voted - For
SSE PLC
Security ID: GB0007908733
Meeting Date: 19-Jul-18 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend Management For Voted - For
4 Re-elect Gregor Alexander as Director Management For Voted - For
5 Re-elect Sue Bruce as Director Management For Voted - For
6 Elect Tony Cocker as Director Management For Voted - For
7 Re-elect Crawford Gillies as Director Management For Voted - For
8 Re-elect Richard Gillingwater as Director Management For Voted - For
9 Re-elect Peter Lynas as Director Management For Voted - For
10 Re-elect Helen Mahy as Director Management For Voted - For
11 Re-elect Alistair Phillips-Davies as Director Management For Voted - For
12 Elect Martin Pibworth as Director Management For Voted - For
13 Reappoint KPMG LLP Auditors Management For Voted - For
14 Authorise Audit Committee to Fix Remuneration of
Auditors Management For Voted - For
15 Authorise Issue of Equity with Pre-emptive Rights Management For Voted - For
16 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
17 Authorise Market Purchase of Ordinary Shares Management For Voted - For
18 Approve Scrip Dividend Scheme Management For Voted - For
19 Authorise the Company to Call General Meeting with
Two Weeks' Notice Management For Voted -- For
Meeting Date: 19-Jul-18 Meeting Type: Special
i Approve the Declaration of a Special Dividend
to give effect to the Demerger of SSE Energy
Services from SSE Management For Voted - For
ii Approve Waiver on Tender-Bid Requirement Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
SUMITOMO ELECTRIC INDUSTRIES LTD.
Security ID: JP3407400005
Meeting Date: 21-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 24 Management For Voted - For
2 Elect Director Kobayashi, Nobuyuki Management For Voted - For
3.1 Appoint Statutory Auditor Ogura, Satoru Management For Voted - For
3.2 Appoint Statutory Auditor Hayashi, Akira Management For Voted - For
4 Approve Annual Bonus Management For Voted - For
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Security ID: TW0002330008
Meeting Date: 05-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Approve Amendments to Trading Procedures Governing
Derivatives Products and Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
ELECT INDEPENDENT DIRECTOR VIA
CUMULATIVE VOTING Management
5.1 Elect Moshe N. Gavrielov with ID No. 505930XXX as
Independent Director Management For Voted - For
Meeting for ADR Holders Management
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Approve Amendments to Trading Procedures Governing
Derivatives Products and Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
ELECT INDEPENDENT DIRECTOR VIA
CUMULATIVE VOTING Management
5.1 Elect Moshe N. Gavrielov with ID No. 505930XXX as
Independent Director Management For Voted - For
TAKEDA PHARMACEUTICAL CO., LTD.
Security ID: JP3463000004
Meeting Date: 05-Dec-18 Meeting Type: Special
1 Approve Issuance of Common Shares in Preparation
for Acquisition of Shire Plc Management For Voted - For
2.1 Elect Director Ian Clark Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2.2 Elect Director Olivier Bohuon Management For Voted - For
2.3 Elect Director Steven Gillis Management For Voted - For
Meeting Date: 27-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 90 Management For Voted - For
2.1 Elect Director Christophe Weber Management For Voted - For
2.2 Elect Director Iwasaki, Masato Management For Voted - For
2.3 Elect Director Andrew Plump Management For Voted - For
2.4 Elect Director Constantine Saroukos Management For Voted - For
2.5 Elect Director Sakane, Masahiro Management For Voted - For
2.6 Elect Director Olivier Bohuon Management For Voted - For
2.7 Elect Director Ian Clark Management For Voted - For
2.8 Elect Director Fujimori, Yoshiaki Management For Voted - For
2.9 Elect Director Steven Gillis Management For Voted - For
2.10 Elect Director Shiga, Toshiyuki Management For Voted - For
2.11 Elect Director Jean-Luc Butel Management For Voted - For
2.12 Elect Director Kuniya, Shiro Management For Voted - For
3.1 Elect Director and Audit Committee Member Higashi,
Emiko Management For Voted - For
3.2 Elect Director and Audit Committee Member Michel
Orsinger Management For Voted - For
4 Approve Trust-Type Equity Compensation Plan Management For Voted - Against
5 Approve Trust-Type Equity Compensation Plan Management For Voted - For
6 Approve Annual Bonus Management For Voted - Against
7 Amend Articles to Require Individual Compensation
Disclosure for Directors Shareholder Against Voted - For
8 Amend Articles to Add Compensation Claw-back
Provision Shareholder Against Voted - For
TELIA CO. AB
Security ID: SE0000667925
Meeting Date: 10-Apr-19 Meeting Type: Annual
1 Elect Chairman of Meeting Management For Voted - For
2 Prepare and Approve List of Shareholders Management For Voted - For
3 Approve Agenda of Meeting Management For Voted - For
4 Designate Inspector(s) of Minutes of Meeting Management For Voted - For
5 Acknowledge Proper Convening of Meeting Management For Voted - For
6 Receive Financial Statements and Statutory Reports;
Receive Report by Chairman of the Board; Receive
CEO's report Management Non-Voting
7 Accept Financial Statements and Statutory Reports Management For Voted - For
8 Approve Allocation of Income and Dividends of SEK
2.36 Per Share Management For Voted - For
9 Approve Discharge of Board and President Management For Voted - For
10 Determine Number of Directors (8) and Deputy
Directors (0) of Board Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
11 Approve Remuneration of Directors in the Amount of
SEK 1.8 Million to Chair, SEK 860,000 to Vice Chair
and SEK 610,000 to Other Directors; Approve
Remuneration for Committee Work Management For Voted - For
12.1 Reelect Marie Ehrling as Director Management For Voted - For
12.2 Elect Rickard Gustafson as New Director Management For Voted - For
12.3 Reelect Olli-Pekka Kallasvuo as Director Management For Voted - For
12.4 Reelect Nina Linander as Director Management For Voted - For
12.5 Reelect Jimmy Maymann as Director Management For Voted - For
12.6 Reelect Anna Settman as Director Management For Voted - For
12.7 Reelect Olaf Swantee as Director Management For Voted - For
12.8 Reelect Martin Tiveus as Director Management For Voted - For
13.1 Reelect Marie Ehrling as Board Chairman Management For Voted - For
13.2 Reelect Olli-Pekka Kallasvuo as Vice Chairman Management For Voted - For
14 Determine Number of Auditors (1) and Deputy
Auditors (0) Management For Voted - For
15 Approve Remuneration of Auditors Management For Voted - For
16 Ratify Deloitte as Auditors Management For Voted - For
17 Elect Daniel Kristiansson, Jan Andersson, Anders
Oscarsson, Johan Strandberg and Marie Ehrling
(Board Chair) as Members of Nominating Committee Management For Voted - For
18 Approve Remuneration Policy And Other Terms of
Employment For Executive Management Management For Voted - For
19 Authorize Share Repurchase Program and Reissuance
of Repurchased Shares Management For Voted - For
20.1 Approve Performance Share Program 2019/2022 for Key
Employees Management For Voted - For
20.2 Approve Transfer of Shares in Connection with
Performance Share Program Management For Voted - For
21 Approve up to SEK 400 Million Reduction in Share
Capital via Share Cancellation; Approve Bonus Issue Management For Voted - For
22 Amend Articles of Association Re: Editorial
Changes; Allow General Meetings to Take Place in
Stockholm or Solna Management For Voted - For
23 Close Meeting Management Non-Voting
TESCO PLC
Security ID: GB0008847096
Meeting Date: 13-Jun-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend Management For Voted - For
4 Elect Melissa Bethell as Director Management For Voted - For
5 Re-elect John Allan as Director Management For Voted - For
6 Re-elect Mark Armour as Director Management For Voted - For
7 Re-elect Stewart Gilliland as Director Management For Voted - For
8 Re-elect Steve Golsby as Director Management For Voted - For
9 Re-elect Byron Grote as Director Management For Voted - For
10 Re-elect Dave Lewis as Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
11 Re-elect Mikael Olsson as Director Management For Voted - For
12 Re-elect Deanna Oppenheimer as Director Management For Voted - For
13 Re-elect Simon Patterson as Director Management For Voted - For
14 Re-elect Alison Platt as Director Management For Voted - For
15 Re-elect Lindsey Pownall as Director Management For Voted - For
16 Re-elect Alan Stewart as Director Management For Voted - For
17 Reappoint Deloitte LLP as Auditors Management For Voted - For
18 Authorise Board to Fix Remuneration of Auditors Management For Voted - For
19 Approve Deferred Bonus Plan Management For Voted - For
20 Authorise Issue of Equity Management For Voted - For
21 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
22 Authorise Issue of Equity without Pre-emptive
Rights in Connection with an Acquisition or Other
Capital Investment Management For Voted - For
23 Authorise Market Purchase of Ordinary Shares Management For Voted - For
24 Approve Scrip Dividend Management For Voted - For
25 Authorise EU Political Donations and Expenditure Management For Voted - For
26 Authorise the Company to Call General Meeting with
Two Weeks' Notice Management For Voted - For
TOKIO MARINE HOLDINGS, INC.
Security ID: JP3910660004
Meeting Date: 24-Jun-19 Meeting Type: Annual
1 Approve Allocation of Income, with a Final Dividend
of JPY 90 Management For Voted - For
2.1 Elect Director Nagano, Tsuyoshi Management For Voted - For
2.2 Elect Director Okada, Makoto Management For Voted - For
2.3 Elect Director Yuasa, Takayuki Management For Voted - For
2.4 Elect Director Fujita, Hirokazu Management For Voted - For
2.5 Elect Director Komiya, Satoru Management For Voted - For
2.6 Elect Director Mimura, Akio Management For Voted - For
2.7 Elect Director Egawa, Masako Management For Voted - For
2.8 Elect Director Mitachi, Takashi Management For Voted - For
2.9 Elect Director Endo, Nobuhiro Management For Voted - For
2.10 Elect Director Hirose, Shinichi Management For Voted - For
2.11 Elect Director Harashima, Akira Management For Voted - For
2.12 Elect Director Okada, Kenji Management For Voted - For
3.1 Appoint Statutory Auditor Ito, Takashi Management For Voted - For
3.2 Appoint Statutory Auditor Horii, Akinari Management For Voted - For
4 Approve Cash Compensation Ceiling and Deep Discount
Stock Option Plan for Directors Management For Voted - For
TRAVIS PERKINS PLC
Security ID: GB0007739609
Meeting Date: 08-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2 Approve Remuneration Report Management For Voted - For
3 Approve Final Dividend Management For Voted - For
4 Re-elect Ruth Anderson as Director Management For Voted - For
5 Re-elect John Carter as Director Management For Voted - For
6 Re-elect Stuart Chambers as Director Management For Voted - For
7 Re-elect Coline McConville as Director Management For Voted - For
8 Re-elect Pete Redfern as Director Management For Voted - For
9 Re-elect Christopher Rogers as Director Management For Voted - For
10 Re-elect John Rogers as Director Management For Voted - For
11 Re-elect Alan Williams as Director Management For Voted - For
12 Reappoint KPMG LLP as Auditors Management For Voted - For
13 Authorise the Audit Committee to Fix Remuneration
of Auditors Management For Voted - For
14 Authorise Issue of Equity Management For Voted - For
15 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
16 Authorise the Company to Call General Meeting with
Two Weeks' Notice Management For Voted - For
17 Authorise Market Purchase of Ordinary Shares Management For Voted - For
UNITED OVERSEAS BANK LIMITED (SINGAPORE)
Security ID: SG1M31001969
Meeting Date: 26-Apr-19 Meeting Type: Annual
1 Adopt Financial Statements and Directors' and
Auditors' Reports Management For Voted - For
2 Approve Final and Special Dividend Management For Voted - For
3 Approve Directors' Fees Management For Voted - For
4 Approve Advisory Fee to Wee Cho Yaw, the Chairman
Emeritus and Adviser Management For Voted - For
5 Approve Ernst & Young LLP as Auditors and Authorize
Directors to Fix Their Remuneration Management For Voted - For
6 Elect James Koh Cher Siang as Director Management For Voted - For
7 Elect Ong Yew Huat as Director Management For Voted - For
8 Elect Wee Ee Lim as Director Management For Voted - For
9 Approve Issuance of Equity or Equity-Linked
Securities with or without Preemptive Rights Management For Voted - For
10 Approve Issuance of Shares Pursuant to the UOB
Scrip Dividend Scheme Management For Voted - For
11 Authorize Share Repurchase Program Management For Voted - For
WH GROUP LIMITED
Security ID: KYG960071028
Meeting Date: 28-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2a Elect Wan Hongjian as Director Management For Voted - For
2b Elect Guo Lijun as Director Management For Voted - For
2c Elect Sullivan Kenneth Marc as Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2d Elect Ma Xiangjie as Director Management For Voted - For
2e Elect Lee Conway Kong Wai as Director Management For Voted - Against
3 Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Ernst & Young as Auditor and Authorize
Board to Fix Their Remuneration Management For Voted - For
5 Approve Final Dividend Management For Voted - For
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
8 Authorize Reissuance of Repurchased Shares Management For Voted - Against
WPP PLC
Security ID: JE00B8KF9B49
Meeting Date: 12-Jun-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Approve Remuneration Report Management For Voted - For
4 Elect Mark Read as Director Management For Voted - For
5 Elect Cindy Rose as Director Management For Voted - For
6 Re-elect Roberto Quarta as Director Management For Voted - Abstain
7 Re-elect Dr Jacques Aigrain as Director Management For Voted - For
8 Re-elect Tarek Farahat as Director Management For Voted - For
9 Re-elect Sir John Hood as Director Management For Voted - For
10 Re-elect Daniela Riccardi as Director Management For Voted - For
11 Re-elect Paul Richardson as Director Management For Voted - For
12 Re-elect Nicole Seligman as Director Management For Voted - For
13 Re-elect Sally Susman as Director Management For Voted - For
14 Re-elect Solomon Trujillo as Director Management For Voted - For
15 Reappoint Deloitte LLP as Auditors Management For Voted - For
16 Authorise the Audit Committee to Fix Remuneration
of Auditors Management For Voted - For
17 Authorise Issue of Equity Management For Voted - For
18 Authorise Market Purchase of Ordinary Shares Management For Voted - For
19 Authorise Issue of Equity without Pre-emptive Rights Management For Voted - For
ZURICH INSURANCE GROUP AG
Security ID: CH0011075394
Meeting Date: 03-Apr-19 Meeting Type: Annual
1.1 Accept Financial Statements and Statutory Reports Management For Voted - For
1.2 Approve Remuneration Report (Non-binding) Management For Voted - For
2 Approve Allocation of Income and Dividends of CHF
19 per Share Management For Voted - For
3 Approve Discharge of Board and Senior Management Management For Voted - For
4.1.1 Reelect Michel Lies as Director and Chairman Management For Voted - For
4.1.2 Reelect Joan Amble as Director Management For Voted - For
4.1.3 Reelect Catherine Bessant as Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian International Value Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4.1.4 Reelect Alison Carnwath as Director Management For Voted - For
4.1.5 Reelect Christoph Franz as Director Management For Voted - For
4.1.6 Reelect Jeffrey Hayman as Director Management For Voted - For
4.1.7 Reelect Monica Maechler as Director Management For Voted - For
4.1.8 Reelect Kishore Mahbubani as Director Management For Voted - For
4.1.9 Elect Michael Halbherr as Director Management For Voted - For
4.110Elect Jasmin Staiblin as Director Management For Voted - For
4.111Elect Barry Stowe as Director Management For Voted - For
4.2.1 Reappoint Michel Lies as Member of the Compensation
Committee Management For Voted - For
4.2.2 Reappoint Catherine Bessant as Member of the
Compensation Committee Management For Voted - For
4.2.3 Reappoint Christoph Franz as Member of the
Compensation Committee Management For Voted - For
4.2.4 Reappoint Kishore Mahbubani as Member of the
Compensation Committee Management For Voted - For
4.2.5 Appoint Jasmin Staiblin as Member of the
Compensation Committee Management For Voted - For
4.3 Designate Andreas Keller as Independent Proxy Management For Voted - For
4.4 Ratify PricewaterhouseCoopers SA as Auditors Management For Voted - For
5.1 Approve Remuneration of Directors in the Amount of
CHF 4.9 Million Management For Voted - For
5.2 Approve Remuneration of Executive Committee in the
Amount of CHF 74.7 Million Management For Voted - For
6 Approve CHF 174,000 Reduction in Share Capital via
Cancellation of Repurchased Shares Management For Voted - For
7 Transact Other Business (Voting) Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Mondrian U.S. Small Cap Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
ACADIA HEALTHCARE CO., INC.
Security ID: US00404A1097
Meeting Date: 02-May-19 Meeting Type: Annual
1.1 Elect Director William F. Grieco Management For Voted - For
1.2 Elect Director Reeve B. Waud Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
4 Ratify Ernst & Young LLP as Auditor Management For Voted - For
AMERICAN CAMPUS COMMUNITIES, INC.
Security ID: US0248351001
Meeting Date: 01-May-19 Meeting Type: Annual
1a Elect Director William C. Bayless, Jr. Management For Voted - For
1b Elect Director G. Steven Dawson Management For Voted - For
1c Elect Director Cydney C. Donnell Management For Voted - For
1d Elect Director Mary C. Egan Management For Voted - For
1e Elect Director Edward Lowenthal Management For Voted - For
1f Elect Director Oliver Luck Management For Voted - For
1g Elect Director C. Patrick Oles, Jr. Management For Voted - For
1h Elect Director John T. Rippel Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
AMN HEALTHCARE SERVICES, INC.
Security ID: US0017441017
Meeting Date: 17-Apr-19 Meeting Type: Annual
1a Elect Director Mark G. Foletta Management For Voted - For
1b Elect Director R. Jeffrey Harris Management For Voted - For
1c Elect Director Michael M.E. Johns Management For Voted - For
1d Elect Director Daphne E. Jones Management For Voted - For
1e Elect Director Martha H. Marsh Management For Voted - For
1f Elect Director Susan R. Salka Management For Voted - For
1g Elect Director Andrew M. Stern Management For Voted - For
1h Elect Director Douglas D. Wheat Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditors Management For Voted - For
4 Amend Proxy Access Right Shareholder Against Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian U.S. Small Cap Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
APTARGROUP, INC.
Security ID: US0383361039
Meeting Date: 01-May-19 Meeting Type: Annual
1a Elect Director Giovanna Kampouri Monnas Management For Voted - For
1b Elect Director Isabel Marey-Semper Management For Voted - For
1c Elect Director Stephan B. Tanda Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
ASTRONICS CORPORATION
Security ID: US0464331083
Meeting Date: 30-May-19 Meeting Type: Annual
1.1 Elect Director Raymond W. Boushie Management For Voted - For
1.2 Elect Director Robert T. Brady Management For Voted - For
1.3 Elect Director Jeffry D. Frisby Management For Voted - For
1.4 Elect Director Peter J. Gundermann Management For Voted - For
1.5 Elect Director Warren C. Johnson Management For Voted - For
1.6 Elect Director Kevin T. Keane Management For Voted - For
1.7 Elect Director Neil Y. Kim Management For Voted - For
1.8 Elect Director Mark Moran Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
BALCHEM CORPORATION
Security ID: US0576652004
Meeting Date: 20-Jun-19 Meeting Type: Annual
1.1 Elect Director Theodore L. Harris Management For Voted - For
1.2 Elect Director Matthew D. Wineinger Management For Voted - For
2 Ratify RSM US LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
BARNES GROUP, INC.
Security ID: US0678061096
Meeting Date: 03-May-19 Meeting Type: Annual
1a Elect Director Thomas O. Barnes Management For Voted - For
1b Elect Director Elijah K. Barnes Management For Voted - For
1c Elect Director Gary G. Benanav Management For Voted - For
1d Elect Director Patrick J. Dempsey Management For Voted - For
1e Elect Director Richard J. Hipple Management For Voted - For
1f Elect Director Thomas J. Hook Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian U.S. Small Cap Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1g Elect Director Mylle H. Mangum Management For Voted - For
1h Elect Director Hans-Peter Manner Management For Voted - For
1i Elect Director Hassell H. McClellan Management For Voted - For
1j Elect Director William J. Morgan Management For Voted - For
1k Elect Director Anthony V. Nicolosi Management For Voted - For
1l Elect Director JoAnna L. Sohovich Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
CEDAR FAIR, L.P.
Security ID: US1501851067
Meeting Date: 05-Jun-19 Meeting Type: Annual
1.1 Elect Director D. Scott Olivet Management For Voted - For
1.2 Elect Director Carlos A. Ruisanchez Management For Voted - For
1.3 Elect Director John M. Scott, III Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
COMPUTER PROGRAMS & SYSTEMS, INC.
Security ID: US2053061030
Meeting Date: 29-Apr-19 Meeting Type: Annual
1.1 Elect Director J. Boyd Douglas Management For Voted - For
1.2 Elect Director Charles P. Huffman Management For Voted - For
1.3 Elect Director Denise W. Warren Management For Voted - For
2 Approve Omnibus Stock Plan Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Ratify Grant Thornton LLP as Auditors Management For Voted - For
CORECIVIC, INC.
Security ID: US21871N1019
Meeting Date: 16-May-19 Meeting Type: Annual
1a Elect Director Donna M. Alvarado Management For Voted - For
1b Elect Director Robert J. Dennis Management For Voted - For
1c Elect Director Mark A. Emkes Management For Voted - Against
1d Elect Director Damon T. Hininger Management For Voted - For
1e Elect Director Stacia A. Hylton Management For Voted - Against
1f Elect Director Harley G. Lappin Management For Voted - For
1g Elect Director Anne L. Mariucci Management For Voted - For
1h Elect Director Thurgood Marshall, Jr. Management For Voted - Against
1i Elect Director Devin I. Murphy Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian U.S. Small Cap Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1j Elect Director Charles L. Overby Management For Voted - Against
1k Elect Director John R. Prann, Jr. Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DESTINATION MATERNITY CORPORATION
Security ID: US25065D1000
Meeting Date: 04-Jun-19 Meeting Type: Annual
1.1 Elect Director Lisa Gavales Management For Voted - For
1.2 Elect Director Gregory Kleffner Management For Voted - For
1.3 Elect Director Christopher B. Morgan Management For Voted - For
1.4 Elect Director Marla A. Ryan Management For Voted - For
1.5 Elect Director Anne-Charlotte Windal Management For Voted - For
2 Ratify BDO USA, LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
DOUGLAS DYNAMICS, INC.
Security ID: US25960R1059
Meeting Date: 30-Apr-19 Meeting Type: Annual
1.1 Elect Director Robert L. McCormick Management For Voted - For
1.2 Elect Director Margaret S. Dano Management For Voted - For
1.3 Elect Director Donald W. Sturdivant Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
FLIR SYSTEMS, INC.
Security ID: US3024451011
Meeting Date: 19-Apr-19 Meeting Type: Annual
1A Elect Director James J. Cannon Management For Voted - For
1B Elect Director John D. Carter Management For Voted - For
1C Elect Director William W. Crouch Management For Voted - For
1D Elect Director Catherine A. Halligan Management For Voted - For
1E Elect Director Earl R. Lewis Management For Voted - For
1F Elect Director Angus L. Macdonald Management For Voted - For
1G Elect Director Michael T. Smith Management For Voted - For
1H Elect Director Cathy A. Stauffer Management For Voted - For
1I Elect Director Robert S. Tyrer Management For Voted - For
1J Elect Director John W. Wood, Jr. Management For Voted - For
1K Elect Director Steven E. Wynne Management For Voted - For
2 Ratify KPMG LLP as Auditors Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian U.S. Small Cap Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Qualified Employee Stock Purchase Plan Management For Voted - For
GRACO, INC.
Security ID: US3841091040
Meeting Date: 26-Apr-19 Meeting Type: Annual
1a Elect Director Eric P. Etchart Management For Voted - For
1b Elect Director Jody H. Feragen Management For Voted - For
1c Elect Director J. Kevin Gilligan Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
INNOSPEC, INC.
Security ID: US45768S1050
Meeting Date: 08-May-19 Meeting Type: Annual
1.1 Elect Director David F. Landless Management For Voted - For
1.2 Elect Director Lawrence J. Padfield Management For Voted - For
1.3 Elect Director Patrick S. Williams Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify KPMG LLP as Auditor Management For Voted - For
IRADIMED CORPORATION
Security ID: US46266A1097
Meeting Date: 14-Jun-19 Meeting Type: Annual
1.1 Elect Director Roger E. Susi Management For Voted - Withheld
1.2 Elect Director Monty Allen Management For Voted - For
1.3 Elect Director Anthony Vuoto Management For Voted - For
1.4 Elect Director James Hawkins Management For Voted - For
2 Ratify RSM US LLP as Auditors Management For Voted - For
MAXIMUS, INC.
Security ID: US5779331041
Meeting Date: 20-Mar-19 Meeting Type: Annual
1.1 Elect Director Anne K. Altman Management For Voted - For
1.2 Elect Director Paul R. Lederer Management For Voted - For
1.3 Elect Director Peter B. Pond Management For Voted - For
2 Ratify Ernst & Young LLP as Auditors Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian U.S. Small Cap Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
MCGRATH RENTCORP
Security ID: US5805891091
Meeting Date: 05-Jun-19 Meeting Type: Annual
1.1 Elect Director Kimberly A. Box Management For Voted - For
1.2 Elect Director William J. Dawson Management For Voted - For
1.3 Elect Director Elizabeth A. Fetter Management For Voted - For
1.4 Elect Director Joseph F. Hanna Management For Voted - For
1.5 Elect Director Bradley M. Shuster Management For Voted - For
1.6 Elect Director M. Richard Smith Management For Voted - For
1.7 Elect Director Dennis P. Stradford Management For Voted - For
1.8 Elect Director Ronald H. Zech Management For Voted - For
2 Ratify Grant Thornton LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
NATIONAL CINEMEDIA, INC.
Security ID: US6353091076
Meeting Date: 02-May-19 Meeting Type: Annual
1.1 Elect Director Thomas F. Lesinski Management For Voted - For
1.2 Elect Director Andrew P. Glaze Management For Voted - For
1.3 Elect Director Lawrence A. Goodman Management For Voted - For
1.4 Elect Director David R. Haas Management For Voted - For
1.5 Elect Director Kurt C. Hall Management For Voted - For
1.6 Elect Director Lee Roy Mitchell Management For Voted - For
1.7 Elect Director Mark B. Segall Management For Voted - For
1.8 Elect Director Renana Teperberg Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
NIC, INC.
Security ID: US62914B1008
Meeting Date: 07-May-19 Meeting Type: Annual
1.1 Elect Director Harry H. Herington Management For Voted - For
1.2 Elect Director Art N. Burtscher Management For Voted - For
1.3 Elect Director Venmal 'Raji' Arasu Management For Voted - For
1.4 Elect Director C. Brad Henry Management For Voted - For
1.5 Elect Director Alexander C. Kemper Management For Voted - For
1.6 Elect Director William M. Lyons Management For Voted - For
1.7 Elect Director Anthony Scott Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian U.S. Small Cap Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.8 Elect Director Jayaprakash Vijayan Management For Voted - For
1.9 Elect Director Pete Wilson Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
OUTFRONT MEDIA INC.
Security ID: US69007J1060
Meeting Date: 10-Jun-19 Meeting Type: Annual
1.1 Elect Director Nicolas Brien Management For Voted - Against
1.2 Elect Director Angela Courtin Management For Voted - Against
2 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Eliminate Supermajority Vote Requirement Management For Voted - For
5 Declassify the Board of Directors Management For Voted - For
6 Amend Omnibus Stock Plan Management For Voted - For
P.H. GLATFELTER COMPANY
Security ID: US3773161043
Meeting Date: 09-May-19 Meeting Type: Annual
1.1 Elect Director Bruce Brown Management For Voted - For
1.2 Elect Director Kathleen A. Dahlberg Management For Voted - For
1.3 Elect Director Nicholas DeBenedictis Management For Voted - For
1.4 Elect Director Kevin M. Fogarty Management For Voted - For
1.5 Elect Director J. Robert Hall Management For Voted - For
1.6 Elect Director Ronald J. Naples Management For Voted - For
1.7 Elect Director Dante C. Parrini Management For Voted - For
1.8 Elect Director Lee C. Stewart Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
POLYONE CORPORATION
Security ID: US73179P1066
Meeting Date: 16-May-19 Meeting Type: Annual
1.1 Elect Director Robert E. Abernathy Management For Voted - For
1.2 Elect Director Richard H. Fearon Management For Voted - For
1.3 Elect Director Gregory J. Goff Management For Voted - For
1.4 Elect Director William R. Jellison Management For Voted - For
1.5 Elect Director Sandra Beach Lin Management For Voted - For
1.6 Elect Director Kim Ann Mink Management For Voted - For
1.7 Elect Director Robert M. Patterson Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian U.S. Small Cap Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.8 Elect Director Kerry J. Preete Management For Voted - For
1.9 Elect Director Patricia Verduin Management For Voted - For
1.10 Elect Director William A. Wulfsohn Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
SP PLUS CORPORATION
Security ID: US78469C1036
Meeting Date: 08-May-19 Meeting Type: Annual
1.1 Elect Director G Marc Baumann Management For Voted - For
1.2 Elect Director Karen M. Garrison Management For Voted - For
1.3 Elect Director Alice M. Peterson Management For Voted - For
1.4 Elect Director Gregory A. Reid Management For Voted - For
1.5 Elect Director Wyman T. Roberts Management For Voted - For
1.6 Elect Director Douglas R. Waggoner Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditors Management For Voted - For
TETRA TECH, INC.
Security ID: US88162G1031
Meeting Date: 28-Feb-19 Meeting Type: Annual
1A Elect Director Dan L. Batrack Management For Voted - For
1B Elect Director Gary R. Birkenbeuel Management For Voted - For
1C Elect Director Hugh M. Grant Management For Voted - For
1D Elect Director Patrick C. Haden Management For Voted - For
1E Elect Director J. Christopher Lewis Management For Voted - For
1F Elect Director Joanne M. Maguire Management For Voted - For
1G Elect Director Kimberly E. Ritrievi Management For Voted - For
1H Elect Director Albert E. Smith Management For Voted - For
1I Elect Director J. Kenneth Thompson Management For Voted - For
1J Elect Director Kirsten M. Volpi Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For Voted - For
THE GEO GROUP, INC.
Security ID: US36162J1060
Meeting Date: 07-May-19 Meeting Type: Annual
1.1 Elect Director Anne N. Foreman Management For Voted - For
1.2 Elect Director Richard H. Glanton Management For Voted - For
1.3 Elect Director Scott M. Kernan Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian U.S. Small Cap Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.4 Elect Director Guido Van Hauwermeiren Management For Voted - For
1.5 Elect Director Christopher C. Wheeler Management For Voted - For
1.6 Elect Director Julie Myers Wood Management For Voted - For
1.7 Elect Director George C. Zoley Management For Voted - For
2 Ratify Grant Thornton LLP as Auditors Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Report on Human Rights Policy Implementation Shareholder For Voted - For
THE TIMKEN CO.
Security ID: US8873891043
Meeting Date: 10-May-19 Meeting Type: Annual
1.1 Elect Director Maria A. Crowe Management For Voted - For
1.2 Elect Director Elizabeth A. Harrell Management For Voted - For
1.3 Elect Director Richard G. Kyle Management For Voted - For
1.4 Elect Director John A. Luke, Jr. Management For Voted - For
1.5 Elect Director Christopher L. Mapes Management For Voted - For
1.6 Elect Director James F. Palmer Management For Voted - For
1.7 Elect Director Ajita G. Rajendra Management For Voted - For
1.8 Elect Director Frank C. Sullivan Management For Voted - For
1.9 Elect Director John M. Timken, Jr. Management For Voted - For
1.10 Elect Director Ward J. Timken, Jr. Management For Voted - For
1.11 Elect Director Jacqueline F. Woods Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify Ernst & Young LLP as Auditor Management For Voted - For
4 Approve Omnibus Stock Plan Management For Voted - For
5 Require Independent Board Chairman Shareholder Against Voted - Against
TIVITY HEALTH, INC.
Security ID: US88870R1023
Meeting Date: 23-May-19 Meeting Type: Annual
1A Elect Director Sara J. Finley Management For Voted - For
1B Elect Director Robert J. Greczyn, Jr. Management For Voted - For
1C Elect Director Peter A. Hudson Management For Voted - For
1D Elect Director Beth M. Jacob Management For Voted - For
1E Elect Director Bradley S. Karro Management For Voted - For
1F Elect Director Paul H. Keckley Management For Voted - For
1G Elect Director Benjamin A. Kirshner Management For Voted - For
1H Elect Director Lee A. Shapiro Management For Voted - For
1I Elect Director Donato J. Tramuto Management For Voted - For
1J Elect Director Kevin G. Wills Management For Voted - For
1K Elect Director Dawn M. Zier Management For Voted - For
2 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
3 Ratify PricewaterhouseCoopers LLP as Auditor Management For Voted - For
--------------------------------------------------------------------------------------------------------
Mondrian U.S. Small Cap Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4 Amend Omnibus Stock Plan Management For Voted - For
US ECOLOGY, INC.
Security ID: US91732J1025
Meeting Date: 21-May-19 Meeting Type: Annual
1.1 Elect Director Joe F. Colvin Management For Voted - For
1.2 Elect Director Katina Dorton Management For Voted - For
1.3 Elect Director Glenn A. Eisenberg Management For Voted - For
1.4 Elect Director Jeffrey R. Feeler Management For Voted - For
1.5 Elect Director Daniel Fox Management For Voted - For
1.6 Elect Director Ronald C. Keating Management For Voted - For
1.7 Elect Director Stephen A. Romano Management For Voted - For
1.8 Elect Director John T. Sahlberg Management For Voted - For
2 Ratify Deloitte & Touche LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
VISHAY INTERTECHNOLOGY, INC.
Security ID: US9282981086
Meeting Date: 14-May-19 Meeting Type: Annual
1.1 Elect Director Gerald Paul Management For Voted - For
1.2 Elect Director Timothy V. Talbert Management For Voted - For
1.3 Elect Director Thomas C. Wertheimer Management For Voted - For
1.4 Elect Director Michael Cody Management For Voted - For
2 Ratify Ernst & Young LLP as Auditor Management For Voted - For
3 Advisory Vote to Ratify Named Executive Officers'
Compensation Management For Voted - For
4 Advisory Vote on Say on Pay Frequency Management One Year Voted - One Year
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
361 DEGREES INTERNATIONAL LTD.
Security ID: ZAE000127148
Meeting Date: 17-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2.1 Elect Ding Wuhao as Director Management For Voted - For
2.2 Elect Liao Jianwen as Director Management For Voted - For
2.3 Elect Li Yuen Fai Roger as Director Management For Voted - For
3 Elect Hon Ping Cho Terence as Director Management For Voted - For
4 Authorize Board to Fix Remuneration of Directors Management For Voted - For
5 Approve KPMG as Auditors and Authorize Board to Fix
Their Remuneration Management For Voted - For
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
8 Authorize Reissuance of Repurchased Shares Management For Voted - Against
ABSA GROUP LTD.
Security ID: ZAE000255915
Meeting Date: 04-Jun-19 Meeting Type: Annual
Ordinary Resolutions Management
1 Reappoint Ernst & Young Inc. as Auditors of the
Company with Ernest van Rooyen as the Designated
Auditor Management For Voted - For
2.1 Re-elect Alex Darko as Director Management For Voted - For
2.2 Re-elect Daisy Naidoo as Director Management For Voted - For
2.3 Re-elect Francis Okomo-Okello as Director Management For Voted - For
2.4 Re-elect Mohamed Husain as Director Management For Voted - For
2.5 Re-elect Peter Matlare as Director Management For Voted - For
3 Elect Sipho Pityana as Director Management For Voted - For
4.1 Re-elect Alex Darko as Member of the Group Audit
and Compliance Committee Management For Voted - For
4.2 Re-elect Colin Beggs as Member of the Group Audit
and Compliance Committee Management For Voted - For
4.3 Re-elect Daisy Naidoo as Member of the Group Audit
and Compliance Committee Management For Voted - For
4.4 Re-elect Mohamed Husain as Member of the Group
Audit and Compliance Committee Management For Voted - For
4.5 Re-elect Tasneem Abdool-Samad as Member of the
Group Audit and Compliance Committee Management For Voted - For
5 Place Authorised but Unissued Shares under Control
of Directors Management For Voted - For
6 Approve Share Incentive Plan Management For Voted - For
Non-binding Advisory Vote Management
1 Approve Remuneration Policy Management For Voted - For
2 Approve Remuneration Implementation Report Management For Voted - Against
Special Resolutions Management
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1 Approve Remuneration of Non-Executive Directors Management For Voted - For
2 Authorise Repurchase of Issued Share Capital Management For Voted - For
3 Approve Financial Assistance in Terms of Section 45
of the Companies Act Management For Voted - For
AECI LTD.
Security ID: ZAE000000220
Meeting Date: 29-May-19 Meeting Type: Annual
Ordinary Resolutions Management
1 Accept Financial Statements and Statutory Reports
for the Year Ended 31 December 2018 Management For Voted - For
2 Reappoint Deloitte & Touche as Auditors of the
Company with Patrick Ndlovu as the Designated
Individual Audit Partner Management For Voted - For
3.1 Re-elect Godfrey Gomwe as Director Management For Voted - For
3.2 Re-elect Allen Morgan as Director Management For Voted - For
3.3 Re-elect Philisiwe Sibiya as Director Management For Voted - For
4 Elect Jonathan Molapo as Director Management For Voted - For
5 Re-elect Mark Dytor as Director Management For Voted - For
6.1 Re-elect Godfrey Gomwe as Member of the Audit
Committee Management For Voted - For
6.2 Re-elect Allen Morgan as Member of the Audit
Committee Management For Voted - For
6.3 Re-elect Philisiwe Sibiya as Member of the Audit
Committee Management For Voted - For
7.1 Approve Remuneration Policy Management For Voted - For
7.2 Approve Implementation Report of the Remuneration
Policy Management For Voted - For
8 Amend Long Term Incentive Plan 2012 Management For Voted - For
Special Resolutions Management
1.1 Approve Fees of the Board Chairman Management For Voted - For
1.2 Approve Fees of Non-Executive Directors Management For Voted - For
1.3 Approve Fees of the Audit Committee Chairman Management For Voted - For
1.4 Approve Fees of the Audit Committee Members Management For Voted - For
1.5 Approve Fees of the Other Board Committees' Chairman Management For Voted - For
1.6 Approve Fees of the Other Board Committees' Members Management For Voted - For
1.7 Approve Meeting Attendance Fee Management For Voted - For
2 Authorise Repurchase of Issued Share Capital Management For Voted - For
3 Approve Financial Assistance to Related or
Inter-related Company Management For Voted - For
AGRICULTURAL BANK OF CHINA
Security ID: CNE100000Q43
Meeting Date: 01-Mar-19 Meeting Type: Special
EGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve 2019 Fixed Assets Investment Budget Management For Voted - For
2 Elect Zhang Keqiu as Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3 Elect Leung Ko May Yee, Margaret as Director Management For Voted - For
4 Elect Liu Shouying as Director Management For Voted - For
5 Elect Li Wei as Director Management For Voted - For
Meeting Date: 30-May-19 Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve 2018 Work Report of the Board of Directors Management For Voted - For
2 Approve 2018 Work Report of the Board of Supervisors Management For Voted - For
3 Approve 2018 Final Financial Accounts Management For Voted - For
4 Approve 2018 Profit Distribution Plan Management For Voted - For
5 Approve PricewaterhouseCoopers Zhong Tian LLP and
PricewaterhouseCoopers as External Auditors Management For Voted - For
6 Elect Zhou Mubing as Director Management For Voted - For
7 Elect Cai Dong as Director Management For Voted - For
8 Elect Wang Xinxin as Director Management For Voted - For
9 Approve Issuance of Write-down Capital Bonds Management For Voted - For
10 Elect Wu Jiangtao as Director Shareholder For Voted - For
11 To Listen to the 2018 Work Report of Independent
Directors of the Bank Management
12 To Listen to the 2018 Report on the Implementation
of the Plan on Authorization of General Meeting of
Shareholders to the Board of Directors of the Bank Management
13 To Listen to the Report on the Management of
Connected Transactions Management
AGUAS ANDINAS SA
Security ID: CL0000000035
Meeting Date: 23-Apr-19 Meeting Type: Annual
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Appoint Auditors Management For Voted - For
4 Designate Risk Assessment Companies Management For Voted - For
5 Elect Directors Management For Voted - Against
6 Approve Remuneration of Directors Management For Voted - For
7 Present Board's Report on Expenses Management For Voted - For
8 Approve Remuneration and Budget of Directors'
Committee Management For Voted - For
9 Present Directors' Committee Report on Activities
and Expenses Management For Voted - For
10 Receive Report Regarding Related-Party Transactions Management For Voted - For
11 Designate Newspaper to Publish Meeting Announcements Management For Voted - For
12 Other Business Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
AIRASIA GROUP BHD.
Security ID: MYL5099OO006
Meeting Date: 17-Apr-19 Meeting Type: Special
1 Approve Disposal by AAGB of Entire Equity Interest
in Merah Aviation Entities to AS Air Lease Holdings
5T DAC Management For Voted - For
Meeting Date: 27-Jun-19 Meeting Type: Annual
1 Approve Directors' Remuneration Management For Voted - For
2 Elect Abdel Aziz @ Abdul Aziz Bin Abu Bakar as
Director Management For Voted - For
3 Elect Stuart L. Dean as Director Management For Voted - For
4 Approve Ernst & Young as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
6 Approve Implementation of Shareholders' Mandate for
Recurrent Related Party Transactions Management For Voted - For
7 Authorize Share Repurchase Program Management For Voted - For
ANHUI EXPRESSWAY CO., LTD.
Security ID: CNE1000001X0
Meeting Date: 03-Apr-19 Meeting Type: Special
EGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve Debts Conversion Agreement and Related
Transactions Management For Voted - For
ANHUI EXPRESSWAY COMPANY LIMITED
Security ID: CNE1000001X0
Meeting Date: 17-May-19 Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve 2018 Working Report of the Board of
Directors Management For Voted - For
2 Approve 2018 Working Report of the Supervisory
Committee Management For Voted - For
3 Approve 2018 Audited Financial Report Management For Voted - For
4 Approve 2018 Profit Appropriation Management For Voted - For
5 Approve Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
6 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights for A Shares
and/or H shares Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
ASSECO POLAND SA
Security ID: PLSOFTB00016
Meeting Date: 26-Apr-19 Meeting Type: Annual
1 Open Meeting; Elect Meeting Chairman Management For Voted - For
2 Acknowledge Proper Convening of Meeting; Elect
Members of Vote Counting Commission Management For Voted - For
3 Approve Agenda of Meeting Management For Voted - For
4 Receive Management Board Report on Company's and
Group's Operations in Fiscal 2018 Management
5 Receive Standalone and Consolidated Financial
Statements for Fiscal 2018 Management
6 Receive Auditor's Opinion on Financial Statements
for Fiscal 2018 Management
7 Receive Supervisory Board Report for Fiscal 2018 Management
8.1 Approve Management Board Report on Company's and
Group's Operations in Fiscal 2018 Management For Voted - For
8.2 Approve Financial Statements for Fiscal 2018 Management For Voted - For
8.3 Approve Consolidated Financial Statements for
Fiscal 2018 Management For Voted - For
9 Approve Allocation of Income and Dividends of PLN
3.07 per Share Management For Voted - For
10.1 Approve Discharge of Adam Goral (CEO) Management For Voted - For
10.2 Approve Discharge of Andrzej Dopierala (Deputy CEO) Management For Voted - For
10.3 Approve Discharge of Tadeusz Dyrda (Deputy CEO) Management For Voted - For
10.4 Approve Discharge of Krzysztof Groyecki (Deputy CEO) Management For Voted - For
10.5 Approve Discharge of Rafal Kozlowski (Deputy CEO) Management For Voted - For
10.6 Approve Discharge of Marek Panek (Deputy CEO) Management For Voted - For
10.7 Approve Discharge of Pawel Piwowar (Deputy CEO) Management For Voted - For
10.8 Approve Discharge of Zbigniew Pomianek (Deputy CEO) Management For Voted - For
10.9 Approve Discharge of Przemyslaw Seczkowski (Deputy
CEO) Management For Voted - For
10.10Approve Discharge of Artur Wiza (Deputy CEO) Management For Voted - For
10.11Approve Discharge of Gabriela Zukowicz (Deputy CEO) Management For Voted - For
11.1 Approve Discharge of Jacek Duch (Supervisory Board
Chairman) Management For Voted - For
11.2 Approve Discharge of Adam Noga (Supervisory Board
Deputy Chairman) Management For Voted - For
11.3 Approve Discharge of Dariusz Brzeski (Supervisory
Board Member) Management For Voted - For
11.4 Approve Discharge of Artur Kucharski (Supervisory
Board Member) Management For Voted - For
11.5 Approve Discharge of Izabela Albrycht (Supervisory
Board Member) Management For Voted - For
11.6 Approve Discharge of Piotr Augustyniak (Supervisory
Board Member) Management For Voted - For
12 Approve Purchase of Real Estate Management For Voted - Against
13 Close Meeting Management
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
ASTRAL FOODS LTD.
Security ID: ZAE000029757
Meeting Date: 07-Feb-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for the Year Ended 30 September 2018 Management For Voted - For
2.1 Re-elect Diederik Fouche as Director Management For Voted - For
2.2 Re-elect Dr Marthinus Lategan as Director Management For Voted - Against
3.1 Re-elect Diederik Fouche as Member of the Audit and
Risk Management Committee Management For Voted - For
3.2 Re-elect Dr Marthinus Lategan as Member of the
Audit and Risk Management Committee Management For Voted - Against
3.3 Re-elect Tshepo Shabangu as Member of the Audit and
Risk Management Committee Management For Voted - For
4 Reappoint PricewaterhouseCoopers Inc as Auditors of
the Company and Appoint EJ Gerryts as the
Individual Designated Auditor Management For Voted - For
5 Authorise the Audit and Risk Management Committee
to Fix Remuneration of Auditors Management For Voted - For
6 Approve Remuneration Policy Management For Voted - For
7 Approve Remuneration Implementation Report Management For Voted - For
8 Authorise Ratification of Approved Resolutions Management For Voted - For
9 Approve Fees Payable to Non-executive Directors Management For Voted - For
10 Approve Financial Assistance in Terms of Section 45
of the Companies Act Management For Voted - For
11 Authorise Repurchase of Issued Share Capital Management For Voted - For
BANCO SANTANDER MEXICO SA INSTITUCION DE BANCA MULTIPLE
Security ID: MX41BS060005
Meeting Date: 29-Apr-19 Meeting Type: Annual
Meeting for Series F and B Shareholders Management
1.1 Accept Financial Statements Management For Voted - For
1.2 Accept Auditor's Report Management For Voted - For
2 Approve Allocation of Income and Share Repurchase
Reserve Management For Voted - For
3 Receive Executive Chairman and CEO's Reports Management For Voted - For
4 Receive Report on Board's Opinion on Executive
Chairman and CEO's Reports Management For Voted - For
5 Receive Board's Report on Principal Policies and
Accounting and Information Criteria Management For Voted - For
6 Receive Report on Adherence to Fiscal Obligations Management For Voted - For
7 Receive Report on Activities and Operations
Undertaken by Board Management For Voted - For
8 Receive Report on Activities of Audit, Corporate
Practices, Nominations and Compensations Committees Management For Voted - For
9 Elect and Ratify Directors and Their Alternates
Representatives of Series F and B Shareholders; Fix
Their Remuneration Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
10 Approve Cash Dividends Management For Voted - For
11 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
Meeting Date: 29-Apr-19 Meeting Type: Special
Special Meeting for Series B Shareholders Management
1 Elect or Ratify Directors and Commissioners
Representing Series B Shareholders Management For Voted - For
2 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
BANGCHAK CORP. PUBLIC CO. LTD.
Security ID: TH0420010Y01
Meeting Date: 11-Apr-19 Meeting Type: Annual
1 Acknowledge Directors' Report on Company's Business
Performance Management
2 Approve Financial Statements Management For Voted - For
3 Approve Allocation of Income and Dividend Payment Management For Voted - For
4.1 Elect Surin Chiravisit as Director Management For Voted - For
4.2 Elect Vitch Devahasdin as Director Management For Voted - For
4.3 Elect Sucheep Whoungmaitree as Director Management For Voted - For
4.4 Elect Prisana Praharnkhasuk as Director Management For Voted - For
4.5 Elect Prasert Sinsukprasert as Director Management For Voted - For
5 Approve Remuneration of Directors Management For Voted - For
6 Approve KPMG Phoomchai Audit Ltd. as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
7 Approve Loan Mobilization Plan Management For Voted - For
8 Other Business Management For Voted - Against
BANK OF CHINA LIMITED
Security ID: CNE1000001Z5
Meeting Date: 17-May-19 Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve 2018 Work Report of Board of Directors Management For Voted - For
2 Approve 2018 Work Report of Board of Supervisors Management For Voted - For
3 Approve 2018 Annual Financial Report Management For Voted - For
4 Approve 2018 Profit Distribution Plan Management For Voted - For
5 Approve 2019 Annual Budget for Fixed Assets
Investment Management For Voted - For
6 Approve Ernst & Young Hua Ming LLP as External
Auditor Management For Voted - For
7 Elect Zhang Jiangang as Director Management For Voted - For
8 Elect Martin Cheung Kong Liao as Director Management For Voted - For
9 Elect Wang Changyun as Director Management For Voted - For
10 Elect Angela Chao as Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
11 Elect Wang Xiquan as Supervisor Management For Voted - For
12 Elect Jia Xiangsen as Supervisor Management For Voted - For
13 Elect Zheng Zhiguang as Supervisor Management For Voted - For
14 Approve 2017 Remuneration Distribution Plan of
Directors Management For Voted - For
15 Approve 2017 Remuneration Distribution Plan of
Supervisors Management For Voted - For
16 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
17 Approve Issuance of Bonds Management For Voted - For
18 Approve Issuance of Write-down Undated Capital Bonds Management For Voted - For
19 Approve Issuance of Qualified Write-down Tier 2
Capital Instruments Management For Voted - For
20 Elect Tan Yiwu as Director Shareholder For Voted - For
BB SEGURIDADE PARTICIPACOES SA
Security ID: BRBBSEACNOR5
Meeting Date: 24-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Do You Wish to Adopt Cumulative Voting for the
Election of the Members of the Board of Directors,
Under the Terms of Article 141 of the Brazilian
Corporate Law? Management None Voted - Abstain
4 As an Ordinary Shareholder, Would You like to
Request a Separate Minority Election of a Member of
the Board of Directors, Under the Terms of Article
141 of the Brazilian Corporate Law? Management None Voted - Abstain
5.1 Elect Director Management For Voted - For
5.2 Elect Director Management For Voted - For
5.3 Elect Director Management For Voted - For
5.4 Elect Director Management For Voted - For
5.5 Elect Director Management For Voted - Against
5.6 Elect Director Management For Voted - Against
5.7 Elect Isabel da Silva Ramos as Director Appointed
by Minority Shareholder Shareholder None Voted - For
6 In Case Cumulative Voting Is Adopted, Do You Wish
to Equally Distribute Your Votes Among the Nominees? Management None Voted - Abstain
APPLICABLE ONLY IF CUMULATIVE VOTING IS
ADOPTED - If You Vote FOR on Item 6, Votes Will Be
Automatically Distributed in Equal % Amongst Below
Nominees. If You Vote AGST, Contact Your Client
Service Rep to Disproportionately Allocate % of
Votes Management
7.1 Percentage of Votes to Be Assigned - Elect Director Management None Voted - Abstain
7.2 Percentage of Votes to Be Assigned - Elect Director Management None Voted - Abstain
7.3 Percentage of Votes to Be Assigned - Elect Director Management None Voted - Abstain
7.4 Percentage of Votes to Be Assigned - Elect Director Management None Voted - Abstain
7.5 Percentage of Votes to Be Assigned - Elect Director Management None Voted - Abstain
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
7.6 Percentage of Votes to Be Assigned - Elect Director Management None Voted - Abstain
7.7 Percentage of Votes to Be Assigned - Elect Isabel
da Silva Ramos as Director Appointed by Minority
Shareholder Management None Voted - Abstain
8 Approve Remuneration of Fiscal Council Members Management For Voted - For
9 Approve Remuneration of Company's Management Management For Voted - Against
10 Approve Remuneration of Audit Committee Members Management For Voted - For
Meeting Date: 24-Apr-19 Meeting Type: Special
1 Amend Articles Management For Voted - For
2 Approve Increase in Requirements and Restrictions
for the Appointment of Management Members Management For Voted - For
BEIJING ENTERPRISES WATER GROUP LTD.
Security ID: BMG0957L1090
Meeting Date: 07-Mar-19 Meeting Type: Special
1 Approve CYPI Subscription Agreement, Issuance of
CYPI Subscription Shares, Grant of CYPI Specific
Mandate and Related Transactions Management For Voted - For
2 Approve BEECL Subscription Agreement, Issuance of
BEECL Subscription Shares, Grant of BEECL Specific
Mandate and Related Transactions Management For Voted - For
Meeting Date: 31-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3.1 Elect Jiang Xinhao as Director Management For Voted - For
3.2 Elect Zhou Min as Director Management For Voted - For
3.3 Elect Ke Jian as Director Management For Voted - For
3.4 Elect Li Li as Director Management For Voted - For
3.5 Elect Shea Chun Lok Quadrant as Director Management For Voted - For
3.6 Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Ernst & Young as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
5 Authorize Repurchase of Issued Share Capital Management For Voted - For
6 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
7 Authorize Reissuance of Repurchased Shares Management For Voted - Against
BEIJING JINGNENG CLEAN ENERGY CO., LIMITED
Security ID: CNE100001336
Meeting Date: 20-Jun-19 Meeting Type: Annual
ORDINARY RESOLUTIONS Management
1 Approve 2018 Work Report of the Board of Directors Management For Voted - For
2 Approve 2018 Report of the Board of Supervisors Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3 Approve 2018 Auditors' Report and Audited Financial
Statements Management For Voted - For
4 Approve 2018 Profit Distribution Plan and
Distribution of Final Dividends Management For Voted - For
5 Approve 2018 Annual Report Management For Voted - For
6 Approve Deloitte Touche Tohmatsu as International
Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
7 Approve Grant Thornton LLP as Domestic Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
8 Approve 2019 Budget Report Management For Voted - For
9 Approve 2019 Investment Business Plan Management For Voted - Against
10 Amend Rules of Procedure for General Meetings Management For Voted - For
11 Amend Rules of Procedure for the Board of Directors Management For Voted - Against
12 Elect Zhu Jun as Director Management For Voted - For
13 Elect Cao Mansheng as Director Management For Voted - For
14 Elect Ren Qigui as Director Management For Voted - For
15 Elect Wang Xiangneng as Supervisor Management For Voted - For
16 Elect Huang Hui as Supervisor Management For Voted - For
SPECIAL RESOLUTIONS Management
1 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights for Domestic
Shares and/or H Shares and Related Matters Management For Voted - Against
BOLSA MEXICANA DE VALORES SAB DE CV
Security ID: MX01BM1B0000
Meeting Date: 29-Apr-19 Meeting Type: Annual
1.a Approve CEO's Report in Accordance with Article 172
of General Company Law and Article 44-XI of Stock
Market Law, and Board's Opinion on CEO's Report Management For Voted - For
1.b Approve Board's Report on Policies and Accounting
Information and Criteria Followed in Preparation of
Financial Information Management For Voted - For
1.c Approve Individual and Consolidated Financial
Statements Management For Voted - For
1.d Approve Report of Audit Committee and Corporate
Practices Committee Management For Voted - For
1.e Approve Report of Statutory Auditors Management For Voted - For
1.f Approve Report on Activities of Company Listing and
Regulatory Committees Management For Voted - For
1.g Accept Report on Compliance with Fiscal Obligations Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Approve Cash Dividends of MXN 1.78 Per Share Management For Voted - For
4 Elect or Ratify Principal and Alternate Members of
Board, Statutory Auditors, Chairman of Audit and
Corporate Practices Committee; Verify Independence
Classification of Board Members Management For Voted - For
5 Approve Remuneration of Principal and Alternate
Members of Board and Statutory Auditors; Approve
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
Remuneration of Members of Audit and Corporate
Practices Committees Management For Voted - For
6 Approve Report of Policies Related to Repurchase of
Shares Management For Voted - For
7 Set Maximum Amount of Share Repurchase Reserve Management For Voted - For
8 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
Meeting Date: 29-Apr-19 Meeting Type: Special
1 Amend Articles Management For Voted - Against
2 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - Against
BORUSAN MANNESMANN BORU SANAYI VE TICARET AS
Security ID: TRABRSAN91G8
Meeting Date: 28-Mar-19 Meeting Type: Annual
Annual Meeting Agenda Management
1 Open Meeting and Elect Presiding Council of Meeting Management For Voted - For
2 Accept Statutory Reports Management For Voted - For
3 Accept Financial Statements Management For Voted - For
4 Approve Discharge of Board Management For Voted - For
5 Elect Directors Management For Voted - Against
6 Ratify External Auditors Management For Voted - For
7 Approve Director Remuneration Management For Voted - Against
8 Approve Allocation of Income Management For Voted - For
9 Approve Upper Limit of Donations for 2019 and
Receive Information on Donations Made in 2018 Management For Voted - Against
10 Receive Information on Guarantees, Pledges and
Mortgages Provided to Third Parties Management Non-Voting
11 Grant Permission for Board Members to Engage in
Commercial Transactions with Company and Be
Involved with Companies with Similar Corporate
Purpose Management For Voted - For
12 Wishes Management Non-Voting
BUDIMEX SA
Security ID: PLBUDMX00013
Meeting Date: 16-May-19 Meeting Type: Annual
1 Open Meeting Management Non-Voting
2 Elect Meeting Chairman Management For Voted - For
3 Acknowledge Proper Convening of Meeting Management Non-Voting
4 Elect Members of Vote Counting Commission Management For Voted - For
5 Approve Agenda of Meeting Management For Voted - For
6 Receive Management Board Report on Group's and
Company's Operations, Auditor's Reports, and
Financial Statements Management Non-Voting
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
7 Receive Report on Company's and Group's
Non-Financial Information Management Non-Voting
8 Receive Supervisory Board Report on Management
Board Report on Company's Operations, on Financial
Statements, on Management Board on Allocation of
Income, and on Compliance with Warsaw Stock
Exchange Best Practice Code Management Non-Voting
9.1 Approve Management Board Report on Group's and
Company's Operations Management For Voted - For
9.2 Approve Report on Company's Non-Financial
Information Management For Voted - For
9.3 Approve Report on Group's Non-Financial Information Management For Voted - For
9.4 Approve Financial Statements Management For Voted - For
9.5 Approve Consolidated Financial Statement Management For Voted - For
9.6 Approve Allocation of Income and Dividends of PLN
6.30 per Share Management For Voted - For
9.7a Approve Discharge of Dariusz Blocher (CEO) Management For Voted - For
9.7b Approve Discharge of Fernando Luis Pascual
Larragoiti (Deputy CEO) Management For Voted - For
9.7c Approve Discharge of Jacek Daniewski (Management
Board Member) Management For Voted - For
9.7d Approve Discharge of Radoslaw Gorski (Management
Board Member) Management For Voted - For
9.7e Approve Discharge of Cezary Maczka (Management
Board Member) Management For Voted - For
9.7f Approve Discharge of Artur Popko (Management Board
Member) Management For Voted - For
9.7g Approve Discharge of Henryk Urbanski (Management
Board Member) Management For Voted - For
9.7h Approve Discharge of Marcin Weglowski (Management
Board Member) Management For Voted - For
9.8 Elect Ignacio Gaston as Supervisory Board Member Management For Voted - For
9.9 Elect Fernando Luis Pascual Larragoiti as
Supervisory Board Member Management For Voted - For
9.10aApprove Discharge of Marzenna Weresa (Supervisory
Board Member) Management For Voted - For
9.10bApprove Discharge of Marek Michalowski (Supervisory
Board Member) Management For Voted - For
9.10cApprove Discharge of Alejandro de la Joya Ruiz de
Velasco (Supervisory Board Member) Management For Voted - For
9.10dApprove Discharge of Javier Galindo Hernandez
(Supervisory Board Member) Management For Voted - For
9.10eApprove Discharge of Jose Carlos Garrido-Lestache
Rodriguez (Supervisory Board Member) Management For Voted - For
9.10f Approve Discharge of Piotr Kaminski (Supervisory
Board Member) Management For Voted - For
9.10gApprove Discharge of Igor Chalupec (Supervisory
Board Member) Management For Voted - For
9.10hApprove Discharge of Janusz Dedo (Supervisory Board
Member) Management For Voted - For
9.10i Approve Discharge of Ignacio Clopes Estela
(Supervisory Board Member) Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
9.10j Approve Discharge of Ignacio Gaston (Supervisory
Board Member) Management For Voted - For
9.10kApprove Discharge of Fernando Luis Pascual
Larragoiti (Supervisory Board Member) Management For Voted - For
9.11 Elect Supervisory Board Member Management For Voted - Against
9.12 Amend Statute Management For Voted - For
10 Close Meeting Management Non-Voting
CAP SA
Security ID: CLP256251073
Meeting Date: 16-Apr-19 Meeting Type: Annual
1 Accept Annual Report, Financial Statements, Company
Status Report and Auditor's Report Management For Voted - For
2 Approve Dividend Policy and Dividend Distribution
of USD 0.26 per Share Management For Voted - For
3 Elect Directors Management For Voted - Against
4 Approve Remuneration of Directors Management For Voted - For
5 Appoint Auditors Management For Voted - For
6 Designate Risk Assessment Companies Management For Voted - For
7 Approve Annual Report, Remuneration and Budget of
Directors' Committee Management For Voted - For
8 Other Business Management For Voted - Against
CAYMAN ENGLEY INDUSTRIAL CO., LTD.
Security ID: KYG1991F1081
Meeting Date: 12-Apr-19 Meeting Type: Special
1 Approve for Company's Subsidiary to Issue an
Initial Public Offering of CNY-denominated Ordinary
Shares (A Shares) and Applied for Listing on the
Stock Exchange Management For Voted - For
Meeting Date: 24-Jun-19 Meeting Type: Annual
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Profit Distribution Management For Voted - For
3 Amend Articles of Association Management For Voted - For
4 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
5 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
6 Amend Procedures for Endorsement and Guarantees Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
CCR SA
Security ID: BRCCROACNOR2
Meeting Date: 22-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - Against
2 Approve Capital Budget Management For Voted - For
3 Approve Allocation of Income and Dividends Management For Voted - For
4 Fix Number of Directors at 12 Management For Voted - For
5 Do You Wish to Adopt Cumulative Voting for the
Election of the Members of the Board of Directors,
Under the Terms of Article 141 of the Brazilian
Corporate Law? Management None Voted - Abstain
6.1 Elect Ana Maria Marcondes Penido Sant'Anna as Board
Chairman and Eduarda Penido Dalla Vecchia as
Alternate Management For Voted - Against
6.2 Elect Luiz Carlos Cavalcanti Dutra Junior as
Director and Nelson Tambelini Junior as Alternate Management For Voted - Against
6.3 Elect Ricardo Coutinho de Sena as Vice-Chairman and
Jose Henrique Braga Polido Lopes as Alternate Management For Voted - Against
6.4 Elect Fernando Luiz Aguiar Filho as Director and
Leonardo de Almeida Massa as Alternate Management For Voted - Against
6.5 Elect Paulo Roberto Reckziegel Guedes as Director
and Tarcisio Augusto Carneiro as Alternate Management For Voted - Against
6.6 Elect Henrique Sutton de Sousa Neves as Director
and Rosa Evangelina Penido Dalla Vecchia as
Alternate Management For Voted - Against
6.7 Elect Renato Torres de Faria as Director and Paulo
Marcio de Oliveira Monteiro as Alternate Management For Voted - Against
6.8 Elect Luis Claudio Rapparini Soares as Director and
Eduardo Penido Sant'Anna as Alternate Management For Voted - Against
6.9 Elect Flavio Mendes Aidar as Director and Livio
Hagime Kuze as Alternate Management For Voted - Against
6.10 Elect Eduardo Bunker Gentil as Independent Director Management For Voted - For
6.11 Elect Luiz Alberto Colonna Rosman as Independent
Director Management For Voted - Against
6.12 Elect Leonardo Porciuncula Gomes Pereira as
Independent Director Management For Voted - Against
7 In Case Cumulative Voting Is Adopted, Do You Wish
to Equally Distribute Your Votes Among the Nominees? Management None Voted - Abstain
APPLICABLE ONLY IF CUMULATIVE VOTING IS
ADOPTED - If You Vote FOR on Item 7, Votes Will Be
Automatically Distributed in Equal % Amongst Below
Nominees. If You Vote AGST, Contact Your Client
Service Rep to Disproportionately Allocate % of
Votes Management
8.1 Elect Ana Maria Marcondes Penido Sant'Anna as Board
Chairman and Eduarda Penido Dalla Vecchia as
Alternate Management None Voted - Abstain
8.2 Elect Luiz Carlos Cavalcanti Dutra Junior as
Director and Nelson Tambelini Junior as Alternate Management None Voted - Abstain
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
8.3 Elect Ricardo Coutinho de Sena as Vice-Chairman and
Jose Henrique Braga Polido Lopes as Alternate Management None Voted - Abstain
8.4 Elect Fernando Luiz Aguiar Filho as Director and
Leonardo de Almeida Massa as Alternate Management None Voted - Abstain
8.5 Elect Paulo Roberto Reckziegel Guedes as Director
and Tarcisio Augusto Carneiro as Alternate Management None Voted - Abstain
8.6 Elect Henrique Sutton de Sousa Neves as Director
and Rosa Evangelina Penido Dalla Vecchia as
Alternate Management None Voted - Abstain
8.7 Elect Renato Torres de Faria as Director and Paulo
Marcio de Oliveira Monteiro as Alternate Management None Voted - Abstain
8.8 Elect Luis Claudio Rapparini Soares as Director and
Eduardo Penido Sant'Anna as Alternate Management None Voted - Abstain
8.9 Elect Flavio Mendes Aidar as Director and Livio
Hagime Kuze as Alternate Management None Voted - Abstain
8.10 Elect Eduardo Bunker Gentil as Independent Director Management None Voted - Abstain
8.11 Elect Luiz Alberto Colonna Rosman as Independent
Director Management None Voted - Abstain
8.12 Elect Leonardo Porciuncula Gomes Pereira as
Independent Director Management None Voted - Abstain
9 As an Ordinary Shareholder, Would You like to
Request a Separate Minority Election of a Member of
the Board of Directors, Under the Terms of Article
141 of the Brazilian Corporate Law? Management None Voted - Abstain
10 Appoint Ana Maria Marcondes Penido Sant'Anna as
Board Chairman and Ricardo Coutinho de Sena as
Vice-Chairman Management For Voted - Against
11 Do You Wish to Request Installation of a Fiscal
Council, Under the Terms of Article 161 of the
Brazilian Corporate Law? Management None Voted - For
12.1 Elect Piedade Mota da Fonseca as Fiscal Council
Member and Eraldo Soares Pecanha as Alternate Management For Voted - For
12.2 Elect Adalgiso Fragoso de Faria as Fiscal Council
Member and Marcelo de Andrade as Alternate Management For Voted - For
12.3 Elect Fernando Santos Salles as Fiscal Council
Member and Marina Rosenthal Rocha as Alternate Management For Voted - For
13 Approve Remuneration of Company's Management Management For Voted - Against
14 Approve Remuneration of Fiscal Council Members Management For Voted - For
Meeting Date: 22-Apr-19 Meeting Type: Special
1 Ratify Contracts between Company and Former
Administrators Re: Collaboration Program and Waive
Lawsuit Against Former Directors Involved in the
Collaboration Program Management For Voted - Against
CHAROEN POKPHAND ENTERPRISE (TAIWAN) CO., LTD.
Security ID: TW0001215002
Meeting Date: 26-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Approve Amendments to Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
5 Amend Procedures for Endorsement and Guarantees Management For Voted - For
6 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
CHEIL WORLDWIDE, INC.
Security ID: KR7030000004
Meeting Date: 21-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2.1 Elect Yoo Jeong-geun as Inside Director Management For Voted - For
2.2 Elect Kim Min-ho as Outside Director Management For Voted - For
3 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
4 Authorize Board to Fix Remuneration of Internal
Auditor Management For Voted - For
CHINA COMMUNICATIONS SERVICES CORP. LTD.
Security ID: CNE1000002G3
Meeting Date: 18-Apr-19 Meeting Type: Special
1 Approve Financial Services Framework Agreement,
Proposed Annual Caps and Related Transactions Management For Voted - Against
CHINA COMMUNICATIONS SERVICES CORPORATION LIMITED
Security ID: CNE1000002G3
Meeting Date: 21-Jun-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve 2018 Profit Distribution Plan and Payment
of Final Dividend Management For Voted - For
3 Appoint Deloitte Touche Tohmatsu and Deloitte
Touche Tohmatsu Certified Public Accountants LLP as
International Auditors and Domestic Auditors,
Respectively, and Authorize Board to Fix Their
Remuneration Management For Voted - For
4 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
5 Authorize Board to Increase Registered Capital of
the Company and Amend Articles of Association to
Reflect Such Increase Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
CHINA CONSTRUCTION BANK CORPORATION
Security ID: CNE1000002H1
Meeting Date: 21-Jun-19 Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve 2018 Report of the Board of Directors Management For Voted - For
2 Approve 2018 Report of the Board of Supervisors Management For Voted - For
3 Approve 2018 Final Financial Accounts Management For Voted - For
4 Approve 2018 Profit Distribution Plan Management For Voted - For
5 Approve Budget for 2019 Fixed Assets Investment Management For Voted - For
6 Approve Remuneration Distribution and Settlement
Plan for Directors in 2017 Management For Voted - For
7 Approve Remuneration Distribution and Settlement
Plan for Supervisors in 2017 Management For Voted - For
8 Elect Liu Guiping as Director Management For Voted - For
9 Elect Murray Horn as Director Management For Voted - For
10 Elect Graeme Wheeler as Director Management For Voted - For
11 Elect Zhao Xijun as Supervisor Management For Voted - For
12 Approve Ernst & Young Hua Ming LLP as Domestic
Auditor and Ernst & Young as International Auditor
and Authorize Board to Fix Their Remuneration Management For Voted - For
13 Approve Issuance of Write-down Undated Capital Bonds Management For Voted - For
14 Approve Issuance of Write-down Eligible Tier-two
Capital Instruments Management For Voted - For
15 Elect Tian Bo as Director Shareholder For Voted - For
16 Elect Xia Yang as Director Shareholder For Voted - For
CHINA EVERBRIGHT LIMITED
Security ID: HK0165000859
Meeting Date: 23-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3a Elect Cai Yunge as Director Management For Voted - For
3b Elect Chen Shuang as Director Management
3c Elect Lin Zhijun as Director Management For Voted - For
3d Elect Law Cheuk Kin, Stephen as Director Management For Voted - For
3e Authorize Board to Fix Remuneration of Directors Management For Voted - For
3f Elect Zhao Wei as Director Management For Voted - For
3g Elect Tang Chi Chun, Richard as Director Management For Voted - For
4 Approve Ernst & Young as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Authorize Reissuance of Repurchased Shares Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
CHINA GALAXY SECURITIES CO., LTD.
Security ID: CNE100001NT6
Meeting Date: 26-Feb-19 Meeting Type: Special
EGM BALLOT FOR HOLDERS OF H SHARES Management
1.1 Elect Xiao Lihong as Director Management For Voted - For
1.2 Elect Zhang Tianli as Director Management For Voted - For
2 Elect Liu Chun as Director Management For Voted - For
3 Elect Fang Yan as Supervisor Management For Voted - For
4 Approve Remuneration Plan of Chen Gongyan for 2017 Management For Voted - For
5 Approve Remuneration Plan of Chen Jing for 2017 Management For Voted - For
6 Approve Remuneration Plan of Zhong Cheng for the
Years from 2015 to 2017 Management For Voted - For
Meeting Date: 28-May-19 Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve 2018 Report of the Board of Directors Management For Voted - For
2 Approve 2018 Report of the Supervisory Committee Management For Voted - For
3 Approve 2018 Annual Report Management For Voted - For
4 Approve 2018 Final Accounts Report Management For Voted - For
5 Approve 2018 Profit Distribution Plan Management For Voted - For
6 Approve 2019 Capital Expenditure Budget Management For Voted - For
7 Approve Ernst & Young Hua Ming LLP and Ernst &
Young as External Auditors Management For Voted - For
8 Approve Removal of Gu Weiguo as Director Management For Voted - For
9 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
CHINA LILANG LTD.
Security ID: KYG211411098
Meeting Date: 23-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3.1 Elect Wang Cong Xing as Director Management For Voted - For
3.2 Elect Hu Cheng Chu as Director Management For Voted - For
3.3 Elect Lai Shixian as Director Management For Voted - Against
4 Authorize Board to Fix Remuneration of Directors Management For Voted - For
5 Appoint KPMG as Auditors and Authorize Board to Fix
Their Remuneration Management For Voted - For
6 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
7 Authorize Repurchase of Issued Share Capital Management For Voted - For
8 Authorize Reissuance of Repurchased Shares Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 23-Apr-19 Meeting Type: Special
1 Adopt New Share Option Scheme and Related
Transactions Management For Voted - Against
CHINA MERCHANTS PORT HOLDINGS CO., LTD.
Security ID: HK0144000764
Meeting Date: 25-Feb-19 Meeting Type: Special
1 Approve Land Restructuring Agreement, Debt
Confirmation Letter, Debt Confirmation Agreement,
Debt Assignment Agreement, Capital Increase
Agreement and Related Transactions Management For Voted - For
2 Elect Xiong Xianliang as Director Management For Voted - For
Meeting Date: 03-Jun-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3Aa Elect Wang Zhixian as Director Management For Voted - Against
3Ab Elect Zheng Shaoping as Director Management For Voted - For
3Ac Elect Lee Yip Wah Peter as Director Management For Voted - For
3Ad Elect Bong Shu Ying Francis as Director Management For Voted - For
3B Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Deloitte Touche Tohmatsu as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - For
5A Approve Grant of Options Under the Share Option
Scheme Management For Voted - Against
5B Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
5C Authorize Repurchase of Issued Share Capital Management For Voted - For
5D Authorize Reissuance of Repurchased Shares Management For Voted - Against
CHINA MOBILE LIMITED
Security ID: HK0941009539
Meeting Date: 22-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3.1 Elect Yang Jie as Director Management For Voted - For
3.2 Elect Dong Xin as Director Management For Voted - For
4.1 Elect Moses Cheng Mo Chi as Director Management For Voted - Against
4.2 Elect Yang Qiang as Director Management For Voted - For
5 Approve PricewaterhouseCoopers and
PricewaterhouseCoopers Zhong Tian LLP as Auditors
and Authorize Board to Fix Their Remuneration Management For Voted - For
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
8 Authorize Reissuance of Repurchased Shares Management For Voted - Against
CHINA PIONEER PHARMA HOLDINGS LIMITED
Security ID: KYG2162L1068
Meeting Date: 22-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Elect Luo Chunyi as Director Management For Voted - For
3 Elect Zhang Hong as Director Management For Voted - For
4 Elect Yan Guoxiang as Director Management For Voted - For
5 Elect Wu Mijia as Director Management For Voted - For
6 Elect Wong Chi Hung, Stanley as Director Management For Voted - For
7 Authorize Board to Fix Remuneration of Directors Management For Voted - For
8 Approve Deloitte Touche Tohmatsu as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - For
9 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
10 Authorize Repurchase of Issued Share Capital Management For Voted - For
11 Authorize Reissuance of Repurchased Shares Management For Voted - Against
CHINA POWER CLEAN ENERGY DEVELOPMENT COMPANY LIMITED
Security ID: HK0000350550
Meeting Date: 30-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Elect He Lianhui as Director Management For Voted - For
4 Elect Sun Guigen as Director Management For Voted - For
5 Elect Qi Tengyun as Director Management For Voted - Against
6 Elect Tian Jun as Director Management For Voted - For
7 Elect Zhou Jiong as Director Management For Voted - For
8 Elect Chu Kar Wing as Director Management For Voted - For
9 Elect Wong Kwok Tai as Director Management For Voted - For
10 Authorize Board to Fix the Remuneration of Directors Management For Voted - For
11 Approve Deloitte Touche Tohmatsu as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - For
12 Authorize Repurchase of Issued Share Capital Management For Voted - For
13 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
14 Authorize Reissuance of Repurchased Shares Management For Voted - Against
CHINA SANJIANG FINE CHEMICALS COMPANY LIMITED
Security ID: KYG211861045
Meeting Date: 20-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3a Elect Han Jianhong as Director Management For Voted - For
3b Elect Pei Yu as Director Management For Voted - For
3c Elect Kong Liang as Director Management For Voted - For
3d Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Ernst & Young as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Authorize Reissuance of Repurchased Shares Management For Voted - Against
CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED
Security ID: CNE100000TW9
Meeting Date: 11-Jun-19 Meeting Type: Annual
1 Approve 2018 Report of the Board of Directors Management For Voted - For
2 Approve 2018 Report of the Board of Supervisors Management For Voted - For
3 Approve 2018 Final Accounts Management For Voted - For
4 Approve 2018 Audited Financial Statements and
Independent Auditors' Report Management For Voted - For
5 Approve 2018 Profit Distribution Plan Management For Voted - For
6 Approve 2019 Budget Report Management For Voted - For
7 Approve Reanda Certified Public Accountants as PRC
Auditors and Ernst & Young as International
Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
8 Approve Resolutions in Relation to the Election of
Directors Management For Voted - For
8a Elect Cao Xin as Director Management For Voted - For
8b Elect Li Lian Ping as Director Management For Voted - For
8c Elect Qin Gang as Director Management For Voted - Against
8d Elect Wu Hui Jiang as Director Management For Voted - For
8e Elect Mei Chun Xiao as Director Management For Voted - For
8f Elect Wang Hong Jun as Director Management For Voted - For
8g Elect Xie Wei Xian as Director Management For Voted - For
8h Elect Wan Yim Keung, Daniel as Director Management For Voted - For
8i Elect Lin Tao as Director Management For Voted - For
9 Approve Resolutions in Relation to the Election of
Supervisors Management For Voted - For
9a Elect Wang Chun Dong as Supervisor Management For Voted - For
9b Elect Shao Jing Chun as Supervisor Management For Voted - For
10 Approve Remuneration of Directors and Supervisors Management For Voted - For
11 Approve Report on the Use of Proceeds Previously
Raised Management For Voted - For
12 Amend Articles of Association Management For Voted - For
13 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights for Domestic
Shares and H shares Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
CHONGQING MACHINERY & ELECTRIC CO. LTD.
Security ID: CNE1000009W5
Meeting Date: 26-Jun-19 Meeting Type: Annual
1 Approve 2018 Report of the Board of Directors Management For Voted - For
2 Approve 2018 Report of the Supervisory Committee Management For Voted - For
3 Approve 2018 Audited Financial Statements and
Auditor's Report Management For Voted - For
4 Approve 2018 Profit Appropriation and Final
Dividend Management For Voted - For
5 Approve 2019 Annual Budget Report Management For Voted - For
6 Approve ShineWing Certified Public Accountants
(Special General Partnership) as Auditor and
Authorize Management to Fix Their Remuneration Management For Voted - For
7 Approve 2020-2022 Master Sales Agreement, Proposed
Annual Caps and Related Transactions Management For Voted - For
8 Approve 2020-2022 Group Financial Services
Framework Agreement, Proposed Annual Caps and
Related Transactions Management For Voted - Against
9 Approve 2020-2022 Parent Group Financial Services
Framework Agreement, Proposed Annual Caps and
Related Transactions Management For Voted - Against
10 Elect Wang Yuxiang as Director, Authorize Board to
Execute a Service Contract with Him and Authorize
Board to Fix Director's Remuneration Management For Voted - For
11 Elect Chen Ping as Director, Authorize Board to
Execute a Service Contract with Her and Authorize
Board to Fix Director's Remuneration Management For Voted - For
12 Elect Yang Quan as Director, Authorize Board to
Execute a Service Contract with Him and Authorize
Board to Fix Director's Remuneration Management For Voted - For
13 Elect Huang Yong as Director, Authorize Board to
Execute a Service Contract with Him and Authorize
Board to Fix Director's Remuneration Management For Voted - For
14 Elect Zhang Yongchao as Director, Authorize Board
to Execute a Service Contract with Him and
Authorize Board to Fix Director's Remuneration Management For Voted - Against
15 Elect Dou Bo as Director, Authorize Board to
Execute a Service Contract with Him and Authorize
Board to Fix Director's Remuneration Management For Voted - For
16 Elect Wang Pengcheng as Director, Authorize Board
to Execute a Service Contract with Him and
Authorize Board to Fix Director's Remuneration Management For Voted - For
17 Elect Lo Wah Wai as Director, Authorize Board to
Execute a Service Contract with Him and Authorize
Board to Fix Director's Remuneration Management For Voted - Against
18 Elect Ren Xiaochang as Director, Authorize Board to
Execute a Service Contract with Him and Authorize
Board to Fix Director's Remuneration Management For Voted - For
19 Elect Jin Jingyu as Director, Authorize Board to
Execute a Service Contract with Him and Authorize
Board to Fix Director's Remuneration Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
20 Elect Liu Wei as Director, Authorize Board to
Execute a Service Contract with Him and Authorize
Board to Fix Director's Remuneration Management For Voted - Against
21 Elect Sun Wenguang as Supervisor, Authorize Board
to Execute a Service Contract with Him and
Authorize Board to Fix Director's Remuneration Management For Voted - For
22 Elect Wu Yi as Supervisor, Authorize Board to
Execute a Service Contract with Her and Authorize
Board to Fix Director's Remuneration Management For Voted - For
23 Elect Wang Haibing as Supervisor, Authorize Board
to Execute a Service Contract with Him and
Authorize Board to Fix Director's Remuneration Management For Voted - For
24 Approve Remuneration Standards of Directors and
Supervisors Management For Voted - For
25 Approve Guarantee Provision for Comprehensive
Financing of Holroyd Management For Voted - For
26 Approve Guarantee Provision for Comprehensive
Financing of PTG Development Management For Voted - For
27 Approve Guarantee Provision for Comprehensive
Financing of PTG Development or Holroyd Management For Voted - For
28 Approve Guarantee Provision for Company Loans of
Chongqing Management For Voted - For
29 Approve Guarantee Provision of Chongtong General
for Loans of Chongqing Chengfei Management For Voted - For
30 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights for Domestic
Shares and/or H Shares Management For Voted - Against
CHU KONG SHIPPING ENTERPRISES (GROUP) CO., LTD.
Security ID: HK0560006634
Meeting Date: 20-Jun-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3A Elect Wu Qiang as Director Management For Voted - For
3B Elect Ye Meihua as Director Management For Voted - For
3C Elect Chen Jie as Director Management For Voted - For
3D Elect Leng Buli as Director Management For Voted - For
3E Elect Liu Wuwei as Director Management For Voted - For
3F Elect Yau Lai Man as Director Management For Voted - For
3G Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve KPMG as Auditors and Authorize Board to Fix
Their Remuneration Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Authorize Reissuance of Repurchased Shares Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
CHUNGHWA TELECOM CO. LTD.
Security ID: TW0002412004
Meeting Date: 21-Jun-19 Meeting Type: Annual
1 Approve Business Report and Financial Statements Management For Voted - For
2 Approve Profit Distribution Management For Voted - For
3 Amend Articles of Association Management For Voted - For
4 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
5 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
6 Amend Procedures for Endorsement and Guarantees Management For Voted - For
ELECT NON-INDEPENDENT DIRECTORS AND
INDEPENDENT DIRECTORS VIA
CUMULATIVE VOTING Management
7.1 Elect CHI-MAU SHEIH, a Representative of MOTC with
Shareholder No. 1, as Non-Independent Director Management For Voted - For
7.2 Elect SHUI-YI KUO, a Representative of MOTC with
Shareholder No. 1, as Non-Independent Director Management For Voted - For
7.3 Elect YU-LIN HUANG, a Representative of MOTC with
Shareholder No. 1, as Non-Independent Director Management For Voted - For
7.4 Elect SHIN-YI CHANG, a Representative of MOTC with
Shareholder No. 1, as Non-Independent Director Management For Voted - For
7.5 Elect HO-TING HUANG, a Representative of MOTC with
Shareholder No. 1, as Non-Independent Director Management For Voted - For
7.6 Elect SIN-HORNG CHEN, a Representative of MOTC with
Shareholder No. 1, as Non-Independent Director Management For Voted - For
7.7 Elect HUNG-YI HSIAO, a Representative of MOTC with
Shareholder No. 1, as Non-Independent Director Management For Voted - For
7.8 Elect CHIN TSAI PAN, a Representative of MOTC with
Shareholder No. 1, as Non-Independent Director Management For Voted - For
7.9 Elect LO-YU YEN with ID No. R103059XXX as
Independent Director Management For Voted - For
7.10 Elect JENRAN CHEN with ID No. Q120125XXX as
Independent Director Management For Voted - For
7.11 Elect YU-FEN LIN with ID No. U220415XXX as
Independent Director Management For Voted - For
7.12 Elect CHUNG-CHIN LU with ID No. S123271XXX as
Independent Director Management For Voted - For
7.13 Elect YI-CHIN TU with ID No. D120908XXX as
Independent Director Management For Voted - For
8 Approve Release of Restrictions on Competitive
Activities on the 9th Term of Directors Management For Voted - For
CIELO SA
Security ID: BRCIELACNOR3
Meeting Date: 18-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Install Fiscal Council and Fix Number of Members Management For Voted - For
4.1 Elect Adriano Meira Ricci as Fiscal Council Member
and Adelar Valentim Dias as Alternate Management For Voted - For
4.2 Elect Simao Luiz Kovalski as Fiscal Council Member
and Sigmar Milton Mayer Filho as Alternate Management For Voted - For
4.3 Elect Herculano Anibal Alves as Fiscal Council
Member and Kleber do espirito santo as Alternate Management For Voted - For
4.4 Elect Marcelo Santos Dall'Occo as Fiscal Council
Member and Carlos Roberto Mendonca da Silva as
Alternate Management For Voted - For
4.5 Elect Haroldo Reginaldo Levy Neto as Fiscal Council
Member and Milton Luiz Miloni as Alternate Management For Voted - For
5 Approve Remuneration of Company's Management and
Fiscal Council Management For Voted - Against
Meeting Date: 18-Apr-19 Meeting Type: Special
1 Elect Artur Padula Omuro as Director Management For Voted - Against
2 Elect Carlos Hamilton Vasconcelos Araujo as Director Management For Voted - Against
3 Elect Carlos Motta Dos Santos as Director Management For Voted - Against
4 Approve Restricted Stock Plan Management For Voted - Against
5 Amend Articles Management For Voted - For
6 Consolidate Bylaws Management For Voted - For
CIMB GROUP HOLDINGS BHD.
Security ID: MYL1023OO000
Meeting Date: 22-Apr-19 Meeting Type: Annual
1 Elect Nasir Ahmad as Director Management For Voted - For
2 Elect Robert Neil Coombe as Director Management For Voted - For
3 Elect Afzal Abdul Rahim as Director Management For Voted - For
4 Approve Remuneration of Directors Management For Voted - For
5 Approve PricewaterhouseCoopers as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
6 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
7 Approve Issuance of New Ordinary Shares Under the
Dividend Reinvestment Plan Management For Voted - For
8 Authorize Share Repurchase Program Management For Voted - For
CONCENTRADORA FIBRA DANHOS SA DE CV
Security ID: MXCFDA020005
Meeting Date: 29-Mar-19 Meeting Type: Annual
Meeting for Holders of REITs - ISIN MXCFDA020005 Management
1 Open Meeting Management For Voted - For
2 Approve Financial Statements Management For Voted - For
3 Elect or Ratify Members of Trust Technical Committee Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4 Approve Remuneration of Members of Trust Technical
Committee Management For Voted - For
5 Amend Property Management Agreement Re: Increase of
Management Fee to Administradora Fibra Danhos SC Management For Voted - For
6 Approve Real Estate Trust Certificates Repurchase
Program; Set Maximum Amount of Share Repurchase Management For Voted - For
7.i Authorize Issuance of Real Estate Trust
Certificates to be Used as Payment to Advisor Management For Voted - For
7.ii Authorize any Necessary Actions and Documents in
Connection with Issuance of Real Estate Trust
Certificates Management For Voted - For
8 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
CONCENTRADORA HIPOTECARIA SAPI DE CV
Security ID: MXFHFH020001
Meeting Date: 11-Apr-19 Meeting Type: Annual/Special
Meeting for Holders of REITs - ISIN MXFHFH020001 Management
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Set Maximum Amount of Real Estate Trust Certificate
Repurchase Management For Voted - Against
3 Receive Report on Real Estate Trust Certificate
Repurchase Management For Voted - For
4 Elect or Ratify Members of Technical Committee;
Verify Independence Classification Management For Voted - Against
5 Receive Report of Advisor and Administrator on
Resignation of Certain Members of Technical
Committee Management For Voted - For
6 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
7 Approve Internalization Agreement Management For Voted - For
8 Authorize Issuance of 50 Million Real Estate Trust
Certificates Management For Voted - For
9 Obtain Authorizations from Regulators Management For Voted - For
10 Authorize to Sign Documentation, Formalization
Document, Publications and Advertisements Management For Voted - For
11 Authorize Members of Technical Committee to Execute
Internalization Agreement Management For Voted - For
12 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
Meeting Date: 20-Jun-19 Meeting Type: Special
Meeting for Holders of REITs - ISIN MXFHFH020001 Management
1.1 Approve Internalization Agreement Management For Voted - For
1.2 Authorize Issuance of 50 Million Real Estate Trust
Certificates Management For Voted - For
1.3 Obtain Authorizations from Regulators Management For Voted - For
1.4 Authorize to Sign Documentation, Formalization
Document, Publications and Advertisements Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2 Authorize Members of Technical Committee to Execute
Internalization Agreement Management For Voted - For
3 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
COSCO SHIPPING INTERNATIONAL (HONG KONG) CO., LTD.
Security ID: BMG8114Z1014
Meeting Date: 31-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3a Elect Zhu Jianhui as Director Management For Voted - For
3b Elect Ma Jianhua as Director Management For Voted - For
3c Elect Liu Gang as Director Management For Voted - For
3d Elect Tsui Yiu Wa, Alec as Director Management For Voted - Against
3e Elect Alexander Reid Hamilton as Director Management For Voted - For
3f Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve PricewaterhouseCoopers as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - For
5A Authorize Repurchase of Issued Share Capital Management For Voted - For
5B Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
5C Authorize Reissuance of Repurchased Shares Management For Voted - Against
COWAY CO., LTD.
Security ID: KR7021240007
Meeting Date: 21-Mar-19 Meeting Type: Special
1.1 Elect Yoon Sae-bom as Non-Independent Non-Executive
Director Management For Voted - Against
1.2 Elect Ahn Ji-yong as Inside Director Management For Voted - For
1.3 Elect Chae Jin-ho as Non-Independent Non-Executive
Director Management For Voted - For
1.4 Elect Tak Tae-moon as Outside Director Management For Voted - For
1.5 Elect Lee Chang-se as Outside Director Management For Voted - For
1.6 Elect Kim Shin-ho as Outside Director Management For Voted - For
1.7 Elect Kim Ik-rae as Outside Director Management For Voted - For
1.8 Elect Lee Hui-beom as Outside Director Management For Voted - For
2.1 Elect Lee Chang-se as a Member of Audit Committee Management For Voted - For
2.2 Elect Chae Jin-ho as a Member of Audit Committee Management For Voted - For
2.3 Elect Kim Ik-rae as a Member of Audit Committee Management For Voted - For
3 Approve Stock Option Grants Management For Voted - For
4 Amend Articles of Incorporation Management For Voted - For
Meeting Date: 29-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2 Elect Directors Management For Voted - For
3 Elect Members of Audit Committee Management For Voted - For
4 Approve Stock Option Grants Management For Voted - For
5 Amend Articles of Incorporation Management For Voted - For
6 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
CPMC HOLDINGS LTD.
Security ID: HK0000057171
Meeting Date: 03-Jun-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - Against
2 Approve Final Dividend Management For Voted - For
3a Elect Zhang Xin as Director Management For Voted - For
3b Elect Zhang Ye as Director Management For Voted - For
3c Elect Chen Qianzheng as Director Management For Voted - For
3d Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Baker Tilly Hong Kong Limited as Auditors
and Authorize Board to Fix Their Remuneration Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Authorize Reissuance of Repurchased Shares Management For Voted - Against
DAEKYO CO., LTD.
Security ID: KR7019680008
Meeting Date: 22-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Park Soo-wan as Inside Director Management For Voted - For
3.2 Elect Kang Ho-cheol as Inside Director Management For Voted - For
3.3 Elect Lee Seung-ho as Outside Director Management For Voted - For
4 Elect Lee Seung-ho as a Member of Audit Committee Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
DB INSURANCE CO., LTD.
Security ID: KR7005830005
Meeting Date: 15-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Kim Seong-guk as Outside Director Management For Voted - For
3.2 Elect Choi Jeong-ho as Outside Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4 Elect Lee Seung-woo as Outside Director to Serve as
an Audit Committee Member Management For Voted - For
5.1 Elect Kim Seong-guk as a Member of Audit Committee Management For Voted - For
5.2 Elect Choi Jeong-ho as a Member of Audit Committee Management For Voted - For
6 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
DONGFENG MOTOR GROUP COMPANY LIMITED
Security ID: CNE100000312
Meeting Date: 14-Jun-19 Meeting Type: Annual
1 Approve 2018 Report of the Board of Directors Management For Voted - For
2 Approve 2018 Report of the Supervisory Committee Management For Voted - For
3 Approve 2018 International Auditors' Report and
Audited Financial Statements Management For Voted - For
4 Approve 2018 Profit Distribution Plan and Authorize
Board to Deal With Issues in Relation to the
Distribution of Final Dividend Management For Voted - For
5 Authorize Board to Deal With All Issues in Relation
to the Distribution of Interim Dividend for 2019 Management For Voted - For
6 Approve PricewaterhouseCoopers as International
Auditors and PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditors and Authorize Board to Fix
Their Remuneration Management For Voted - For
7 Authorize Board to Fix Remuneration of Directors
and Supervisors Management For Voted - For
8 Amend Rules and Procedures Regarding Meetings of
Board of Directors Management For Voted - For
9 Approve Application for Debt Financing Management For Voted - Against
10 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights for Domestic
Shares and H Shares Management For Voted - Against
DUBAI ISLAMIC BANK PJSC
Security ID: AED000201015
Meeting Date: 06-Mar-19 Meeting Type: Annual
Ordinary Business Management
1 Approve Board Report on Company Operations for FY
2018 Management For Voted - For
2 Approve Auditors' Report on Company Financial
Statements for FY 2018 Management For Voted - For
3 Approve Shariah Supervisory Board Report for FY 2018 Management For Voted - For
4 Accept Financial Statements and Statutory Reports
for FY 2018 Management For Voted - For
5 Approve Cash Dividends of 35 Percent of Paid-Up
Capital Management For Voted - For
6 Elect Shariah Supervisory Board Members (Bundled)
for FY 2019 Management For Voted - For
7 Approve Discharge of Directors for FY 2018 Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
8 Approve Discharge of Auditors for FY 2018 Management For Voted - For
9 Ratify Auditors and Fix Their Remuneration for FY
2019 Management For Voted - For
10 Approve Remuneration of Directors Management For Voted - For
Extraordinary Business Management
11 Authorize Issuance of Non-convertible Bonds/Sukuk
Up To USD 5 Billion Management For Voted - For
12 Authorize Issuance of Tier 1 Sukuk Program Up To
USD 1 Billion Management For Voted - For
13 Authorize Issuance of Tier 2 Sukuk Program Up To
USD 1 Billion Management For Voted - For
ENEL CHILE SA
Security ID: CL0002266774
Meeting Date: 29-Apr-19 Meeting Type: Annual
1 Approve Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Approve Remuneration of Directors Management For Voted - For
4 Approve Remuneration and Budget of Directors'
Committee Management For Voted - For
5 Present Board's Report on Expenses; Present
Directors' Committee Report on Activities and
Expenses Management Non-Voting
6 Appoint Auditors Management For Voted - For
7 Elect Two Supervisory Account Inspectors and their
Alternates; Approve their Remuneration Management For Voted - For
8 Designate Risk Assessment Companies Management For Voted - For
9 Approve Investment and Financing Policy Management For Voted - For
10 Present Dividend Policy and Distribution Procedures Management Non-Voting
11 Receive Report Regarding Related-Party Transactions Management Non-Voting
12 Present Report Re: Processing, Printing, and
Mailing Information Required by Chilean Law Management Non-Voting
13 Other Business Management For Voted - Against
14 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
EOH HOLDINGS LTD.
Security ID: ZAE000071072
Meeting Date: 20-Feb-19 Meeting Type: Annual
Ordinary Resolutions Management
1.1 Re-elect Asher Bohbot as Director Management For Voted - Against
1.2 Elect Tebogo Maenetja as Director Management For Voted - For
1.3 Elect Jesmane Boggenpoel as Director Management For Voted - For
1.4 Elect Ismail Mamoojee as Director Management For Voted - For
1.5 Elect Stephen van Coller as Director Management For Voted - For
2.1 Elect Ismail Mamoojee as Chairperson of the Audit
Committee Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2.2 Elect Jesmane Boggenpoel as Member of the Audit
Committee Management For Voted - For
2.3 Re-elect Tshilidzi Marwala as Member of the Audit
Committee Management For Voted - For
2.4 Re-elect Rob Sporen as Member of the Audit Committee Management For Voted - For
3 Reappoint Mazars (Gauteng) Inc as Auditors of the
Company with Miles Fisher as the Individual
Registered Auditor and Authorise Their Remuneration Management For Voted - For
4 Authorise Ratification of Approved Resolutions Management For Voted - For
5 Authorise Board to Issue Shares for Cash Management For Voted - Abstain
6 Authorise Issue of Shares for Cash for BBBEE
Purposes Management For Voted - Abstain
7 Authorise Board to Issue Shares and Sell Treasury
Shares for Cash Management For Voted - For
8.1 Approve Remuneration Policy Management For Voted - For
8.2 Approve Remuneration Implementation Report Management For Voted - Against
Special Resolutions Management
1 Approve Financial Assistance in Terms of Section 44
of the Companies Act Management For Voted - For
2 Approve Financial Assistance in Terms of Section 45
of the Companies Act Management For Voted - For
3.1 Approve Remuneration of the Chairperson of the Board Management For Voted - For
3.2 Approve Remuneration of the Member of the Board Management For Voted - For
3.3 Approve Remuneration of the Chairperson of the
Audit Committee Management For Voted - For
3.4 Approve Remuneration of the Member of the Audit
Committee Management For Voted - For
3.5 Approve Remuneration of the Chairperson of the Risk
and Governance Committee Management For Voted - For
3.6 Approve Remuneration of the Member of the Risk and
Governance Committee Management For Voted - For
3.7 Approve Remuneration of the Chairperson of the
Nomination Committee Management For Voted - For
3.8 Approve Remuneration of the Member of the
Nomination Committee Management For Voted - For
3.9 Approve Remuneration of the Chairperson of the
Remuneration Committee Management For Voted - For
3.10 Approve Remuneration of the Member of the
Remuneration Committee Management For Voted - For
3.11 Approve Remuneration of the Chairperson of the
Social and Ethics Committee Management For Voted - For
3.12 Approve Remuneration of the Member of the Social
and Ethics Committee Management For Voted - For
3.13 Approve Remuneration of the Chairperson of the
Technology and Information Committee Management For Voted - For
3.14 Approve Remuneration of the Member of the
Technology and Information Committee Management For Voted - For
4 Authorise Repurchase of Issued Share Capital Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
FIRST FINANCIAL HOLDING CO. LTD.
Security ID: TW0002892007
Meeting Date: 21-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve the Issuance of New Shares by
Capitalization of Profit Management For Voted - For
4 Approve Amendments to Articles of Association Management For Voted - For
5 Approve Amendments to Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
6 Approve Release of Restrictions of Competitive
Activities of Appointed Directors and
Representatives Management For Voted - For
FLYTECH TECHNOLOGY CO. LTD.
Security ID: TW0006206006
Meeting Date: 12-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Cash Distribution from Capital Reserve Management For Voted - For
4 Amendments to Procedures Governing the Acquisition
or Disposal of Assets Management For Voted - For
5 Approve Amendments to Lending Procedures and Caps Management For Voted - For
6 Amend Procedures for Endorsement and Guarantees Management For Voted - For
ELECT INDEPENDENT DIRECTOR VIA
CUMULATIVE VOTING Management
7.1 Elect LIANG WEI MING, with SHAREHOLDER
NO.A120506XXX as Independent Director Shareholder None Voted - For
8 Approve Release of Restrictions of Competitive
Activities of Newly Appointed Directors and
Representatives Management For Voted - For
FUFENG GROUP LIMITED
Security ID: KYG368441195
Meeting Date: 15-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3.1 Elect Li Xuechun as Director Management For Voted - For
3.2 Elect Li Guangyu as Director Management For Voted - For
3.3 Elect Zheng Yu as Director Management For Voted - For
3.4 Elect Yu Yao Ming as Director Management For Voted - For
3.5 Elect Xu Zheng Hong as Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3.6 Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve PricewaterhouseCoopers as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - For
5A Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
5B Authorize Repurchase of Issued Share Capital Management For Voted - For
5C Authorize Reissuance of Repurchased Shares Management For Voted - Against
GAS MALAYSIA BHD.
Security ID: MYL5209OO001
Meeting Date: 16-May-19 Meeting Type: Annual
Ordinary Resolutions Management
1 Approve Final Dividend Management For Voted - For
2 Elect Sofia binti Syed Mokhtar Shah as Director Management For Voted - For
3 Elect Nobuhisa Kobayashi as Director Management For Voted - For
4 Elect Tan Lye Chong as Director Management For Voted - For
5 Elect Abu Bakar bin S Mohsin Almohdzar as Director Management For Voted - For
6 Elect Ooi Teik Huat as Director Management For Voted - For
7 Approve Directors' Fees and Benefits Management For Voted - For
8 Approve PricewaterhouseCoopers PLT as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
9 Approve Implementation of Shareholders' Mandate for
Recurrent Related Party Transactions Management For Voted - For
Special Resolution Management
1 Adopt New Constitution Management For Voted - For
GENTERA SAB DE CV
Security ID: MX01GE0E0004
Meeting Date: 12-Apr-19 Meeting Type: Annual
1 Approve Report of Board of Directors in Compliance
with Article 172 of Mexican General Companies Law Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Approve Report on Share Repurchase Reserve;
Authorize Share Repurchase Reserve Management For Voted - For
4 Approve Cancellation of Treasury Shares Management For Voted - For
5 Approve Report on Adherence to Fiscal Obligations Management For Voted - For
6 Elect or Ratify Directors, Chairmen of Audit and
Corporate Practices Committees; Approve their
Remuneration; Verify Independence Classification Management For Voted - For
7 Elect or Ratify Chairman, Secretary and Deputy
Secretary of Board Management For Voted - For
8 Appoint Legal Representatives Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
GETAC TECHNOLOGY CORP.
Security ID: TW0003005005
Meeting Date: 31-May-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Amend Procedures Governing the Acquisition or
Disposal of Assets, Trading Procedures Governing
Derivatives Products, Lending Funds to Other
Parties, Endorsement and Guarantees and Rules and
Procedures for Election of Directors and Supervisors Management For Voted - For
ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT
DIRECTORS VIA CUMULATIVE VOTING Management
5.1 Elect HWANG, MING-HANG, with Shareholder No. 294,
as Non-Independent Director Management For Voted - For
5.2 Elect TSAI, FENG-TZU, with Shareholder No. 9, as
Non-Independent Director Management For Voted - For
5.3 Elect MIAU, MATTHEW FENG CHIANG, Representative of
MITAC INTERNATIONAL CORP., with Shareholder No. 2,
as Non-Independent Director Management For Voted - For
5.4 Elect LIN, CHUAN CHENG, Representative of MITAC
INTERNATIONAL CORP., with Shareholder No. 2, as
Non-Independent Director Management For Voted - For
5.5 Elect CHOU, TEH-CHIEN, Representative of LIEN HWA
INDUSTRIAL CORP., with Shareholder No. 74183, as
Non-Independent Director Management For Voted - For
5.6 Elect MIAU, SCOTT MATTHEW, Representative of LIEN
HWA INDUSTRIAL CORP., with Shareholder No. 74183,
as Non-Independent Director Management For Voted - For
5.7 Elect LIN, KUAN-MING, with ID No. P100481XXX, as
Independent Director Management For Voted - For
5.8 Elect LIN, LONG-SONG, with ID No. F120009XXX, as
Independent Director Management For Voted - For
5.9 Elect CHANG, CHIA-HSIN, with ID No. A123032XXX, as
Independent Director Management For Voted - For
6 Approve Release of Restrictions of Competitive
Activities of Directors Management For Voted - For
GLOBE TELECOM, INC.
Security ID: PHY272571498
Meeting Date: 23-Apr-19 Meeting Type: Annual
1 Approve the Minutes of Previous Meeting Management For Voted - For
2 Approve the Annual Report and Audited Financial
Statements Management For Voted - For
3 Ratify All Acts and Resolutions of the Board of
Directors and Management Adopted During the
Preceding Year Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
Elect 11 Directors by Cumulative Voting Management
4.1 Elect Jaime Augusto Zobel de Ayala as Director Management For Voted - Against
4.2 Elect Delfin L. Lazaro as Director Management For Voted - Against
4.3 Elect Lang Tao Yih, Arthur as Director Management For Voted - Against
4.4 Elect Fernando Zobel de Ayala as Director Management For Voted - Against
4.5 Elect Jose Teodoro K. Limcaoco as Director Management For Voted - Against
4.6 Elect Romeo L. Bernardo as Director Management For Voted - Against
4.7 Elect Ernest L. Cu as Director Management For Voted - For
4.8 Elect Samba Natarajan as Director Management For Voted - Against
4.9 Elect Saw Phaik Hwa as Director Management For Voted - For
4.10 Elect Cirilo P. Noel as Director Management For Voted - For
4.11 Elect Rex Ma. A. Mendoza as Director Management For Voted - For
5 Approve Independent Auditors and Approve the Fixing
of Their Remuneration Management For Voted - For
6 Approve Other Matters Management For Voted - Against
GREAT WALL MOTOR CO., LTD.
Security ID: CNE100000338
Meeting Date: 12-Apr-19 Meeting Type: Special
EGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve Ordinary Related Party Transactions for
2019-2021 Management For Voted - For
2 Approve Framework Agreement Regarding the Purchase
of Products and Proposed Annual Caps Management For Voted - For
3 Approve Framework Agreement Regarding the Sales of
Products and Proposed Annual Caps Management For Voted - For
Meeting Date: 17-May-19 Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve Audited Financial Report Management For Voted - For
2 Approve Report of the Board Management For Voted - For
3 Approve Profit Distribution Management For Voted - For
4 Approve Annual Report and Its Summary Report Management For Voted - For
5 Approve Report of the Independent Directors Management For Voted - For
6 Approve Report of the Supervisory Committee Management For Voted - For
7 Approve Operating Strategies Management For Voted - For
8 Approve Deloitte Touche Tohmatsu Certified Public
Accountants LLP as External Auditor and Authorize
Board to Fix Their Remuneration Management For Voted - For
9 Elect Liu Qian as Supervisor, Authorize Board to
Fix His Remuneration and Enter into the Service
Contract with Him Management For Voted - For
10 Authorize Repurchase of Issued Share Capital Management For Voted - For
11 Approve Amendments to Articles of Association Management For Voted - For
Meeting Date: 17-May-19 Meeting Type: Special
CLASS MEETING FOR HOLDERS OF H SHARES Management
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1 Authorize Repurchase of Issued Share Capital Management For Voted - For
GREATVIEW ASEPTIC PACKAGING COMPANY LIMITED
Security ID: KYG407691040
Meeting Date: 24-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3a1 Elect Bi Hua, Jeff as Director Management For Voted - For
3a2 Elect Chang Fuquan as Director Management For Voted - For
3a3 Elect Hong Gang as Director Management For Voted - For
3a4 Elect Zhu Jia as Director Management For Voted - Against
3b Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve PricewaterhouseCoopers as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - Against
5A Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
5B Authorize Repurchase of Issued Share Capital Management For Voted - For
5C Authorize Reissuance of Repurchased Shares Management For Voted - Against
GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV
Security ID: MX01GA000004
Meeting Date: 23-Apr-19 Meeting Type: Annual
1 Approve Reports in Compliance with Article 28,
Section IV of Mexican Securities Market Law Management For Voted - For
2 Approve Discharge of Directors and Officers Management For Voted - For
3 Approve Individual and Consolidated Financial
Statements and Approve External Auditors' Report on
Financial Statements Management For Voted - For
4 Approve Allocation of Income in the Amount of MXN
4.94 Billion Management For Voted - For
5 Approve Two Dividends of MXN 4.21 per Share to be
Distributed on or Before Aug. 31, 2018 and Dec. 31,
2019 Respectively Management For Voted - For
6 Cancel Pending Amount of MXN 1.25 Billion of Share
Repurchase Approved at AGM on April 25, 2018; Set
Share Repurchase Maximum Amount of MXN 1.55 Billion Management For Voted - For
7 Information on Election or Ratification of Four
Directors and Their Alternates of Series BB
Shareholders Management Non-Voting
8 Elect or Ratify Directors of Series B Shareholders
that Hold 10 Percent of Share Capital Management Non-Voting
9 Elect or Ratify Directors of Series B Shareholders Management For Voted - For
10 Elect or Ratify Board Chairman Management For Voted - For
11 Approve Remuneration of Directors for Years 2018
and 2019 Management For Voted - For
12 Elect or Ratify Director of Series B Shareholders
and Member of Nominations and Compensation Committee Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
13 Elect or Ratify Chairman of Audit and Corporate
Practices Committee Management For Voted - For
14 Present Report Regarding Individual or Accumulated
Operations Greater Than USD 3 Million Management Non-Voting
15 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
Meeting Date: 23-Apr-19 Meeting Type: Special
1 Approve Reduction in Capital by MXN 1.59 Billion;
Amend Article 6 of Company's Bylaws Accordingly Management For Voted - For
2 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
GRUPO FINANCIERO BANORTE SAB DE CV
Security ID: MXP370711014
Meeting Date: 30-Apr-19 Meeting Type: Annual
1.a Approve CEO's Report on Financial Statements and
Statutory Reports Management For Voted - For
1.b Approve Board's Report on Policies and Accounting
Information and Criteria Followed in Preparation of
Financial Information Management For Voted - For
1.c Approve Board's Report on Operations and Activities
Undertaken by Board Management For Voted - For
1.d Approve Report on Activities of Audit and Corporate
Practices Committee Management For Voted - For
1.e Approve All Operations Carried out by Company and
Ratify Actions Carried out by Board, CEO and Audit
and Corporate Practices Committee Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Amend Dividend Policy Management For Voted - For
4 Receive Auditor's Report on Tax Position of Company Management
5.a1 Elect Carlos Hank Gonzalez as Board Chairman Management For Voted - For
5.a2 Elect Juan Antonio Gonzalez Moreno as Director Management For Voted - For
5.a3 Elect David Juan Villarreal Montemayor as Director Management For Voted - For
5.a4 Elect Jose Marcos Ramirez Miguel as Director Management For Voted - For
5.a5 Elect Everardo Elizondo Almaguer as Director Management For Voted - For
5.a6 Elect Carmen Patricia Armendariz Guerra as Director Management For Voted - For
5.a7 Elect Hector Federico Reyes Retana y Dahl as
Director Management For Voted - For
5.a8 Elect Eduardo Livas Cantu as Director Management For Voted - For
5.a9 Elect Alfredo Elias Ayub as Director Management For Voted - For
5.a10Elect Adrian Sada Cueva as Director Management For Voted - For
5.a11Elect David Pe[]aloza Alanis as Director Management For Voted - For
5.a12Elect Jose Antonio Chedraui Eguia as Director Management For Voted - For
5.a13Elect Alfonso de Angoitia Noriega as Director Management For Voted - For
5.a14Elect Thomas Stanley Heather Rodriguez as Director Management For Voted - For
5.a15Elect Graciela Gonzalez Moreno as Alternate Director Management For Voted - For
5.a16Elect Juan Antonio Gonzalez Marcos as Alternate
Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
5.a17Elect Alberto Halabe Hamui as Alternate Director Management For Voted - For
5.a18Elect Carlos de la Isla Corry as Alternate Director Management For Voted - For
5.a19Elect Diego Martinez Rueda-Chapital as Alternate
Director Management For Voted - For
5.a20Elect Gerardo Salazar Viezca as Alternate Director Management For Voted - For
5.a21Elect Clemente Ismael Reyes Retana Valdes as
Alternate Director Management For Voted - For
5.a22Elect Roberto Kelleher Vales as Alternate Director Management For Voted - For
5.a23Elect Isaac Becker Kabacnik as Alternate Director Management For Voted - For
5.a24Elect Jose Maria Garza Trevi[]o as Alternate Director Management For Voted - For
5.a25Elect Carlos Cesarman Kolteniuk as Alternate
Director Management For Voted - For
5.a26Elect Humberto Tafolla Nu[]ez as Alternate Director Management For Voted - For
5.a27Elect Guadalupe Phillips Margain as Alternate
Director Management For Voted - For
5.a28Elect Ricardo Maldonado Ya[]ez as Alternate Director Management For Voted - For
5.b Elect Hector Avila Flores as Board Secretary Who
Will Not Be Part of Board Management For Voted - For
5.c Approve Directors Liability and Indemnification Management For Voted - For
6 Approve Remuneration of Directors Management For Voted - For
7 Elect Hector Federico Reyes Retana y Dahl as
Chairman of Audit and Corporate Practices Committee Management For Voted - For
8 Approve Report on Share Repurchase; Set Aggregate
Nominal Amount of Share Repurchase Reserve Management For Voted - For
9 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
Meeting Date: 30-May-19 Meeting Type: Special
Ordinary Business Management
1.1 Approve Cash Dividends of MXN 5.54 Per Share Management For Voted - For
1.2 Approve Dividend to Be Paid on June 7, 2019 Management For Voted - For
2 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
GS HOME SHOPPING, INC.
Security ID: KR7028150001
Meeting Date: 15-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2.1 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Heo Tae-su as Inside Director Management For Voted - For
3.2 Elect Kim Seok-hwan as Non-Independent
Non-Executive Director Management For Voted - For
3.3 Elect Kwon Su-young as Outside Director Management For Voted - For
3.4 Elect Kim Hui-gwan as Outside Director Management For Voted - For
4.1 Elect Kwon Su-young as a Member of Audit Committee Management For Voted - For
4.2 Elect Kim Hui-gwan as a Member of Audit Committee Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
GUANGDONG INVESTMENT LIMITED
Security ID: HK0270001396
Meeting Date: 17-Jun-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3.1 Elect Wen Yinheng as Director Management For Voted - For
3.2 Elect Ho Lam Lai Ping, Theresa as Director Management For Voted - For
3.3 Elect Cai Yong as Director Management For Voted - For
3.4 Elect Chan Cho Chak, John as Director Management For Voted - For
3.5 Elect Wu Ting Yuk, Anthony as Director Management For Voted - Against
3.6 Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Ernst & Young as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
GUANGZHOU R&F PROPERTIES CO., LTD.
Security ID: CNE100000569
Meeting Date: 30-May-19 Meeting Type: Annual
1 Approve 2018 Report of the Board of Directors Management For Voted - For
2 Approve 2018 Report of the Supervisory Committee Management For Voted - For
3 Approve 2018 Financial Statements and Statutory
Reports Management For Voted - For
4 Approve Final Dividend Management For Voted - For
5 Approve PricewaterhouseCoopers as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
6 Authorize Board to Decide on Matters Relating to
the Payment of Interim Dividend for the Six Months
Ended June 30, 2019 Management For Voted - For
RESOLUTIONS RELATING TO THE ELECTION
OF DIRECTOR AND SUPERVISOR, AND
AUTHORIZATION OF BOARD TO FIX
THEIR REMUNERATION Management
7a Elect Zhang Lin as Director and Authorize Board to
Fix Her Remuneration Management For Voted - For
7b Elect Liang Yingmei as Supervisor and Authorize
Board to Fix Her Remuneration Management For Voted - For
8 Approve BDO China Shu Lun Pan Certified Public
Accountants LLP as Domestic Auditors and Reporting
Accountant and to Fix Their Remuneration Management For Voted - For
9 Authorize Legal Representative(s) or Authorized
Person(s) and Its Subsidiaries to Sign Composite
Credit Facilities or Loan Related Agreements and
Documents Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
10 Approve Extension of Guarantees by the Company on
Behalf of Subsidiaries, Associates, Joint Ventures
and Other Investee Companies Management For Voted - Against
11 Approve Extension of Guarantees on Behalf of
Subsidiaries, Associates and Joint Ventures in 2018 Management For Voted - Against
12 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
RESOLUTIONS RELATING TO THE EXTENSION
OF THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY A SHARES WITHIN
THE TERRITORY OF PRC Management
13a Approve Class of Shares Management For Voted - For
13b Approve Place of Listing Management For Voted - For
13c Approve Issuer Management For Voted - For
13d Approve Number of Shares to be Issued Management For Voted - For
13e Approve Nominal Value of the Shares to be Issued Management For Voted - For
13f Approve Target Subscriber Management For Voted - For
13g Approve Issue Price Management For Voted - For
13h Approve Method of Issue Management For Voted - For
13i Approve Underwriting Method Management For Voted - For
13j Approve Use of Proceeds Management For Voted - For
13k Approve Plan on the Allocation of Accumulated
Profits Prior to the Issue Management For Voted - For
13l Approve Effective Period of the Resolution Management For Voted - For
14 Authorize Board to Handle All Matters in Relation
to the Initial Public Offering and Listing of
Renminbi Ordinary A Shares Management For Voted - For
15 Approve Issuance of Direct Debt Financing Products
and Asset Securitization Products in 2019 Management For Voted - For
16 Authorize Board or Its Authorized Person(s) to
Handle All Matters in Relation to the Issuance of
Direct Debt Financing Products and Asset
Securitization Products in 2019 Management For Voted - For
Meeting Date: 30-May-19 Meeting Type: Special
CLASS MEETING FOR HOLDERS OF H SHARES Management
RESOLUTIONS RELATING TO THE EXTENSION
OF THE VALIDITY PERIOD OF APPLYING FOR
THE INITIAL PUBLIC OFFERING AND LISTING
OF RENMINBI ORDINARY A SHARES WITHIN
THE TERRITORY OF PRC Management
1a Approve Class of Shares Management For Voted - For
1b Approve Place of Listing Management For Voted - For
1c Approve Issuer Management For Voted - For
1d Approve Number of Shares to be Issued Management For Voted - For
1e Approve Nominal Value of the Shares to be Issued Management For Voted - For
1f Approve Target Subscriber Management For Voted - For
1g Approve Issue Price Management For Voted - For
1h Approve Method of Issue Management For Voted - For
1i Approve Underwriting Method Management For Voted - For
1j Approve Use of Proceeds Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1k Approve Plan on the Allocation of Accumulated
Profits Prior to the Issue Management For Voted - For
1l Approve Effective Period of the Resolution Management For Voted - For
2 Authorize Board to Handle All Matters in Relation
to the Initial Public Offering and Listing of
Renminbi Ordinary A Shares Management For Voted - For
GUORUI PROPERTIES LIMITED
Security ID: KYG394071040
Meeting Date: 28-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3A1 Elect Ge Weiguang as Director Management
3A2 Elect Lin Yaoquan as Director Management For Voted - For
3A3 Elect Chen Jingru as Director Management For Voted - For
3A4 Elect Luo Zhenbang as Director Management For Voted - For
3B Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Deloitte Touche Tohmatsu as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
5 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
6 Authorize Repurchase of Issued Share Capital Management For Voted - For
7 Authorize Reissuance of Repurchased Shares Management For Voted - Against
HANA FINANCIAL GROUP, INC.
Security ID: KR7086790003
Meeting Date: 22-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Yoon Sung-bock as Outside Director Management For Voted - For
3.2 Elect Park Won-Koo as Outside Director Management For Voted - For
3.3 Elect Chah Eun-young as Outside Director Management For Voted - For
3.4 Elect Lee Jeong-won as Outside Director Management For Voted - For
4 Elect Heo Yoon as Outside Director to Serve as
Audit Committee Member Management For Voted - For
5.1 Elect Yoon Sug-bock as a Member of Audit Committee Management For Voted - For
5.2 Elect Paik Tae-seung as a Member of Audit Committee Management For Voted - For
5.3 Elect Yang Dong-hoon as a Member of Audit Committee Management For Voted - For
6 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
HENGAN INTERNATIONAL GROUP COMPANY LIMITED
Security ID: KYG4402L1510
Meeting Date: 17-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Elect Sze Man Bok as Director Management For Voted - For
4 Elect Li Wai Leung as Director Management For Voted - For
5 Elect Zhou Fang Sheng as Director Management For Voted - Against
6 Elect Ho Kwai Ching Mark as Director Management For Voted - Against
7 Elect Theil Paul Marin as Director Management For Voted - For
8 Authorize Board to Fix Remuneration of Directors Management For Voted - For
9 Approve PricewaterhouseCoopers as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - Against
10 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
11 Authorize Repurchase of Issued Share Capital Management For Voted - For
12 Authorize Reissuance of Repurchased Shares Management For Voted - Against
HIROCA HOLDINGS LTD.
Security ID: KYG451001070
Meeting Date: 31-May-19 Meeting Type: Annual
1 Accept Financial Statements Management For Voted - For
2 Approve Profit Distribution Management For Voted - For
3 Amend Articles of Association Management For Voted - For
4 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
5 Amend Procedures for Endorsement and Guarantees Management For Voted - For
6 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
7 Approve Release of Restrictions of Competitive
Activities of Directors Management For Voted - For
HISENSE HOME APPLIANCES GROUP CO., LTD.
Security ID: CNE100000353
Meeting Date: 26-Jun-19 Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES Management
ORDINARY RESOLUTIONS Management
1 Approve 2018 Report of the Board of Directors Management For Voted - For
2 Approve 2018 Report of the Supervisory Committee Management For Voted - For
3 Approve 2018 Annual Report and Its Summary Management For Voted - For
4 Approve 2018 Audited Financial Statements Management For Voted - For
5 Approve 2018 Profit Distribution Management For Voted - For
6 Approve Shareholders' Return Plan for the Next
Three Years (2019-2021) Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
7 Approve Purchase of Liability Insurance for
Directors and Senior Management and Authorize Board
to Handle All Relevant Matters Management For Voted - For
8 Approve Ruihua Certified Public Accountants as
Auditor and Authorize Board to Fix Their
Remuneration Management For Voted - For
9 Approve Adjustment on the Basic Annual Remuneration
of the Chairman of the Board Management For Voted - For
10 Amend Rules and Procedures Regarding General
Meetings of Shareholders Management For Voted - For
11 Amend Rules and Procedures Regarding Meetings of
Board of Supervisory Committee Management For Voted - For
12 Elect Fei Li Cheng as Director and Authorize Board
to Fix His Remuneration Management For Voted - For
13 Elect Gao Yu Ling as Supervisor and Authorize Board
to Fix His Remuneration Management For Voted - For
SPECIAL RESOLUTIONS Management
1 Approve Amendments to Articles of Association Management For Voted - For
HUABAO INTERNATIONAL HOLDINGS LTD.
Security ID: BMG4639H1227
Meeting Date: 03-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3a Elect Chu Lam Yiu as Director Management For Voted - For
3b Elect Xia Liqun as Director Management For Voted - For
3c Elect Lee Luk Shiu as Director Management For Voted - For
3d Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve PricewaterhouseCoopers as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
5A Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
5B Authorize Repurchase of Issued Share Capital Management For Voted - For
5C Authorize Reissuance of Repurchased Shares Management For Voted - Against
HUCHEMS FINE CHEMICAL CORP.
Security ID: KR7069260008
Meeting Date: 22-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Approve Terms of Retirement Pay Management For Voted - Against
4 Appoint Cho Young-mok as Internal Auditor Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
6 Authorize Board to Fix Remuneration of Internal
Auditor(s) Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
HYOSUNG ADVANCED MATERIALS CORP.
Security ID: KR7298050006
Meeting Date: 15-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2.1 Amend Articles of Incorporation (Electronic
Registration of Certificates) Management For Voted - For
2.2 Amend Articles of Incorporation (Transfer Agent) Management For Voted - For
2.3 Amend Articles of Incorporation (Adoption of
Electronic Securities) Management For Voted - For
2.4 Amend Articles of Incorporation (Addenda) Management For Voted - For
3 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
HYOSUNG CHEMICAL CORP.
Security ID: KR7298000001
Meeting Date: 22-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
HYOSUNG CORP.
Security ID: KR7004800009
Meeting Date: 15-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1.1 Elect Son Byeong-du as Outside Director Management For Voted - For
3.1.2 Elect Kim Myung-ja as Outside Director Management For Voted - For
3.1.3 Elect Son Young-lae as Outside Director Management For Voted - For
3.1.4 Elect Choung Sang-myung as Outside Director Management For Voted - For
3.1.5 Elect Park Tae-ho as Outside Director Management For Voted - For
3.1.6 Elect Kwon O-gon as Outside Director Management For Voted - For
3.2.1 Elect Kim Kyoo-young as Inside Director Management For Voted - For
4.1 Elect Kim Myung-ja as a Member of Audit Committee Management For Voted - For
4.2 Elect Son Young-lae as a Member of Audit Committee Management For Voted - For
4.3 Elect Choung Sang-myung as a Member of Audit
Committee Management For Voted - For
4.4 Elect Kwon O-gon as a Member of Audit Committee
(This agenda will be lapsed if item 4.1-4.3 are
approved) Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4.5 Elect Choi Joong-kyung as a Member of Audit
Committee (This agenda will be lapsed if item
4.1-4.4 are approved) Management For Voted - Against
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - Against
HYOSUNG HEAVY INDUSTRIES CORP.
Security ID: KR7298040007
Meeting Date: 22-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2.1 Amend Articles of Incorporation (Electronic
Registration of Certificates) Management For Voted - For
2.2 Amend Articles of Incorporation (Transfer Agent) Management For Voted - For
2.3 Amend Articles of Incorporation (Electronic
Registration of Certificates) Management For Voted - For
2.4 Amend Articles of Incorporation (Enforcement Date) Management For Voted - For
3 Elect Yokota Takeshi as Inside Director Management For Voted - For
4 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
HYOSUNG TNC CORP.
Security ID: KR7298020009
Meeting Date: 22-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2.1 Amend Articles of Incorporation (Business
Objectives) Management For Voted - For
2.2 Amend Articles of Incorporation (Electronic
Registration of Certificates, Stocks) Management For Voted - For
2.3 Amend Articles of Incorporation (Transfer Agent) Management For Voted - For
2.4 Amend Articles of Incorporation (Electronic
Registration of Certificates, Bonds) Management For Voted - For
2.5 Amend Articles of Incorporation (Addenda) Management For Voted - For
3 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
HYPERA SA
Security ID: BRHYPEACNOR0
Meeting Date: 24-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
2 Approve Capital Budget Management For Voted - For
3 Approve Allocation of Income and Dividends Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4 Do You Wish to Adopt Cumulative Voting for the
Election of the Members of the Board of Directors,
Under the Terms of Article 141 of the Brazilian
Corporate Law? Management None Voted - Abstain
5 Fix Number of Directors at Nine Management For Voted - For
6 Elect Directors Management For Voted - For
7 In Case There is Any Change to the Board Slate
Composition, May Your Votes Still be Counted for
the Proposed Slate? Management None Voted - Against
8 In Case Cumulative Voting Is Adopted, Do You Wish
to Equally Distribute Your Votes Among the Nominees? Management None Voted - Abstain
APPLICABLE ONLY IF CUMULATIVE VOTING IS
ADOPTED - If You Vote FOR on Item 8, Votes Will Be
Automatically Distributed in Equal % Amongst All
Nominees. If You Vote AGST, Contact Your Client
Service Rep to Disproportionately Allocate % of
Votes Management
9.1 Percentage of Votes to Be Assigned - Elect Alvaro
Stainfeld Link as Board Chairman Management None Voted - Abstain
9.2 Percentage of Votes to Be Assigned - Elect Bernardo
Malpica Hernandez as Director Management None Voted - Abstain
9.3 Percentage of Votes to Be Assigned - Elect Breno
Toledo Pires de Oliveira as Director Management None Voted - Abstain
9.4 Percentage of Votes to Be Assigned - Elect David
Coury Neto as Independent Director Management None Voted - Abstain
9.5 Percentage of Votes to Be Assigned - Elect Esteban
Malpica Fomperosa as Director Management None Voted - Abstain
9.6 Percentage of Votes to Be Assigned - Elect Flair
Jose Carrilho as Director Management None Voted - Abstain
9.7 Percentage of Votes to Be Assigned - Elect Hugo
Barreto Sodre Leal as Director Management None Voted - Abstain
9.8 Percentage of Votes to Be Assigned - Elect Luciana
Cavalheiro Fleischner as Director Management None Voted - Abstain
9.9 Percentage of Votes to Be Assigned - Elect Maria
Carolina Ferreira Lacerda as Independent Director Management None Voted - Abstain
10 As an Ordinary Shareholder, Would You like to
Request a Separate Minority Election of a Member of
the Board of Directors, Under the Terms of Article
141 of the Brazilian Corporate Law? Management None Voted - Abstain
11 Approve Remuneration of Company's Management Management For Voted - For
12 Do You Wish to Request Installation of a Fiscal
Council, Under the Terms of Article 161 of the
Brazilian Corporate Law? Management None Voted - For
Meeting Date: 24-Apr-19 Meeting Type: Special
1 Amend Articles Management For Voted - For
2 Approve Renumbering of Articles and Consolidate
Bylaws Management For Voted - For
3 Amend Bonus Matching Plan Management For Voted - Against
4 Amend Restricted Stock Plan Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
HYUNDAI MARINE & FIRE INSURANCE CO., LTD.
Security ID: KR7001450006
Meeting Date: 22-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Chung Mong-yoon as Inside Director Management For Voted - For
3.2 Elect Lee Cheol-young as Inside Director Management For Voted - For
3.3 Elect Park Chan-jong as Inside Director Management For Voted - For
3.4 Elect Jin Young-ho as Outside Director Management For Voted - For
4 Elect Kim Tae-jin as Outside Director to Serve as
an Audit Committee Member Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Security ID: CNE1000003G1
Meeting Date: 20-May-19 Meeting Type: Special
EGM BALLOT FOR HOLDERS OF H SHARES Management
1 Elect Hu Hao as Director Management For Voted - For
2 Elect Tan Jiong as Director Management For Voted - For
3 Approve Issuance of Undated Additional Tier 1
Capital Bonds Shareholder For Voted - For
4 Elect Chen Siqing as Director Shareholder For Voted - For
Meeting Date: 20-Jun-19 Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve 2018 Work Report of the Board of Directors Management For Voted - For
2 Approve 2018 Work Report of the Board of Supervisors Management For Voted - For
3 Approve 2018 Audited Accounts Management For Voted - For
4 Approve 2018 Profit Distribution Plan Management For Voted - For
5 Approve 2019 Fixed Asset Investment Budget Management For Voted - For
6 Approve KPMG Huazhen LLP and KPMG as External
Auditors and KPMG Huazhen LLP as Internal Control
Auditors Management For Voted - For
7 Elect Yang Siu Shun as Director Management For Voted - For
8 Elect Zhang Wei as Supervisor Management For Voted - For
9 Elect Shen Bingxi as Supervisor Management For Voted - For
10 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
11 Elect Lu Yongzhen as Director Shareholder For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
INFOSYS LIMITED
Security ID: INE009A01021
Meeting Date: 22-Jun-19 Meeting Type: Annual
Meeting for ADR Holders Management
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Dividend Management For Voted - For
3 Elect Nandan M. Nilekani as Director Management For Voted - For
4 Approve Infosys Expanded Stock Ownership Program -
2019 to Eligible Employees of the Company Management For Voted - For
5 Approve Infosys Expanded Stock Ownership Program -
2019 to Eligible Employees of the Company's
Subsidiaries Management For Voted - For
6 Approve Secondary Acquisition of Shares of the
Company by the Infosys Expanded Stock Ownership
Trust Management For Voted - For
7 Approve Grant of Stock Incentives to Salil Parekh
Under Infosys Expanded Stock Ownership Program -
2019 Management For Voted - For
8 Approve Change of Terms of Appointment of Salil
Parekh as Chief Executive Officer and Managing
Director Management For Voted - For
9 Approve Grant of Stock Incentives to U. B. Pravin
Rao Under Infosys Expanded Stock Ownership Program
- 2019 Management For Voted - For
INFOSYS LTD.
Security ID: INE009A01021
Meeting Date: 12-Mar-19 Meeting Type: Special
Meeting for ADR Holders Management
1 Approve Buyback of Equity Shares Management For Voted - For
2 Reelect Kiran Mazumdar-Shaw as Director Management For Voted - For
INVENTEC CORP.
Security ID: TW0002356003
Meeting Date: 14-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Amend Rules and Procedures Regarding Shareholder's
General Meeting Management For Voted - For
5 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
6 Amend Procedures for Endorsement and Guarantees Management For Voted - For
7 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
8 Approve Release of Restrictions of Competitive
Activities of CHEN, RUEY-LONG AND SHYU,
JYUO-MIN Management For Voted - For
JIANGSU EXPRESSWAY COMPANY LIMITED
Security ID: CNE1000003J5
Meeting Date: 20-Jun-19 Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve 2018 Report of the Board of Directors Management For Voted - For
2 Approve 2018 Report of the Supervisory Committee Management For Voted - For
3 Approve 2018 Audit Report and Financial Statement Management For Voted - For
4 Approve 2018 Final Accounting Report Management For Voted - For
5 Approve 2019 Financial Budget Report Management For Voted - For
6 Approve 2018 Final Profit Distribution Plan and
Final Dividend Management For Voted - For
7 Approve Deloitte Touche Tohmatsu Certified Public
Accountants LLP as Auditors and Internal Auditors
and Authorize Board to Fix Their Remuneration Management For Voted - For
8 Approve Registration and Issuance of
Ultra-Short-Term Notes and Authorize Sun Xibin to
Deal with All Matters in Relation to the Execution
of Contract and Approval of Fund Appropriation Management For Voted - For
JSE LTD.
Security ID: ZAE000079711
Meeting Date: 22-May-19 Meeting Type: Annual
1 Re-elect Dr Suresh Kana as Director Management For Voted - For
2.1 Elect Ben Kruger as Director Management For Voted - For
2.2 Elect Fatima Daniels as Director Management For Voted - For
2.3 Elect Faith Khanyile as Director Management For Voted - For
2.4 Elect Zarina Bassa as Director Management For Voted - For
3.1 Re-elect Nonkululeko Nyembezi as Director Management For Voted - For
3.2 Re-elect David Lawrence as Director Management For Voted - For
4.1 Reappoint Ernst & Young Inc as Auditors of the
Company and Authorise Their Remuneration Management For Voted - For
4.2 Reappoint Imraan Akoodie as the Designated Auditor Management For Voted - For
5.1 Re-elect Dr Suresh Kana as Chairman of the Group
Audit Committee Management For Voted - For
5.2 Elect Fatima Daniels as Member of the Group Audit
Committee Management For Voted - For
5.3 Elect Faith Khanyile as Member of the Group Audit
Committee Management For Voted - For
5.4 Elect Zarina Bassa as Member of the Group Audit
Committee Management For Voted - For
6 Authorise Ratification of Approved Resolutions Management For Voted - For
7 Approve Remuneration Policy Management For Voted - For
8 Approve Implementation Report Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
9 Authorise Repurchase of Issued Share Capital Management For Voted - For
10 Approve Financial Assistance in Terms of Sections
44 and 45 of the Companies Act Management For Voted - For
11 Approve Non-Executive Directors' Emoluments Management For Voted - For
KANGWON LAND, INC.
Security ID: KR7035250000
Meeting Date: 28-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
ELECT ONE INSIDE DIRECTOR OUT OF
TWO NOMINEES Management
2.1 Elect Kim Yong-beom as Inside Director Management For Voted - For
2.2 Elect Song Seok-du as Inside Director Management For Do Not Vote
ELECT ONE INSIDE DIRECTOR OUT OF
TWO NOMINEES Management
3.1 Elect Kim Yong-beom as Audit Committee Member Management For Voted - Abstain
3.2 Elect Song Seok-du as Audit Committee Member Management For Voted - Abstain
ELECT ONE OUTSIDE DIRECTOR OUT OF
TWO NOMINEES Management
4.1.1 Elect Ko Jin-beop as Outside Director Management For Voted - For
4.1.2 Elect Jang Gyeong-jae as Outside Director Management For Voted - Abstain
ELECT ONE OUTSIDE DIRECTOR OUT OF
TWO NOMINEES Management
4.2.1 Elect Kim Hwa-yoon as Outside Director Management For Voted - Abstain
4.2.2 Elect Jeong Gwang-su as Outside Director Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - Against
6 Amend Articles of Incorporation Management For Voted - For
KB FINANCIAL GROUP, INC.
Security ID: KR7105560007
Meeting Date: 27-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Yoo Suk-ryul as Outside Director Management For Voted - For
3.2 Elect Stuart B. Solomon as Outside Director Management For Voted - For
3.3 Elect Park Jae-ha as Outside Director Management For Voted - For
4 Elect Kim Gyeong-ho as Outside Director to serve as
an Audit Committee Member Management For Voted - For
5.1 Elect Sonu Suk-ho as a Member of Audit Committee Management For Voted - For
5.2 Elect Jeong Kou-whan as a Member of Audit Committee Management For Voted - For
5.3 Elect Park Jae-ha as a Member of Audit Committee Management For Voted - For
6 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
KINGBOARD HOLDINGS LIMITED
Security ID: KYG525621408
Meeting Date: 27-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3A Elect Cheung Kwok Wing as Director Management For Voted - For
3B Elect Cheung Kwong Kwan as Director Management For Voted - For
3C Elect Chong Kin Ki as Director Management For Voted - For
3D Elect Leung Tai Chiu as Director Management For Voted - For
4 Authorize Board to Fix Remuneration of Directors Management For Voted - For
5 Approve Deloitte Touche Tohmatsu as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
6A Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
6B Authorize Repurchase of Issued Share Capital Management For Voted - For
6C Authorize Reissuance of Repurchased Shares Management For Voted - Against
7 Adopt New Share Option Scheme Management For Voted - Against
KINGBOARD LAMINATES HOLDINGS LIMITED
Security ID: KYG5257K1076
Meeting Date: 27-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3A Elect Cheung Kwok Keung as Director Management For Voted - For
3B Elect Cheung Kwok Ping as Director Management For Voted - For
3C Elect Lam Ka Po as Director Management For Voted - For
3D Elect Lau Ping Cheung, Kaizer as Director Management For Voted - For
4 Authorize Board to Fix Remuneration of Directors Management For Voted - For
5 Approve Deloitte Touche Tohmatsu as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
6A Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
6B Authorize Repurchase of Issued Share Capital Management For Voted - For
6C Authorize Reissuance of Repurchased Shares Management For Voted - Against
KOREA AUTOGLASS CORP.
Security ID: KR7152330007
Meeting Date: 29-Mar-19 Meeting Type: Annual
1 Amend Articles of Incorporation Management For Voted - For
2 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
3 Authorize Board to Fix Remuneration of Internal
Auditor(s) Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
KROTON EDUCACIONAL SA
Security ID: BRKROTACNOR9
Meeting Date: 30-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Do You Wish to Request Installation of a Fiscal
Council, Under the Terms of Article 161 of the
Brazilian Corporate Law? Management None Voted - For
4 Fix Number of Fiscal Council Members at Four Management For Voted - For
5 Elect Fiscal Council Members Management For Voted - For
6 In Case One of the Nominees Leaves the Fiscal
Council Slate Due to a Separate Minority Election,
as Allowed Under Articles 161 and 240 of the
Brazilian Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate? Management None Voted - Against
Meeting Date: 30-Apr-19 Meeting Type: Special
1 Approve Remuneration of Company's Management Management For Voted - For
2 Approve Remuneration of Fiscal Council Members Management For Voted - For
KT&G CORP.
Security ID: KR7033780008
Meeting Date: 29-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2.1 Elect Youn Hai-su as Outside Director Management For Voted - For
2.2 Elect Lee Eun-kyung as Outside Director Management For Voted - For
3.1 Elect Lee Eun-kyung as a Member of Audit Committee Management For Voted - For
3.2 Elect Baek Jong-soo as a Member of Audit Committee Management For Voted - For
4 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
KYOBO SECURITIES CO., LTD.
Security ID: KR7030610000
Meeting Date: 22-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Shin Yoo-sam as Outside Director to Serve as
Audit Committee Member Management For Voted - For
4 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
LEE & MAN PAPER MANUFACTURING LIMITED
Security ID: KYG5427W1309
Meeting Date: 28-Jun-19 Meeting Type: Special
1 Approve Master Agreement and Related Transactions Management For Voted - For
LEE & MAN PAPER MANUFACTURING LTD.
Security ID: KYG5427W1309
Meeting Date: 06-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Elect Lee Man Bun as Director Management For Voted - For
4 Elect Peter A. Davies as Director Management For Voted - For
5 Authorize Board to Confirm the Terms of
Appointment, Including the Remuneration, of Poon
Chun Kwong Management For Voted - For
6 Authorize Board to Confirm the Terms of
Appointment, Including the Remuneration, of Wong
Kai Tung Tony Management For Voted - For
7 Authorize Board to Confirm the Terms of
Appointment, Including the Remuneration, of Chau
Shing Yim David Management For Voted - For
8 Approve Remuneration of Directors for the Year
Ended December 31, 2018 Management For Voted - For
9 Authorize Board to Fix Remuneration of Directors
for the Year Ending December 31, 2019 Management For Voted - For
10 Approve Deloitte Touche Tohmatsu as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
11 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
12 Authorize Repurchase of Issued Share Capital Management For Voted - For
13 Authorize Reissuance of Repurchased Shares Management For Voted - Against
LIBERTY HOLDINGS LTD.
Security ID: ZAE000127148
Meeting Date: 17-May-19 Meeting Type: Annual
Ordinary Resolutions Management
1 Accept Financial Statements and Statutory Reports
for the Year Ended 31 December 2018 Management For Voted - For
2.1 Re-elect Monhla Hlahla as Director Management For Voted - For
2.2 Re-elect Jacko Maree as Director Management For Voted - For
2.3 Re-elect Jim Sutcliffe as Director Management For Voted - For
2.4 Re-elect Sim Tshabalala as Director Management For Voted - For
2.5 Elect Simon Ridley as Director Management For Voted - For
2.6 Elect Thembisa Skweyiya as Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2.7 Elect Howard Walker as Director Management For Voted - For
3 Reappoint PwC Inc. as Auditors of the Company Management For Voted - For
4 Place Authorised but Unissued Ordinary Shares under
Control of Directors Management For Voted - For
5 Authorise Board to Issue Shares for Cash Management For Voted - For
6.1 Re-elect Yunus Suleman as Chairman of the Group
Audit and Actuarial Committee Management For Voted - For
6.2 Re-elect Angus Band as Member of the Group Audit
and Actuarial Committee Management For Voted - For
6.3 Re-elect Tony Cunningham as Member of the Group
Audit and Actuarial Committee Management For Voted - For
6.4 Re-elect Nooraya Khan as Member of the Group Audit
and Actuarial Committee Management For Voted - For
6.5 Re-elect Jim Sutcliffe as Member of the Group Audit
and Actuarial Committee Management For Voted - For
7 Approve Remuneration Policy Management For Voted - For
8 Approve Implementation Report Management For Voted - For
Special Resolutions Management
1 Authorise Directors to Issue Any Ordinary Shares of
the Company for the Implementation of Any Share
Incentive Scheme Management For Voted - Against
2.1 Approve Fees for the Chairman of the Board Management For Voted - For
2.2 Approve Fees for the Lead Independent Director Management For Voted - For
2.3 Approve Fees for the Board Member Management For Voted - For
2.4 Approve Fees for the International Board Member,
Member of Committees and Subsidiary Board and
Chairman of a Sub-committee Management For Voted - For
2.5 Approve Fees for the International Board Member,
Member of Committees and Subsidiary Board and
Chairman of a Committee Management For Voted - For
2.6 Approve Fees for the Chairman of the Group Audit
and Actuarial Committee Management For Voted - For
2.7 Approve Fees for the Member of the Group Audit and
Actuarial Committee Management For Voted - For
2.8 Approve Fees for the Chairman of the Group
Actuarial Committee Management For Voted - For
2.9 Approve Fees for the Member of the Group Actuarial
Committee Management For Voted - For
2.10 Approve Fees for the Chairman of the Group Risk
Committee Management For Voted - For
2.11 Approve Fees for the Member of the Group Risk
Committee Management For Voted - For
2.12 Approve Fees for the Chairman of the Group
Remuneration Committee Management For Voted - For
2.13 Approve Fees for the Member of the Group
Remuneration Committee Management For Voted - For
2.14 Approve Fees for the Chairman of the Group Social,
Ethics and Transformation Committee Management For Voted - For
2.15 Approve Fees for the Member of the Group Social,
Ethics and Transformation Committee Management For Voted - For
2.16 Approve Fees for the Member of the Group Directors'
Affairs Committee Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
2.17 Approve Fees for the Chairman of the Group IT
Committee Management For Voted - For
2.18 Approve Fees for the Member of the Group IT
Committee Management For Voted - For
2.19 Approve Fees for the Chairman of the STANLIB
Limited Board Management For Voted - For
2.20 Approve Fees for the Member of the STANLIB Limited
Board Management For Voted - For
2.21 Approve Fee Per Ad Hoc Board Meeting Management For Voted - For
2.22 Approve Fee Per Ad Hoc Board Committee Meeting Management For Voted - For
3.1 Approve Financial Assistance to Related or
Inter-related Company Management For Voted - For
3.2 Approve Financial Assistance to Any Employee,
Director, Prescribed Officer or Other Person or Any
Trust Established for their Benefit in Terms of Any
Share Incentive Scheme Management For Voted - For
4 Authorise Repurchase of Issued Share Capital Management For Voted - For
LIEN HWA INDUSTRIAL CORP.
Security ID: TW0001229003
Meeting Date: 25-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve the Issuance of New Shares by
Capitalization of Profit Management For Voted - For
4 Approve to Transform the Company into an
Investment Holding Corporation and Change Company
Name Management For Voted - For
5 Approve Demerger of Flour Business in Taiwan Management For Voted - For
6 Approve Demerger of Leasing Business in Taiwan Management For Voted - For
7 Approve Amendments to Articles of Association Management For Voted - For
8 Approve Amendments to Rules and Procedures
Regarding Shareholder's General Meeting Management For Voted - For
9 Approve Amendment to Rules and Procedures for
Election of Directors Management For Voted - For
10 Amend Procedures for Endorsement and Guarantees Management For Voted - For
11 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
12 Approve Amendments to Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
13 Approve Amendments to Trading Procedures Governing
Derivatives Products Management For Voted - For
ELECT NON-INDEPENDENT DIRECTOR VIA
CUMULATIVE VOTING Management
14.1 Elect HU-SHIH CHING, a Representative of HUA
CHENG INVESTMENT CO., LTD. with
SHAREHOLDER NO.100788, as
Non-Independent Director Management For Voted - Against
15 Approve Release of Restrictions of Competitive
Activities of Newly Appointed Directors Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
LOG COMMERCIAL PROPERTIES E PARTICIPACOES SA
Security ID: BRLOGGACNOR7
Meeting Date: 30-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Fix Number of Directors at Seven Management For Voted - For
4 Do You Wish to Adopt Cumulative Voting for the
Election of the Members of the Board of Directors,
Under the Terms of Article 141 of the Brazilian
Corporate Law? Management None Voted - Abstain
5 Elect Directors Management For Voted - Against
6 In Case There is Any Change to the Board Slate
Composition, May Your Votes Still be Counted for
the Proposed Slate? Management None Voted - Against
7 In Case Cumulative Voting Is Adopted, Do You Wish
to Equally Distribute Your Votes Among the Nominees? Management None Voted - Abstain
APPLICABLE ONLY IF CUMULATIVE VOTING IS
ADOPTED - If You Vote FOR on Item 7, Votes Will Be
Automatically Distributed in Equal % Amongst All
Nominees. If You Vote AGST, Contact Your Client
Service Rep to Disproportionately Allocate % of
Votes Management
8.1 Percentage of Votes to Be Assigned - Elect Rubens
Menin Teixeira de Souza as Director Management None Voted - Abstain
8.2 Percentage of Votes to Be Assigned - Elect Marcos
Alberto Cabaleiro Fernandez as Director Management None Voted - Abstain
8.3 Percentage of Votes to Be Assigned - Elect Manuel
Maria Pulido Garcia Ferrao de Sousa as Independent
Director Management None Voted - Abstain
8.4 Percentage of Votes to Be Assigned - Elect Leonardo
Guimaraes Correa as Director Management None Voted - Abstain
8.5 Percentage of Votes to Be Assigned - Elect Marcelo
Martins Patrus as Director Management None Voted - Abstain
8.6 Percentage of Votes to Be Assigned - Elect Junia
Maria de Sousa Lima Galvao as Director Management None Voted - Abstain
8.7 Percentage of Votes to Be Assigned - Elect Barry
Stuart Sternlicht as Independent Director and
Rafael Steinbruch as Alternate Management None Voted - Abstain
9 As an Ordinary Shareholder, Would You like to
Request a Separate Minority Election of a Member of
the Board of Directors, Under the Terms of Article
141 of the Brazilian Corporate Law? Management None Voted - Abstain
10 Approve Remuneration of Company's Management Management For Voted - For
11 Do You Wish to Request Installation of a Fiscal
Council, Under the Terms of Article 161 of the
Brazilian Corporate Law? Management None Voted - For
12 In the Event of a Second Call, the Voting
Instructions Contained in this Remote Voting Card
May Also be Considered for the Second Call? Management None Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 30-Apr-19 Meeting Type: Special
1 Amend Stock Option Plan Management For Voted - Against
2 Amend Article 5 to Reflect Changes in Capital Management For Voted - For
3 Amend Article 9 Management For Voted - For
4 Consolidate Bylaws Management For Voted - For
5 Designate Newspapers to Publish Company
Announcements Management For Voted - For
6 Approve Minutes of Meeting Summary With Exclusion
of Shareholder Names Management For Voted - For
7 In the Event of a Second Call, the Voting
Instructions Contained in this Remote Voting Card
May Also be Considered for the Second Call? Management None Voted - For
LOTTE FOOD CO., LTD.
Security ID: KR7002270007
Meeting Date: 28-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3.1 Elect Cho Gyeong-su as Inside Director Management For Voted - For
3.2 Elect Kim Jae-yeol as Inside Director Management For Voted - For
3.3 Elect Lee Gyeong-hui as Outside Director Management For Voted - For
3.4 Elect Lee Gyeong-muk as Outside Director Management For Voted - For
4.1 Elect Lee Gyeong-hui as a Member of Audit Committee Management For Voted - For
4.2 Elect Lee Gyeong-muk as a Member of Audit Committee Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
MANILA ELECTRIC COMPANY
Security ID: PHY5764J1483
Meeting Date: 28-May-19 Meeting Type: Annual
1 Approve Minutes of the Annual Meeting of
Stockholders Held on May 29, 2018 Management For Voted - For
2 Approve 2018 Audited Financial Statements Management For Voted - For
3 Ratify the Acts of the Board and Management Management For Voted - For
Elect 11 Directors by Cumulative Voting Management
4.1 Elect Anabelle L. Chua as Director Management For Voted - Against
4.2 Elect Ray C. Espinosa as Director Management For Voted - For
4.3 Elect James L. Go as Director Management For Voted - Against
4.4 Elect John L. Gokongwei, Jr. as Director Management For Voted - Against
4.5 Elect Lance Y. Gokongwei as Director Management For Voted - Against
4.6 Elect Jose Ma. K. Lim as Director Management For Voted - Against
4.7 Elect Elpidio L. Iba[]ez as Director Management For Voted - Against
4.8 Elect Artemio V. Panganiban as Director Management For Voted - For
4.9 Elect Manuel V. Pangilinan as Director Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4.10 Elect Pedro E. Roxas as Director Management For Voted - For
4.11 Elect Victorico P. Vargas as Director Management For Voted - Against
5 Appoint External Auditors Management For Voted - For
MERITZ FIRE & MARINE INSURANCE CO., LTD.
Security ID: KR7000060004
Meeting Date: 22-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Lee Ji-hwan as Outside Director Management For Voted - For
4 Elect Cho I-su as Outside Director Management For Voted - For
5 Elect Lee Ji-hwan as a Member of Audit Committee Management For Voted - For
6 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
MERRY ELECTRONICS CO., LTD.
Security ID: TW0002439007
Meeting Date: 19-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Approve Amendments to Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
5 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
6 Amend Procedures for Endorsement and Guarantees Management For Voted - For
7 Approve Amendment to Rules and Procedures for
Election of Directors Management For Voted - For
8 Approve Amendments to Rules and Procedures
Regarding Shareholder's General Meeting Management For Voted - For
9 Approve Issuance of Restricted Stocks Management For Voted - For
ELECT NON-INDEPENDENT DIRECTORS AND
INDEPNEDENT DIRECTORS VIA
CUMULATIVE VOTING Management
10.1 Elect Liao, Lu-Lee with Shareholder No. 1 as
Non-Independent Director Management For Voted - For
10.2 Elect Wei, Wen-Chieh with Shareholder No. 5 as
Non-Independent Director Management For Voted - For
10.3 Elect Lin, Shih-Chieh with Shareholder No. 17 as
Non-Independent Director Management For Voted - For
10.4 Elect Lin, Shu-Chun with Shareholder No. 27 as
Non-Independent Director Management For Voted - For
10.5 Elect Huang, Chao-Li with Shareholder No. 39 as
Non-Independent Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
10.6 Elect Liao, Keng-Pin, Representative of Tong-Cian
Investment Corporation, with Shareholder No. 25514
as Non-Independent Director Management For Voted - For
10.7 Elect Wu, Huei-Huang with ID No. P100014XXX as
Independent Director Management For Voted - For
10.8 Elect Sher, Jih-Hsin with ID No. D120020XXX as
Independent Director Management For Voted - For
10.9 Elect Ko, Jiunn-Huei with ID No A122450XXX as
Independent Director Management For Voted - For
11 Approve Release of Restrictions of Competitive
Activities of Newly Appointed Directors and
Representatives Management For Voted - For
METAIR INVESTMENTS LTD.
Security ID: ZAE000090692
Meeting Date: 02-May-19 Meeting Type: Annual
Ordinary Resolutions Management
1 Re-elect Grathel Motau as Director Management For Voted - For
2 Elect Michael Flemming as Director Management For Voted - For
3 Elect Sam Sithole as Director Management For Voted - For
4 Elect Paul Moeketsi as Director Management For Voted - For
5 Reappoint PricewaterhouseCoopers Inc as Auditors of
the Company with Leon de Wet as the Designated
Audit Partner Management For Voted - For
6i Elect Michael Flemming as Chairman of the Audit and
Risk Committee Management For Voted - For
6ii Re-elect Grathel Motau as Member of the Audit and
Risk Committee Management For Voted - For
6iii Re-elect Billy Mawasha as Member of the Audit and
Risk Committee Management For Voted - For
7a Approve Remuneration Policy Management For Voted - For
7b Approve Remuneration Implementation Report Management For Voted - For
Special Resolutions Management
1 Approve Non-Executive Directors' Remuneration Management For Voted - For
2 Approve Financial Assistance in Terms of Section 45
of the Companies Act Management For Voted - For
3 Approve Financial Assistance in Terms of Section 44
of the Companies Act Management For Voted - For
4 Authorise Repurchase of Issued Share Capital Management For Voted - For
MIRAE ASSET LIFE INSURANCE CO., LTD.
Security ID: KR7085620003
Meeting Date: 27-Mar-19 Meeting Type: Annual
1 Approve Financial Statements Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Approve Appropriation of Income Management For Voted - For
4 Approve Terms of Retirement Pay Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
5.1 Elect Ha Man-deok as Inside Director Management For Voted - For
5.2 Elect Byeon Jae-sang as Inside Director Management For Voted - For
5.3 Elect Kim Gyeong-han as Outside Director Management For Voted - For
6 Elect Kim Gyeong-han as a Member of Audit Committee Management For Voted - For
7 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
MITAC HOLDINGS CORP.
Security ID: TW0003706008
Meeting Date: 30-May-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Approve the Issuance of New Shares by
Capitalization of Profit Management For Voted - For
5 Amend Procedures Governing the Acquisition or
Disposal of Assets, Trading Procedures Governing
Derivatives Products, Lending Funds to Other
Parties, Endorsement and Guarantees and Rules and
Procedures for Election of Directors and Supervisors Management For Voted - For
ELECT NON-INDEPENDENT DIRECTORS AND
INDEPENDENT DIRECTORS VIA
CUMULATIVE VOTING Management
6.1 Elect MIAU, MATTHEW FENG CHIANG, with
Shareholder No. 6, as Non-Independent Director Management For Voted - For
6.2 Elect HO, JHI- WU, with Shareholder No. 117, as
Non-Independent Director Management For Voted - For
6.3 Elect HSU, TZU-HWA, Representative of MITAC INC.,
with Shareholder No. 57, as Non-Independent Director Management For Voted - Against
6.4 Elect SU, LIANG, Representative of MITAC INC., with
Shareholder No. 57, as Non-Independent Director Management For Voted - Against
6.5 Elect WAY, YUNG-DO, Representative of UPC
TECHNOLOGY CORP, with Shareholder No. 226, as
Non-Independent Director Management For Voted - Against
6.6 Elect CHANG,KWANG-CHENG, Representative of UPC
TECHNOLOGY CORP, with Shareholder No. 226, as
Non-Independent Director Management For Voted - Against
6.7 Elect CHIAO, YU-CHENG, with ID No. A120667XXX, as
Non-Independent Director Management For Voted - Against
6.8 Elect LU, SHYUE-CHING, with ID No. H100330XXX, as
Independent Director Management For Voted - For
6.9 Elect MA, SHAW-HSIANG, with ID No. A128427XXX, as
Independent Director Management For Voted - For
6.10 Elect TSAY, CHING-YEN, with ID No. J102300XXX, as
Independent Director Management For Voted - For
7 Approve Release of Restrictions of Competitive
Activities of Directors Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
MRV ENGENHARIA E PARTICIPACOES SA
Security ID: BRMRVEACNOR2
Meeting Date: 15-Mar-19 Meeting Type: Special
1 Approve Revision to the Current Organizational
Structure of the Company and Amend Articles
Accordingly Management For Voted - For
2.1 Elect Sinai Waisberg as Director Management For Voted - For
2.2 Elect Leonardo Guimaraes Correa as Director Management For Voted - For
2.3 Elect Betania Tanure de Barros as Director Management For Voted - For
2.4 Elect Rubens Menin Teixeira de Souza as Director Management For Voted - For
2.5 Elect Marcos Alberto Cabaleiro Fernandez as Director Management For Voted - For
2.6 Elect Rafael Nazareth Menin Teixeira de Souza as
Director Management For Voted - For
2.7 Elect Antonio Kandir as Director Management For Voted - For
3 In Case Cumulative Voting Is Adopted, Do You Wish
to Equally Distribute Your Votes for Each Supported
Nominee? Management None Voted - Abstain
APPLICABLE ONLY IF CUMULATIVE VOTING IS
ADOPTED - If You Vote FOR on Item 3, Votes Will Be
Automatically Distributed in Equal % Amongst
Candidates You Chose. If You Vote AGST, Contact
Your Client Service Rep to Disproportionately
Allocate % of Votes Management
4.1 Percentage of Votes to Be Assigned - Elect Sinai
Waisberg as Director Management None Voted - Abstain
4.2 Percentage of Votes to Be Assigned - Elect Leonardo
Guimaraes Correa as Director Management None Voted - Abstain
4.3 Percentage of Votes to Be Assigned - Elect Betania
Tanure de Barros as Director Management None Voted - Abstain
4.4 Percentage of Votes to Be Assigned - Elect Rubens
Menin Teixeira de Souza as Director Management None Voted - Abstain
4.5 Percentage of Votes to Be Assigned - Elect Marcos
Alberto Cabaleiro Fernandez as Director Management None Voted - Abstain
4.6 Percentage of Votes to Be Assigned - Elect Rafael
Nazareth Menin Teixeira de Souza as Director Management None Voted - Abstain
4.7 Percentage of Votes to Be Assigned - Elect Antonio
Kandir as Director Management None Voted - Abstain
5 Approve Remuneration of Company's Management Management For Voted - For
6 Approve Decrease in Board Size Management For Voted - For
7 Amend Article 23 Management For Voted - For
8 Consolidate Bylaws Management For Voted - For
9 Amend Stock Option Plan Management For Voted - Against
10 Approve Minutes of Meeting With Exclusion of
Shareholder Names Management For Voted - For
Meeting Date: 25-Apr-19 Meeting Type: Annual/Special
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3 Authorize Capitalization of Reserves Management For Voted - For
4 Amend Article 5 to Reflect Changes in Capital Management For Voted - For
5 Consolidate Bylaws Management For Voted - For
6 Approve Minutes of Meeting With Exclusion of
Shareholder Names Management For Voted - For
7 In the Event of a Second Call, the Voting
Instructions Contained in this Remote Voting Card
May Also be Considered for the Second Call? Management None Voted - For
Meeting Date: 30-May-19 Meeting Type: Special
1 Elect Silvio Romero de Lemos Meira as Independent
Director Management For Voted - For
2 Install Innovation Committee Management For Voted - For
3 Approve Increase in Board Size from Seven to Eight
Members Management For Voted - For
4 Change Name of Governance and Ethics Committee to
Governance and Compliance Committee Management For Voted - For
5 Amend Article 23 Management For Voted - For
6 Consolidate Bylaws Management For Voted - For
7 Approve Minutes of Meeting With Exclusion of
Shareholder Names Management For Voted - For
NAMCHOW HOLDINGS CO., LTD.
Security ID: TW0001702009
Meeting Date: 30-May-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Amend Rules and Procedures for Election of
Directors and Supervisors Management For Voted - For
5 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
6 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
7 Amend Procedures for Endorsement and Guarantees Management For Voted - For
ELECT NON-INDEPENDENT DIRECTORS AND
INDEPENDENT DIRECTORS VIA
CUMULATIVE VOTING Management
8.1 Elect CHUN HSUEH CHEN, with Shareholder No. 180815,
as Independent Director Management For Voted - For
8.2 Elect Chen Yiwen, Representative of Nanqiao
Investment Holdings Co., Ltd., with Shareholder No.
1797, as Non-Independent Director Shareholder None Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
NEDBANK GROUP LTD.
Security ID: ZAE000004875
Meeting Date: 10-May-19 Meeting Type: Annual
Ordinary Resolutions Management
1.1 Elect Peter Moyo as Director Management For Voted - For
1.2 Re-elect Rob Leith as Director Management For Voted - For
2.1 Re-elect Michael Brown as Director Management For Voted - For
2.2 Re-elect Brian Dames as Director Management For Voted - For
2.3 Re-elect Vassi Naidoo as Director Management For Voted - For
2.4 Re-elect Stanley Subramoney as Director Management For Voted - For
3.1 Reappoint Deloitte & Touche as Auditors of the
Company with Lito Nunes as the Designated
Registered Auditor Management For Voted - For
3.2 Appoint Ernst & Young Inc as Auditors of the
Company with Farouk Mohideen as the Designated
Registered Auditor Management For Voted - For
4 Place Authorised but Unissued Ordinary Shares under
Control of Directors Management For Voted - For
5.1 Approve Remuneration Policy Management For Voted - For
5.2 Approve Remuneration Implementation Report Management For Voted - For
Special Resolutions Management
1.1 Approve Fees for the Non-executive Chairman Management For Voted - For
1.2 Approve Fees for the Lead Independent Director Management For Voted - For
1.3 Approve Fees for the Nedbank Group Board Member Management For Voted - For
1.4 Approve Fees for the Group Audit Committee Management For Voted - For
1.5 Approve Fees for the Group Credit Committee Management For Voted - For
1.6 Approve Fees for the Group Directors' Affairs
Committee Management For Voted - For
1.7 Approve Fees for the Group Information Technology
Committee Management For Voted - For
1.8 Approve Fees for the Group Related Party
Transactions Committee Management For Voted - For
1.9 Approve Fees for the Group Remuneration Committee Management For Voted - For
1.10 Approve Fees for the Group Risk and Capital
Management Committee Management For Voted - For
1.11 Approve Fees for the Group Transformation, Social
and Ethics Committee Management For Voted - For
2 Authorise Repurchase of Issued Share Capital Management For Voted - For
3 Approve Financial Assistance to Related and
Inter-related Companies Management For Voted - For
O2 CZECH REPUBLIC AS
Security ID: CZ0009093209
Meeting Date: 04-Jun-19 Meeting Type: Annual
1 Open Meeting Management
2.1 Approve Meeting Procedures Management For Voted - For
2.2 Elect Meeting Chairman and Other Meeting Officials Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3 Receive Management Board Report on Company's
Operations and State of Its Assets Management
4 Receive Supervisory Board Report on Board's Work
and Company's Standing Management
5.1 Approve Financial Statements and Statutory Reports Management For Voted - For
5.2 Approve Consolidated Financial Statements and
Statutory Reports Management For Voted - For
6.1 Approve Allocation of Income and Dividends of CZK
17 and CZK 170 per Share Management For Voted - For
6.2 Approve Reduction of Share Premium Reserve with
Repayment to Shareholders Management For Voted - For
7 Ratify KPMG Ceska republika Audit, s.r.o. as Auditor Management For Voted - For
8 Recall and Elect Audit Committee Members Management For Voted - Against
9 Close Meeting Management
ODONTOPREV SA
Security ID: BRODPVACNOR4
Meeting Date: 02-Jan-19 Meeting Type: Special
1 Approve Agreement to Absorb Odonto System Planos
Odontologicos Ltda. Management For Voted - For
2 Ratify PricewaterhouseCoopers Auditores
Independentes as the Independent Firm to Appraise
Proposed Transaction Management For Voted - For
3 Approve Independent Firm's Appraisal Management For Voted - For
4 Approve Absorption of Odonto System Planos
Odontologicos Ltda. Management For Voted - For
5 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
Meeting Date: 01-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Approve Remuneration of Company's Management Management For Voted - Against
4 Fix Number of Fiscal Council Members at Three Management For Voted - For
5 Elect Fiscal Council Members Management For Do Not Vote
6 In Case One of the Nominees Leaves the Fiscal
Council Slate Due to a Separate Minority Election,
as Allowed Under Articles 161 and 240 of the
Brazilian Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate? Management None Voted - Against
7 Elect Ivan Maluf Junior as Fiscal Council Member
and Eduardo da Gama Godoy as Alternate Appointed by
Minority Shareholder Shareholder None Voted - For
8 Approve Remuneration of Fiscal Council Members Management For Voted - For
9 In the Event of a Second Call, the Voting
Instructions Contained in this Remote Voting Card
May Also be Considered for the Second Call? Management None Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
Meeting Date: 01-Apr-19 Meeting Type: Special
1 Authorize Capitalization of Reserves and Amend
Articles Accordingly Management For Voted - For
2 Amend Articles/Consolidate Bylaws Management For Voted - For
3 In the Event of a Second Call, the Voting
Instructions Contained in this Remote Voting Card
May Also be Considered for the Second Call? Management None Voted - For
Meeting Date: 03-May-19 Meeting Type: Special
1 Elect Directors and Board Chairman Management For Voted - Against
2 Approve Board Composition Management For Voted - Against
OSK HOLDINGS BHD.
Security ID: MYL5053OO003
Meeting Date: 30-Apr-19 Meeting Type: Annual
Ordinary Resolutions Management
1 Approve Final Dividend Management For Voted - For
2 Approve Directors' Fees Management For Voted - For
3 Approve Directors' Benefits Management For Voted - For
4 Elect Ong Ju Yan as Director Management For Voted - For
5 Elect Thanarajasingam Subramaniam as Director Management For Voted - For
6 Elect Leong Keng Yuen as Director Management For Voted - For
7 Approve BDO PLT as Auditors and Authorize Board to
Fix Their Remuneration Management For Voted - For
8 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - For
9 Approve Implementation of Shareholders' Mandate for
Recurrent Related Party Transactions Management For Voted - For
10 Authorize Share Repurchase Program Management For Voted - For
Special Resolution Management
1 Adopt New Constitution Management For Voted - For
PEGATRON CORP.
Security ID: TW0004938006
Meeting Date: 21-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Approve Amendments to Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
5 Amend Procedures for Lending Funds to Other Parties
and Procedures for Endorsement and Guarantees Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
ELECT NON-INDEPENDENT DIRECTORS AND
INDEPENDENT DIRECTORS VIA
CUMULATIVE VOTING Management
6.1 Elect T.H. Tung with Shareholder No. 3 as
Non-Independent Director Management For Voted - For
6.2 Elect Jason Cheng with Shareholder No. 37 as
Non-Independent Director Management For Voted - Against
6.3 Elect S.J. Liao with Shareholder No. 11884 as
Non-Independent Director Management For Voted - Against
6.4 Elect C.I. Chia with Shareholder No. 210889 as
Non-Independent Director Management For Voted - Against
6.5 Elect C.V. Chen with ID No. A100743XXX as
Non-Independent Director Management For Voted - Against
6.6 Elect T.K. Yang with ID No. A102241XXX as
Non-Independent Director Management For Voted - Against
6.7 Elect S. Chi, Representative of Dai-He Investment
Co., Ltd., with Shareholder No. 294954 as
Non-Independent Director Management For Voted - Against
6.8 Elect E.L. Tung, Representative of Hong-Ye
Investment Co., Ltd., with Shareholder No. 294793
as Non-Independent Director Management For Voted - Against
6.9 Elect C.B. Chang with ID No. D100235XXX as
Independent Director Management For Voted - For
6.10 Elect C.P. Hwang with Shareholder No. 211424 as
Independent Director Management For Voted - For
6.11 Elect C.S. Yen with ID No. F101393XXX as
Independent Director Management For Voted - For
7 Approve Release of Restrictions of Competitive
Activities of Directors Management For Voted - For
PETKIM PETROKIMYA HOLDING AS
Security ID: TRAPETKM91E0
Meeting Date: 29-Mar-19 Meeting Type: Annual
Annual Meeting Agenda Management
1 Open Meeting and Elect Presiding Council of Meeting Management For Voted - For
2 Accept Board Report Management For Voted - For
3 Accept Audit Report Management For Voted - For
4 Accept Financial Statements Management For Voted - For
5 Approve Discharge of Board Management For Voted - For
6 Approve Allocation of Income Management For Voted - For
7 Ratify Director Appointments Management For Voted - For
8 Elect Directors Management For Voted - For
9 Approve Director Remuneration Management For Voted - Against
10 Ratify External Auditors Management For Voted - For
11 Receive Information on Donations Made in 2018 Management Non-Voting
12 Approve Upper Limit of Donations for 2019 Management For Voted - Against
13 Receive Information in Accordance to Article 1.3.6
of Capital Market Board Corporate Governance
Principles Management
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
14 Grant Permission for Board Members to Engage in
Commercial Transactions with Company and Be
Involved with Companies with Similar Corporate
Purpose Management For Voted - For
15 Receive Information on Guarantees, Pledges and
Mortgages Provided to Third Parties Management
16 Close Meeting Management
PETRONAS CHEMICALS GROUP BHD.
Security ID: MYL5183OO008
Meeting Date: 29-Apr-19 Meeting Type: Annual
Ordinary Resolutions Management
1 Elect Sazali Hamzah as Director Management For Voted - For
2 Elect Freida Amat as Director Management For Voted - For
3 Elect Warren William Wilder as Director Management For Voted - For
4 Elect Zafar Abdulmajid Momin as Director Management For Voted - For
5 Approve Directors' Fees and Allowances Management For Voted - For
6 Approve KPMG PLT as Auditors and Authorize Board to
Fix Their Remuneration Management For Voted - For
Special Resolution Management
1 Adopt New Constitution Management For Voted - For
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA
Security ID: PLPGNIG00014
Meeting Date: 23-Jan-19 Meeting Type: Special
1 Open Meeting Management
2 Elect Meeting Chairman Management For Voted - For
3 Acknowledge Proper Convening of Meeting Management
4 Prepare List of Shareholders Management
5 Approve Agenda of Meeting Management For Voted - For
6 Approve Sale of Organized Part of Enterprise Polska
Spolka Gazownictwa Management For Voted - For
7 Amend Statute Management For Voted - For
8 Amend Regulations on General Meetings Management For Voted - For
9 Close Meeting Management
Meeting Date: 27-Jun-19 Meeting Type: Annual
1 Open Meeting Management
2 Elect Meeting Chairman Management For Voted - For
3 Acknowledge Proper Convening of Meeting Management
4 Prepare List of Shareholders Management
5 Approve Agenda of Meeting Management For Voted - For
6 Approve Financial Statements Management For Voted - For
7 Approve Management Board Report on Company's and
Group's Operations; and Consolidated Financial
Statements Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
8.1 Approve Discharge of Piotr Wozniak (CEO) Management For Voted - For
8.2 Approve Discharge of Radoslaw Bartosik (Deputy CEO) Management For Voted - For
8.3 Approve Discharge of Lukasz Kroplewski (Deputy CEO) Management For Voted - For
8.4 Approve Discharge of Michal Pietrzyk (Deputy CEO) Management For Voted - For
8.5 Approve Discharge of Maciej Wozniak (Deputy CEO) Management For Voted - For
8.6 Approve Discharge of Magdalena Zegarska (Deputy CEO) Management For Voted - For
9.1 Approve Discharge of Bartlomiej Nowak (Supervisory
Board Chairman) Management For Voted - For
9.2 Approve Discharge of Piotr Sprzaczak (Supervisory
Board Deputy Chairman) Management For Voted - For
9.3 Approve Discharge of Slawomir Borowiec (Supervisory
Board Member) Management For Voted - For
9.4 Approve Discharge of Piotr Broda (Supervisory Board
Member) Management For Voted - For
9.5 Approve Discharge of Andrzej Gonet (Supervisory
Board Member) Management For Voted - For
9.6 Approve Discharge of Mieczyslaw Kawecki
(Supervisory Board Member) Management For Voted - For
9.7 Approve Discharge of Stanislaw Sieradzki
(Supervisory Board Member) Management For Voted - For
9.8 Approve Discharge of Grzegorz Tchorek (Supervisory
Board Member) Management For Voted - For
10 Approve Allocation of Income and Dividends of PLN
0.18 per Share Management For Voted - For
11 Amend Sep. 09, 2016, EGM Resolution Re: Approve
Remuneration of Supervisory Board Members Management For Voted - For
12 Amend Nov. 24, 2016. EGM Resolution Re: Approve
Structure of Remuneration of Management Board Management For Voted - For
13 Close Meeting Management
POONGSAN HOLDINGS CORP.
Security ID: KR7005810007
Meeting Date: 15-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Three Inside Directors and One Outside
Director Management For Voted - For
4 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
5 Authorize Board to Fix Remuneration of Internal
Auditor Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
PORTO SEGURO SA
Security ID: BRPSSAACNOR7
Meeting Date: 29-Mar-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Ratify Interest-on-Capital-Stock Payment Management For Voted - For
4 Approve Dividends and Interest-on-Capital-Stock
Payment Dates Management For Voted - For
5 Approve Remuneration of Company's Management and
Fiscal Council Management For Voted - Against
6 Do You Wish to Request Installation of a Fiscal
Council, Under the Terms of Article 161 of the
Brazilian Corporate Law? Management None Voted - For
7 In the Event of a Second Call, the Voting
Instructions Contained in this Remote Voting Card
May Also be Considered for the Second Call? Management None Voted - For
Meeting Date: 29-Mar-19 Meeting Type: Special
1 Amend Articles Re: Board Composition Management For Voted - For
2 Remove Article 23 Management For Voted - For
3 Amend Article 24 Management For Voted - For
4 Amend Articles Management For Voted - For
5 Consolidate Bylaws Management For Voted - For
6 In the Event of a Second Call, the Voting
Instructions Contained in this Remote Voting Card
May Also be Considered for the Second Call? Management None Voted - For
Meeting Date: 31-May-19 Meeting Type: Special
1 Elect Bruno Campos Garfinkel as Board Chairman Management For Voted - For
2 Elect Ana Luiza Campos Garfinkel as Director Management For Voted - Against
3 In the Event of a Second Call, the Voting
Instructions Contained in this Remote Voting Card
May Also be Considered for the Second Call? Management None Voted - For
PT BANK PEMBANGUNAN DAERAH JAWA TIMUR TBK
Security ID: ID1000123904
Meeting Date: 26-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income and Approve
Remuneration and Tantiem of Directors and
Commissioners Management For Voted - For
3 Approve Auditors Management For Voted - For
4 Amend Article 4 of the Articles of the Association
in Relation with Implementation of the Management
Employee Stock Options Plan (MESOP) Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
5 Approve Share Repurchase Program Management For Voted - Against
6 Approve Changes in Board of Company Management For Voted - Against
Meeting Date: 19-Jun-19 Meeting Type: Special
1 Approve Changes in Board of Company Management For Voted - Against
PT BUKIT ASAM TBK
Security ID: ID1000094006
Meeting Date: 25-Apr-19 Meeting Type: Annual
1 Approve Financial Statements, Statutory Reports,
and Discharge of Directors and Commissioners Management For Voted - For
2 Approve Financial Statements, Financial Report of
the Partnership and Community Development Program
(PCDP), and Discharge of Directors and Commissioners Management For Voted - For
3 Approve Allocation of Income and Dividends Management For Voted - For
4 Approve Remuneration and Tantiem of Directors and
Commissioners Management For Voted - For
5 Approve Auditors of the Company and the PCDP Management For Voted - For
6 Approve Changes in Board of Company Shareholder None Voted - Against
PT TUNAS BARU LAMPUNG TBK
Security ID: ID1000076706
Meeting Date: 21-Jun-19 Meeting Type: Annual
1 Approve Financial Statements, Statutory Reports,
and Discharge of Directors and Commissioners Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Approve Remuneration of Directors and Commissioners Management For Voted - For
4 Approve Auditors Management For Voted - For
Meeting Date: 21-Jun-19 Meeting Type: Special
1 Amend Article 3 of the Articles of Association in
Relation with Business Activity Management For Voted - Against
PT WASKITA BETON PRECAST
Security ID: ID1000137706
Meeting Date: 24-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Allocation of Income Management For Voted - For
3 Approve Auditors Management For Voted - For
4 Approve Remuneration of Directors and Commissioners Management For Voted - For
5 Accept Report on the Use of Proceeds Management For Voted - For
6 Approve Pledging of Assets for Debt Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
7 Amend Articles of Association Management For Voted - Against
8 Approve Enforcement of the State-owned Minister
Regulation Management For Voted - Against
PT WASKITA BETON PRECAST TBK
Security ID: ID1000137706
Meeting Date: 10-May-19 Meeting Type: Special
Agenda for the Adjourned Annual General Meeting Management
1 Approve Pledging of Assets for Debt Management For Voted - Against
QINGLING MOTORS CO., LTD.
Security ID: CNE1000003Y4
Meeting Date: 30-May-19 Meeting Type: Annual
1 Approve 2018 Report of the Board of Directors Management For Voted - For
2 Approve 2018 Report of the Supervisory Committee Management For Voted - For
3 Approve 2018 Audited Financial Statements and
Independent Auditor's Report Management For Voted - For
4 Approve 2018 Profit Appropriation Management For Voted - For
5 Elect Li Xiaodong as Director, Authorize Board to
Fix His Remuneration and Enter into the Service
Contract with Him Management For Voted - For
6 Appoint Deloitte Touche Tohmatsu Certified Public
Accountants LLP Chongqing Branch and Deloitte
Touche Tohmatsu as PRC and International Auditors,
Respectively, and Authorize Board to Determine
Their Remuneration Management For Voted - For
QUALICORP CONSULTORIA E CORRETORA DE SEGUROS SA
Security ID: BRQUALACNOR6
Meeting Date: 29-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Fix Number of Directors at Seven Management For Voted - For
4 Do You Wish to Adopt Cumulative Voting for the
Election of the Members of the Board of Directors,
Under the Terms of Article 141 of the Brazilian
Corporate Law? Management None Voted - Abstain
5 Elect Directors Management For Voted - Against
6 In Case There is Any Change to the Board Slate
Composition, May Your Votes Still be Counted for
the Proposed Slate? Management None Voted - Against
7 In Case Cumulative Voting Is Adopted, Do You Wish
to Equally Distribute Your Votes Among the Nominees? Management None Voted - Abstain
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
8.1 Percentage of Votes to Be Assigned - Elect Jose
Seripieri Filho as Director Management None Voted - Abstain
8.2 Percentage of Votes to Be Assigned - Elect Raul
Rosenthal Ladeira de Matos as Director Management None Voted - Abstain
8.3 Percentage of Votes to Be Assigned - Elect
Alexandre Silveira Dias as Independent Director Management None Voted - Abstain
8.4 Percentage of Votes to Be Assigned - Elect Rogerio
Paulo Calderon Peres as Independent Director Management None Voted - Abstain
8.5 Percentage of Votes to Be Assigned - Elect Joao Cox
Neto as Independent Director Management None Voted - Abstain
8.6 Percentage of Votes to Be Assigned - Elect Leonardo
Porciuncula Gomes Pereira as Independent Board
Chairman Management None Voted - Abstain
8.7 Percentage of Votes to Be Assigned - Elect Wilson
Olivieri as Independent Director Management None Voted - Abstain
9 As an Ordinary Shareholder, Would You like to
Request a Separate Minority Election of a Member of
the Board of Directors, Under the Terms of Article
141 of the Brazilian Corporate Law? Management None Voted - Abstain
10 Do You Wish to Request Installation of a Fiscal
Council, Under the Terms of Article 161 of the
Brazilian Corporate Law? Management None Voted - For
11 In the Event of a Second Call, the Voting
Instructions Contained in this Remote Voting Card
May Also be Considered for the Second Call? Management None Voted - For
Meeting Date: 29-Apr-19 Meeting Type: Special
1 Approve Remuneration of Company's Management Management For Voted - Against
2 Amend Article 8 Management For Voted - For
3 Amend Articles 18 and 20 Management For Voted - For
4 In the Event of a Second Call, the Voting
Instructions Contained in this Remote Voting Card
May Also be Considered for the Second Call? Management None Voted - For
Meeting Date: 08-May-19 Meeting Type: Special
1 Amend Article 8 Management For Voted - For
2 Amend Articles 18 and 20 Management For Voted - For
QUANTA COMPUTER, INC.
Security ID: TW0002382009
Meeting Date: 21-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Profit Distribution Management For Voted - For
3 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
4 Amend Procedures for Lending Funds to Other Parties
and Procedures for Endorsement and Guarantees Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
ELECT NON-INDEPENDENT DIRECTORS
AND INDEPENDENT DIRECTORS
VIA CUMULATIVE VOTING Management
5.1 Elect BARRY LAM, with Shareholder No. 1 as
Non-Independent Director Management For Voted - For
5.2 Elect C.C. LEUNG, with Shareholder No. 5 as
Non-Independent Director Management For Voted - For
5.3 Elect C.T. HUANG, with Shareholder No. 528 as
Non-Independent Director Management For Voted - For
5.4 Elect TIM LI, with Shareholder No. 48 as
Non-Independent Director Management For Voted - For
5.5 Elect WEI TA PAN, with ID No. A104289XXX, as
Independent Director Management For Voted - For
5.6 Elect PISIN CHEN, with Shareholder No. 311858, as
Independent Director Management For Voted - For
5.7 Elect HUNG CHING LEE, with ID No. K120059XXX, as
Independent Director Management For Voted - For
6 Approve Release of Restrictions of Competitive
Activities of Directors Management For Voted - For
RECHI PRECISION CO. LTD.
Security ID: TW0004532007
Meeting Date: 14-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Amendments to Procedures Governing the Acquisition
or Disposal of Assets Management For Voted - For
4 Amendments to Trading Procedures Governing
Derivatives Products Management For Voted - For
5 Approve Release of Restrictions of Competitive
Activities of Newly Appointed Directors and
Representatives Management For Voted - For
SAMSUNG FIRE & MARINE INSURANCE CO., LTD.
Security ID: KR7000810002
Meeting Date: 22-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Cho Dong-geun as Outside Director Management For Voted - For
4 Elect Cho Dong-geun as a Member of Audit Committee Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
SAN FANG CHEMICAL INDUSTRY CO., LTD.
Security ID: TW0001307007
Meeting Date: 12-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
5 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
6 Amend Procedures for Endorsement and Guarantees Management For Voted - For
SANLAM LTD.
Security ID: ZAE000070660
Meeting Date: 05-Jun-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Year Ended 31 December 2018 Management For Voted - For
2 Reappoint Ernst & Young Incorporated as Auditors of
the Company and Appoint C du Toit as the Individual
and Designated Auditor Management For Voted - For
3.1 Elect Shirley Zinn as Director Management For Voted - For
4.1 Re-elect Patrice Motsepe as Director Management For Voted - For
4.2 Re-elect Karabo Nondumo as Director Management For Voted - For
4.3 Re-elect Chris Swanepoel as Director Management For Voted - For
4.4 Re-elect Anton Botha as Director Management For Voted - For
4.5 Re-elect Sipho Nkosi as Director Management For Voted - For
5.1 Re-elect Ian Kirk as Director Management For Voted - For
6.1 Re-elect Anton Botha as Member of the Audit
Committee Management For Voted - For
6.2 Re-elect Paul Hanratty as Member of the Audit
Committee Management For Voted - For
6.3 Re-elect Mathukana Mokoka as Member of the Audit
Committee Management For Voted - For
6.4 Re-elect Karabo Nondumo as Member of the Audit
Committee Management For Voted - For
7.1 Approve Remuneration Policy Management For Voted - For
7.2 Approve Remuneration Implementation Report Management For Voted - For
8 Approve Remuneration of Executive Directors and
Non-executive Directors for the Financial Year
Ended 31 December 2018 Management For Voted - For
9 Place Authorised but Unissued Shares under Control
of Directors Management For Voted - For
10 Authorise Board to Issue Shares for Cash Management For Voted - For
11 Authorise Ratification of Approved Resolutions Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
SEAH BESTEEL CORP.
Security ID: KR7001430008
Meeting Date: 15-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Elect Three Inside Directors and Two Outside
Directors (Bundled) Management For Voted - For
4 Elect Two Members of Audit Committee (Bundled) Management For Voted - For
5 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
SENAO INTERNATIONAL CO., LTD.
Security ID: TW0002450004
Meeting Date: 14-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Approve Amendments to Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
5 Amend Procedures for Endorsement and Guarantees Management For Voted - For
6 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
7 Approve Amendment to Rules and Procedures for
Election of Directors and Supervisors Management For Voted - For
ELECT INDEPENDENT DIRECTORS VIA
CUMULATIVE VOTING Management
8.1 Elect KUNG-LIANG YEH, with ID NO.R100075XXX, as
Independent Director Management For Voted - For
8.2 Elect YUNG-LIN SU, with SHAREHOLDER
NO.00001588, as Independent Director Management For Voted - For
8.3 Elect WEN-TSAN WU, with SHAREHOLDER
NO.A123803XXX, as Independent Director Management For Voted - For
ELECT 8 NON-INDEPENDENT DIRECTORS
VIA CUMULATIVE VOTING Management
8.4 Elect Non-Independent Director 1 Shareholder None Voted - Against
8.5 Elect Non-Independent Director 2 Shareholder None Voted - Against
8.6 Elect Non-Independent Director 3 Shareholder None Voted - Against
8.7 Elect Non-Independent Director 4 Shareholder None Voted - Against
8.8 Elect Non-Independent Director 5 Shareholder None Voted - Against
8.9 Elect Non-Independent Director 6 Shareholder None Voted - Against
8.10 Elect Non-Independent Director 7 Shareholder None Voted - Against
8.11 Elect Non-Independent Director 8 Shareholder None Voted - Against
9 Approve Release of Restrictions of Competitive
Activities of Newly Appointed Directors and
Representatives Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
SFA ENGINEERING CORP.
Security ID: KR7056190002
Meeting Date: 26-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2.1 Elect Won Jin as Inside Director Management For Voted - For
2.2 Elect Kim Young-min as Inside Director Management For Voted - For
2.3 Elect Lee Myeong-jae as Inside Director Management For Voted - For
2.4 Elect Jeong Chang-seon as Inside Director Management For Voted - For
2.5 Elect Jang Soon-nam as Outside Director Management For Voted - For
2.6 Elect Cho In-hoe as Outside Director Management For Voted - For
2.7 Elect Jeong Seong-ho as Non-Independent
Non-Executive Director Management For Voted - For
3.1 Elect Jang Soon-nam as a Member of Audit Committee Management For Voted - For
3.2 Elect Cho In-hoe as a Member of Audit Committee Management For Voted - For
3.3 Elect Jeong Seong-ho as a Member of Audit Committee Management For Voted - For
4 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - Against
5 Amend Articles of Incorporation Management For Voted - For
6 Approve Terms of Retirement Pay Management For Voted - For
SHANGHAI INDUSTRIAL HOLDINGS LIMITED
Security ID: HK0363006039
Meeting Date: 23-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3a Elect Xu Bo as Director Management For Voted - For
3b Elect Xu Zhan as Director Management For Voted - For
3c Elect Leung Pak To, Francis as Director Management For Voted - For
3d Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Deloitte Touche Tohmatsu as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
5 Authorize Repurchase of Issued Share Capital Management For Voted - For
6 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
7 Authorize Reissuance of Repurchased Shares Management For Voted - Against
SHINHAN FINANCIAL GROUP CO., LTD.
Security ID: KR7055550008
Meeting Date: 27-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3.1 Elect Jin Ok-dong as Non-Independent Non-Executive
Director Management For Voted - For
3.2 Elect Park An-soon as Outside Director Management For Voted - For
3.3 Elect Park Cheul as Outside Director Management For Voted - For
3.4 Elect Byeon Yang-ho as Outside Director Management For Voted - For
3.5 Elect Lee Man-woo as Outside Director Management For Voted - For
3.6 Elect Lee Yoon-jae as Outside Director Management For Voted - For
3.7 Elect Philippe Avril as Outside Director Management For Voted - For
3.8 Elect Huh Yong-hak as Outside Director Management For Voted - For
3.9 Elect Yuki Hirakawa as Outside Director Management For Voted - For
4 Elect Sung Jae-ho as Outside Director to Serve as
an Audit Committee Member Management For Voted - For
5.1 Elect Lee Man-woo as a Member of Audit Committee Management For Voted - For
5.2 Elect Lee Yoon-jae as a Member of Audit Committee Management For Voted - For
6 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
SIAMGAS & PETROCHEMICALS PUBLIC CO. LTD.
Security ID: TH0979A10Z00
Meeting Date: 25-Apr-19 Meeting Type: Annual
1 Approve Minutes of Previous Meeting Management For Voted - For
2 Acknowledge Operating Results Management
3 Approve Financial Statements Management For Voted - For
4 Approve Dividend Payment Management For Voted - For
5.1 Elect Worawit Weeraborwornpong as Director Management For Voted - For
5.2 Elect Patcharawadee Weeraborwornpong as Director Management For Voted - Against
5.3 Elect Harn Chiocharn as Director Management For Voted - For
6 Approve Remuneration of Directors Management For Voted - For
7 Approve PricewaterhouseCoopers ABAS Ltd. as
Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
8 Amend Articles of Association Management For Voted - For
9 Other Business Management For Voted - Against
SICHUAN EXPRESSWAY CO. LTD.
Security ID: CNE100000494
Meeting Date: 21-Feb-19 Meeting Type: Special
EGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve the Construction Framework Agreement, the
Proposed Annual Cap and Related Transactions Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
SICHUAN EXPRESSWAY COMPANY LIMITED
Security ID: CNE100000494
Meeting Date: 05-Jun-19 Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve Issuance of Debt Financing Instruments Management For Voted - For
2 Approve 2018 Proposed Profit Appropriations and
Dividend Distribution Plan Management For Voted - For
3 Approve 2018 Work Report of the Board of Directors Management For Voted - For
4 Approve 2018 Work Report of the Supervisory
Committee Management For Voted - For
5 Approve 2018 Duty Performance Report of Independent
Non-Executive Directors Management For Voted - For
6 Approve 2018 Audited Financial Report Management For Voted - For
7 Approve 2019 Financial Budget Management For Voted - For
8 Approve Shinewing Certified Public Accountants as
PRC Auditor and Authorize Board to Fix Their
Remuneration Management For Voted - For
9 Approve Ernst & Young Certified Public Accountants
as International Auditor and Authorize Board to Fix
Their Remuneration Management For Voted - For
10 Approve Remuneration of He Zhuqing Management For Voted - Against
ELECT DIRECTOR VIA CUMULATIVE VOTING Management
11 Elect He Zhuqing as Director Shareholder For Voted - Against
SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD.
Security ID: BMG8162K1137
Meeting Date: 31-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3a1 Elect Che Fengsheng as Director Management For Voted - For
3a2 Elect Guo Weicheng as Director Management For Voted - For
3a3 Elect Zhu Xun as Director Management For Voted - For
3b Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Ernst & Young as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
5A Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
5B Authorize Repurchase of Issued Share Capital Management For Voted - For
5C Authorize Reissuance of Repurchased Shares Management For Voted - Against
SINOPEC SHANGHAI PETROCHEMICAL COMPANY LIMITED
Security ID: CNE1000004C8
Meeting Date: 20-Jun-19 Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES Management
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1 Approve 2018 Work Report of the Board of Directors Management For Voted - For
2 Approve 2018 Work Report of the Supervisory
Committee Management For Voted - For
3 Approve 2018 Audited Financial Statements Management For Voted - For
4 Approve 2018 Profit Distribution Plan Management For Voted - For
5 Approve 2019 Financial Budget Report Management For Voted - For
6 Approve PricewaterhouseCoopers Zhong Tian LLP
(Special General Partnership) as Domestic Auditors
and PricewaterhouseCoopers as International
Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
SITRONIX TECHNOLOGY CORP.
Security ID: TW0008016007
Meeting Date: 26-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Approve Amendments to Procedures Governing the
Acquisition or Disposal of Assets and Amendments to
Trading Procedures Governing Derivatives Products Management For Voted - For
5 Amend Procedures for Lending Funds to Other Parties
and Procedures for Endorsement and Guarantees Management For Voted - For
SK TELECOM CO., LTD.
Security ID: KR7017670001
Meeting Date: 26-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Approve Stock Option Grants Management For Voted - For
4 Approve Stock Option Grants Management For Voted - For
5 Elect Kim Seok-dong as Outside Director Management For Voted - For
6 Elect Kim Seok-dong as a Member of Audit Committee Management For Voted - For
7 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
SMILES FIDELIDADE SA
Security ID: BRSMLSACNOR1
Meeting Date: 16-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Approve Capital Budget Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4 Amend Remuneration of Company's Management for 2018 Management For Voted - Against
5 Approve Remuneration of Company's Management Management For Voted - Against
6 Do You Wish to Adopt Cumulative Voting for the
Election of the Members of the Board of Directors,
Under the Terms of Article 141 of the Brazilian
Corporate Law? Management None Voted - Abstain
7 Fix Number of Directors Management For Voted - For
8.1 Elect Constantino de Oliveira Junior as Director Management For Voted - For
8.2 Elect Joaquim Constantino Neto as Director Management For Voted - For
8.3 Elect Ricardo Constantino as Director Management For Do Not Vote
8.4 Elect Claudio Eugenio Stiller Galeazzi as Director Management For Voted - For
8.5 Elect Leonardo Porciuncula Gomes Pereira as
Independent Director Management For Voted - For
8.6 Elect Cassio Casseb Lima as Independent Director Management For Voted - For
8.7 Elect Leonardo de Paiva Rocha as Independent
Director Management For Voted - For
8.8 Elect Lucila Prazeres da Silva as Director
Appointed by Minority Shareholder Shareholder None Voted - For
9 In Case There is Any Change to the Board Slate
Composition, May Your Votes Still be Counted for
the Proposed Slate? Management None Voted - Against
10 In Case Cumulative Voting Is Adopted, Do You Wish
to Equally Distribute Your Votes Among the Nominees? Management None Voted - Abstain
APPLICABLE ONLY IF CUMULATIVE VOTING IS
ADOPTED - If You Vote FOR on Item 10, Votes Will Be
Automatically Distributed in Equal % Amongst All
Nominees. If You Vote AGST, Contact Your Client
Service Rep to Disproportionately Allocate % of
Votes Management
11.1 Percentage of Votes to Be Assigned - Elect
Constantino de Oliveira Junior as Director Management None Voted - Abstain
11.2 Percentage of Votes to Be Assigned - Elect Joaquim
Constantino Neto as Director Management None Voted - Abstain
11.3 Percentage of Votes to Be Assigned - Elect Ricardo
Constantino as Director Management None Voted - Abstain
11.4 Percentage of Votes to Be Assigned - Elect Claudio
Eugenio Stiller Galeazzi as Director Management None Voted - Abstain
11.5 Percentage of Votes to Be Assigned - Elect Leonardo
Porciuncula Gomes Pereira as Independent Director Management None Voted - Abstain
11.6 Percentage of Votes to Be Assigned - Elect Cassio
Casseb Lima as Independent Director Management None Voted - Abstain
11.7 Percentage of Votes to Be Assigned - Elect Leonardo
de Paiva Rocha as Independent Director Management None Voted - Abstain
11.8 Percentage of Votes to Be Assigned - Elect Lucila
Prazeres da Silva as Director Appointed by Minority
Shareholder Management None Voted - Abstain
12 As an Ordinary Shareholder, Would You like to
Request a Separate Minority Election of a Member of
the Board of Directors, Under the Terms of Article
141 of the Brazilian Corporate Law? Management None Voted - Abstain
13 Do You Wish to Request Installation of a Fiscal
Council, Under the Terms of Article 161 of the
Brazilian Corporate Law? Management None Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
14 In the Event of a Second Call, the Voting
Instructions Contained in this Remote Voting Card
May Also be Considered for the Second Call? Management None Voted - For
Meeting Date: 16-Apr-19 Meeting Type: Special
1 Amend Article 5 to Reflect Changes in Capital Management For Voted - For
2 In the Event of a Second Call, the Voting
Instructions Contained in this Remote Voting Card
May Also be Considered for the Second Call? Management None Voted - For
SODA SANAYII A.S.
Security ID: TRASODAS91E5
Meeting Date: 08-Mar-19 Meeting Type: Annual
Annual Meeting Agenda Management
1 Elect Presiding Council of Meeting and Authorize
Presiding Council to Sign the Meeting Minutes Management For Voted - For
2 Accept Statutory Reports Management For Voted - For
3 Accept Financial Statements Management For Voted - For
4 Approve Discharge of Board Management For Voted - For
5 Elect Directors Management For Voted - Against
6 Approve Director Remuneration Management For Voted - Against
7 Grant Permission for Board Members to Engage in
Commercial Transactions with Company and Be
Involved with Companies with Similar Corporate
Purpose Management For Voted - For
8 Approve Allocation of Income Management For Voted - For
9 Authorize Board to Distribute Interim Dividends Management For Voted - For
10 Ratify External Auditors Management For Voted - For
11 Receive Information on Donations Made in 2018 and
Approve Upper Limit of Donations for 2019 Management For Voted - Against
12 Receive Information on Guarantees, Pledges and
Mortgages Provided to Third Parties Management
13 Amend Company Articles Management For Voted - For
SPAR GROUP LTD.
Security ID: ZAE000058517
Meeting Date: 12-Feb-19 Meeting Type: Annual
Ordinary Resolutions Management
1.1 Re-elect Mike Hankinson as Director Management For Voted - For
1.2 Re-elect Marang Mashologu as Director Management For Voted - For
2 Reappoint PricewaterhouseCoopers Inc as Auditors of
the Company with Sharalene Randelhoff as the
Designated Auditor Management For Voted - For
3.1 Re-elect Marang Mashologu as Member of the Audit
Committee Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
3.2 Re-elect Harish Mehta as Member of the Audit
Committee Management For Voted - For
3.3 Elect Andrew Waller as Member of the Audit Committee Management For Voted - For
3.4 Re-elect Christopher Wells as Chairman of the Audit
Committee Management For Voted - For
4 Place Authorised but Unissued Shares Under Control
of Directors Pursuant to the Employee Share Trust
(2004) Management For Voted - For
5 Place Authorised but Unissued Shares Under Control
of Directors Pursuant to the Conditional Share Plan Management For Voted - For
Special Resolutions Management
1 Approve Financial Assistance in Terms of Section 45
of the Companies Act Management For Voted - For
2 Approve Non-executive Directors' Fees Management For Voted - For
Non-Binding Advisory Vote Management
1 Approve Remuneration Policy Management For Voted - For
2 Approve Remuneration Report Management For Voted - Against
SUPREME ELECTRONICS CO. LTD.
Security ID: TW0008112004
Meeting Date: 28-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Approve Amendments to Rules and Procedures
Regarding Shareholder's General Meeting Management For Voted - For
5 Approve Amendment to Rules and Procedures for
Election of Directors and Supervisors Management For Voted - For
6 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
7 Amend Procedures for Endorsement and Guarantees Management For Voted - Against
8 Approve Amendments to Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
ELECT NON-INDEPENDENT DIRECTORS
AND INDEPENDENT DIRECTORS
VIA CUMULATIVE VOTING Management
9.1 Elect Ge Jun with Shareholder No. 1 as
Non-Independent Director Management For Voted - For
9.2 Elect Xing Huai Cheng with Shareholder No. 6 as
Non-Independent Director Management For Voted - Against
9.3 Elect Xie Jin Zong with Shareholder No. 8 as
Non-Independent Director Management For Voted - Against
9.4 Elect Dai Hong Yao with Shareholder No. 31 as
Non-Independent Director Management For Voted - Against
9.5 Elect Hu Zheng Yang with Shareholder No. 207 as
Non-Independent Director Management For Voted - Against
9.6 Elect Ni Ji Xi with Shareholder No. 431 as
Independent Director Management For Voted - Against
9.7 Elect Yang Yao Song with ID No. R121733XXX as
Independent Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
9.8 Elect Lin Pei Rong with ID No. A220635XXX as
Independent Director Management For Voted - For
10 Approve Release of Restrictions of Competitive
Activities of Directors Management For Voted - For
SYARIKAT TAKAFUL MALAYSIA KELUARGA BHD.
Security ID: MYL6139OO009
Meeting Date: 09-May-19 Meeting Type: Annual
1 Elect Othman Abdullah as Director Management For Voted - For
2 Approve Directors' Fees and Benefits Management For Voted - For
3 Approve PricewaterhouseCoopers PLT as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
4 Approve Implementation of Shareholders' Mandate for
Recurrent Related Party Transactions Management For Voted - For
SYSTEX CORP.
Security ID: TW0006214000
Meeting Date: 13-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Cash Distribution from Capital Reserve Management For Voted - For
4 Amend Articles of Association Management For Voted - For
5 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
6 Amend Procedures for Loaning of Funds Management For Voted - For
7 Amend Procedures for Making of Endorsement and
Guarantees Management For Voted - For
ELECT NON-INDEPENDENT DIRECTORS
AND INDEPENDENT DIRECTORS
VIA CUMULATIVE VOTING Management
8.1 Elect Huang Tsong-Jen, with SHAREHOLDER NO. 834 as
Non-independent Director Management For Voted - Against
8.2 Elect Lin Lung-Fen, with SHAREHOLDER NO. 1043 as
Non-independent Director Management For Voted - For
8.3 Elect Cheng Deng-Yuan, with SHAREHOLDER NO. 951 as
Non-independent Director Management For Voted - Against
8.4 Elect Lu Ta-Wei, with SHAREHOLDER NO. 3 as
Non-independent Director Management For Voted - Against
8.5 Elect Shaw Shung-Ho, with SHAREHOLDER NO. 1656 as
Non-independent Director Management For Voted - Against
8.6 Elect Hsieh Chin-Ho, with SHAREHOLDER NO.101474 as
Non-independent Director Management For Voted - Against
8.7 Elect Huang Ting-Rong, with SHAREHOLDER NO. 69453
as Non-independent Director Management For Voted - Against
8.8 Elect Huang Chi-Rong, with SHAREHOLDER NO. 69454 as
Non-independent Director Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
8.9 Elect Lin Chih-Min, a Representative of Joway
Investment Co Ltd., with SHAREHOLDER NO. 583 as
Non-independent Director Management For Voted - Against
8.10 Elect Wu Cheng-Huan, a Representative of Joway
Investment Co Ltd., with SHAREHOLDER NO. 583 as
Non-independent Director Management For Voted - Against
8.11 Elect Huang Jih-Tsan, with SHAREHOLDER NO.
A100320XXX as Independent Director Management For Voted - For
8.12 Elect Cheng Wen-Feng, with SHAREHOLDER NO.
X100131XXX as Independent Director Management For Voted - For
8.13 Elect Lai Chien-Hua with SHAREHOLDER NO. 1101 as
Independent Director Management For Voted - For
9 Approve Release of Restrictions of Competitive
Activities of Director Huang Tsong-Jen Management For Voted - Against
10 Approve Release of Restrictions of Competitive
Activities of Director Lin Lung-Fen Management For Voted - For
11 Approve Release of Restrictions of Competitive
Activities of Director Cheng Deng-Yuan Management For Voted - Against
12 Approve Release of Restrictions of Competitive
Activities of Director Lu Ta-Wei Management For Voted - Against
13 Approve Release of Restrictions of Competitive
Activities of Director Shaw Shung-Ho Management For Voted - Against
14 Approve Release of Restrictions of Competitive
Activities of Director Hsieh Chin-Ho Management For Voted - Against
15 Approve Release of Restrictions of Competitive
Activities of Director Huang Ting-Rong Management For Voted - Against
16 Approve Release of Restrictions of Competitive
Activities of Director Huang Chi-Rong Management For Voted - Against
17 Approve Release of Restrictions of Competitive
Activities of Director Lin Chih-Min (Representative
of Joway Investment Co Ltd.) Management For Voted - Against
18 Approve Release of Restrictions of Competitive
Activities of Director Wu Cheng-Huan
(Representative of Joway Investment Co Ltd.) Management For Voted - Against
19 Approve Release of Restrictions of Competitive
Activities of Director Huang Jih-Tsan Management For Voted - For
20 Approve Release of Restrictions of Competitive
Activities of Director Cheng Wen-Feng Management For Voted - For
21 Approve Release of Restrictions of Competitive
Activities of Director Lai Chien-Hua Management For Voted - For
TAIWAN MOBILE CO. LTD.
Security ID: TW0003045001
Meeting Date: 12-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Approve Amendments to Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
5 Amend Procedures for Lending Funds to Other Parties
and Procedures for Endorsement and Guarantees Management For Voted - For
ELECT INDEPENDENT DIRECTOR VIA
CUMULATIVE VOTING Management
6.1 Elect HSI-PENG LU, with ID NO. A120604XXX, as
Independent Director Management For Voted - For
7 Approve Release of Restrictions of Competitive
Activities on DANIEL M. TSAI Management For Voted - For
8 Approve Release of Restrictions of Competitive
Activities on RICHARD M. TSAI Management For Voted - For
9 Approve Release of Restrictions of Competitive
Activities on HSUEH-JEN SUNG Management For Voted - For
10 Approve Release of Restrictions of Competitive
Activities on CHRIS TSAI Management For Voted - For
11 Approve Release of Restrictions of Competitive
Activities on HSI-PENG LU Management For Voted - For
TAIWAN STYRENE MONOMER CORP.
Security ID: TW0001310001
Meeting Date: 31-Jan-19 Meeting Type: Special
ELECT 8 OUT OF 14 NON-INDEPENDENT DIRECTORS
AND 3 OUT OF 5 INDEPENDENT DIRECTORS VIA
CUMULATIVE VOTING Management
1.1 Elect WU CHING TIEN, a Representative of ANQING
DEVELOPMENT CO., LTD. with Shareholder
No. 0262001, as Non-Independent Director Management For Voted - For
1.2 Elect HSU DORIS with ID No. F220489XXX, as
Non-Independent Director Management For Do Not Vote
1.3 Elect LIU ZHENG YUAN, a Representative of
WONDERLAND ENTERPRISE CO., LTD. with
Shareholder No. 1007514, as Non-Independent Director Management For Do Not Vote
1.4 Elect YAO TOM with ID No. J120459XXX, as
Non-Independent Director Management For Do Not Vote
1.5 Elect ZHAO GUO SHUAI, a Representative of KAIJIANG
CO., LTD. with Shareholder No. 0204782, as
Non-Independent Director Management For Voted - For
1.6 Elect CHUNG T.K., a Representative of ANQING
DEVELOPMENT CO., LTD. with Shareholder
No. 0262001, as Non-Independent Director Management For Voted - For
1.7 Elect LIN WEN YUAN, a Representative of TSM CORP
INVESTMENT CO., LTD. with Shareholder No. 0209209,
as Non-Independent Director Management For Voted - For
1.8 Elect CHEN BAI YUAN, a Representative of TSM CORP
INVESTMENT CO., LTD. with Shareholder No. 0209209,
as Non-Independent Director Management For Voted - For
1.9 Elect PAN WEN YAN, a Representative of TSM CORP
INVESTMENT CO., LTD. with Shareholder No. 0209209,
as Non-Independent Director Management For Voted - For
1.10 Elect WU YU QUN, a Representative of TSM CORP
INVESTMENT CO., LTD. with Shareholder No. 0209209,
as Non-Independent Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
1.11 Elect SUN ZHENG QIANG, a Representative of TSM CORP
INVESTMENT CO., LTD. with Shareholder No. 0209209,
as Non-Independent Director Management For Do Not Vote
1.12 Elect CHEN JIAN FU, a Representative of TSM CORP
INVESTMENT CO., LTD. with Shareholder No. 0209209,
as Non-Independent Director Management For Do Not Vote
1.13 Elect LI SHENG YU, a Representative of JIN ZHI HONG
INVESTMENT LTD. with Shareholder No. 0209210, as
Non-Independent Director Management For Voted - For
1.14 Elect CHAN KIN, a Representative of JIN ZHI HONG
INVESTMENT LTD. with Shareholder No. 0209210, as
Non-Independent Director Management For Do Not Vote
1.15 Elect ZHANG GUO QIN with ID No. Q102314XXX as
Independent Director Management For Voted - For
1.16 Elect CHENG C.H. with ID No. A101545XXX as
Independent Director Management For Voted - Against
1.17 Elect CHIEN CHIN CHEN with ID No. S100797XXX as
Independent Director Management For Voted - For
1.18 Elect YU SHAN RONG with ID No. F224161XXX as
Independent Director Management For Voted - For
1.19 Elect XU GAO WEI with ID No. E102518XXX as
Independent Director Management For Voted - Against
Meeting Date: 28-Jun-19 Meeting Type: Annual
1 Approve Business Report and Financial Statements Management For Voted - For
2 Approve Profit Distribution Management For Voted - For
3 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
4 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
5 Amend Procedures for Endorsement and Guarantees Management For Voted - For
6 Amend Rules and Procedures for Election of
Directors and Supervisors Management For Voted - For
TEXHONG TEXTILE GROUP LTD.
Security ID: KYG876551170
Meeting Date: 26-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3a Elect Tang Daoping as Director Management For Voted - For
3b Elect Ji Zhongliang as Director Management For Voted - For
3c Elect Cheng Longdi as Director Management For Voted - For
4 Authorize Board to Fix Remuneration of Directors Management For Voted - For
5 Approve PricewaterhouseCoopers as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
6 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
7 Authorize Repurchase of Issued Share Capital Management For Voted - For
8 Authorize Reissuance of Repurchased Shares Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
THAI VEGETABLE OIL PUBLIC CO. LTD.
Security ID: TH0209010Z07
Meeting Date: 29-Apr-19 Meeting Type: Annual
1 Approve Minutes of Previous Meeting Management For Voted - For
2 Acknowledge Operational Performance Management
3 Approve Financial Statements Management For Voted - For
4 Approve Dividend Payment Management For Voted - For
5.1 Elect Chaipat Sahasakul as Director Management For Voted - For
5.2 Elect Vachara Vitayatanagorn as Director Management For Voted - For
5.3 Elect Pachai Chanpitaksa as Director Management For Voted - For
5.4 Elect Ekarat Wongsupbhasatigul as Director Management For Voted - For
6 Approve Remuneration of Directors Management For Voted - For
7 Approve EY Office limited as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
8 Other Business Management For Voted - Against
TOFAS TURK OTOMOBIL FABRIKASI AS
Security ID: TRATOASO91H3
Meeting Date: 13-Mar-19 Meeting Type: Annual
Annual Meeting Agenda Management
1 Open Meeting and Elect Presiding Council of Meeting Management For Voted - For
2 Accept Board Report Management For Voted - For
3 Accept Audit Report Management For Voted - For
4 Accept Financial Statements Management For Voted - For
5 Ratify Director Appointments Management For Voted - Against
6 Approve Discharge of Board Management For Voted - For
7 Approve Allocation of Income Management For Voted - For
8 Elect Directors Management For Voted - Against
9 Approve Remuneration Policy and Director
Remuneration for 2018 Management For Voted - For
10 Approve Director Remuneration Management For Voted - Against
11 Ratify External Auditors Management For Voted - For
12 Approve Upper Limit of Donations for 2019 and
Receive Information on Donations Made in 2018 Management For Voted - Against
13 Receive Information on the Guarantees, Pledges, and
Mortgages Provided by the Company to Third Parties Management
14 Grant Permission for Board Members to Engage in
Commercial Transactions with Company and Be
Involved with Companies with Similar Corporate
Purpose Management For Voted - For
15 Wishes Management
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
TONGYANG LIFE INSURANCE CO., LTD.
Security ID: KR7082640004
Meeting Date: 28-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Amend Articles of Incorporation Management For Voted - For
3 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
TSOGO SUN HOLDINGS LTD.
Security ID: ZAE000156238
Meeting Date: 24-Jun-19 Meeting Type: Special
Special Resolutions Management
1 Approve Change of Company Name to Tsogo Sun Gaming
Limited Management For Voted - For
2 Amend Memorandum of Incorporation Re: the Name
Change Management For Voted - For
3 Approve Further Amendments to the Memorandum of
Incorporation Management For Voted - For
Ordinary Resolution Management
1 Authorise Ratification of Approved Resolutions Management For Voted - For
TURK TRAKTOR VE ZIRAAT MAKINELERI AS
Security ID: TRETTRK00010
Meeting Date: 12-Mar-19 Meeting Type: Annual
Annual Meeting Agenda Management
1 Open Meeting and Elect Presiding Council of Meeting Management For Voted - For
2 Accept Board Report Management For Voted - For
3 Accept Audit Report Management For Voted - For
4 Accept Financial Statements Management For Voted - For
5 Ratify Director Appointment Management For Voted - Against
6 Approve Discharge of Board Management For Voted - For
7 Approve Allocation of Income Management For Voted - For
8 Elect Directors Management For Voted - Against
9 Approve Remuneration Policy Management For Voted - For
10 Approve Director Remuneration Management For Voted - Against
11 Ratify External Auditors Management For Voted - For
12 Approve Upper Limit of Donations for 2019 and
Receive Information on Donations Made in 2018 Management For Voted - Against
13 Receive Information on the Guarantees, Pledges, and
Mortgages Provided by the Company to Third Parties Management
14 Grant Permission for Board Members to Engage in
Commercial Transactions with Company and Be
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
Involved with Companies with Similar Corporate
Purpose Management For Voted - For
15 Wishes Management
TXC CORP.
Security ID: TW0003042008
Meeting Date: 12-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Profit Distribution Management For Voted - For
3 Approve Amendments to Articles of Association Management For Voted - For
4 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
5 Amend Trading Procedures Governing Derivatives
Products Management For Voted - For
6 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
7 Amend Procedures for Endorsement and Guarantees Management For Voted - For
ELECT NON-INDEPENDENT DIRECTORS AND
INDEPENDENT DIRECTORS
VIA CUMULATIVE VOTING Management
8.1 Elect LIN,JIN-BAO, with Shareholder No. 1, as
Non-Independent Director Management For Voted - Against
8.2 Elect LIN,WAN-SHING, with Shareholder No. 6, as
Non-Independent Director Management For Voted - For
8.3 Elect CHEN CHUEH,SHANG-HSIN, with Shareholder No.
44, as Non-Independent Director Management For Voted - Against
8.4 Elect KUO,YA-PING, with Shareholder No. 83, as
Non-Independent Director Management For Voted - Against
8.5 Elect HSU, HSING-HAO, with Shareholder No. 0013173,
as Non-Independent Director Management For Voted - Against
8.6 Elect a Representative of TLC CAPITAL CO.,LTD, with
Shareholder No. 0044269, as Non-Independent Director Management For Voted - Against
8.7 Elect HUANG, HSIANG-LIN, with Shareholder No.
0025055, as Non-Independent Director Management For Voted - Against
8.8 Elect YU, SHANG-WU, with ID No. J120315XXX, as
Independent Director Management For Voted - Against
8.9 Elect TSAI, SONG-QI, with ID No. F103159XXX, as
Independent Director Management For Voted - For
8.10 Elect SU YAN-SYUE, with ID No. S221401XXX, as
Independent Director Management For Voted - For
8.11 Elect WANG CHUAN-FEN, with ID No. A220101XXX, as
Independent Director Management For Voted - Against
9 Approve to Remove the Restriction of Non-compete
Agreement of Directors Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
TYC BROTHER INDUSTRIAL CO., LTD.
Security ID: TW0001522001
Meeting Date: 21-Jun-19 Meeting Type: Annual
1 Approve Financial Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Amendments to Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
4 Amend Procedures for Lending Funds to Other Parties Management For Voted - For
5 Amend Procedures for Endorsement and Guarantees Management For Voted - For
ELECT INDEPENDENT DIRECTOR VIA
CUMULATIVE VOTING Management
6.1 Elect HSU,CHIANG, with ID NO.D100139XXX, as
Independent Director Shareholder For Voted - For
7 Approve Release of Restrictions of Competitive
Activities of Directors Management For Voted - For
UNITED INTEGRATED SERVICES CO., LTD.
Security ID: TW0002404001
Meeting Date: 19-Jun-19 Meeting Type: Annual
1 Approve Business Report and Financial Statements Management For Voted - For
2 Approve Profit Distribution Management For Voted - For
3 Amend Articles of Association Management For Voted - For
4 Amend Procedures Governing the Acquisition or
Disposal of Assets Management For Voted - For
5 Amend Procedures for Loaning of Funds Management For Voted - For
6 Amend Procedures for Endorsement and Guarantees Management For Voted - For
WAL-MART DE MEXICO SAB DE CV
Security ID: MX01WA000038
Meeting Date: 21-Mar-19 Meeting Type: Annual
1.a Approve Board of Directors' Report Management For Voted - For
1.b Approve CEO's Reports Management For Voted - For
1.c Approve Report of Audit and Corporate Practices
Committees Management For Voted - For
1.d Approve Report on Adherence to Fiscal Obligations Management For Voted - For
1.e Approve Report Re: Employee Stock Purchase Plan Management For Voted - For
1.f Approve Report on Share Repurchase Reserves Management For Voted - For
2 Approve Consolidated Financial Statements Management For Voted - For
3 Approve Allocation of Income and Dividends of MXN
1.75 Per Share Management For Voted - For
4.a Elect or Ratify Enrique Ostale as Director Management For Voted - For
4.b Elect or Ratify Richard Mayfield as Director Management For Voted - For
4.c Elect or Ratify Guilherme Loureiro as Director Management For Voted - For
4.d Elect or Ratify Lori Flees as Director Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
4.e Elect or Ratify Gisel Ruiz as Director Management For Voted - For
4.f Elect or Ratify Kirsten Evans as Director Management For Voted - For
4.g Elect or Ratify Adolfo Cerezo as Director Management For Voted - For
4.h Elect or Ratify Blanca Trevi[]o as Director Management For Voted - For
4.i Elect or Ratify Roberto Newell as Director Management For Voted - For
4.j Elect or Ratify Ernesto Cervera as Director Management For Voted - For
4.k Elect or Ratify Eric Perez Grovas as Director Management For Voted - For
4.l Approve Remuneration of Board Chairman Management For Voted - For
4.m Approve Remuneration of Director Management For Voted - For
4.n Approve Remuneration of Alternate Director Management
4.o Elect or Ratify Chairman of the Audit and Corporate
Practices Committees and Approve Remuneration Management For Voted - For
4.p Approve Remuneration of Director of Audit and
Corporate Practices Committees Management For Voted - For
5 Authorize Board to Ratify and Execute Approved
Resolutions Management For Voted - For
WASION HOLDINGS LIMITED
Security ID: KYG9463P1081
Meeting Date: 22-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Elect Ji Wei as Director Management For Voted - For
4 Elect Zeng Xin as Director Management For Voted - For
5 Elect Tian Zhongping as Director Management For Voted - For
6 Elect Cheng Shi Jie as Director Management For Voted - For
7 Authorize Board to Fix Remuneration of Directors Management For Voted - For
8 Approve Deloitte Touche Tohmatsu as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
9 Authorize Repurchase of Issued Share Capital Management For Voted - For
10 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
11 Authorize Reissuance of Repurchased Shares Management For Voted - Against
WIZ SOLUCOES E CORRETAGEM DE SEGUROS SA
Security ID: BRWIZSACNOR1
Meeting Date: 28-Feb-19 Meeting Type: Special
1 Amend Article 2 Re: Corporate Purpose Management For Voted - For
2 Amend Articles Re: Decrease in Number of Statutory
Executives From Three to a Minimum of Two
Executives and from Five to a Maximum of Three
Executives Management For Voted - Against
3 Amend Articles Re: Allow Board Chairman to Act as
an Executive Officer in Case of Absence Management For Voted - Against
4 Amend Articles Re: Responsibilities of the CEO Management For Voted - For
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
5 Amend Articles Re: Removal of Statutory Positions
for Executive Officer and Legal and Compliance
Officer Management For Voted - Against
6 Consolidate Bylaws Management For Voted - For
Meeting Date: 24-Apr-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports
for Fiscal Year Ended Dec. 31, 2018 Management For Voted - For
2 Approve Allocation of Income and Dividends Management For Voted - For
3 Approve Remuneration of Company's Management Management For Voted - Against
4 Do You Wish to Request Installation of a Fiscal
Council, Under the Terms of Article 161 of the
Brazilian Corporate Law? Management None Voted - For
Meeting Date: 24-Apr-19 Meeting Type: Special
1 Approve Indemnity Contracts between the Company,
Board of Directors and Committees Management For Voted - Against
WOORI BANK
Security ID: US98105HAG56
Meeting Date: 27-Mar-19 Meeting Type: Annual
1 Approve Financial Statements and Allocation of
Income Management For Voted - For
2 Elect Director Management For Voted - For
3 Elect a Member of Audit Committee Management For Voted - Against
4 Approve Total Remuneration of Inside Directors and
Outside Directors Management For Voted - For
XINGDA INTERNATIONAL HOLDINGS LTD.
Security ID: KYG9827V1068
Meeting Date: 28-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3A1 Elect Liu Jinlan as Director Management For Voted - For
3A2 Elect Tao Jinxiang as Director Management For Voted - For
3A3 Elect Xu Chunhua as Director Management For Voted - For
3B Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve Deloitte Touche Tohmatsu as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
5A Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
5B Authorize Repurchase of Issued Share Capital Management For Voted - For
5C Authorize Reissuance of Repurchased Shares Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
XINHUA WINSHARE PUBLISHING & MEDIA CO., LTD.
Security ID: CNE1000004B0
Meeting Date: 21-May-19 Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES Management
1 Approve 2018 Report of the Board of Directors Management For Voted - For
2 Accept Financial Statements and Statutory Reports Management For Voted - For
3 Approve 2018 Annual Report Management For Voted - For
4 Approve 2018 Profit Distribution Plan and Final
Dividend Management For Voted - For
5 Approve Deloitte Touche Tohmatsu Certified Public
Accountants LLP as Auditors and Authorize Board to
Fix Their Remuneration Management For Voted - For
6 Approve 2018 Report of the Supervisory Committee Management For Voted - For
XINYI SOLAR HOLDINGS LTD.
Security ID: KYG9829N1025
Meeting Date: 15-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3A1 Elect Li Man Yin as Director Management For Voted - For
3A2 Elect Lo Wan Sing, Vincent as Director Management For Voted - Against
3A3 Elect Kan E-ting, Martin as Director Management For Voted - Against
3B Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve PricewaterhouseCoopers as Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - Against
5A Authorize Repurchase of Issued Share Capital Management For Voted - For
5B Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
5C Authorize Reissuance of Repurchased Shares Management For Voted - Against
XTEP INTERNATIONAL HOLDINGS LTD.
Security ID: KYG982771092
Meeting Date: 06-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3 Elect Tan Wee Seng as Director Management For Voted - Against
4 Elect Bao Ming Xiao as Director Management For Voted - For
5 Authorize Board to Fix Remuneration of Directors Management For Voted - For
6 Approve Ernst & Young as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
7 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
8 Authorize Repurchase of Issued Share Capital Management For Voted - For
9 Authorize Reissuance of Repurchased Shares Management For Voted - Against
--------------------------------------------------------------------------------------------------------
Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
YUEXIU REAL ESTATE INVESTMENT TRUST
Security ID: HK0405033157
Meeting Date: 28-May-19 Meeting Type: Annual
1 Elect Cheung Yuk Tong as Director, Chairman of
Remuneration and Nomination Committee, and Member
of Audit Committee and Authorize Manager to Do All
Such Acts and Things Management For Voted - For
Meeting Date: 28-May-19 Meeting Type: Special
1 Approve Ordinary Banking Waiver and Authorize the
Manager, Any Director ofthe Manager, the Trustee
and Any Authorized Signatory of the Trustee to Deal
with All Matters in Relation to the Ordinary
Banking Waiver Management For Voted - For
YUEXIU TRANSPORT INFRASTRUCTURE LIMITED
Security ID: BMG9880L1028
Meeting Date: 27-May-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3.1 Elect Zhu Chunxiu as Director Management For Voted - For
3.2 Elect Lau Hon Chuen Ambrose as Director Management For Voted - For
3.3 Authorize Board to Fix Remuneration of Directors Management For Voted - For
4 Approve PricewaterhouseCoopers as Auditor and
Authorize Board to Fix Their Remuneration Management For Voted - For
5A Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
5B Authorize Repurchase of Issued Share Capital Management For Voted - For
5C Authorize Reissuance of Repurchased Shares Management For Voted - Against
YUZHOU PROPERTIES COMPANY LIMITED
Security ID: KYG9884T1013
Meeting Date: 03-Jun-19 Meeting Type: Annual
1 Accept Financial Statements and Statutory Reports Management For Voted - For
2 Approve Final Dividend Management For Voted - For
3a Elect Lam Lung On as Director Management For Voted - For
3b Elect Wee Henny Soon Chiang as Director Management For Voted - For
3c Elect Zhai Pu as Director Management For Voted - For
3d Elect Xie Mei as Director Management For Voted - For
3e Elect Lam Yu Fong as Director Management For Voted - For
4 Authorize Board to Fix Remuneration of Directors Management For Voted - For
5 Approve Ernst & Young as Auditors and Authorize
Board to Fix Their Remuneration Management For Voted - For
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Rothko Emerging Markets Equity Fund
Proposal Proposed by Mgt. Position Registrant Voted
6 Approve Issuance of Equity or Equity-Linked
Securities without Preemptive Rights Management For Voted - Against
7 Authorize Repurchase of Issued Share Capital Management For Voted - For
8 Authorize Reissuance of Repurchased Shares Management For Voted - Against
ZENG HSING INDUSTRIAL CO., LTD.
Security ID: TW0001558005
Meeting Date: 14-Jun-19 Meeting Type: Annual
1 Approve Business Operations Report and Financial
Statements Management For Voted - For
2 Approve Plan on Profit Distribution Management For Voted - For
3 Approve Release of Restrictions of Competitive
Activities of Director CAI CHONG GUANG Management For Voted - For
4 Approve Amendments to Articles of Association Management For Voted - For
5 Approve Amendments to Procedures Governing the
Acquisition or Disposal of Assets Management For Voted - For
6 Amend Procedures for Lending Funds to Other Parties
and Procedures for Endorsement and Guarantees Management For Voted - For
ELECT SUPERVISOR VIA CUMULATIVE VOTING Management
7.1 Elect HE,MENG-ZONG, with SHAREHOLDER
NO.60, as Supervisor Management For Voted - For
ZHEJIANG EXPRESSWAY CO. LTD.
Security ID: CNE1000004S4
Meeting Date: 04-Mar-19 Meeting Type: Special
1 Approve Equity Purchase Agreement and Related
Transactions Management For Voted - For
2 Approve Issuance of Mid-term Notes and Related
Transactions Management For Voted - For
ZHEJIANG EXPRESSWAY CO., LTD.
Security ID: CNE1000004S4
Meeting Date: 31-May-19 Meeting Type: Annual
1 Approve 2018 Report of the Directors Management For Voted - For
2 Approve 2018 Report of the Supervisory Committee Management For Voted - For
3 Approve 2018 Audited Financial Statements Management For Voted - For
4 Approve 2018 Final Dividend Management For Voted - For
5 Approve 2018 Final Accounts and 2019 Financial
Budget Management For Voted - For
6 Approve Deloitte Touche Tohmatsu Certified Public
Accountants Hong Kong as the Hong Kong Auditors and
Authorize Board to Fix Their Remuneration Management For Voted - For
7 Approve Pan China Certified Public Accountants as
the PRC Auditors and Authorize Board to Fix Their
Remuneration Management For Voted - For
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Gallery Trust
By: /s/ Michael Beattie
Michael Beattie
President
Date: August 29, 2019
