Alphabet (GOOG) Form 4 Alphabet / Sundar Pichai ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Pichai Sundar

(Last) (First) (Middle)

C/O ALPHABET INC.

1600 AMPHITHEATRE PKWY

(Street)

MOUNTAIN VIEW CA 94043

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Alphabet Inc. [ GOOG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
CEO, Google LLC

3. Date of Earliest Transaction (Month/Day/Year)
11/21/2018

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	11/21/2018		S		325	D	$1,046.28	519	D
Class C Capital Stock	11/21/2018		S		620	D	$1,034.4516(1)	98,146	D
Class C Capital Stock	11/21/2018		S		2,500	D	$1,035.8772(2)	95,646	D
Class C Capital Stock	11/21/2018		S		1,697	D	$1,037.275(3)	93,949	D
Class C Capital Stock	11/21/2018		S		1,300	D	$1,038.2338(4)	92,649	D
Class C Capital Stock	11/21/2018		S		1,292	D	$1,039.0966(5)	91,357	D
Class C Capital Stock	11/21/2018		S		766	D	$1,040.0397(6)	90,591	D
Class C Capital Stock	11/21/2018		S		700	D	$1,041.0657(7)	89,891	D
Class C Capital Stock	11/21/2018		S		500	D	$1,042.802(8)	89,391	D
Class C Capital Stock	11/21/2018		S		200	D	$1,043.52(9)	89,191	D
Class C Capital Stock	11/21/2018		S		100	D	$1,044.28	89,091	D
Class A Google Stock Units(10)								7,580	D
Class C Google Stock Units(11)								7,580	D
Class C Google Stock Units(12)								85,415	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Option to Purchase Class A Common Stock	$318.2102							(13)	04/04/2022	Class A Common Stock	8,646		8,646	D
Option to Purchase Class A Common Stock	$218.5563							(13)	07/29/2019	Class A Common Stock	2,436		2,436	D
Option to Purchase Class A Common Stock	$253.6664							(13)	08/04/2020	Class A Common Stock	1,459		1,459	D
Option to Purchase Class C Capital Stock	$316.9399							(13)	04/04/2022	Class C Capital Stock	8,646		8,646	D
Option to Purchase Class C Capital Stock	$217.6838							(13)	07/29/2019	Class C Capital Stock	2,436		2,436	D
Option to Purchase Class C Capital Stock	$252.6537							(13)	08/04/2020	Class C Capital Stock	1,459		1,459	D

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,034.15 to $1,035.14, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (9) to this Form 4.

2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,036.33 to $1,037.32, inclusive.

3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,037.67 to $1,038.66, inclusive.

4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,038.69 to $1,039.68, inclusive.

5. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,039.69 to $1,040.68, inclusive.

6. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,040.42 to $1,041.41, inclusive.

7. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,041.80 to $1,042.79, inclusive.

8. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,042.99 to $1,043.98, inclusive.

9. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,043.83 to $1,044.82, inclusive.

10. The Class A GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class A Common Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vests monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.

11. The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vest monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.

12. 1/16th of Class C GSUs vested on March 25, 2016, and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such dates.

13. Option is fully vested.

Remarks:

All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

	/s/ Valentina Margulis, as Attorney-in-Fact for Sundar Pichai	11/21/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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