Alphabet Form 4 / David C Drummond ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Drummond David C

(Last)

(First)

(Middle)

C/O ALPHABET INC.

1600 AMPHITHEATRE PKWY

(Street)

MOUNTAIN VIEW

94043

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Alphabet Inc. [ GOOG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
SVP, Corporate Development

3. Date of Earliest Transaction (Month/Day/Year)
01/02/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	01/02/2020		M		800	A	$282.7394	800	D
Class A Common Stock	01/02/2020		M		9,762	A	$287.6642	10,562	D
Class A Common Stock	01/02/2020		M		2,882	A	$318.2102	13,444	D
Class A Common Stock	01/02/2020		M		14,985	A	$318.2102	28,429	D
Class A Common Stock	01/02/2020		S		800	D	$1,348.1775⁽¹⁾	27,629	D
Class A Common Stock	01/02/2020		S		400	D	$1,349.7119⁽²⁾	27,229	D
Class A Common Stock	01/02/2020		S		1,636	D	$1,350.6668⁽³⁾	25,593	D
Class A Common Stock	01/02/2020		S		964	D	$1,351.416⁽⁴⁾	24,629	D
Class A Common Stock	01/02/2020		S		1,099	D	$1,352.8819⁽⁵⁾	23,530	D
Class A Common Stock	01/02/2020		S		1,422	D	$1,353.856⁽⁶⁾	22,108	D
Class A Common Stock	01/02/2020		S		2,794	D	$1,354.8455⁽⁷⁾	19,314	D
Class A Common Stock	01/02/2020		S		1,342	D	$1,355.6682⁽⁸⁾	17,972	D
Class A Common Stock	01/02/2020		S		1,400	D	$1,356.9472⁽⁹⁾	16,572	D
Class A Common Stock	01/02/2020		S		2,605	D	$1,358.1135⁽¹⁰⁾	13,967	D
Class A Common Stock	01/02/2020		S		2,923	D	$1,358.8922⁽¹¹⁾	11,044	D
Class A Common Stock	01/02/2020		S		1,344	D	$1,360.081⁽¹²⁾	9,700	D
Class A Common Stock	01/02/2020		S		638	D	$1,361.2211⁽¹³⁾	9,062	D
Class A Common Stock	01/02/2020		S		885	D	$1,362.4433⁽¹⁴⁾	8,177	D
Class A Common Stock	01/02/2020		S		824	D	$1,363.5907⁽¹⁵⁾	7,353	D
Class A Common Stock	01/02/2020		S		900	D	$1,364.9689⁽¹⁶⁾	6,453	D
Class A Common Stock	01/02/2020		S		3,991	D	$1,366.1746⁽¹⁷⁾	2,462	D
Class A Common Stock	01/02/2020		S		2,462	D	$1,367.0917⁽¹⁸⁾	0	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Option to Purchase Class A Common Stock	$318.2102	01/02/2020		M			2,882	⁽¹⁹⁾	04/04/2022	Class A Common Stock	2,882	$0.00	0	D
Option to Purchase Class A Common Stock	$287.6642	01/02/2020		M			9,762	⁽¹⁹⁾	04/06/2021	Class A Common Stock	9,762	$0.00	0	D
Option to Purchase Class A Common Stock	$282.7394	01/02/2020		M			800	⁽¹⁹⁾	12/01/2020	Class A Common Stock	800	$0.00	5,198	D
Option to Purchase Class A Common Stock	$318.2102	01/02/2020		M			14,985	⁽¹⁹⁾	04/04/2022	Class A Common Stock	14,985	$0.00	0	D
Option to Purchase Class A Common Stock	$159.779							⁽¹⁹⁾	03/04/2019	Class A Common Stock	0		0	D
Class B Common Stock	$0.00							⁽²⁰⁾	⁽²¹⁾	Class A Common Stock	12,500		12,500	D

Explanation of Responses:

1. he price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,347.79 to $1,348.7899, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (18) to this Form 4.

2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,349.18 to $1,350.17, inclusive.

3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,350.21 to $1,351.20, inclusive.

4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,351.22 to $1,352.21, inclusive.

5. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,352.34 to $1,353.33, inclusive.

6. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,353.36 to $1,354.35, inclusive.

7. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,354.43 to $1,355.42, inclusive.

8. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,355.43 to $1,356.42, inclusive.

9. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,356.44 to $1,357.43, inclusive.

10. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,357.51 to $1,358.50, inclusive.

11. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,358.52 to $1,359.51, inclusive.

12. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,359.59 to $1,360.58, inclusive.

13. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,360.65 to $1,361.64, inclusive.

14. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,362.06 to $1,363.05, inclusive.

15. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,363.29 to $1,364.28, inclusive.

16. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,364.59 to $1,365.58, inclusive.

17. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,365.67 to $1,366.66, inclusive.

18. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,366.73 to $1,367.72, inclusive.

19. Option is fully vested.

20. All shares are exercisable as of the transaction date.

21. There is no expiration date for the Issuer's Class B Common Stock.

Remarks:

This Form 4 is one of two Form 4s filed on January 2, 2020 for transactions effected by the Reporting Person on the same day. All of the transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

	/s/ Valentina Margulis, as Attorney-in-Fact for David C. Drummond	01/02/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Alphabet (GOOG) Form 4Alphabet / David C Drummond ownership change