David Stefko Form 3 VINCE HOLDING / David Stefko ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Stefko David

(Last) (First) (Middle)

C/O VINCE HOLDING CORP.

500 5TH AVENUE 20TH FLOOR

(Street)

NEW YORK NY 10110

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
06/16/2023

3. Issuer Name and Ticker or Trading Symbol
VINCE HOLDING CORP. [ VNCE ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	153,790(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares represent (i) 126,446 shares of common stock of Vince Holding Corp. ("VHC") and (ii) 27,344 restricted stock units ("RSUs") granted to the Reporting Person under VHC's Amended and Restated 2013 Omnibus Incentive Plan, all of which convert into shares of common stock of VHC on a one-for one basis and are solely settled in common stock upon vesting. The RSUs reported herein vest in accordance with the following: (i) 15,625 RSUs granted on May 26, 2021 will vest ratably on May 26, 2024 and May 26, 2025 and (ii) 11,719 RSUs granted on June 3, 2022 will vest ratably on June 3, 2024, June 3, 2025 and June 3, 2026; in each case subject to the Reporting Person's continued employment with VHC through each such vesting date.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Akiko Okuma, by Power of Attorney	06/26/2023
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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