SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/04/2023 |
3. Issuer Name and Ticker or Trading Symbol
SILVER STAR PROPERTIES REIT, INC [ N/A ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4,614,221(1)(2)(3)(4)(5)(6)(7)(8) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. The reporting persons are part of group within the meaning of Section 13(d) of the Securities Exchange Act of 1934, as amended, that includes the reporting persons and Allen R. Hartman, who beneficially owns 4,614,221 shares of common stock. The reporting persons disclaim beneficial ownership of the shares owned by Allen R. Hartman. |
2. Hartman Family Protection Trust (the "Trust") is the record owner of 2,813,732 shares of common stock. Each of the reporting persons disclaims beneficial ownership of the shares beneficially owned by Allen R. Hartman. |
3. Hartman XX Holdings, Inc. is the record owner of 19,000 shares of common stock. The reporting persons disclaim beneficial ownership of the shares owned by Allen R. Hartman. |
4. Hartman vREIT XXI, Inc. is the record owner of 1,198,229 shares of common stock. The reporting persons disclaim beneficial ownership of the shares owned by Allen R. Hartman. |
5. Lisa Hartman is the record owner of 3,420 shares of common stock and, as a trustee of the Trust, is deemed to beneficially own 2,813,732 shares of common stock. The reporting persons disclaim beneficial ownership of the shares owned by Allen R. Hartman. |
6. Charlotte Hartman is the record owner of 91,430 shares of common stock. The reporting persons disclaim beneficial ownership of the shares owned by Allen R. Hartman. |
7. Victoria Hartman Massey is the record owner of 91,430 shares of common stock. The reporting persons disclaim beneficial ownership of the shares owned by Allen R. Hartman. |
8. Margaret Hartman is the record owner of 441,359 shares of common stock. The reporting persons disclaim beneficial ownership of the shares owned by Allen R. Hartman. |
/s/ Allen R. Hartman, Trustee | 11/29/2023 | |
Allen R. Hartman, President & CEO | 11/29/2023 | |
Allen R. Hartman, Executive Chairman and CEO | 11/29/2023 | |
/s/ Lisa Hartman | 11/29/2023 | |
/s/ Charlotte Hartman | 11/29/2023 | |
/s/ Victoria Hartman Massey | 11/29/2023 | |
/s/ Margaret Hartman | 11/29/2023 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |