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SC 13G/A Filing
Armstrong Flooring (AFIIQ) SC 13G/AArmstrong Flooring, Inc.
Filed: 14 Feb 17, 12:00am
Armstrong Flooring, Inc. |
(Name of Issuer) |
Common Stock, $0.0001 par value |
(Title of Class of Securities) |
04238R106 |
(CUSIP Number) |
December 31, 2016 |
(Date of Event Which Requires Filing of this Statement) |
x | Rule 13d-1(b) |
x | Rule 13d-1(c) |
o | Rule 13d-1(d) |
1 | NAME OF REPORTING PERSON MOAB CAPITAL PARTNERS, LLC | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o | |
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 1,400,032 | |
6 | SHARED VOTING POWER - 0 - | ||
7 | SOLE DISPOSITIVE POWER 1,400,032 | ||
8 | SHARED DISPOSITIVE POWER - 0 - | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,400,032 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.0% | ||
12 | TYPE OF REPORTING PERSON IA |
1 | NAME OF REPORTING PERSON MOAB PARTNERS, L.P. | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o | |
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 1,316,701 | |
6 | SHARED VOTING POWER - 0 - | ||
7 | SOLE DISPOSITIVE POWER 1,316,701 | ||
8 | SHARED DISPOSITIVE POWER - 0 - | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,316,701 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.7% | ||
12 | TYPE OF REPORTING PERSON PN |
1 | NAME OF REPORTING PERSON MICHAEL M. ROTHENBERG | ||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) o (b) o | |
3 | SEC USE ONLY | ||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION USA | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 1,400,032 | |
6 | SHARED VOTING POWER - 0 - | ||
7 | SOLE DISPOSITIVE POWER 1,400,032 | ||
8 | SHARED DISPOSITIVE POWER - 0 - | ||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,400,032 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.0% | ||
12 | TYPE OF REPORTING PERSON IN, HC |
Item 1(a). | Name of Issuer: |
Item 1(b). | Address of Issuer’s Principal Executive Offices: |
2500 Columbia Avenue, Lancaster, Pennsylvania 17603 |
Item 2(a). | Name of Person Filing: |
Item 2(b). | Address of Principal Business Office or, if none, Residence: |
Item 2(d). | Title of Class of Securities: |
Item 2(e). | CUSIP Number: |
Item 3. | If this statement is filed pursuant to Section 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
/ / | Not Applicable |
(a) | / / | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). |
(b) | / / | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | / / | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) | / / | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
(e) | / x / | Investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E).* |
(f) | / / | Employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F). |
(g) | / x / | Parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G).** |
(h) | / / | Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). |
(i) | / / | Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3). |
(j) | / / | Non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J). |
(k) | / / | Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). |
* Moab LLC is an investment adviser in accordance with §240.13d-1(b)(1)(ii)(E). |
** Mr. Rothenberg is a control person of Moab LLC in accordance with §240.13d-1(b)(1)(ii)(G). |
Item 4. | Ownership. |
(a) | Amount beneficially owned: |
1,400,032 Shares, including 83,331 Shares held in the Managed Account. |
(b) | Percent of class: |
5.0% (based upon 27,827,044 Shares outstanding, which is the total number of Shares outstanding as of November 4, 2016 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 10, 2016). |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote |
1,400,032 Shares |
(ii) | Shared power to vote or to direct the vote |
0 Shares |
(iii) | Sole power to dispose or to direct the disposition of |
1,400,032 Shares |
(iv) | Shared power to dispose or to direct the disposition of |
0 Shares |
(a) | Amount beneficially owned: |
1,316,701 Shares |
(b) | Percent of class: |
4.7% (based upon 27,827,044 Shares outstanding, which is the total number of Shares outstanding as of November 4, 2016 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 10, 2016). |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote |
1,316,701 Shares |
(ii) | Shared power to vote or to direct the vote |
0 Shares |
(iii) | Sole power to dispose or to direct the disposition of |
1,316,701 Shares |
(iv) | Shared power to dispose or to direct the disposition of |
0 Shares |
(a) | Amount beneficially owned: |
1,400,032, including 83,331 Shares held in the Managed Account. |
(b) | Percent of class: |
5.0% (based upon 27,827,044 Shares outstanding, which is the total number of Shares outstanding as of November 4, 2016 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 10, 2016). |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote |
1,400,032 Shares |
(ii) | Shared power to vote or to direct the vote |
0 Shares |
(iii) | Sole power to dispose or to direct the disposition of |
1,400,032 Shares |
(iv) | Shared power to dispose or to direct the disposition of |
0 Shares |
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Item 10. | Certifications. |
Dated: February 14, 2017 | |||
MOAB PARTNERS, L.P. | |||
By: | Moab Capital Partners, LLC, its Investment Adviser | ||
By: | /s/ Michael M. Rothenberg | ||
Name: | Michael M. Rothenberg | ||
Title: | Managing Director | ||
MOAB CAPITAL PARTNERS, LLC | |||
By: | /s/ Michael M. Rothenberg | ||
Name: | Michael M. Rothenberg | ||
Title: | Managing Director |
/s/ Michael M. Rothenberg | |
MICHAEL M. ROTHENBERG |