Exhibit 10.5.1
| UNITED STATES PATENT AND TRADEMARK OFFICE |
Facsimile Transmission
To: | Name: | SANDRA P. THOMPSON |
| Company: | 18400 VON KARMAN AVE., SUITE 800 |
| Fax Number: | 19497200182 |
| Voice Phone: | |
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From: | Name: | ASSIGNMENT RECORDATION SERVICES |
| Voice Phone: | 571-272-3350 |
37 C.F.R. 1.6 sets forth the types of correspondence that can be communicated to the Patent and Trademark Office via facsimile transmissions. Applicants are advised to use the certificate of facsimile transmission procedures when submitting a reply to a non-final or final Office action by facsimile (37 CFR 1.8(a)).
Fax Notes:
Pg# | | Description |
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1 | | Cover Page |
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2 | | <Description not available> |
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4 | | Batch 2241114 Document 1 |
USPTO ASSIGNMENT SYSTEM PROCESSING
Date and time of transmission: Wednesday, December 22, 2010 8:56:28 AM
Number of pages including this cover sheet: 05
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UNITED STATES PATENT AND TRADEMARK OFFICE
UNDER SECRETARY OF COMMERCE FOR INTELLECTUAL PROPERTY AND
DIRECTOR OF THE UNITED STATES PATENT AND TRADEMARK OFFICE
DECEMBER 16, 2010 PTAS SANDRA P. THOMPSON 18400 VON KARMAN AVE., SUITE 800 IRVINE, CA 92612-0514 | 
*900177678* |
UNITED STATES PATENT AND TRADEMARK OFFICE
NOTICE OF RECORDATION OF ASSIGNMENT DOCUMENT
THE ENCLOSED DOCUMENT HAS BEEN RECORDED BY THE ASSIGNMENT DIVISION OF THE U.S. PATENT AND TRADEMARK OFFICE. A COMPLETE MICROFILM COPY IS AVAILABLE AT THE ASSIGNMENT SEARCH ROOM ON THE REEL AND FRAME NUMBER REFERENCED BELOW.
PLEASE REVIEW ALL INFORMATION CONTAINED ON THIS NOTICE. THE INFORMATION CONTAINED ON THIS RECORDATION NOTICE REFLECTS THE DATA PRESENT IN THE PATENT AND TRADEMARK ASSIGNMENT SYSTEM. IF YOU SHOULD [ILLEGIBLE] ANY ERRORS OR HAVE QUESTIONS CONCERNING THIS NOTICE, YOU MAY CONTACT THE EMPLOYEE WHOSE NAME APPEARS ON THIS NOTICE AT 571-272-3350. PLEASE SEND REQUEST FOR CORRECTION TO: U.S. PATENT AND TRADEMARK OFFICE, MAIL STOP: ASSIGNMENT SERVICES BRANCH, P.O. BOX 1450, ALEXANDRIA, VA 22313.
RECORDATION DATE: 12/01/2010 | | REEL/FRAME: 004423/0436 |
| | NUMBER OF PAGES: 8 |
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BRIEF: SECURITY INTEREST | | |
DOCKET NUMBER: F6384-1316 | | |
| | |
ASSIGNOR: | | |
PACIFIC MOTOR TRUCKING COMPANY | | DOC DATE: 11/29/2010 |
| | CITIZENSHIP: MISSOURI |
| | ENTITY: CORPORATION |
ASSIGNEE: | | |
WELLS FARGO CAPITAL FINANCE, LLC | | CITIZENSHIP: DELAWARE |
150 S. WACKER DRIVE, SUITE 2200 | | ENTITY: LIMITED LIABILITY |
CHICAGO, ILLINOIS 60606 | | COMPANY |
P.O. Box 1450, Alexandria, Virginia 22313—1450 - WWW.USPTO.GOV
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004423/0436 PAGE 2 | | |
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SERIAL NUMBER: 73359326 | | FILING DATE: 04/12/1982 |
REGISTRATION NUMBER: 1245993 | | ISSUE DATE: 07/19/1983 |
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MARK: PACIFIC MOTOR TRUCKING | | |
DRAWING TYPE: WORDS, LETTERS, OR NUMBERS IN TYPED FORM |
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SERIAL NUMBER: 73359327 | | FILING DATE: 04/12/1982 |
REGISTRATION NUMBER: 1248646 | | ISSUE DATE: 08/16/1983 |
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MARK: PMT | | |
DRAWING TYPE: WORDS, LETTERS, OR NUMBERS IN TYPED FORM |
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TONYA LEE, EXAMINER | | |
ASSIGNMENT SERVICES BRANCH | | |
PUBLIC RECORDS DIVISION | | |
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TRADEMARK ASSIGNMENT
Electronic Version v1.1 | 12/01/2010 |
Stylesheet Version v1.1 | 900177678 |
SUBMISSION TYPE: | NEW ASSIGNMENT |
NATURE OF CONVEYANCE: | SECURITY INTEREST |
CONVEYING PARTY DATA
Name | | Formerly | | Execution Date | | Entity Type |
Pacific Motor Trucking Company | | | | 11/29/2010 | | CORPORATION: MISSOURI |
RECEIVING PARTY DATA
Name: | Wells Fargo Capital Finance, LLC |
Street Address: | 150 S. Wacker Drive, Suite 2200 |
City: | Chicago |
State/Country: | ILLINOIS |
Postal Code: | 60606 |
[ILLEGIBLE] Type: | Limited Liability Company: DELAWARE |
PROPERTY NUMBERS Total: 2
Property Type | | Number | | Word Mark |
Registration Number: | | 1245993 | | PACIFIC MOTOR TRUCKING |
Registration Number: | | 1248646 | | PMT |
CORRESPONDENCE DATA
Fax Number: | (949)720-0182 |
Correspondence will be sent via US Mail when the fax attempt is unsuccessful. |
Phone: | 949-224-6282 |
Email: | trademark@buchalter.com |
Correspondent Name: | Sandra P. Thompson |
Address Line 1: | 18400 Von Karman Ave., Suite 800 |
Address Line 4: | Irvine, CALIFORNIA 92612-0514 |
ATTORNEY DOCKET NUMBER: | F6384-1316 |
NAME OF SUBMITTER: | Sandra P. Thompson |
Signature: | /Sandra P. Thompson/ |
Date: | 12/01/2010 |
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Total Attachments: 7 |
source=PacificMotorTruckingSecAgmt#page1.tif |
source=PacificMotorTruckingSecAgmt#page2.tif |
source=PacificMotorTruckingSecAgmt#page3.tif |
source=PacificMotorTruckingSecAgmt#page4.tif |
source=PacificMotorTruckingSecAgmt#page5.tif |
source=PacificMotorTruckingSecAgmt#page6.tif |
source=PacificMotorTruckingSecAgmt#page7.tif |
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Form PTO-1594 (Rev. 07/05) | U.S. DEPARTMENT OF COMMERCE |
OMB Collection 0651-0027 (exp. 6/30/2008) | United States Patent and Trademark Office |
|
RECORDATION FORM COVER SHEET |
TRADEMARKS ONLY |
To the Director of the U. S. Patent and Trademark Office: Please record the attached documents or the new address(es) below. |
| |
1. Name of conveying party(ies): | | 2. Name and address of receiving party(ies) |
| | o Yes
x No |
Pacific Motor Trucking Company | | Additional names, addresses, or citizenship attached? |
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| | Name: | Wells Fargo Capital Finance, LLC | |
| | Internal | | | |
o Individual(s) | o Association | | Address: | | | |
o General Partnership | o Limited Partnership | | Street Address: | 150 S. Wacker Dr., Ste. 2200 | |
x Corporation- State: | M0 | | | City: | Chicago | |
o Other | | | | State: | IL | |
Citizenship (see guidelines) | | | | Country: | US | Zip: | 60606 | |
Additional names of conveying parties attached? o Yes x No | | o Association | Citizenship | | |
3. Nature of conveyance )/Execution Date(s): | | o General Partnership Citizenship | | |
Execution Date(s) | November 29, 2010 | | | o Limited Partnership Citizenship | | |
| | o Corporation Citizenship | | |
o Assignment | o Merger | | x Other | LLC | Citizenship | DE | |
| | | | | |
x Security Agreement | o Change of Name | | If assignee is not domiciled in the United States, a domestic |
o Other | | | | representative designation is attached: o Yes o No |
| | (Designations must be a separate document from assignment) |
| | |
4. Application number(s) or registration number(s) and identification or description of the Trademark. |
A. Trademark Application No.(s) | B. Trademark Registration No.(s) |
| 1, 245, 993 & 1,248, 646 |
| | Additional sheet(s) attached? o Yes x No |
C. Identification or Description of Trademark(s) (and Filing Date if Application or Registration Number is unknown): |
| | | |
5. Name & address of party to whom correspondence | 6. Total number of applications and | 2 | |
concerning document should be mailed: | registrations involved: | |
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Name: | Sandra P. Thompson | | |
Internal Address: | | | |
| | | 7. Total fee (37 CFR 2.6(b)(6) & 3.41) | $ 65.00 |
Street Address: | Buchalter Nemer | | o Authorized to be charged by credit card |
| | x Authorized to be charged to deposit account |
| 18400 Von Karman Ave., Ste. 800 | | o Enclosed |
| |
City: | Irvine | | 8. Payment Information: |
State: | CA | Zip: | 92612-0514 | | a. Credit Card | Last 4 Numbers | | |
| | Expiration Date | | |
Phone Number: | 949-224-6282 | | b. Deposit Account Number | 500977 | |
Fax Number: | 949-720-0182 | | Authorized User Name | Buchalter Nemer | |
Email Address: | trademark@buchalter.com | | |
| |
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9. Signature: | /s/ Sandra P. Thompson | | | November 30, 2010 | |
Signature | Date |
| Sandra P. Thompson | | Total number of pages including cover | 7 | |
| Name of Person Signing | sheet, attachments, and document: | |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Documents to be recorded (including cover sheet) should be faxed to (571) 273-0140, or mailed to:
Mail Stop Assignment Recordation Services, Director of the USPTO, P.O. Box 1450, Alexandria, VA 22313-1450
Execution Copy
TRADEMARK SECURITY AGREEMENT
This TRADEMARK SECURITY AGREEMENT (this “Trademark Security Agreement”) is made this 29th day of November, 2010, by and among Grantors listed on the signature pages hereof (collectively, jointly and severally, “Grantors” and each individually “Grantor”), and WELLS FARGO CAPITAL FINANCE, LLC, a Delaware limited liability company (“WFCF”), in its capacity as agent for the Lender Group and the Bank Product Providers (in such capacity, together with its successors and assigns in such capacity, “Agent”).
WITNESSETH:
WHEREAS, pursuant to that certain Credit Agreement dated as of November 29, 2010 (as amended, restated, supplemented, or otherwise modified from time to time, the “Credit Agreement”) by and among Jack Cooper Holdings Corp. (“Parent”) and the Subsidiaries of Parent identified on the signature pages thereof (such Subsidiaries, together with Parent, are referred to hereinafter each individually as a “Borrower”, and individually and collectively, jointly and severally, as the “Borrowers”), the lenders party thereto as “Lenders” (such Lenders, together with their respective successors and assigns in such capacity, each, individually, a “Lender” and, collectively, the “Lenders”), and Agent, the Lender Group has agreed to make certain financial accommodations available to Borrower from time to time pursuant to the terms and conditions thereof; and
WHEREAS, the members of the Lender Group are willing to make the financial accommodations to Borrower as provided for in the Credit Agreement, but only upon the condition, among others, that Grantors shall have executed and delivered to Agent, for the benefit of Lender Group and the Bank Product Providers, that certain Security Agreement, dated as of November 29, 2010 (including all annexes, exhibits or schedules thereto, as from time to time amended, restated, supplemented or otherwise modified, the “Security Agreement”); and
WHEREAS, pursuant to the Security Agreement, Grantors are required to execute and deliver to Agent, for the benefit of Lender Group and the Bank Product Providers, this Trademark Security Agreement;
NOW, THEREFORE, in consideration of the premises and mutual covenants herein contained and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, each Grantor hereby agrees as follows:
1. DEFINED TERMS. All initially capitalized terms used but not otherwise defined herein have the meanings given to them in the Security Agreement or, if not defined therein, in the Credit Agreement.
2. GRANT OF SECURITY INTEREST IN TRADEMARK COLLATERAL. Each Grantor hereby unconditionally grants, assigns, and pledges to Agent, for the benefit each member of the Lender Group and each of the Bank Product Providers, to secure the Secured Obligations, a continuing security interest (referred to in this Trademark Security Agreement as the “Security Interest”) in all of such Grantor’s right, title and interest in and to the following, whether now owned or hereafter acquired or arising (collectively, the “Trademark Collateral”):
(a) all of its Trademarks and Trademark Intellectual Property Licenses to which it is a party including those referred to on Schedule I, exclusive, however, of (i) any Trademarks that are protectable, registered or applied for solely under the laws of jurisdictions outside the United States, and (ii) any United States intent-to-use trademark applications to the extent that, and solely during the period in which, the granting of a security interest therein would impair the validity or enforceability of such intent-to-use trademark applications under applicable federal law, provided that upon submission and acceptance by the
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PTO of an amendment to allege to use pursuant to 15 U.S.C. Section 1060(a) (or any successor provision), such intent-to-use trademark application shall be considered Trademark Collateral;
(b) all goodwill of the business connected with the use of, and symbolized by, each Trademark and each Trademark Intellectual Property License; and
(c) all products and proceeds (as that term is defined in the Code) of the foregoing, including any claim by such Grantor against third parties for past, present or future (i) infringement or dilution of any Trademark or any Trademarks exclusively licensed under any Intellectual Property License, including right to receive any damages, (ii) injury to the goodwill associated with any Trademark, or (iii) right to receive license fees, royalties, and other compensation under any Trademark Intellectual Property License.
3. SECURITY FOR SECURED OBLIGATIONS. This Trademark Security Agreement and the Security Interest created hereby secures the payment and performance of the Secured Obligations, whether now existing or arising hereafter. Without limiting the generality of the foregoing, this Trademark Security Agreement secures the payment of all amounts which constitute part of the Secured Obligations and would be owed by Grantors, or any of them, to Agent, the Lender Group, the Bank Product Providers or any of them, whether or not they are unenforceable or not allowable due to the existence of an Insolvency Proceeding involving any Grantor.
4. SECURITY AGREEMENT. The Security Interest granted pursuant to this Trademark Security Agreement is granted in conjunction with the security interests granted to Agent, for the benefit of the Lender Group and the Bank Product Providers, pursuant to the Security Agreement. Each Grantor hereby acknowledges and affirms that the rights and remedies of Agent with respect to the Security Interest in the Trademark Collateral made and granted hereby are more fully set forth in the Security Agreement, the terms and provisions of which are incorporated by reference herein as if fully set forth herein. To the extent there is any inconsistency between this Trademark Security Agreement and the Security Agreement, the Security Agreement shall control.
5. AUTHORIZATION TO SUPPLEMENT. If any Grantor shall obtain rights to any new trademarks, the provisions of this Trademark Security Agreement shall automatically apply thereto. Grantors shall give prompt notice in writing to Agent with respect to any such new trademarks or renewal or extension of any trademark registration. Without limiting Grantors’ obligations under this Section, Grantors hereby authorize Agent unilaterally to modify this Trademark Security Agreement by amending Schedule I to include any such new trademark rights of each Grantor. Notwithstanding the foregoing, no failure to so modify this Trademark Security Agreement or amend Schedule I shall in any way affect, invalidate or detract from Agent’s continuing security interest in all Collateral, whether or not listed on Schedule I.
6. COUNTERPARTS. This Trademark Security Agreement may be executed in any number of counterparts and by different parties on separate counterparts, each of which, when executed and delivered, shall be deemed to be an original, and all of which, when taken together, shall constitute but one and the same Trademark Security Agreement. Delivery of an executed counterpart of this Trademark Security Agreement by telefacsimile or other electronic method of transmission shall be equally as effective as delivery of an original executed counterpart of this Trademark Security Agreement. Any party delivering an executed counterpart of this Trademark Security Agreement by telefacsimile or other electronic method of transmission also shall deliver an original executed counterpart of this Trademark Security Agreement but the failure to deliver an original executed counterpart shall not affect the validity, enforceability, and binding effect of this Trademark Security Agreement.
7. CONSTRUCTION. This Copyright Security Agreement is a Loan Document. Unless the context of this Trademark Security Agreement clearly requires otherwise, references to the plural include the singular, references to the singular include the plural, the terms “includes” and “including” are not limiting, and the term “or” has, except where otherwise indicated, the inclusive meaning represented by the phrase
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“and/or”. The words “hereof”, “herein”, “hereby”, “hereunder”, and similar terms in this Trademark Security Agreement refer to this Trademark Security Agreement as a whole and not to any particular provision of this Trademark Security Agreement. Section, subsection, clause, schedule, and exhibit references herein are to this Agreement unless otherwise specified. Any reference in this Trademark Security Agreement to any agreement, instrument, or document shall include all alterations, amendments, changes, extensions, modifications, renewals, replacements, substitutions, joinders, and supplements, thereto and thereof, as applicable (subject to any restrictions on such alterations, amendments, changes, extensions, modifications, renewals, replacements, substitutions, joinders, and supplements set forth herein). The words “asset” and “property” shall be construed to have the same meaning and effect and to refer to any and all tangible and intangible assets and properties, including cash, securities, accounts, and contract rights. Any reference herein to the satisfaction, repayment, or payment in full of the Secured Obligations shall mean the repayment in full in cash or immediately available funds (or, (a) in the case of contingent reimbursement obligations with respect to Letters of Credit, providing Letter of Credit Collateralization, and (b) in the case of obligations with respect to Bank Products (other than Hedge Obligations), providing Bank Product Collateralization) of all of the Secured Obligations (including the payment of any termination amount then applicable (or which would or could become applicable as a result of the repayment of the other Secured Obligations) under Hedge Agreements provided by Hedge Providers) other than (i) unasserted contingent indemnification Secured Obligations, (ii) any Bank Product Obligations (other than Hedge Obligations) that, at such time, are allowed by the applicable Bank Product Provider to remain outstanding without being required to be repaid or cash collateralized, and (iii) any Hedge Obligations that, at such time, are allowed by the applicable Hedge Provider to remain outstanding without being required to be repaid. Any reference herein to any Person shall be construed to include such Person’s successors and permitted assigns. Any requirement of a writing contained herein shall be satisfied by the transmission of a Record.
8. THE VALIDITY OF THIS TRADEMARK SECURITY AGREEMENT, THE CONSTRUCTION, INTERPRETATION, AND ENFORCEMENT HEREOF, AND THE RIGHTS OF THE PARTIES HERETO WITH RESPECT TO ALL MATTERS ARISING HEREUNDER OR RELATED HERETO SHALL BE DETERMINED UNDER, GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH THE LAWS OF THE STATE OF CALIFORNIA.
9. THE PARTIES AGREE THAT ALL ACTIONS OR PROCEEDINGS ARISING IN CONNECTION WITH THIS TRADEMARK SECURITY AGREEMENT SHALL BE TRIED AND LITIGATED ONLY IN THE STATE AND, TO THE EXTENT PERMITTED BY APPLICABLE LAW, FEDERAL COURTS LOCATED IN THE COUNTY OF LOS ANGELES, STATE OF CALIFORNIA; PROVIDED, HOWEVER, THAT ANY SUIT SEEKING ENFORCEMENT AGAINST ANY COLLATERAL OR OTHER PROPERTY MAY BE BROUGHT, AT AGENT’S OPTION, IN THE COURTS OF ANY JURISDICTION WHERE AGENT ELECTS TO BRING SUCH ACTION OR WHERE SUCH COLLATERAL OR OTHER PROPERTY MAY BE FOUND. AGENT AND EACH GRANTOR WAIVE, TO THE EXTENT PERMITTED UNDER APPLICABLE LAW, ANY RIGHT EACH MAY HAVE TO ASSERT THE DOCTRINE OF FORUM NON CONVENIENS OR TO OBJECT TO VENUE TO THE EXTENT ANY PROCEEDING IS BROUGHT IN ACCORDANCE WITH THIS SECTION 9.
10. TO THE MAXIMUM EXTENT PERMITTED BY APPLICABLE LAW, AGENT AND EACH GRANTOR HEREBY WAIVE THEIR RESPECTIVE RIGHTS TO A JURY TRIAL OF ANY CLAIM OR CAUSE OF ACTION BASED UPON OR ARISING OUT OF THIS AGREEMENT OR ANY OF THE TRANSACTIONS CONTEMPLATED HEREIN, INCLUDING CONTRACT CLAIMS, TORT CLAIMS, BREACH OF DUTY CLAIMS, AND ALL OTHER COMMON LAW OR STATUTORY CLAIMS. AGENT AND EACH GRANTOR REPRESENT THAT EACH HAS REVIEWED THIS WAIVER AND EACH KNOWINGLY AND VOLUNTARILY WAIVES ITS JURY TRIAL RIGHTS FOLLOWING CONSULTATION WITH LEGAL COUNSEL. IN THE EVENT OF LITIGATION, A COPY OF THIS TRADEMARK SECURITY AGREEMENT MAY BE FILED AS A WRITTEN CONSENT TO A TRIAL BY THE COURT.
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[SIGNATURE PAGE FOLLOWS]
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IN WITNESS WHEREOF, the parties hereto have caused this Trademark Security Agreement to be executed and delivered as of the day and year first above written.
GRANTORS: | PACIFIC MOTOR TRUCKING COMPANY |
| |
| |
| By: | /s/ T. Michael Riggs |
| Name: | T. Michael Riggs |
| Title: | Chairman of the Board |
Trademark Security Agreement
| ACCEPTED AND ACKNOWLEDGED BY: |
| |
AGENT: | WELLS FARGO CAPITAL FINANCE, LLC, |
| a Delaware limited liability company |
| |
| |
| By: | /s/ David R. Klages |
| Name: | David R. Klages |
| Title: | Vice President |
Trademark Security Agreement
SCHEDULE I
to
TRADEMARK SECURITY AGREEMENT
Trademark Registrations/Applications
Service Mark | | Serial Number | | Registration
Number | | Filing Date | | Registration Date |
| | | | | | | | |
Pacific Motor Trucking | | 73359326 | | 1245993 | | April 12, 1982 | | July 19, 1983 |
PMT | | 73359327 | | 1248646 | | April 12, 1982 | | August 16, 1983 |
Trade Names
None
Common Law Trademarks
None
Trademarks Not Currently In Use
None
Trademark Licenses
None
