SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol HYCROFT MINING HOLDING CORP [ HYMC ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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3. Date of Earliest Transaction (Month/Day/Year) 05/29/2020 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) 06/02/2020 | 6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 05/29/2020 | A(3) | 1,688,180 | A | (3) | 1,688,180 | I | See Notes(1)(9)(10) | ||
Class A Common Stock | 05/29/2020 | A(4) | 3,125,000 | A | (4) | 4,813,180 | I | See Notes(1)(9)(10) | ||
Class A Common Stock | 05/29/2020 | A(6) | 8,322,119 | A | (6) | 13,135,299 | I | See Notes(1)(9)(10) | ||
Class A Common Stock | 05/29/2020 | A(7) | 3,028,924 | A | (7) | 16,164,223 | I | See Notes(1)(9)(10) | ||
Class A Common Stock | 05/29/2020 | A(8) | 5,817,015 | A | (8) | 21,981,238 | I | See Notes(1)(9)(10) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (2) | 05/29/2020 | D | 3,511,820(2) | (2) | (2) | Class A Common Stock | 3,511,820(2) | (2) | 1,688,180 | I | See Notes(1)(9)(10) | |||
Class B Common Stock | (3) | 05/29/2020 | D | 1,688,180(3) | (3) | (3) | Class A Common Stock | 1,688,180(3) | (3) | 0 | I | See Notes(1)(9)(10) | |||
Warrants | (4) | 05/29/2020 | A | 2,500,000(4) | (5) | (5) | Class A Common Stock | 2,500,000(5) | (4) | 9,200,000 | I | See Notes(1)(9)(10) | |||
Private Placement Warrants | (7) | 05/29/2020 | A | 1,295,892(7) | (5) | (5) | Class A Common Stock | 1,295,892(5) | (7) | 1,295,892 | I | See Notes(1)(9)(10) |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. See Exhibit 99.1 for text of footnote (1). |
2. See Exhibit 99.1 for text of footnote (2). |
3. See Exhibit 99.1 for text of footnote (3). |
4. See Exhibit 99.1 for text of footnote (4). |
5. See Exhibit 99.1 for text of footnote (5). |
6. See Exhibit 99.1 for text of footnote (6). |
7. See Exhibit 99.1 for text of footnote (7). |
8. See Exhibit 99.1 for text of footnote (8). |
9. See Exhibit 99.1 for text of footnote (9). |
10. See Exhibit 99.1 for text of footnote (10). |
Remarks: |
This amendment is being filed solely to correct the total number of Warrants beneficially owned following the reported transactions and does not report any new transactions or otherwise modify the transaction details that were previously reported. Mudrick Capital Acquisition Corporation changed its name to Hycroft Mining Holding Corporation in connection with the consummation of a business combination. Exhibit 99.1 (Form 4 Footnotes) and Exhibit 99.2 (Joint Filer Information) are incorporated herein by reference. This Form 4 has been split into two filings filed by designated filer Mudrick Capital Management, L.P., because there are more than 10 Reporting Persons in total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. This is the second of the two filings. |
See Exhibit 99.2 | 06/08/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |