SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol Ciner Resources LP [ CINR ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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3. Date of Earliest Transaction (Month/Day/Year) 11/14/2016 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common units representing limited partner interests | 11/14/2016 | C | 9,775,500 | A | (1) | 14,551,000 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Subordinated Units representing limited partner interests | (1) | 11/14/2016 | C | 9,775,500 | (1) | (1) | Common units representing limited partner interests | 9,775,500 | (1) | 0 | D(2) |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. Represents the conversion of 9,775,500 Subordinated Units representing limited partner interests (the "Subordinated Units") in Ciner Resources LP (the "Issuer"), which were converted into Common Units representing limited partner interests on a one-for-one basis upon the termination of the subordination period as set forth in the First Amended and Restated Agreement of Limited Partnership of the Issuer, dated as of September 18, 2013, as amended. The Subordinated Units had no expiration date. |
2. This Form 4 is being filed jointly by Ciner Wyoming Holding Co. ("Ciner Holding"), Ciner Resources Corporation ("Ciner Resources"), Ciner Enterprises Inc. ("Ciner Enterprises"), Akkan Enerji ve Madencilik Anonim Sirketi ("Akkan"), and Turgay Ciner ("Mr. Ciner"). Ciner Resources directly owns all of the ownership interests of Ciner Holding. Ciner Enterprises directly owns all of the ownership interests of Ciner Resources. Akkan directly owns all of the ownership interests of Ciner Enterprises. Mr. Ciner directly owns all of the ownership interests of Akkan. Ciner Resources, Ciner Enterprises, Akkan and Mr. Ciner may therefore be deemed to beneficially own securities of the Issuer owned directly by Ciner Holding. |
Remarks: |
/s/ Kevin Kremke Chief Financial Officer of Ciner Wyoming Holding Co. | 11/16/2016 | |
/s/ Kevin Kremke Chief Financial Officer of Ciner Resources Corporation | 11/16/2016 | |
/s/ Ceyda Pence President, Chief Executive Officer and Chief Financial Officer of Ciner Enterprises Inc. | 11/16/2016 | |
/s/ Turgay Ciner President of Akkan Enerji ve Madencilik Anonim Sirketi | 11/16/2016 | |
/s/ Turgay Ciner | 11/16/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |