UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934
Invesco Exchange-Traded Self-Indexed Fund Trust
(Exact name of registrant as specified in its charter)
Delaware | See Below | |
(State of incorporation or organization) | (I.R.S. Employer Identification No.) | |
3500 Lacey Road, Suite 700 Downers Grove, IL | 60515 | |
(Address of Principal Executive Offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered | Name of the exchange on which each class is to be registered | |
Shares of beneficial interest, par value $0.01 per share | ||
Invesco Strategic US ETF | The Nasdaq Stock Market | |
Invesco Strategic US Small Company ETF | The Nasdaq Stock Market | |
Invesco Strategic Developedex-US ETF | The Nasdaq Stock Market | |
Invesco Strategic Developedex-US Small Company ETF | The Nasdaq Stock Market | |
Invesco Strategic Emerging Markets ETF | The Nasdaq Stock Market |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act registration statement file number to which this form relates:
333-221046
Securities to be registered pursuant to Section 12(g) of the Act:
Not applicable
INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 1. | DESCRIPTION OF REGISTRANT’S SECURITIES TO BE REGISTERED. |
A description of the shares of beneficial interest, $0.01 par value, of Invesco Strategic US ETF, Invesco Strategic US Small Company ETF, Invesco Strategic Developedex-US ETF, Invesco Strategic Developedex-US Small Company ETF and Invesco Strategic Emerging Markets ETF, each a series of Invesco Exchange-Traded Self-Indexed Fund Trust (the “Trust”), to be registered hereunder is set forth in the Post-Effective Amendment No. 15 to the Trust’s Registration Statement onForm N-1A (FileNos. 333-221046; 811-23304) as filed with the Securities and Exchange Commission on September 5, 2018, which description is incorporated herein by reference.
The series of the Trust to which this filing relates and their I.R.S. Employer Identification Number are as follows:
Series Name | EIN | |||
Invesco Strategic US ETF | 83-1146314 | |||
Invesco Strategic US Small Company ETF | 83-1084694 | |||
Invesco Strategic Developedex-US ETF | 83-1071274 | |||
Invesco Strategic Developedex-US Small Company ETF | 83-1040623 | |||
Invesco Strategic Emerging Markets ETF | 83-1032442 |
ITEM 2. | EXHIBITS. |
1. The Trust’s Agreement and Declaration of Trust is included as Exhibit (a)(1) to the Trust’s initial Registration Statement onForm N-1A (FileNos. 333-221046; 811-23304), as filed with the Securities and Exchange Commission on October 20, 2017.
2. The Trust’s Amended and RestatedBy-Laws are included as Exhibit (b) to the Trust’s initial Registration Statement onForm N-1A (FileNos. 333-221046; 811-23304), as filed with the Securities and Exchange Commission on October 20, 2017.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.
Date: September 10, 2018
INVESCO EXCHANGE-TRADED SELF-INDEXED FUND TRUST |
By: | /s/ Anna Paglia |
Name: | Anna Paglia | |
Title: | Secretary |