Item 1. | |
(a) | Name of issuer:
Alignment Healthcare, Inc. |
(b) | Address of issuer's principal executive
offices:
1100 W. Town and Country Road, Suite 1600, Orange, CA 92868 |
Item 2. | |
(a) | Name of person filing:
This statement is filed by the entities and persons listed below, each of whom is referred to herein as a "Reporting Person" and together as the "Reporting Persons":
1. Warburg Pincus Private Equity XII, L.P. ("WP XII")
2. Warburg Pincus Private Equity XII-B, L.P. ("WP XII-B")
3. Warburg Pincus Private Equity XII-D, L.P. ("WP XII-D")
4. Warburg Pincus Private Equity XII-E, L.P. ("WP XII-E")
5. WP XII Partners, L.P. ("WP XII Partners")
6. Warburg Pincus XII Partners, L.P. ("Warburg Pincus XII Partners," and, together with WP XII, WP XII-B, WP XII-D, WP XII-E, and WP XII Partners, the "WP XII Funds")
7. Warburg Pincus LLC ("WP LLC"), a registered investment adviser and the manager of the WP XII Funds
8. Warburg Pincus XII, L.P. ("WP XII GP"), general partner of the WP XII Funds
9. WP Global LLC ("WP Global"), general partner of WP XII GP
10. Warburg Pincus Partners II, L.P. ("WPP II"), managing member of WP Global
11. Warburg Pincus Partners II Holdings, L.P. ("WPP II Holdings"), a limited partner of WPP II
12. Warburg Pincus Partners GP LLC ("WPP GP"), general partner of WPP II and WPP II Holdings
13. Warburg Pincus & Co. ("WP"), managing member of WPP GP |
(b) | Address or principal business office or, if
none, residence:
For all Reporting Persons:
450 Lexington Avenue
New York, New York 10017, U.S.A. |
(c) | Citizenship:
See responses to Item 4 on each cover page. |
(d) | Title of class of securities:
Common Stock, $0.01 par value |
(e) | CUSIP No.:
01625V104 |
Item 3. | If this statement is filed pursuant to §§
240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
(b) | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
(e) | An
investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
(f) | An
employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
(g) | A
parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813); |
(i) | A
church plan that is excluded from the definition of an investment company under section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | A
non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J), please
specify the type of institution: |
(k) | Group,
in accordance with Rule 240.13d-1(b)(1)(ii)(K). |
| |
Item 4. | Ownership |
(a) | Amount beneficially owned:
See response to Item 9 on each cover page. |
(b) | Percent of class:
See response to Item 11 on each cover page. % |
(c) | Number of shares as to which the person has:
|
| (i) Sole power to vote or to direct the vote:
See response to Item 5 on each cover page.
|
| (ii) Shared power to vote or to direct the
vote:
See response to Item 6 on each cover page.
|
| (iii) Sole power to dispose or to direct the
disposition of:
See response to Item 7 on each cover page.
|
| (iv) Shared power to dispose or to direct the
disposition of:
See response to Item 8 on each cover page.
|
Item 5. | Ownership of 5 Percent or Less of a Class. |
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Ownership of 5 percent or less of a class |
Item 6. | Ownership of more than 5 Percent on Behalf of
Another Person. |
|
Not Applicable
|
Item 7. | Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or
Control Person. |
|
Not Applicable
|
Item 8. | Identification and Classification of Members
of the Group. |
|
Not Applicable
|
Item 9. | Notice of Dissolution of Group. |
|
Not Applicable
|