The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1347 CAP CORP | UNIT 07/18/2016 | 68245V202 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ADVENT SOFTWARE INC | COM | 007974108 | 520 | 11,800 | SH | SOLE | 11,800 | 0 | 0 | ||
ARUBA NETWORKS INC | COM | 043176106 | 3,825 | 156,200 | SH | SOLE | 156,200 | 0 | 0 | ||
AUSPEX PHARMACEUTICALS INC | COM | 05211J102 | 1,504 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
AVIV REIT INC MD | COM | 05381L101 | 2,008 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
BAKER HUGHES INC | COM | 057224107 | 700 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
BANK KY FINL CORP | COM | 062896105 | 4,395 | 89,600 | SH | SOLE | 89,600 | 0 | 0 | ||
BOOKS-A-MILLION INC | COM | 098570104 | 54 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BRIDGE CAP HLDGS | COM | 108030107 | 1,044 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CAMBRIDGE CAP ACQUISITION CO | UNIT 03/17/2014 | 13215Q205 | 101 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CATAMARAN CORP | COM | 148887102 | 2,084 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
CELLULAR DYNAMICS INTL INC | COM | 15117V109 | 607 | 37,000 | SH | SOLE | 37,000 | 0 | 0 | ||
CIS ACQUISITION LTD | *W EXP 12/18/201 | G21490118 | 2 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CLECO CORP NEW | COM | 12561W105 | 3,703 | 67,922 | SH | SOLE | 67,922 | 0 | 0 | ||
COLONIAL FINL SVCS INC | COM | 19566B101 | 357 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
COVISINT CORP | COM | 22357R103 | 48 | 23,673 | SH | SOLE | 23,673 | 0 | 0 | ||
DRESSER-RAND GROUP INC | COM | 261608103 | 530 | 6,600 | SH | SOLE | 6,600 | 0 | 0 | ||
DT ASIA INVTS LTD | UNIT 03/29/2021T | G2615J120 | 200 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
EMULEX CORP | COM NEW | 292475209 | 631 | 79,200 | SH | SOLE | 79,200 | 0 | 0 | ||
ENTROPIC COMMUNICATIONS INC | COM | 29384R105 | 888 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
EXCEED COMPANY LTD | SHS | G32335104 | 77 | 50,263 | SH | SOLE | 50,263 | 0 | 0 | ||
EXELIS INC | COM | 30162A108 | 3,656 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
FAMILY DLR STORES INC | COM | 307000109 | 3,174 | 40,065 | SH | SOLE | 40,065 | 0 | 0 | ||
FREESCALE SEMICONDUCTOR LTD | SHS | G3727Q101 | 449 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | UNIT 06/25/2016 | G5866L124 | 199 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
HAMPDEN BANCORP INC | COM | 40867E107 | 898 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
HERITAGE FINL GROUP INC | COM | 42726X102 | 1,262 | 46,343 | SH | SOLE | 46,343 | 0 | 0 | ||
HOSPIRA INC | COM | 441060100 | 2,745 | 31,250 | SH | SOLE | 31,250 | 0 | 0 | ||
HUDSON VALLEY HOLDING CORP | COM | 444172100 | 1,917 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | UNIT 10/20/2021 | 448740209 | 200 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
HYPERION THERAPEUTICS INC | COM | 44915N101 | 706 | 15,400 | SH | SOLE | 15,400 | 0 | 0 | ||
IAO KUN GROUP HLDG CO LTD | ORD USD SHS | G47204105 | 64 | 38,900 | SH | SOLE | 38,900 | 0 | 0 | ||
INLAND REAL ESTATE CORP | COM NEW | 457461200 | 123 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
INTEGRATED SILICON SOLUTION | COM | 45812P107 | 2,147 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
INTEGRYS ENERGY GROUP INC | COM | 45822P105 | 2,445 | 33,949 | SH | SOLE | 33,949 | 0 | 0 | ||
KOFAX LTD | COM USD | G5307C105 | 1,643 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
LIFE TIME FITNESS INC | COM | 53217R207 | 4,825 | 68,000 | SH | SOLE | 68,000 | 0 | 0 | ||
MAVENIR SYS INC | COM | 577675101 | 1,774 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
MEADOWBROOK INS GROUP INC | COM | 58319P108 | 1,595 | 187,600 | SH | SOLE | 187,600 | 0 | 0 | ||
MEADWESTVACO CORP | COM | 583334107 | 1,496 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
MONTPELIER RE HOLDINGS LTD | SHS | G62185106 | 1,922 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
NEW YORK REIT INC | COM | 64976L109 | 157 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NORCRAFT COS INC | COM | 65557Y105 | 514 | 20,104 | SH | SOLE | 20,104 | 0 | 0 | ||
ONEIDA FINL CORP MD | COM | 682479100 | 393 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ORBITZ WORLDWIDE INC | COM | 68557K109 | 594 | 51,000 | SH | SOLE | 51,000 | 0 | 0 | ||
PARAMOUNT GOLD & SILVER CORP | COM | 69924P102 | 1,083 | 1,072,986 | SH | SOLE | 1,072,986 | 0 | 0 | ||
PEPCO HOLDINGS INC | COM | 713291102 | 3,120 | 116,313 | SH | SOLE | 116,313 | 0 | 0 | ||
PHARMACYCLICS INC | COM | 716933106 | 845 | 3,300 | SH | SOLE | 3,300 | 0 | 0 | ||
POLYPORE INTL INC | COM | 73179V103 | 4,712 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
REVETT MNG CO | COM NEW | 761505205 | 43 | 95,976 | SH | SOLE | 95,976 | 0 | 0 | ||
RIVERBED TECHNOLOGY INC | COM | 768573107 | 4,663 | 223,000 | SH | SOLE | 223,000 | 0 | 0 | ||
RTI INTL METALS INC | COM | 74973W107 | 2,513 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
SALIX PHARMACEUTICALS INC | COM | 795435106 | 3,767 | 21,800 | SH | SOLE | 21,800 | 0 | 0 | ||
SFX ENTMT INC | COM | 784178303 | 112 | 27,400 | SH | SOLE | 27,400 | 0 | 0 | ||
SIGMA ALDRICH CORP | COM | 826552101 | 3,456 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SQUARE 1 FINL INC | CL A | 85223W101 | 3,675 | 137,302 | SH | SOLE | 137,302 | 0 | 0 | ||
SUSQUEHANNA BANCSHARES INC P | COM | 869099101 | 3,016 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
TALISMAN ENERGY INC | COM | 87425E103 | 3,456 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 4,776 | 45,550 | SH | SOLE | 45,550 | 0 | 0 | ||
VIASYSTEMS GROUP INC | COM PAR$.01 | 92553H803 | 874 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
VITESSE SEMICONDUCTOR CORP | COM NEW | 928497304 | 132 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
XINYUAN REAL ESTATE CO LTD | SPONS ADR | 98417P105 | 60 | 20,000 | SH | SOLE | 20,000 | 0 | 0 |