The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVENT SOFTWARE INC | COM | 007974108 | 3,395 | 76,800 | SH | SOLE | 76,800 | 0 | 0 | ||
ANN INC | COM | 035623107 | 3,622 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ASSOCIATED ESTATES RLTY CORP | COM | 045604105 | 5,210 | 182,000 | SH | SOLE | 182,000 | 0 | 0 | ||
BAKER HUGHES INC | COM | 057224107 | 340 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
BRIDGE CAP HLDGS | COM | 108030107 | 1,118 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
CATAMARAN CORP | COM | 148887102 | 3,060 | 50,100 | SH | SOLE | 50,100 | 0 | 0 | ||
CLECO CORP NEW | COM | 12561W105 | 3,765 | 69,922 | SH | SOLE | 69,922 | 0 | 0 | ||
CLICKSOFTWARE TECHNOLOGIES L | ORD | M25082104 | 3,394 | 270,000 | SH | SOLE | 270,000 | 0 | 0 | ||
CYAN INC | COM | 23247W104 | 1,572 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
DOVER SADDLERY INC | COM | 260412101 | 504 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
DT ASIA INVTS LTD | SHS | G2615J104 | 178 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
DT ASIA INVTS LTD | RIGHT 03/30/2016 | G2615J112 | 4 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
DT ASIA INVTS LTD | *W EXP 03/29/202 | G2615J138 | 2 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
EXCEL TR INC | COM | 30068C109 | 4,579 | 290,327 | SH | SOLE | 290,327 | 0 | 0 | ||
FAMILY DLR STORES INC | COM | 307000109 | 3,157 | 40,065 | SH | SOLE | 40,065 | 0 | 0 | ||
FREESCALE SEMICONDUCTOR LTD | SHS | G3727Q101 | 440 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
GARNERO GROUP ACQUISITION CO | UNIT 06/25/2016 | G5866L124 | 188 | 18,600 | SH | SOLE | 18,600 | 0 | 0 | ||
GRAFTECH INTL LTD | COM | 384313102 | 496 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HERITAGE FINL GROUP INC | COM | 42726X102 | 1,398 | 46,343 | SH | SOLE | 46,343 | 0 | 0 | ||
HOSPIRA INC | COM | 441060100 | 3,216 | 36,250 | SH | SOLE | 36,250 | 0 | 0 | ||
HUDSON VALLEY HOLDING CORP | COM | 444172100 | 2,116 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
HYDRA INDS ACQUISITION CORP | UNIT 10/20/2021 | 448740209 | 182 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
IAO KUN GROUP HLDG CO LTD | ORD USD SHS | G47204105 | 89 | 38,900 | SH | SOLE | 38,900 | 0 | 0 | ||
ICICI BK LTD | ADR | 45104G104 | 177 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
IGATE CORP | COM | 45169U105 | 4,530 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
INFORMATICA CORP | COM | 45666Q102 | 5,250 | 108,300 | SH | SOLE | 108,300 | 0 | 0 | ||
MEADOWBROOK INS GROUP INC | COM | 58319P108 | 1,263 | 146,784 | SH | SOLE | 146,784 | 0 | 0 | ||
MYLAN N V | SHS EURO | N59465109 | 414 | 6,100 | SH | SOLE | 6,100 | 0 | 0 | ||
OMNICARE INC | COM | 681904108 | 2,808 | 29,800 | SH | SOLE | 29,800 | 0 | 0 | ||
OMNIVISION TECHNOLOGIES INC | COM | 682128103 | 1,572 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
ONEIDA FINL CORP MD | COM | 682479100 | 409 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PALL CORP | COM | 696429307 | 3,982 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
PALMETTO BANCSHARES INC | COM NEW | 697062206 | 655 | 33,135 | SH | SOLE | 33,135 | 0 | 0 | ||
PERFECT WORLD CO LTD | SPON ADR REP B | 71372U104 | 1,348 | 68,000 | SH | SOLE | 68,000 | 0 | 0 | ||
PMFG INC | COM | 69345P103 | 170 | 26,500 | SH | SOLE | 26,500 | 0 | 0 | ||
POLYPORE INTL INC | COM | 73179V103 | 3,838 | 64,100 | SH | SOLE | 64,100 | 0 | 0 | ||
QUALITY DISTR INC FLA | COM | 74756M102 | 3,401 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
ROSETTA RESOURCES INC | COM | 777779307 | 925 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
RTI INTL METALS INC | COM | 74973W107 | 2,206 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
SFX ENTMT INC | COM | 784178303 | 97 | 21,400 | SH | SOLE | 21,400 | 0 | 0 | ||
SHANDA GAMES LTD | SP ADR REPTG A | 81941U105 | 757 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 412 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SQUARE 1 FINL INC | CL A | 85223W101 | 3,755 | 137,302 | SH | SOLE | 137,302 | 0 | 0 | ||
SUSQUEHANNA BANCSHARES INC P | COM | 869099101 | 3,106 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
XINYUAN REAL ESTATE CO LTD | SPONS ADR | 98417P105 | 64 | 20,000 | SH | SOLE | 20,000 | 0 | 0 |