Washington, D.C. 20549
Item 1: Proxy Voting Record | | | | | | | |
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Fund Name : American Funds Emerging Markets Bond Fund |
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Reporting Period: July 01, 2017 - June 30, 2018 |
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B3 S.A. - Brasil Bolsa Balcao | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| BVMF3 | CINS ADPV40583 | | 04/23/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Accounts and Reports | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Remuneration Policy | | Mgmt | For | For | For |
| 6 | Request Establishment of Supervisory Council | | Mgmt | N/A | For | N/A |
| 7 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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B3 S.A. - Brasil Bolsa Balcao | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| BVMF3 | CINS ADPV40583 | | 05/04/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Amendments to Articles | | Mgmt | For | For | For |
| 4 | Amendments to Articles (Company Bodies) Responsibilities | | Mgmt | For | For | For |
| 5 | Amendments to Articles (Administrative Structure) | | Mgmt | For | For | For |
| 6 | Amendments to Articles (Technical) | | Mgmt | For | For | For |
| 7 | Amendments to Articles (Editorial Changes) | | Mgmt | For | For | For |
| 8 | Request Establishment of Supervisory Council | | Mgmt | N/A | For | N/A |
| 9 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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CCR S.A. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CCRO3 | CINS P2170M104 | | 04/16/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Amendments to Articles (Novo Mercado) | | Mgmt | For | For | For |
| 3 | Amendments to Articles (Board Meetings & Supervisory Council Guidelines) | | Mgmt | For | For | For |
| 4 | Amendments to Articles (Tender Offers) | | Mgmt | For | For | For |
| 5 | Consolidation of bylaws | | Mgmt | For | For | For |
| 6 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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CCR S.A. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CCRO3 | CINS P2170M104 | | 04/16/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Accounts and Reports | | Mgmt | For | For | For |
| 3 | Capital Expenditure Budget | | Mgmt | For | For | For |
| 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 5 | Board Size | | Mgmt | For | For | For |
| 6 | Request Cumulative Voting | | Mgmt | N/A | For | N/A |
| 7 | Elect Luiz Carlos Cavalcanti Dutra Junior | | Mgmt | For | Abstain | Against |
| 8 | Elect Ricardo Coutinho de Sena | | Mgmt | For | Abstain | Against |
| 9 | Elect Ana Maria Marcondes Penido Sant'anna | | Mgmt | For | Abstain | Against |
| 10 | Elect Paulo Roberto Reckziegel Guedes | | Mgmt | For | Abstain | Against |
| 11 | Elect Ana Dolores Moura Carneiro de Novaes | | Mgmt | For | Abstain | Against |
| 12 | Elect Fernando Luiz Aguiar Filho | | Mgmt | For | Abstain | Against |
| 13 | Elect Henrique Sutton de Sousa Neves | | Mgmt | For | Abstain | Against |
| 14 | Elect Flavio Mendes Aidar | | Mgmt | For | Abstain | Against |
| 15 | Elect Renato Torres de Faria | | Mgmt | For | Abstain | Against |
| 16 | Elect Luiz Alberto Colonna Rosman | | Mgmt | For | Abstain | Against |
| 17 | Elect Wilson Nelio Brumer | | Mgmt | For | Abstain | Against |
| 18 | Elect Leonardo Porciuncula Gomes Pereira | | Mgmt | For | Abstain | Against |
| 19 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 20 | Proportional Allocation of Cumulative Votes | | Mgmt | N/A | For | N/A |
| 21 | Allocate Cumulative Votes to Luiz Carlos Cavalcanti Dutra Junior | | Mgmt | N/A | Abstain | N/A |
| 22 | Allocate Cumulative Votes to Ricardo Coutinho de Sena | | Mgmt | N/A | Abstain | N/A |
| 23 | Allocate Cumulative Votes to Ana Maria Marcondes Penido Sant’Anna | | Mgmt | N/A | Abstain | N/A |
| 24 | Allocate Cumulative Votes to Paulo Roberto Reckziegel Guedes | | Mgmt | N/A | Abstain | N/A |
| 25 | Allocate Cumulative Votes to Ana Dolores Moura Carneiro Novaes | | Mgmt | N/A | Abstain | N/A |
| 26 | Allocate Cumulative Votes to Fernando Luiz Aguiar Filho | | Mgmt | N/A | Abstain | N/A |
| 27 | Allocate Cumulative Votes to Henrique Sutton de Sousa Neves | | Mgmt | N/A | Abstain | N/A |
| 28 | Allocate Cumulative Votes to Flavio Mendes Aidar | | Mgmt | N/A | Abstain | N/A |
| 29 | Allocate Cumulative Votes to Renato Torres de Faria | | Mgmt | N/A | Abstain | N/A |
| 30 | Allocate Cumulative Votes to Luiz Alberto Colonna Rosman | | Mgmt | N/A | Abstain | N/A |
| 31 | Allocate Cumulative Votes to Wilson Nelio Brumer | | Mgmt | N/A | For | N/A |
| 32 | Allocate Cumulative Votes to Leonardo Porciuncula Gomes Pereira | | Mgmt | N/A | Abstain | N/A |
| 33 | Request Separate Election of Board of Directors | | Mgmt | N/A | Abstain | N/A |
| 34 | Election of Chair and Vice-Chair | | Mgmt | For | For | For |
| 35 | Request Establishment of Supervisory Council | | Mgmt | N/A | For | N/A |
| 36 | Approve Supervisory Council Internal Regulations | | Mgmt | For | For | For |
| 37 | Elect Bruno Goncalves Siqueira | | Mgmt | For | For | For |
| 38 | Elect Piedade Mota da Fonseca | | Mgmt | For | For | For |
| 39 | Elect Adalgiso Fragoso de Faria | | Mgmt | For | For | For |
| 40 | Remuneration Policy | | Mgmt | For | For | For |
| 41 | Supervisory Council Fees | | Mgmt | For | For | For |
| 42 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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Cielo SA | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CIEL3 | CINS P2859E100 | | 04/20/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Supervisory Council Size | | Mgmt | For | For | For |
| 3 | Elect Adriano Meira Ricci as Supervisory Council Member | | Mgmt | For | For | For |
| 4 | Elect Joel Antonio de Araujo as Supervisory Council Member | | Mgmt | For | For | For |
| 5 | Elect Herculano Anibal Alves as Supervisory Council Member | | Mgmt | For | For | For |
| 6 | Elect Marcelo Santos Dall'Occo as Supervisory Council Member | | Mgmt | For | For | For |
| 7 | Elect Haroldo Reginaldo Levy Neto as Supervisory Council Member | | Mgmt | For | For | For |
| 8 | Capitalization of Reserves w/o Share Issuance | | Mgmt | For | For | For |
| 9 | Amendments to Articles | | Mgmt | For | For | For |
| 10 | Consolidation of Articles | | Mgmt | For | For | For |
| 11 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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Cielo SA | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CIEL3 | CINS P2859E100 | | 04/20/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Accounts and Reports | | Mgmt | For | For | For |
| 3 | Allocation of Profits/Dividends; Capital Expenditure Budget | | Mgmt | For | For | For |
| 4 | Board Size | | Mgmt | For | For | For |
| 5 | Request Cumulative Voting | | Mgmt | N/A | Abstain | N/A |
| 6 | Elect Antonio Mauricio Maurano | | Mgmt | For | For | For |
| 7 | Elect Bernardo de Azevedo Silva Rothe | | Mgmt | For | For | For |
| 8 | Elect Marcelo Augusto Dutra Labuto | | Mgmt | For | For | For |
| 9 | Elect Rogerio Magno Panca | | Mgmt | For | For | For |
| 10 | Elect Cesario Narihito Nakamura | | Mgmt | For | For | For |
| 11 | Elect Francisco Jose Pereira Terra | | Mgmt | For | For | For |
| 12 | Elect Marcelo de Araujo Noronha | | Mgmt | For | For | For |
| 13 | Elect Vinicius Urias Favarao | | Mgmt | For | For | For |
| 14 | Elect Aldo Luiz Mendes | | Mgmt | For | For | For |
| 15 | Elect Francisco Augusto da Costa e Silva | | Mgmt | For | For | For |
| 16 | Elect Gilberto Mifano | | Mgmt | For | For | For |
| 17 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 18 | Proportional Allocation of Cumulative Votes | | Mgmt | N/A | Abstain | N/A |
| 19 | Allocate Cumulative Votes to Antonio Mauricio Maurano | | Mgmt | N/A | Abstain | N/A |
| 20 | Allocate Cumulative Votes to Bernardo de Azevedo Silva Rothe | | Mgmt | N/A | Abstain | N/A |
| 21 | Allocate Cumulative Votes to Marcelo Augusto Dutra Labuto | | Mgmt | N/A | Abstain | N/A |
| 22 | Allocate Cumulative Votes to Rogerio Magno Panca | | Mgmt | N/A | Abstain | N/A |
| 23 | Allocate Cumulative Votes to Cesario Narihito Nakamura | | Mgmt | N/A | Abstain | N/A |
| 24 | Allocate Cumulative Votes to Francisco Jose Pereira Terra | | Mgmt | N/A | Abstain | N/A |
| 25 | Allocate Cumulative Votes to Marcelo de Araujo Noronha | | Mgmt | N/A | Abstain | N/A |
| 26 | Allocate Cumulative Votes to Vinicius Urias Favarao | | Mgmt | N/A | Abstain | N/A |
| 27 | Allocate Cumulative Votes to Aldo Luiz Mendes | | Mgmt | N/A | Abstain | N/A |
| 28 | Allocate Cumulative Votes to Francisco Augusto da Costa e Silva | | Mgmt | N/A | Abstain | N/A |
| 29 | Allocate Cumulative Votes to Gilberto Mifano | | Mgmt | N/A | Abstain | N/A |
| 30 | Remuneration Policy | | Mgmt | For | For | For |
| 31 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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Companhia Energetica de Minas Gerais - CEMIG | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CMIG3 | CINS P2R879171 | | 04/30/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 5 | Elect Marcelo Gasparino da Silva as Board Member Presented by Preferred Shareholders | | Mgmt | N/A | For | N/A |
| 6 | Cumulate Preferred and Common Shares | | Mgmt | N/A | For | N/A |
| 7 | Elect Rodrigo Mesquita Pereira as Supervisory Council Member Presented by Preferred Shareholders | | Mgmt | For | For | For |
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Companhia Energetica de Minas Gerais - CEMIG | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CMIG3 | CINS P2577R110 | | 04/30/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 5 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 6 | Elect Marcelo Gasparino da Silva as Board Member Presented by Preferred Shareholders | | Mgmt | N/A | For | N/A |
| 7 | Cumulate Preferred and Common Shares | | Mgmt | N/A | For | N/A |
| 8 | Cumulate Common and Preferred Shares | | Mgmt | N/A | For | N/A |
| 9 | Elect Rodrigo Mesquita Pereira as Supervisory Council Member Presented by Preferred Shareholders | | Mgmt | N/A | For | N/A |
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Companhia Energetica de Minas Gerais - CEMIG | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| CMIG3 | CINS P2577R110 | | 06/11/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Cummulate Preferred and Common Votes | | Mgmt | N/A | For | N/A |
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Hypera SA | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| HYPE3 | CINS P5230A101 | | 02/07/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Change of Company Name | | Mgmt | For | For | For |
| 4 | Authorization of Legal Formalities | | Mgmt | For | For | For |
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Hypera SA | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| HYPE3 | CINS P5230A101 | | 04/19/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Amendments to Articles 1 (Company's Name) | | Mgmt | For | For | For |
| 3 | Amendments to Articles 24 and 28; Removal of Article 35 (Management Board) | | Mgmt | For | For | For |
| 4 | Amendments to Articles (Novo Mercado Regulations) | | Mgmt | For | For | For |
| 5 | Consolidations of Articles | | Mgmt | For | For | For |
| 6 | Adoption of Matching Share Plan | | Mgmt | For | For | For |
| 7 | Ratify Updated Global Remuneration Amount for 2016 | | Mgmt | For | For | For |
| 8 | Amendments to Matching Shares Plan | | Mgmt | For | For | For |
| 9 | Amendments to Restricted Shares Plan | | Mgmt | For | For | For |
| 10 | Authorization of Legal Formalities | | Mgmt | For | For | For |
| 11 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 12 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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Hypera SA | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| HYPE3 | CINS P5230A101 | | 04/19/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Accounts and Reports | | Mgmt | For | For | For |
| 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 4 | Remuneration Policy | | Mgmt | For | For | For |
| 5 | Request Establishment of Supervisory Council | | Mgmt | N/A | For | N/A |
| 6 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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IRB-Brasil Resseguros S.A. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| IRBR3 | CINS P5876C106 | | 03/14/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Accounts and Reports | | Mgmt | For | For | For |
| 5 | Allocation of Profits/Dividends; Capital Expenditure Budget | | Mgmt | For | For | For |
| 6 | Election of Directors | | Mgmt | For | For | For |
| 7 | Approve Recasting of Votes for Amended Slate | | Mgmt | N/A | Abstain | N/A |
| 8 | Allocate Proportional Votes for Cumulative Voting | | Mgmt | N/A | Abstain | N/A |
| 9 | Allocate Votes to Otavio Ladeira de Medeiros | | Mgmt | N/A | Abstain | N/A |
| 10 | Allocate Votes to Alexsandro Broedel Lopes | | Mgmt | N/A | Abstain | N/A |
| 11 | Allocate Votes to Flavio Eduardo Arakaki | | Mgmt | N/A | Abstain | N/A |
| 12 | Allocate Votes to Raimundo Lourenco Maria Christians | | Mgmt | N/A | Abstain | N/A |
| 13 | Allocate Votes to Ney Ferraz Dias | | Mgmt | N/A | Abstain | N/A |
| 14 | Allocate Votes to Helio Lima Magalhaes | | Mgmt | N/A | Abstain | N/A |
| 15 | Allocate Votes to Edson Soares Ferreira | | Mgmt | N/A | Abstain | N/A |
| 16 | Allocate Votes to Jose Mauricio Pereira Coelho | | Mgmt | N/A | Abstain | N/A |
| 17 | Approve Supervisory Council | | Mgmt | For | For | For |
| 18 | Approve Recasting of Votes for Amended Supervisory Council Slate | | Mgmt | N/A | Abstain | N/A |
| 19 | Request Cumulative Voting for Election of Directors | | Mgmt | N/A | Abstain | N/A |
| 20 | Appointment of Shareholder Nominee to Board of Directors | | Mgmt | N/A | Abstain | N/A |
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IRB-Brasil Resseguros S.A. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| IRBR3 | CINS P5876C106 | | 03/14/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Remuneration Policy | | Mgmt | For | For | For |
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IRB-Brasil Resseguros S.A. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| IRBR3 | CINS P5876C106 | | 08/18/2017 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Amendments to Articles | | Mgmt | For | For | For |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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IRB-Brasil Resseguros S.A. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| IRBR3 | CINS P5876C106 | | 08/18/2017 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Elect Nara de Deus Vieira as Supervisory Council Member | | Mgmt | For | For | For |
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IRB-Brasil Resseguros S.A. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| IRBR3 | CINS P5876C106 | | 09/22/2017 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Amendments to Article 59 (Arbitration) | | Mgmt | For | For | For |
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IRB-Brasil Resseguros S.A. | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| IRBR3 | CINS P5876C106 | | 11/06/2017 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Election of Directors | | Mgmt | For | For | For |
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Odontoprev SA | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ODPV3 | CINS P7344M104 | | 04/02/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Amendments to Articles | | Mgmt | For | For | For |
| 4 | Consolidation of Articles | | Mgmt | For | For | For |
| 5 | Instructions if Meeting is Held on Second Call | | Mgmt | For | For | For |
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Odontoprev SA | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| ODPV3 | CINS P7344M104 | | 04/02/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Accounts and Reports | | Mgmt | For | For | For |
| 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For |
| 6 | Board Size | | Mgmt | For | For | For |
| 7 | Request Cumulative Voting | | Mgmt | N/A | Abstain | N/A |
| 8 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 9 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 10 | Election of Directors | | Mgmt | For | For | For |
| 11 | Approve Recasting of Votes for Amended Slate | | Mgmt | N/A | Abstain | N/A |
| 12 | Proportional Allocation of Cumulative Votes | | Mgmt | N/A | Abstain | N/A |
| 13 | Allocate Votes to Randal Luiz Zanetti | | Mgmt | N/A | Abstain | N/A |
| 14 | Allocate Votes to Manoel Antonio Peres | | Mgmt | N/A | Abstain | N/A |
| 15 | Allocate Votes to Ivan Luiz Gontijo Junior | | Mgmt | N/A | Abstain | N/A |
| 16 | Allocate Votes to Samuel Monteiro dos Santos Junior | | Mgmt | N/A | Abstain | N/A |
| 17 | Allocate Votes to Eduardo de Toledo | | Mgmt | N/A | Abstain | N/A |
| 18 | Allocate Votes to Cesar Suaki dos Santos | | Mgmt | N/A | Abstain | N/A |
| 19 | Allocate Votes to Murilo Cesar Lemos dos Santos Passos | | Mgmt | N/A | Abstain | N/A |
| 20 | Allocate Votes to Gerald Dinu Reiss | | Mgmt | N/A | Abstain | N/A |
| 21 | Allocate Votes to Jose Afonso Alves Castanheira | | Mgmt | N/A | Abstain | N/A |
| 22 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A |
| 23 | Elect Candidate as Board Member Presented by Minority Shareholders | | Mgmt | For | N/A | N/A |
| 24 | Cumulate Common and Preferred Shares | | Mgmt | N/A | For | N/A |
| 25 | Remuneration Policy | | Mgmt | For | For | For |
| 26 | Supervisory Council Size | | Mgmt | For | For | For |
| 27 | Request Establishment of Supervisory Council | | Mgmt | N/A | For | N/A |
| 28 | Election of Supervisory Council | | Mgmt | For | For | For |
| 29 | Approve Recasting of Votes for Amended Supervisory Council Slate | | Mgmt | N/A | For | N/A |
| 30 | Elect Candidate as Supervisory Council Member Presented by Minority Shareholders | | Mgmt | N/A | For | N/A |
| 31 | Supervisory Council Fees | | Mgmt | For | For | For |
| 32 | Instructions if Meeting is Held on Second Call | | Mgmt | N/A | For | N/A |
| 33 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 34 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
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Vale SA | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| VALE3 | CINS P9661Q155 | | 04/13/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Annual | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Accounts and Reports | | Mgmt | For | For | For |
| 3 | Allocation of Profits/Dividends; Capital Expenditure Budget | | Mgmt | For | For | For |
| 4 | Ratify Co-Option and Elect Ney Roberto Ottoni de Brito | | Mgmt | For | Against | Against |
| 5 | Election of Supervisory Council | | Mgmt | For | For | For |
| 6 | Approve Recasting of Votes for Amended Supervisory Council Slate | | Mgmt | N/A | For | N/A |
| 7 | Remuneration Policy | | Mgmt | For | Against | Against |
| 8 | Ratify Updated Global Remuneration Amount | | Mgmt | For | Against | Against |
| 9 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Vale SA | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| VALE3 | CINS P9661Q155 | | 04/13/2018 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Amendments to Articles (Novo Mercado Regulations) | | Mgmt | For | For | For |
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| | | | | | | |
| | | | | | | |
Vale SA | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| VALE3 | CINS P9661Q155 | | 10/18/2017 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 4 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 5 | Amendments to Articles | | Mgmt | For | For | For |
| 6 | Conversion of Preferred Shares | | Mgmt | For | For | For |
| 7 | Elect Isabella Saboya | | Mgmt | N/A | Abstain | N/A |
| 8 | Elect Ricardo Reisen de Pinho | | Mgmt | N/A | Abstain | N/A |
| 9 | Allocate Votes for Cumulative Voting | | Mgmt | N/A | Abstain | N/A |
| 10 | Elect Isabella Saboya | | Mgmt | N/A | Abstain | N/A |
| 11 | Elect Ricardo Reisen de Pinho | | Mgmt | N/A | Abstain | N/A |
| 12 | Elect Sandra Guerra as Representative of Minority Shareholders | | Mgmt | N/A | Abstain | N/A |
| 13 | Elect Marcelo Gasparino da Silva as Representative of Minority Shareholders | | Mgmt | N/A | For | N/A |
| 14 | Cumulate Common and Preferred Votes | | Mgmt | For | For | For |
| 15 | Elect Sandra Guerra as Representative of Preferred Shareholders | | Mgmt | N/A | Abstain | N/A |
| 16 | Elect Marcelo Gasparino da Silva as Representative of Preferred Shareholders | | Mgmt | N/A | Abstain | N/A |
| 17 | Cumulate Preferred and Common Votes | | Mgmt | N/A | Abstain | N/A |
| | | | | | | |
| | | | | | | |
| | | | | | | |
Vale SA | | | | | | | |
| Ticker | Security ID: | | Meeting Date | Meeting Status |
| VALE3 | CINS P9661Q155 | | 12/21/2017 | Voted |
| Meeting Type | Country of Trade | | | | | |
| Special | Brazil | | | | | |
| Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
| 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A |
| 3 | Migration to Novo Mercado Listing Segment | | Mgmt | For | For | For |
| 4 | Amendments to Articles | | Mgmt | For | For | For |
| 5 | Merger Agreement (Balderton Trading Corp) | | Mgmt | For | For | For |
| 6 | Merger Agreement (Fortlee Investments Ltd) | | Mgmt | For | For | For |
| 7 | Spin-off and Merger Agreement (Empreendimentos Brasileiros de Mineracao S.A.) | | Mgmt | For | For | For |
| 8 | Ratification of the Appointment of the Appraiser (Premium Bravo Auditores Independentes) | | Mgmt | For | For | For |
| 9 | Valuation Report (Balderton Trading Corp) | | Mgmt | For | For | For |
| 10 | Valuation Report (Fortlee Investments Ltd) | | Mgmt | For | For | For |
| 11 | Valuation Report (Empreendimentos Brasileiros de Mineracao S.A.) | | Mgmt | For | For | For |
| 12 | Merger by Absorption (Balderton Trading Corp) | | Mgmt | For | For | For |
| 13 | Merger by Absorption (Fortlee Investments Ltd) | | Mgmt | For | For | For |
| 14 | Merger of Spun-Off Portion (Empreendimentos Brasileiros de Mineracao S.A.) | | Mgmt | For | For | For |
| 15 | Elect Toshiya Asahi | | Mgmt | For | Against | Against |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.