UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 1-U
CURRENT REPORT
PURSUANT TO REGULATION A OF THE SECURITIES ACT OF 1933
June 1, 2022
(Date of Report (Date of earliest event reported))
STARTENGINE CROWDFUNDING, INC.
(Exact name of issuer as specified in its charter)
| Delaware | 46-5371570 | |
| (State or other jurisdiction of | (IRS Employer | |
| incorporation or organization) | Identification No.) |
| 3900 West Alameda Avenue, Suite 1200 Burbank, California 91505 |
90069 | |
| (Address of principal executive offices) | (Zip code) |
(800) 317-2200
(Registrant’s telephone number, including area code)
Common Shares and Series T Preferred Stock
(Title of each class of securities issued pursuant to Regulation A)
| Item 9. | Other Events |
Effective June 1, 2022, StartEngine Crowdfunding, Inc. (the “Company”) and Dalmore Group, LLC (“Dalmore”) amended and restated their Broker-Dealer Agreement (the “Amended Agreement”).. In addition to paying a fee of 3% for any funds the Company raises in Florida, the Company agreed to pay Dalmore the same fee for funds raised in Texas. The Amended Agreement is filed as Exhibit 6.4 to this Current Report on Form 1-U.
SIGNATURES
Pursuant to the requirements of Regulation A, the issuer has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
StartEngine Crowdfunding, Inc. | ||
| By: | /s/ Howard Marks | |
| Howard Marks | ||
| Chief Executive Officer | ||
Date: June 2, 2022
Exhibit Index
| Exhibit No. | Description | |
| 6.4 | Broker-Dealer Agreement between StartEngine Crowdfunding, Inc. and Dalmore Group, LLC dated June 1, 2022 |
