SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 06/11/2015 | 3. Issuer Name and Ticker or Trading Symbol HEARTLAND EXPRESS INC [ HTLD ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 12,491,319 | I | Co-Trustee of Trust(1) |
Common Stock | 29,984 | I | Co-Trustee of Trust(2) |
Common Stock | 2,043,372 | I | Beneficiary of Trust(3) |
Common Stock | 562,669 | I | Beneficiary of Trust(4) |
Common Stock | 4,802,738 | I | Beneficiary of Trust(5) |
Common Stock | 1,936,276 | I | Co-General Partner of Partnership(6) |
Common Stock | 6,313 | I | By Spouse(7) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. The reporting person is co-trustee over shares held by the Ann S. Gerdin Revocable Trust. As co-trustee, Mrs. Janssen has shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed. |
2. The reporting person is co-trustee over shares held by trusts created for the benefit of her children. As co-trustee, Mrs. Janssen has shared voting and dispositive powers with respect to this trust. Beneficial ownership is disclaimed. |
3. The reporting person is one of the beneficiaries of the 2005 Gerdin Children's Trust. Mrs. Janssen does not have voting and dispositive powers with respect to this trust. Lawrence D. Crouse served as trustee as of the event date. Beneficial ownership is disclaimed. |
4. The reporting person is one of the beneficiaries of the 2007 Gerdin Heartland Trust. Mrs. Janssen does not have voting and dispositive powers with respect to this trust. Lawrence D. Crouse served as trustee as of the event date. Beneficial ownership is disclaimed. |
5. The reporting person is one of the beneficiaries of the 2009 Gerdin Heartland Trust. Mrs. Janssen does not have voting and dispositive powers with respect to this trust. Lawrence D. Crouse served as trustee as of the event date. Beneficial ownership is disclaimed. |
6. The reporting person is one of the general partners of Gerdin Family Investments LP. Mrs. Janssen does not have voting and dispositive powers with respect to this partnership. Lawrence D. Crouse served as voting trustee over the shares represented by a voting trust certificate as of the event date. Beneficial ownership is disclaimed except to the extent of the reporting person's percentage ownership of general and limited partner shares in the partnership. |
7. Mrs. Janssen's husband owns these shares. Beneficial ownership of these shares is disclaimed. |
Remarks: |
/s/Angela K. Janssen, by Thomas E. Hill, pursuant to power of attorney filed herewith | 02/04/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |