The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Co. | COM | 88579Y101 | 3,898 | 47,692 | SH | SOLE | NONE | 47,692 | 0 | 0 | |
SPDR Gold Trust | GOLD SHS | 78463V107 | 10,577 | 69,592 | SH | SOLE | NONE | 69,592 | 0 | 0 | |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 114 | 22,336 | SH | SOLE | NONE | 22,336 | 0 | 0 | |
ABERDEEN CHILE FD INC | COM | 00301W105 | 115 | 18,345 | SH | SOLE | NONE | 18,345 | 0 | 0 | |
ALPINE TOTAL DYNAMIC DIVID F | COM SH BEN INT N | 021060207 | 110 | 14,388 | SH | SOLE | NONE | 14,388 | 0 | 0 | |
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 19,583 | 471,075 | SH | SOLE | NONE | 469,008 | 0 | 2,067 | |
APPLE INC | COM | 037833100 | 2,199 | 19,455 | SH | SOLE | NONE | 19,364 | 0 | 91 | |
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 195 | 13,181 | SH | SOLE | NONE | 13,181 | 0 | 0 | |
AUTOZONE INC | COM | 053332102 | 4,902 | 6,380 | SH | SOLE | NONE | 6,341 | 0 | 39 | |
BAIDU INC | SPON ADR REP A | 056752108 | 1,645 | 9,033 | SH | SOLE | NONE | 8,980 | 0 | 53 | |
BIOGEN INC | COM | 09062X103 | 3,713 | 11,861 | SH | SOLE | NONE | 11,790 | 0 | 71 | |
ETFIS SER TR I | BIOSHS BIO CLI | 26923G301 | 264 | 11,674 | SH | SOLE | NONE | 11,674 | 0 | 0 | |
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 117 | 14,362 | SH | SOLE | NONE | 14,362 | 0 | 0 | |
BROADCOM LTD | SHS | Y09827109 | 2,532 | 14,675 | SH | SOLE | NONE | 14,589 | 0 | 86 | |
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 116 | 15,493 | SH | SOLE | NONE | 15,493 | 0 | 0 | |
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 2,364 | 30,459 | SH | SOLE | NONE | 30,277 | 0 | 182 | |
COHEN & STEERS INFRASTRUCTUR | COM | 19248A109 | 352 | 16,350 | SH | SOLE | NONE | 16,350 | 0 | 0 | |
COHEN & STEERS QUALITY RLTY | COM | 19247L106 | 305 | 22,892 | SH | SOLE | NONE | 22,892 | 0 | 0 | |
COHEN & STEERS TOTAL RETURN | COM | 19247R103 | 286 | 21,727 | SH | SOLE | NONE | 21,727 | 0 | 0 | |
CSX CORP | COM | 126408103 | 2,853 | 93,546 | SH | SOLE | NONE | 93,014 | 0 | 532 | |
CUSHING MLP TOTAL RETURN FD | COM NEW | 231631201 | 403 | 30,846 | SH | SOLE | NONE | 30,846 | 0 | 0 | |
DOLLAR GEN CORP NEW | COM | 256677105 | 2,711 | 38,737 | SH | SOLE | NONE | 38,521 | 0 | 216 | |
DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | 2,494 | 27,313 | SH | SOLE | NONE | 27,152 | 0 | 161 | |
DBX ETF TR | XTRC RUS1000 CMP | 233051481 | 5,662 | 213,592 | SH | SOLE | NONE | 212,364 | 0 | 1,228 | |
EXCHANGE TRADED CONCEPTS TR | EMQQ EM INTERN | 301505889 | 240 | 8,799 | SH | SOLE | NONE | 8,799 | 0 | 0 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 2,418 | 20,720 | SH | SOLE | NONE | 20,605 | 0 | 115 | |
FST TR NEW OPPORT MLP & ENE | COM | 33739M100 | 317 | 23,172 | SH | SOLE | NONE | 23,172 | 0 | 0 | |
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 346 | 18,034 | SH | SOLE | NONE | 18,034 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | ISE CLOUD COMP | 33734X192 | 235 | 6,891 | SH | SOLE | NONE | 6,891 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | NAS CLNEDG GREEN | 33733E500 | 240 | 15,845 | SH | SOLE | NONE | 15,845 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 3,521 | 44,500 | SH | SOLE | NONE | 44,237 | 0 | 263 | |
GLOBAL X FDS | GLB X GURU INDEX | 37950E341 | 261 | 11,133 | SH | SOLE | NONE | 11,133 | 0 | 0 | |
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 9,933 | 462,656 | SH | SOLE | NONE | 460,643 | 0 | 2,013 | |
CLAYMORE EXCHANGE TRD FD TR | GUG MULTI ASSET | 18383M506 | 455 | 23,486 | SH | SOLE | NONE | 23,486 | 0 | 0 | |
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 16,197 | 193,773 | SH | SOLE | NONE | 193,144 | 0 | 629 | |
RYDEX ETF TRUST | GUG S&P MC400 PG | 78355W601 | 208 | 1,671 | SH | SOLE | NONE | 1,671 | 0 | 0 | |
RYDEX ETF TRUST | GUG S&P SC600 PV | 78355W700 | 17,716 | 281,573 | SH | SOLE | NONE | 280,731 | 0 | 842 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 2,125 | 31,275 | SH | SOLE | NONE | 31,082 | 0 | 193 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 1,712 | 74,123 | SH | SOLE | NONE | 73,703 | 0 | 420 | |
ISHARES TR | 10-20 YR TRS ETF | 464288653 | 4,749 | 32,789 | SH | SOLE | NONE | 32,687 | 0 | 102 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 341 | 2,483 | SH | SOLE | NONE | 2,483 | 0 | 0 | |
ISHARES TR | 7-10 Y TR BD ETF | 464287440 | 11,285 | 100,866 | SH | SOLE | NONE | 100,517 | 0 | 349 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 16,473 | 106,475 | SH | SOLE | NONE | 106,129 | 0 | 346 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,107 | 8,917 | SH | SOLE | NONE | 8,917 | 0 | 0 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 4,351 | 38,699 | SH | SOLE | NONE | 38,186 | 0 | 513 | |
ISHARES TR | USA MOMENTUM FCT | 46432F396 | 15,195 | 196,400 | SH | SOLE | NONE | 195,674 | 0 | 726 | |
ISHARES | GLB HGH YLD ETF | 464286178 | 4,083 | 82,516 | SH | SOLE | NONE | 82,278 | 0 | 238 | |
ISHARES GOLD TRUST | ISHARES | 464285105 | 228 | 17,975 | SH | SOLE | NONE | 17,975 | 0 | 0 | |
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 8,128 | 171,910 | SH | SOLE | NONE | 171,416 | 0 | 494 | |
ISHARES TR | JP MOR EM MK ETF | 464288281 | 2,637 | 22,499 | SH | SOLE | NONE | 22,431 | 0 | 68 | |
ISHARES TR | NATIONAL MUN ETF | 464288414 | 4,131 | 36,638 | SH | SOLE | NONE | 35,840 | 0 | 798 | |
ISHARES TR | PHLX SEMICND ETF | 464287523 | 266 | 2,351 | SH | SOLE | NONE | 2,351 | 0 | 0 | |
ISHARES TR | S&P 500 VAL ETF | 464287408 | 4,945 | 52,070 | SH | SOLE | NONE | 51,894 | 0 | 176 | |
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,658 | 19,354 | SH | SOLE | NONE | 19,256 | 0 | 98 | |
ISHARES TR | TIPS BD ETF | 464287176 | 318 | 2,728 | SH | SOLE | NONE | 2,728 | 0 | 0 | |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 2,208 | 18,176 | SH | SOLE | NONE | 18,069 | 0 | 107 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 2,955 | 44,382 | SH | SOLE | NONE | 44,134 | 0 | 248 | |
LEAR CORP | COM NEW | 521865204 | 3,159 | 26,059 | SH | SOLE | NONE | 25,911 | 0 | 148 | |
MACQUARIE FT TR GB INF UT DI | COM | 55607W100 | 307 | 24,349 | SH | SOLE | NONE | 24,349 | 0 | 0 | |
MENTOR GRAPHICS CORP | COM | 587200106 | 1,640 | 62,012 | SH | SOLE | NONE | 61,642 | 0 | 370 | |
METLIFE INC | COM | 59156R108 | 1,889 | 42,522 | SH | SOLE | NONE | 42,260 | 0 | 262 | |
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 1,524 | 32,569 | SH | SOLE | NONE | 32,379 | 0 | 190 | |
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 119 | 14,800 | SH | SOLE | NONE | 14,800 | 0 | 0 | |
NETEASE INC | SPONSORED ADR | 64110W102 | 4,920 | 20,432 | SH | SOLE | NONE | 20,320 | 0 | 112 | |
NIKE INC | CL B | 654106103 | 2,731 | 51,878 | SH | SOLE | NONE | 51,576 | 0 | 302 | |
NUVEEN ENERGY MLP TOTL RTRNF | COM | 67074U103 | 329 | 25,095 | SH | SOLE | NONE | 25,095 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 4,877 | 71,171 | SH | SOLE | NONE | 70,736 | 0 | 435 | |
OPPENHEIMER REV WEIGHTED ETF | SMALL CAP REV ET | 68386C302 | 17,280 | 290,176 | SH | SOLE | NONE | 289,286 | 0 | 890 | |
PIMCO ETF TR | 25YR+ ZERO U S | 72201R882 | 6,916 | 51,146 | SH | SOLE | NONE | 50,999 | 0 | 147 | |
POWERSHARES ETF TR II | INSUR NATL MUN | 73936T474 | 5,043 | 193,651 | SH | SOLE | NONE | 189,438 | 0 | 4,213 | |
POWERSHARES ETF TR II | I-30 LAD TREAS | 73936T524 | 6,200 | 178,450 | SH | SOLE | NONE | 177,532 | 0 | 918 | |
POWERSHARES ETF TRUST | DYN NETWKG PRT | 73935X815 | 251 | 6,242 | SH | SOLE | NONE | 6,242 | 0 | 0 | |
POWERSHARES ETF TR II | SOVEREIGN DEBT | 73936T573 | 787 | 25,694 | SH | SOLE | NONE | 25,694 | 0 | 0 | |
POWERSHARES ETF TR II | FDM HG YLD RAFI | 73936T557 | 8,839 | 468,416 | SH | SOLE | NONE | 467,071 | 0 | 1,345 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 5,740 | 48,348 | SH | SOLE | NONE | 48,192 | 0 | 156 | |
POWERSHARES ETF TR II | S&P500 HGH BET | 73937B829 | 5,853 | 178,055 | SH | SOLE | NONE | 177,006 | 0 | 1,049 | |
POWERSHARES ETF TR II | S&P400 LOVL PT | 73937B647 | 424 | 10,902 | SH | SOLE | NONE | 10,902 | 0 | 0 | |
POWERSHARES ETF TRUST | GBL LSTD PVT EQT | 73935X195 | 242 | 22,279 | SH | SOLE | NONE | 22,279 | 0 | 0 | |
PROSHARES TR | RUSS 2000 DIVD | 74347B698 | 1,943 | 40,683 | SH | SOLE | NONE | 40,480 | 0 | 203 | |
PROSHARES TR | S&P 500 DV ARIST | 74348A467 | 1,796 | 33,063 | SH | SOLE | NONE | 32,898 | 0 | 165 | |
PROSHARES TR | MDCP 400 DIVID | 74347B680 | 4,118 | 88,552 | SH | SOLE | NONE | 88,099 | 0 | 453 | |
POWERSHARES ETF TR II | PWRSHS SP500 LOW | 73937B654 | 234 | 6,012 | SH | SOLE | NONE | 6,012 | 0 | 0 | |
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 246 | 8,672 | SH | SOLE | NONE | 8,672 | 0 | 0 | |
ROYCE MICRO-CAP TR INC | COM | 780915104 | 111 | 14,272 | SH | SOLE | NONE | 14,272 | 0 | 0 | |
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 4,184 | 75,313 | SH | SOLE | NONE | 75,108 | 0 | 205 | |
SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 2,373 | 37,376 | SH | SOLE | NONE | 37,162 | 0 | 214 | |
SPDR SER TR | SHT TRM HGH YLD | 78468R408 | 3,104 | 112,093 | SH | SOLE | NONE | 110,967 | 0 | 1,126 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 7,656 | 152,547 | SH | SOLE | NONE | 152,108 | 0 | 439 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,257 | 5,810 | SH | SOLE | NONE | 5,810 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 290 | 4,382 | SH | SOLE | NONE | 4,382 | 0 | 0 | |
SPDR SERIES TRUST | S&P CAP MKTS | 78464A771 | 202 | 4,996 | SH | SOLE | NONE | 4,996 | 0 | 0 | |
SPDR INDEX SHS FDS | GLB NAT RESRCE | 78463X541 | 382 | 9,773 | SH | SOLE | NONE | 9,773 | 0 | 0 | |
SPDR INDEX SHS FDS | S&P INTL SMLCP | 78463X871 | 14,922 | 475,680 | SH | SOLE | NONE | 474,227 | 0 | 1,453 | |
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 22,279 | 264,092 | SH | SOLE | NONE | 263,013 | 0 | 1,079 | |
SPDR SER TR | S&P1500MOMTILT | 78468R705 | 5,674 | 61,722 | SH | SOLE | NONE | 61,360 | 0 | 362 | |
SPROTT FOCUS TR INC | COM | 85208J109 | 123 | 17,809 | SH | SOLE | NONE | 17,809 | 0 | 0 | |
PRICE T ROWE GROUP INC | COM | 74144T108 | 1,491 | 22,427 | SH | SOLE | NONE | 22,289 | 0 | 138 | |
TORTOISE PIPELINE & ENERGY F | COM | 89148H108 | 398 | 18,813 | SH | SOLE | NONE | 18,813 | 0 | 0 | |
TORTOISE PWR & ENERGY INFRAS | COM | 89147X104 | 358 | 16,033 | SH | SOLE | NONE | 16,033 | 0 | 0 | |
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189F544 | 6,687 | 271,960 | SH | SOLE | NONE | 266,040 | 0 | 5,920 | |
VANECK VECTORS ETF TR | AMT FREE LONG MU | 92189F536 | 5,249 | 252,217 | SH | SOLE | NONE | 246,730 | 0 | 5,487 | |
VANECK VECTORS ETF TR | AMT FREE SHORT M | 92189F528 | 2,824 | 159,883 | SH | SOLE | NONE | 156,405 | 0 | 3,478 | |
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 7,651 | 264,482 | SH | SOLE | NONE | 260,834 | 0 | 3,648 | |
VANECK VECTORS ETF TR | NAT RES ETF | 92189F841 | 5,019 | 157,993 | SH | SOLE | NONE | 157,426 | 0 | 567 | |
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 8,403 | 61,571 | SH | SOLE | NONE | 61,338 | 0 | 233 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 1,985 | 22,164 | SH | SOLE | NONE | 22,102 | 0 | 62 | |
VANGUARD BD INDEX FD INC | LONG TERM BOND | 921937793 | 5,189 | 52,627 | SH | SOLE | NONE | 52,108 | 0 | 519 | |
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 3,158 | 32,994 | SH | SOLE | NONE | 32,912 | 0 | 82 | |
VANGUARD SCOTTSDALE FDS | LONG-TERM GOV | 92206C847 | 16,580 | 196,306 | SH | SOLE | NONE | 195,633 | 0 | 673 | |
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 5,146 | 98,578 | SH | SOLE | NONE | 96,427 | 0 | 2,151 | |
WESTERN ASSET EMRG MKT INCM | COM | 95766E103 | 117 | 10,142 | SH | SOLE | NONE | 10,142 | 0 | 0 | |
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 121 | 11,830 | SH | SOLE | NONE | 11,830 | 0 | 0 | |
WISDOMTREE TR | MIDCAP DIVI FD | 97717W505 | 13,952 | 153,521 | SH | SOLE | NONE | 152,735 | 0 | 786 | |
WISDOMTREE TR | SMALLCAP DIVID | 97717W604 | 1,700 | 22,604 | SH | SOLE | NONE | 22,488 | 0 | 116 | |
XYLEM INC | COM | 98419M100 | 3,210 | 61,201 | SH | SOLE | NONE | 60,841 | 0 | 360 |