The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 112 | 22,336 | SH | SOLE | NONE | 22,336 | 0 | 0 | |
ABERDEEN CHILE FD INC | COM | 00301W105 | 115 | 18,345 | SH | SOLE | NONE | 18,345 | 0 | 0 | |
ALPINE GLOBAL PREMIER PPTYS | COM SBI | 02083A103 | 108 | 19,600 | SH | SOLE | NONE | 19,600 | 0 | 0 | |
ALPINE TOTAL DYNAMIC DIVID F | COM SH BEN INT N | 021060207 | 104 | 14,388 | SH | SOLE | NONE | 14,388 | 0 | 0 | |
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 18,057 | 452,666 | SH | SOLE | NONE | 450,599 | 0 | 2,067 | |
APPLE INC | COM | 037833100 | 1,774 | 18,553 | SH | SOLE | NONE | 18,462 | 0 | 91 | |
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 195 | 13,181 | SH | SOLE | NONE | 13,181 | 0 | 0 | |
AUTOZONE INC | COM | 053332102 | 5,142 | 6,478 | SH | SOLE | NONE | 6,439 | 0 | 39 | |
BAIDU INC | SPON ADR REP A | 056752108 | 1,521 | 9,210 | SH | SOLE | NONE | 9,157 | 0 | 53 | |
BIOGEN INC | COM | 09062X103 | 2,912 | 12,040 | SH | SOLE | NONE | 11,969 | 0 | 71 | |
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 111 | 14,362 | SH | SOLE | NONE | 14,362 | 0 | 0 | |
BROADCOM LTD | SHS | Y09827109 | 2,318 | 14,914 | SH | SOLE | NONE | 14,835 | 0 | 79 | |
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 109 | 15,493 | SH | SOLE | NONE | 15,493 | 0 | 0 | |
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 2,463 | 30,908 | SH | SOLE | NONE | 30,726 | 0 | 182 | |
COHEN & STEERS QUALITY RLTY | COM | 19247L106 | 298 | 21,706 | SH | SOLE | NONE | 21,706 | 0 | 0 | |
COHEN & STEERS INFRASTRUCTUR | COM | 19248A109 | 332 | 15,495 | SH | SOLE | NONE | 15,495 | 0 | 0 | |
COHEN & STEERS TOTAL RETURN | COM | 19247R103 | 288 | 20,594 | SH | SOLE | NONE | 20,594 | 0 | 0 | |
CSX CORP | COM | 126408103 | 2,467 | 94,592 | SH | SOLE | NONE | 94,060 | 0 | 532 | |
CUSHING MLP TOTAL RETURN FD | COM NEW | 231631201 | 367 | 29,878 | SH | SOLE | NONE | 29,878 | 0 | 0 | |
DBX ETF TR | XTRC RUS1000 CMP | 233051481 | 5,512 | 210,632 | SH | SOLE | NONE | 209,404 | 0 | 1,228 | |
DIREXION SHS ETF TR | ALL CP INSIDER | 25459Y769 | 208 | 2,854 | SH | SOLE | NONE | 2,854 | 0 | 0 | |
DOLLAR GEN CORP NEW | COM | 256677105 | 3,685 | 39,195 | SH | SOLE | NONE | 38,979 | 0 | 216 | |
DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | 2,645 | 27,368 | SH | SOLE | NONE | 27,207 | 0 | 161 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 2,221 | 20,891 | SH | SOLE | NONE | 20,776 | 0 | 115 | |
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 297 | 17,017 | SH | SOLE | NONE | 17,017 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 3,764 | 45,122 | SH | SOLE | NONE | 44,859 | 0 | 263 | |
GLOBAL X FDS | GLB X GURU INDEX | 37950E341 | 354 | 15,962 | SH | SOLE | NONE | 15,962 | 0 | 0 | |
GLOBAL X FDS | GLB X SUPERDIV | 37950E549 | 9,286 | 446,216 | SH | SOLE | NONE | 444,203 | 0 | 2,013 | |
GLOBAL X FDS | GLOBX SUPDV US | 37950E291 | 222 | 8,692 | SH | SOLE | NONE | 8,692 | 0 | 0 | |
CLAYMORE EXCHANGE TRD FD TR | GUG MULTI ASSET | 18383M506 | 396 | 20,897 | SH | SOLE | NONE | 20,897 | 0 | 0 | |
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 15,688 | 195,249 | SH | SOLE | NONE | 194,620 | 0 | 629 | |
RYDEX ETF TRUST | GUG S&P SC600 PV | 78355W700 | 16,015 | 281,167 | SH | SOLE | NONE | 280,325 | 0 | 842 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 2,037 | 31,995 | SH | SOLE | NONE | 31,802 | 0 | 193 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 1,531 | 76,032 | SH | SOLE | NONE | 75,612 | 0 | 420 | |
ISHARES TR | 10-20 YR TRS ETF | 464288653 | 4,739 | 32,326 | SH | SOLE | NONE | 32,224 | 0 | 102 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 303 | 2,178 | SH | SOLE | NONE | 2,178 | 0 | 0 | |
ISHARES TR | 7-10 Y TR BD ETF | 464287440 | 11,074 | 98,039 | SH | SOLE | NONE | 97,690 | 0 | 349 | |
ISHARES TR | CORE DIV GRWTH | 46434V621 | 1,559 | 57,161 | SH | SOLE | NONE | 56,860 | 0 | 301 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 15,712 | 105,172 | SH | SOLE | NONE | 104,826 | 0 | 346 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 855 | 7,357 | SH | SOLE | NONE | 7,357 | 0 | 0 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 3,941 | 34,998 | SH | SOLE | NONE | 34,485 | 0 | 513 | |
ISHARES TR | USA MOMENTUM FCT | 46432F396 | 14,904 | 195,080 | SH | SOLE | NONE | 194,359 | 0 | 721 | |
ISHARES | GLB HGH YLD ETF | 464286178 | 3,415 | 71,734 | SH | SOLE | NONE | 71,518 | 0 | 216 | |
ISHARES GOLD TRUST | ISHARES | 464285105 | 204 | 15,992 | SH | SOLE | NONE | 15,992 | 0 | 0 | |
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 7,590 | 163,781 | SH | SOLE | NONE | 163,287 | 0 | 494 | |
ISHARES TR | JP MOR EM MK ETF | 464288281 | 2,476 | 21,503 | SH | SOLE | NONE | 21,435 | 0 | 68 | |
ISHARES TR | NATIONAL MUN ETF | 464288414 | 3,839 | 33,697 | SH | SOLE | NONE | 32,899 | 0 | 798 | |
ISHARES TR | S&P 500 VAL ETF | 464287408 | 4,683 | 50,411 | SH | SOLE | NONE | 50,235 | 0 | 176 | |
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,603 | 18,798 | SH | SOLE | NONE | 18,700 | 0 | 98 | |
ISHARES TR | TIPS BD ETF | 464287176 | 284 | 2,434 | SH | SOLE | NONE | 2,434 | 0 | 0 | |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 2,554 | 18,074 | SH | SOLE | NONE | 17,967 | 0 | 107 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 2,804 | 45,116 | SH | SOLE | NONE | 44,868 | 0 | 248 | |
LEAR CORP | COM NEW | 521865204 | 2,681 | 26,346 | SH | SOLE | NONE | 26,198 | 0 | 148 | |
MACQUARIE FT TR GB INF UT DI | COM | 55607W100 | 285 | 22,983 | SH | SOLE | NONE | 22,983 | 0 | 0 | |
MENTOR GRAPHICS CORP | COM | 587200106 | 1,321 | 62,149 | SH | SOLE | NONE | 61,779 | 0 | 370 | |
METLIFE INC | COM | 59156R108 | 1,731 | 43,467 | SH | SOLE | NONE | 43,205 | 0 | 262 | |
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 1,637 | 33,075 | SH | SOLE | NONE | 32,885 | 0 | 190 | |
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 114 | 14,800 | SH | SOLE | NONE | 14,800 | 0 | 0 | |
NETEASE INC | SPONSORED ADR | 64110W102 | 3,976 | 20,576 | SH | SOLE | NONE | 20,464 | 0 | 112 | |
NIKE INC | CL B | 654106103 | 2,906 | 52,638 | SH | SOLE | NONE | 52,336 | 0 | 302 | |
NVIDIA CORP | COM | 67066G104 | 3,393 | 72,169 | SH | SOLE | NONE | 71,734 | 0 | 435 | |
OPPENHEIMER REV WEIGHTED ETF | SMALL CAP REV ET | 68386C302 | 15,897 | 288,569 | SH | SOLE | NONE | 287,679 | 0 | 890 | |
PIMCO ETF TR | 25YR+ ZERO U S | 72201R882 | 6,619 | 48,847 | SH | SOLE | NONE | 48,700 | 0 | 147 | |
POWERSHARES ETF TR II | INSUR NATL MUN | 73936T474 | 4,723 | 177,958 | SH | SOLE | NONE | 173,745 | 0 | 4,213 | |
POWERSHARES ETF TR II | I-30 LAD TREAS | 73936T524 | 6,085 | 173,070 | SH | SOLE | NONE | 172,152 | 0 | 918 | |
POWERSHARES ETF TR II | SOVEREIGN DEBT | 73936T573 | 677 | 22,880 | SH | SOLE | NONE | 22,880 | 0 | 0 | |
POWERSHARES ETF TR II | FDM HG YLD RAFI | 73936T557 | 8,211 | 446,248 | SH | SOLE | NONE | 444,903 | 0 | 1,345 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 5,703 | 53,033 | SH | SOLE | NONE | 52,877 | 0 | 156 | |
POWERSHARES ETF TR II | S&P500 HGH BET | 73937B829 | 5,492 | 187,067 | SH | SOLE | NONE | 185,966 | 0 | 1,101 | |
POWERSHARES ETF TR II | S&P400 LOVL PT | 73937B647 | 570 | 14,569 | SH | SOLE | NONE | 14,569 | 0 | 0 | |
POWERSHARES ETF TRUST | GBL LSTD PVT EQT | 73935X195 | 101 | 10,021 | SH | SOLE | NONE | 10,021 | 0 | 0 | |
PROSHARES TR | RUSS 2000 DIVD | 74347B698 | 1,831 | 38,967 | SH | SOLE | NONE | 38,764 | 0 | 203 | |
PROSHARES TR | S&P 500 DV ARIST | 74348A467 | 1,747 | 32,112 | SH | SOLE | NONE | 31,947 | 0 | 165 | |
PROSHARES TR | MDCP 400 DIVID | 74347B680 | 3,979 | 86,049 | SH | SOLE | NONE | 85,596 | 0 | 453 | |
POWERSHARES ETF TR II | PWRSHS SP500 LOW | 73937B654 | 311 | 8,140 | SH | SOLE | NONE | 8,140 | 0 | 0 | |
ROYCE MICRO-CAP TR INC | COM | 780915104 | 105 | 14,272 | SH | SOLE | NONE | 14,272 | 0 | 0 | |
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 3,971 | 70,948 | SH | SOLE | NONE | 70,743 | 0 | 205 | |
SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 2,351 | 37,751 | SH | SOLE | NONE | 37,537 | 0 | 214 | |
SPDR SER TR | SHT TRM HGH YLD | 78468R408 | 2,781 | 103,026 | SH | SOLE | NONE | 101,900 | 0 | 1,126 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 7,259 | 145,422 | SH | SOLE | NONE | 144,983 | 0 | 439 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,083 | 5,168 | SH | SOLE | NONE | 5,168 | 0 | 0 | |
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 21,260 | 253,336 | SH | SOLE | NONE | 252,257 | 0 | 1,079 | |
SPDR INDEX SHS FDS | GLB NAT RESRCE | 78463X541 | 323 | 8,701 | SH | SOLE | NONE | 8,701 | 0 | 0 | |
SPDR INDEX SHS FDS | S&P INTL SMLCP | 78463X871 | 13,772 | 473,867 | SH | SOLE | NONE | 472,414 | 0 | 1,453 | |
SPDR SER TR | S&P1500MOMTILT | 78468R705 | 5,560 | 61,502 | SH | SOLE | NONE | 61,140 | 0 | 362 | |
SPROTT FOCUS TR INC | COM | 85208J109 | 114 | 17,809 | SH | SOLE | NONE | 17,809 | 0 | 0 | |
PRICE T ROWE GROUP INC | COM | 74144T108 | 1,670 | 22,891 | SH | SOLE | NONE | 22,753 | 0 | 138 | |
TORTOISE PIPELINE & ENERGY F | COM | 89148H108 | 331 | 17,767 | SH | SOLE | NONE | 17,767 | 0 | 0 | |
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189F544 | 6,210 | 249,995 | SH | SOLE | NONE | 244,075 | 0 | 5,920 | |
VANECK VECTORS ETF TR | AMT FREE LONG MU | 92189F536 | 4,891 | 231,784 | SH | SOLE | NONE | 226,297 | 0 | 5,487 | |
VANECK VECTORS ETF TR | AMT FREE SHORT M | 92189F528 | 2,604 | 146,870 | SH | SOLE | NONE | 143,392 | 0 | 3,478 | |
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 7,196 | 258,390 | SH | SOLE | NONE | 254,742 | 0 | 3,648 | |
VANECK VECTORS ETF TR | NAT RES ETF | 92189F841 | 4,789 | 156,813 | SH | SOLE | NONE | 156,246 | 0 | 567 | |
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 8,206 | 59,412 | SH | SOLE | NONE | 59,179 | 0 | 233 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 1,887 | 21,102 | SH | SOLE | NONE | 21,040 | 0 | 62 | |
VANGUARD BD INDEX FD INC | LONG TERM BOND | 921937793 | 3,199 | 32,625 | SH | SOLE | NONE | 32,206 | 0 | 419 | |
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 2,946 | 31,163 | SH | SOLE | NONE | 31,081 | 0 | 82 | |
VANGUARD SCOTTSDALE FDS | LONG-TERM GOV | 92206C847 | 16,044 | 188,468 | SH | SOLE | NONE | 187,795 | 0 | 673 | |
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 4,786 | 90,824 | SH | SOLE | NONE | 88,673 | 0 | 2,151 | |
WESTERN ASSET EMRG MKT INCM | COM | 95766E103 | 110 | 10,142 | SH | SOLE | NONE | 10,142 | 0 | 0 | |
WISDOMTREE TR | MIDCAP DIVI FD | 97717W505 | 13,342 | 149,076 | SH | SOLE | NONE | 148,290 | 0 | 786 | |
WISDOMTREE TR | SMALLCAP DIVID | 97717W604 | 1,575 | 21,983 | SH | SOLE | NONE | 21,867 | 0 | 116 | |
XYLEM INC | COM | 98419M100 | 2,720 | 60,917 | SH | SOLE | NONE | 60,557 | 0 | 360 |