The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 108 | 23,246 | SH | SOLE | NONE | 23,246 | 0 | 0 | |
ABERDEEN CHILE FD INC | COM | 00301W105 | 114 | 19,105 | SH | SOLE | NONE | 19,105 | 0 | 0 | |
ALPINE GLOBAL PREMIER PPTYS | COM SBI | 02083A103 | 105 | 20,415 | SH | SOLE | NONE | 20,415 | 0 | 0 | |
ALPINE TOTAL DYNAMIC DIVID F | COM SH BEN INT N | 021060207 | 114 | 15,002 | SH | SOLE | NONE | 15,002 | 0 | 0 | |
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 20,510 | 487,513 | SH | SOLE | NONE | 485,415 | 0 | 2,098 | |
APPLE INC | COM | 037833100 | 2,162 | 18,671 | SH | SOLE | NONE | 18,580 | 0 | 91 | |
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 149 | 13,513 | SH | SOLE | NONE | 13,513 | 0 | 0 | |
AUTOZONE INC | COM | 053332102 | 5,009 | 6,342 | SH | SOLE | NONE | 6,303 | 0 | 39 | |
BAIDU INC | SPON ADR REP A | 056752108 | 1,490 | 9,065 | SH | SOLE | NONE | 9,012 | 0 | 53 | |
BIOGEN INC | COM | 09062X103 | 3,333 | 11,753 | SH | SOLE | NONE | 11,682 | 0 | 71 | |
ETFIS SER TR I | BIOSHS BIO CLI | 26923G301 | 342 | 18,583 | SH | SOLE | NONE | 18,583 | 0 | 0 | |
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 123 | 14,917 | SH | SOLE | NONE | 14,917 | 0 | 0 | |
BROADCOM LTD | SHS | Y09827109 | 2,578 | 14,586 | SH | SOLE | NONE | 14,500 | 0 | 86 | |
BROOKFIELD GLOBL LISTED INFR | COM SHS | 11273Q109 | 128 | 10,000 | SH | SOLE | NONE | 10,000 | 0 | 0 | |
CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | 112 | 16,089 | SH | SOLE | NONE | 16,089 | 0 | 0 | |
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 2,560 | 30,315 | SH | SOLE | NONE | 30,133 | 0 | 182 | |
COHEN & STEERS INFRASTRUCTUR | COM | 19248A109 | 317 | 16,372 | SH | SOLE | NONE | 16,372 | 0 | 0 | |
COHEN & STEERS QUALITY RLTY | COM | 19247L106 | 280 | 22,937 | SH | SOLE | NONE | 22,937 | 0 | 0 | |
CSX CORP | COM | 126408103 | 3,327 | 92,608 | SH | SOLE | NONE | 92,076 | 0 | 532 | |
CUSHING MLP TOTAL RETURN FD | COM NEW | 231631201 | 420 | 30,887 | SH | SOLE | NONE | 30,887 | 0 | 0 | |
DOLLAR GEN CORP NEW | COM | 256677105 | 2,865 | 38,685 | SH | SOLE | NONE | 38,469 | 0 | 216 | |
DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | 2,464 | 27,179 | SH | SOLE | NONE | 27,018 | 0 | 161 | |
DBX ETF TR | XTRC RUS1000 CMP | 233051481 | 5,738 | 212,112 | SH | SOLE | NONE | 210,884 | 0 | 1,228 | |
EXCHANGE TRADED CONCEPTS TR | EMQQ EM INTERN | 301505889 | 305 | 13,336 | SH | SOLE | NONE | 13,336 | 0 | 0 | |
EXPEDIA INC DEL | COM NEW | 30212P303 | 2,341 | 20,667 | SH | SOLE | NONE | 20,552 | 0 | 115 | |
FIRST TR EXCHANGE TRADED FD | NASD TECH DIV | 33738R118 | 3,334 | 112,724 | SH | SOLE | NONE | 112,404 | 0 | 320 | |
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 325 | 18,034 | SH | SOLE | NONE | 18,034 | 0 | 0 | |
FIRST TR EXCHNG TRADED FD VI | MUN CEF IN OPT | 33740F508 | 4,908 | 266,290 | SH | SOLE | NONE | 259,028 | 0 | 7,262 | |
FIRST TR EXCHANGE TRADED FD | NAS CLNEDG GREEN | 33733E500 | 357 | 23,168 | SH | SOLE | NONE | 23,168 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | MULTI ASSET DI | 33738R100 | 390 | 20,400 | SH | SOLE | NONE | 20,400 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 3,173 | 44,303 | SH | SOLE | NONE | 44,040 | 0 | 263 | |
GLOBAL X FDS | GLB X GURU INDEX | 37950E341 | 403 | 16,781 | SH | SOLE | NONE | 16,781 | 0 | 0 | |
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 16,853 | 194,515 | SH | SOLE | NONE | 193,886 | 0 | 629 | |
RYDEX ETF TRUST | GUG S&P MC400 PG | 78355W601 | 213 | 1,656 | SH | SOLE | NONE | 1,656 | 0 | 0 | |
RYDEX ETF TRUST | GUG S&P SC600 PV | 78355W700 | 20,982 | 287,342 | SH | SOLE | NONE | 286,500 | 0 | 842 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 2,339 | 31,164 | SH | SOLE | NONE | 30,971 | 0 | 193 | |
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 1,746 | 74,117 | SH | SOLE | NONE | 73,697 | 0 | 420 | |
ISHARES TR | 10-20 YR TRS ETF | 464288653 | 4,436 | 33,370 | SH | SOLE | NONE | 33,268 | 0 | 102 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 12,840 | 107,785 | SH | SOLE | NONE | 107,376 | 0 | 409 | |
ISHARES TR | 7-10 Y TR BD ETF | 464287440 | 10,785 | 102,888 | SH | SOLE | NONE | 102,539 | 0 | 349 | |
ISHARES | CORE LT USDB ETF | 464289479 | 3,324 | 54,802 | SH | SOLE | NONE | 54,153 | 0 | 649 | |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 17,743 | 107,312 | SH | SOLE | NONE | 106,966 | 0 | 346 | |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 1,005 | 7,307 | SH | SOLE | NONE | 7,307 | 0 | 0 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 4,208 | 38,940 | SH | SOLE | NONE | 38,427 | 0 | 513 | |
ISHARES TR | USA MOMENTUM FCT | 46432F396 | 15,107 | 199,138 | SH | SOLE | NONE | 198,412 | 0 | 726 | |
ISHARES | GLB HGH YLD ETF | 464286178 | 4,137 | 85,341 | SH | SOLE | NONE | 85,103 | 0 | 238 | |
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 8,383 | 177,077 | SH | SOLE | NONE | 176,583 | 0 | 494 | |
ISHARES TR | INTL SEL DIV ETF | 464288448 | 1,820 | 61,581 | SH | SOLE | NONE | 61,280 | 0 | 301 | |
ISHARES TR | JP MOR EM MK ETF | 464288281 | 2,553 | 23,164 | SH | SOLE | NONE | 23,096 | 0 | 68 | |
ISHARES TR | NATIONAL MUN ETF | 464288414 | 5,052 | 46,699 | SH | SOLE | NONE | 45,518 | 0 | 1,181 | |
ISHARES TR | S&P 500 VAL ETF | 464287408 | 5,362 | 52,892 | SH | SOLE | NONE | 52,716 | 0 | 176 | |
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,761 | 19,881 | SH | SOLE | NONE | 19,783 | 0 | 98 | |
ISHARES TR | TIPS BD ETF | 464287176 | 315 | 2,787 | SH | SOLE | NONE | 2,787 | 0 | 0 | |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 1,980 | 18,159 | SH | SOLE | NONE | 18,052 | 0 | 107 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 3,795 | 43,975 | SH | SOLE | NONE | 43,727 | 0 | 248 | |
LEAR CORP | COM NEW | 521865204 | 3,422 | 25,853 | SH | SOLE | NONE | 25,705 | 0 | 148 | |
MENTOR GRAPHICS CORP | COM | 587200106 | 2,277 | 61,712 | SH | SOLE | NONE | 61,342 | 0 | 370 | |
METLIFE INC | COM | 59156R108 | 2,272 | 42,167 | SH | SOLE | NONE | 41,905 | 0 | 262 | |
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 110 | 15,374 | SH | SOLE | NONE | 15,374 | 0 | 0 | |
NETEASE INC | SPONSORED ADR | 64110W102 | 4,358 | 20,238 | SH | SOLE | NONE | 20,126 | 0 | 112 | |
NIKE INC | CL B | 654106103 | 2,628 | 51,706 | SH | SOLE | NONE | 51,404 | 0 | 302 | |
NUVEEN ENERGY MLP TOTL RTRNF | COM | 67074U103 | 340 | 25,127 | SH | SOLE | NONE | 25,127 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 4,554 | 42,665 | SH | SOLE | NONE | 42,412 | 0 | 253 | |
OPPENHEIMER REV WEIGHTED ETF | SMALL CAP REV ET | 68386C302 | 19,825 | 295,365 | SH | SOLE | NONE | 294,475 | 0 | 890 | |
POWERSHARES ETF TR II | INSUR NATL MUN | 73936T474 | 4,309 | 173,110 | SH | SOLE | NONE | 168,897 | 0 | 4,213 | |
POWERSHARES ETF TR II | I-30 LAD TREAS | 73936T524 | 5,806 | 182,119 | SH | SOLE | NONE | 181,201 | 0 | 918 | |
POWERSHARES ETF TRUST | DYN NETWKG PRT | 73935X815 | 362 | 8,959 | SH | SOLE | NONE | 8,959 | 0 | 0 | |
POWERSHARES ETF TR II | SOVEREIGN DEBT | 73936T573 | 774 | 27,378 | SH | SOLE | NONE | 27,378 | 0 | 0 | |
POWERSHARES ETF TR II | FDM HG YLD RAFI | 73936T557 | 9,068 | 482,573 | SH | SOLE | NONE | 481,228 | 0 | 1,345 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 6,517 | 55,008 | SH | SOLE | NONE | 54,852 | 0 | 156 | |
POWERSHARES ETF TR II | S&P500 HGH BET | 73937B829 | 6,546 | 178,925 | SH | SOLE | NONE | 177,876 | 0 | 1,049 | |
POWERSHARES ETF TR II | S&P400 LOVL PT | 73937B647 | 833 | 20,519 | SH | SOLE | NONE | 20,519 | 0 | 0 | |
POWERSHARES ETF TRUST | GBL LSTD PVT EQT | 73935X195 | 248 | 22,324 | SH | SOLE | NONE | 22,324 | 0 | 0 | |
PROSHARES TR | RUSS 2000 DIVD | 74347B698 | 2,262 | 42,096 | SH | SOLE | NONE | 41,893 | 0 | 203 | |
PROSHARES TR | MDCP 400 DIVID | 74347B680 | 4,574 | 90,828 | SH | SOLE | NONE | 90,375 | 0 | 453 | |
POWERSHARES ETF TR II | PWRSHS SP500 LOW | 73937B654 | 236 | 6,012 | SH | SOLE | NONE | 6,012 | 0 | 0 | |
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 353 | 12,308 | SH | SOLE | NONE | 12,308 | 0 | 0 | |
SPROTT FOCUS TR INC | COM | 85208J109 | 128 | 18,462 | SH | SOLE | NONE | 18,462 | 0 | 0 | |
ROYCE MICRO-CAP TR INC | COM | 780915104 | 121 | 14,801 | SH | SOLE | NONE | 14,801 | 0 | 0 | |
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 4,260 | 79,846 | SH | SOLE | NONE | 79,641 | 0 | 205 | |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 6,716 | 154,148 | SH | SOLE | NONE | 153,377 | 0 | 771 | |
SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 2,659 | 37,258 | SH | SOLE | NONE | 37,044 | 0 | 214 | |
SPDR SER TR | BLOOMBERG SRT TR | 78468R408 | 3,541 | 127,916 | SH | SOLE | NONE | 126,790 | 0 | 1,126 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 7,607 | 157,196 | SH | SOLE | NONE | 156,757 | 0 | 439 | |
SPDR SERIES TRUST | NUV HGHYLD MUN | 78464A284 | 5,896 | 105,338 | SH | SOLE | NONE | 102,466 | 0 | 2,872 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,287 | 5,758 | SH | SOLE | NONE | 5,758 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 378 | 6,379 | SH | SOLE | NONE | 6,379 | 0 | 0 | |
SPDR SERIES TRUST | S&P CAP MKTS | 78464A771 | 225 | 5,010 | SH | SOLE | NONE | 5,010 | 0 | 0 | |
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 23,167 | 270,773 | SH | SOLE | NONE | 269,694 | 0 | 1,079 | |
SPDR INDEX SHS FDS | GLB NAT RESRCE | 78463X541 | 402 | 9,779 | SH | SOLE | NONE | 9,779 | 0 | 0 | |
SPDR INDEX SHS FDS | S&P INTL SMLCP | 78463X871 | 13,991 | 482,455 | SH | SOLE | NONE | 481,002 | 0 | 1,453 | |
SPDR SER TR | S&P1500MOMTILT | 78468R705 | 5,759 | 61,413 | SH | SOLE | NONE | 61,051 | 0 | 362 | |
PRICE T ROWE GROUP INC | COM | 74144T108 | 1,690 | 22,456 | SH | SOLE | NONE | 22,318 | 0 | 138 | |
TORTOISE PIPELINE & ENERGY F | COM | 89148H108 | 406 | 18,845 | SH | SOLE | NONE | 18,845 | 0 | 0 | |
TORTOISE PWR & ENERGY INFRAS | COM | 89147X104 | 357 | 16,080 | SH | SOLE | NONE | 16,080 | 0 | 0 | |
VANECK VECTORS ETF TR | AMT FREE INT ETF | 92189F544 | 5,639 | 243,185 | SH | SOLE | NONE | 237,265 | 0 | 5,920 | |
VANECK VECTORS ETF TR | AMT FREE LONG MU | 92189F536 | 4,361 | 225,270 | SH | SOLE | NONE | 219,783 | 0 | 5,487 | |
VANECK VECTORS ETF TR | AMT FREE SHORT M | 92189F528 | 2,461 | 142,685 | SH | SOLE | NONE | 139,207 | 0 | 3,478 | |
VANECK VECTORS ETF TR | FALLEN ANGEL HG | 92189F437 | 7,611 | 264,449 | SH | SOLE | NONE | 260,801 | 0 | 3,648 | |
VANECK VECTORS ETF TR | NAT RES ETF | 92189F841 | 5,201 | 160,717 | SH | SOLE | NONE | 160,150 | 0 | 567 | |
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 12,836 | 117,313 | SH | SOLE | NONE | 116,932 | 0 | 381 | |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 1,957 | 22,834 | SH | SOLE | NONE | 22,772 | 0 | 62 | |
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 3,042 | 34,043 | SH | SOLE | NONE | 33,961 | 0 | 82 | |
VANGUARD SCOTTSDALE FDS | LONG-TERM GOV | 92206C847 | 2,513 | 34,100 | SH | SOLE | NONE | 34,100 | 0 | 0 | |
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 5,838 | 116,163 | SH | SOLE | NONE | 113,241 | 0 | 2,922 | |
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 220 | 14,982 | SH | SOLE | NONE | 14,982 | 0 | 0 | |
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 113 | 11,446 | SH | SOLE | NONE | 11,446 | 0 | 0 | |
WISDOMTREE TR | MIDCAP DIVI FD | 97717W505 | 14,864 | 157,489 | SH | SOLE | NONE | 156,703 | 0 | 786 | |
WISDOMTREE TR | SMALLCAP DIVID | 97717W604 | 1,926 | 23,288 | SH | SOLE | NONE | 23,172 | 0 | 116 | |
XYLEM INC | COM | 98419M100 | 3,009 | 60,755 | SH | SOLE | NONE | 60,395 | 0 | 360 |