The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
VANGUARD EXTENDED | EXTENDED DUR | 921910709 | 38,021 | 342,068 | SH | SOLE | NONE | 340,898 | 0 | 1,170 | |
ISHARES 20 PLS YEAR | 20 YR TR BD ETF | 464287432 | 35,080 | 290,616 | SH | SOLE | NONE | 289,671 | 0 | 945 | |
SPDR S&P DIVIDEND ETF | S&P DIVID ETF | 78464A763 | 21,017 | 238,454 | SH | SOLE | NONE | 237,522 | 0 | 932 | |
ALPS SECTOR DIVIDEND | SECTR DIV DOGS | 00162Q858 | 17,444 | 406,143 | SH | SOLE | NONE | 404,505 | 0 | 1,638 | |
SPDR S&P INTERNATIONAL | S&P INTL SMLCP | 78463X871 | 15,527 | 492,597 | SH | SOLE | NONE | 491,022 | 0 | 1,575 | |
GUGGENHEIM S&P 500 EQUAL | GUG S&P500 EQ WT | 78355W106 | 14,794 | 162,892 | SH | SOLE | NONE | 162,360 | 0 | 532 | |
ISHARES CORE S&P MID CAP | CORE S&P MCP ETF | 464287507 | 14,608 | 85,316 | SH | SOLE | NONE | 85,038 | 0 | 278 | |
OPPENHEIMER REV WGHTD | SMALL CAP REV ET | 68386C302 | 13,813 | 207,993 | SH | SOLE | NONE | 207,316 | 0 | 677 | |
GUGGENHEIM S&P SMALLCAP | GUG S&P SC600 PV | 78355W700 | 13,445 | 196,158 | SH | SOLE | NONE | 195,540 | 0 | 618 | |
WISDOMTREE MIDCAP | MIDCAP DIVI FD | 97717W505 | 12,648 | 129,681 | SH | SOLE | NONE | 129,048 | 0 | 633 | |
POWERSHARES 1 30 | I-30 LAD TREAS | 73936T524 | 10,913 | 339,593 | SH | SOLE | NONE | 337,938 | 0 | 1,655 | |
POWERSHARES FUNDAME H | FDM HG YLD RAFI | 73936T557 | 9,558 | 508,120 | SH | SOLE | NONE | 506,775 | 0 | 1,345 | |
SPDR DOUBLELINE TTL RTRN | SPDR TR TACTIC | 78467V848 | 8,793 | 179,928 | SH | SOLE | NONE | 179,470 | 0 | 458 | |
ISHARES 7-10 YEAR TRSURY | 7-10YR TR BD ETF | 464287440 | 8,700 | 82,395 | SH | SOLE | NONE | 82,172 | 0 | 223 | |
SPDR NUVEEN S&P HIGH | NUV HGHYLD MUN | 78464A284 | 8,337 | 147,262 | SH | SOLE | NONE | 143,747 | 0 | 3,515 | |
VANGUARD MUNI BND TAX | TAX EXEMPT BD | 922907746 | 7,879 | 155,597 | SH | SOLE | NONE | 151,984 | 0 | 3,613 | |
ISHARES HIGH YIELD | 0-5YR HI YL CP | 46434V407 | 7,249 | 151,723 | SH | SOLE | NONE | 151,335 | 0 | 388 | |
PWRSHARS S P 500 HGH DIV | PWRSHS SP500 LOW | 73937B654 | 6,908 | 170,520 | SH | SOLE | NONE | 169,530 | 0 | 990 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 6,877 | 51,952 | SH | SOLE | NONE | 51,808 | 0 | 144 | |
ISHARES CORE 10 YEAR USD | CORE LT USDB ETF | 464289479 | 6,518 | 105,827 | SH | SOLE | NONE | 104,401 | 0 | 1,426 | |
DUTSCH X TRCK RUSL 1000 | XTRC RUS1000 CMP | 233051481 | 6,064 | 212,160 | SH | SOLE | NONE | 210,932 | 0 | 1,228 | |
SCHWAB US DIVIDEND | US DIVIDEND EQ | 808524797 | 6,005 | 134,703 | SH | SOLE | NONE | 134,047 | 0 | 656 | |
VANECK VECTORS AMT-FREE | AMT FREE INT ETF | 92189F544 | 5,999 | 255,912 | SH | SOLE | NONE | 249,992 | 0 | 5,920 | |
ISHARES S&P 500 VALUE | S&P 500 VAL ETF | 464287408 | 5,936 | 57,054 | SH | SOLE | NONE | 56,878 | 0 | 176 | |
CHARLES SCHWAB US MC | US MID-CAP ETF | 808524508 | 5,929 | 125,278 | SH | SOLE | NONE | 124,871 | 0 | 407 | |
ISHARES S&P MID CAP 400 | S&P MC 400VL ETF | 464287705 | 5,773 | 38,891 | SH | SOLE | NONE | 38,658 | 0 | 233 | |
NETEASE INC F | SPONSORED ADR | 64110W102 | 5,708 | 20,097 | SH | SOLE | NONE | 19,973 | 0 | 124 | |
VANECK VECTORS FALLEN | FALLEN ANGEL HG | 92189F437 | 5,104 | 172,653 | SH | SOLE | NONE | 171,338 | 0 | 1,315 | |
ISHARES GLOBAL HIGH CORP | GLB HGH YLD ETF | 464286178 | 4,668 | 94,579 | SH | SOLE | NONE | 94,341 | 0 | 238 | |
VANECK VECTORS AMT-FREE | AMT FREE LONG MU | 92189F536 | 4,639 | 237,147 | SH | SOLE | NONE | 231,660 | 0 | 5,487 | |
NVIDIA CORP | COM | 67066G104 | 4,582 | 42,060 | SH | SOLE | NONE | 41,807 | 0 | 253 | |
AUTOZONE INC | COM | 053332102 | 4,580 | 6,334 | SH | SOLE | NONE | 6,295 | 0 | 39 | |
POWERSHARE NATL AMT FRE | INSUR NATL MUN | 73936T474 | 4,560 | 182,183 | SH | SOLE | NONE | 177,970 | 0 | 4,213 | |
ISHARES CORE US | CORE US AGGBD ET | 464287226 | 4,394 | 40,502 | SH | SOLE | NONE | 39,989 | 0 | 513 | |
CSX CORP | COM | 126408103 | 4,283 | 92,003 | SH | SOLE | NONE | 91,471 | 0 | 532 | |
FIRST TRUST MNCPL INCM | MUN CEF IN OPT | 33740F508 | 4,156 | 224,309 | SH | SOLE | NONE | 219,085 | 0 | 5,224 | |
ISHARES NATIONAL MUNI | NATIONAL MUN ETF | 464288414 | 4,079 | 37,438 | SH | SOLE | NONE | 36,620 | 0 | 818 | |
FIRST TR NASDAQ TECH DIV | NASD TECH DIV | 33738R118 | 3,949 | 124,568 | SH | SOLE | NONE | 124,248 | 0 | 320 | |
ISHARES 10-20 YEAR TSURY | 10-20 YR TRS ETF | 464288653 | 3,847 | 28,620 | SH | SOLE | NONE | 28,537 | 0 | 83 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 3,843 | 43,754 | SH | SOLE | NONE | 43,506 | 0 | 248 | |
LEAR CORPORATION | COM NEW | 521865204 | 3,631 | 25,643 | SH | SOLE | NONE | 25,495 | 0 | 148 | |
PRSHRS S&P MDCP 400 DVD | MDCP 400 DIVID | 74347B680 | 3,577 | 69,207 | SH | SOLE | NONE | 68,870 | 0 | 337 | |
SPDR BLMBRG BRCLY SHT | BLOOMBERG SRT TR | 78468R408 | 3,518 | 125,812 | SH | SOLE | NONE | 124,366 | 0 | 1,446 | |
BIOGEN INC | COM | 09062X103 | 3,207 | 11,728 | SH | SOLE | NONE | 11,657 | 0 | 71 | |
VANGUARD LONG TERM COR | LG-TERM COR BD | 92206C813 | 3,188 | 35,462 | SH | SOLE | NONE | 35,391 | 0 | 71 | |
BROADCOM LTD F | SHS | Y09827109 | 3,188 | 14,558 | SH | SOLE | NONE | 14,472 | 0 | 86 | |
ISHARES JPMORGAN USD MTS | JP MOR EM MK ETF | 464288281 | 3,182 | 27,985 | SH | SOLE | NONE | 27,917 | 0 | 68 | |
SCHWAB INTERMEDIATE TERM | INTRM TRM TRES | 808524854 | 3,175 | 59,218 | SH | SOLE | NONE | 59,095 | 0 | 123 | |
CHECK PT SOFTWARE F | ORD | M22465104 | 3,088 | 30,084 | SH | SOLE | NONE | 29,902 | 0 | 182 | |
XYLEM INC. | COM | 98419M100 | 3,036 | 60,462 | SH | SOLE | NONE | 60,102 | 0 | 360 | |
GILEAD SCIENCES INC | COM | 375558103 | 2,974 | 43,792 | SH | SOLE | NONE | 43,529 | 0 | 263 | |
SCRIPPS NTWK INTERAC | CL A COM | 811065101 | 2,895 | 36,941 | SH | SOLE | NONE | 36,727 | 0 | 214 | |
NIKE INC | CL B | 654106103 | 2,867 | 51,453 | SH | SOLE | NONE | 51,151 | 0 | 302 | |
VANGUARD MATERIALS ETF | MATERIALS ETF | 92204A801 | 2,738 | 23,020 | SH | SOLE | NONE | 22,883 | 0 | 137 | |
DR PEPPER SNAPPLE GP | COM | 26138E109 | 2,651 | 27,074 | SH | SOLE | NONE | 26,913 | 0 | 161 | |
ENERGY SELECT SECTOR | SBI INT-ENERGY | 81369Y506 | 2,630 | 37,628 | SH | SOLE | NONE | 37,420 | 0 | 208 | |
VANECK VECTORS AMT-FREE | AMT FREE SHORT M | 92189F528 | 2,620 | 150,161 | SH | SOLE | NONE | 146,683 | 0 | 3,478 | |
EXPEDIA INC | COM NEW | 30212P303 | 2,610 | 20,683 | SH | SOLE | NONE | 20,568 | 0 | 115 | |
JAZZ PHARMACEUTICAL F | SHS USD | G50871105 | 2,604 | 17,940 | SH | SOLE | NONE | 17,833 | 0 | 107 | |
INGERSOLL RAND PLC F | SHS | G47791101 | 2,525 | 31,053 | SH | SOLE | NONE | 30,860 | 0 | 193 | |
APPLE INC | COM | 037833100 | 2,520 | 17,544 | SH | SOLE | NONE | 17,453 | 0 | 91 | |
PROSHARES RUSSELL 2000 | RUSS 2000 DIVD | 74347B698 | 2,287 | 43,053 | SH | SOLE | NONE | 42,850 | 0 | 203 | |
METLIFE INC | COM | 59156R108 | 2,217 | 41,970 | SH | SOLE | NONE | 41,708 | 0 | 262 | |
VANGUARD INTERMEDIATE | INT-TERM CORP | 92206C870 | 2,070 | 23,963 | SH | SOLE | NONE | 23,901 | 0 | 62 | |
ISHARES CORE DIVIDEND | CORE DIV GRWTH | 46434V621 | 2,050 | 67,325 | SH | SOLE | NONE | 66,998 | 0 | 327 | |
ISHARES INTERNATIONAL | INTL SEL DIV ETF | 464288448 | 2,045 | 64,999 | SH | SOLE | NONE | 64,691 | 0 | 308 | |
ISHARES SELECT DIVIDEND | SELECT DIVID ETF | 464287168 | 1,947 | 21,371 | SH | SOLE | NONE | 21,273 | 0 | 98 | |
WISDOMTREE SMALLCAP | SMALLCAP DIVID | 97717W604 | 1,924 | 23,868 | SH | SOLE | NONE | 23,752 | 0 | 116 | |
SPDR S&P 500 ETF | TR UNIT | 78462F103 | 1,805 | 7,655 | SH | SOLE | NONE | 7,655 | 0 | 0 | |
INTEGRATED DEVICE TE | COM | 458118106 | 1,741 | 73,573 | SH | SOLE | NONE | 73,153 | 0 | 420 | |
BAIDU INC F | SPON ADR REP A | 056752108 | 1,542 | 8,937 | SH | SOLE | NONE | 8,884 | 0 | 53 | |
T ROWE PRICE GROUP | COM | 74144T108 | 1,534 | 22,509 | SH | SOLE | NONE | 22,371 | 0 | 138 | |
POWERSHARES EMRG MKTS | SOVEREIGN DEBT | 73936T573 | 1,291 | 44,414 | SH | SOLE | NONE | 44,414 | 0 | 0 | |
VANGUARD FTSE EMERGING | FTSE EMR MKT ETF | 922042858 | 1,200 | 30,209 | SH | SOLE | NONE | 30,209 | 0 | 0 | |
ISHARES CORE S&P SMALL | CORE S&P SCP ETF | 464287804 | 1,175 | 16,992 | SH | SOLE | NONE | 16,992 | 0 | 0 | |
POWERSHARES S&P MIDCAP | S&P400 LOVL PT | 73937B647 | 861 | 20,337 | SH | SOLE | NONE | 20,337 | 0 | 0 | |
ISHARES TIPS BOND ETF | TIPS BD ETF | 464287176 | 690 | 6,019 | SH | SOLE | NONE | 6,019 | 0 | 0 | |
FT MULTI ASSET DIVERSIF | MULTI ASSET DI | 33738R100 | 542 | 27,757 | SH | SOLE | NONE | 27,757 | 0 | 0 | |
SPDR S&P BIOTECH ETF | S&P BIOTECH | 78464A870 | 511 | 7,374 | SH | SOLE | NONE | 7,374 | 0 | 0 | |
EMQQ EMRNG MKT INTRNT | EMQQ EM INTERN | 301505889 | 508 | 18,267 | SH | SOLE | NONE | 18,267 | 0 | 0 | |
BIOSHARES BIOTCHNLGY | BIOSHS BIO CLI | 26923G301 | 487 | 21,011 | SH | SOLE | NONE | 21,011 | 0 | 0 | |
FIRST TST NASDAQ CLEAN | NAS CLNEDG GREEN | 33733E500 | 484 | 28,875 | SH | SOLE | NONE | 28,875 | 0 | 0 | |
FIRST TRUST CLOUD | CLOUD COMPUTING | 33734X192 | 473 | 12,232 | SH | SOLE | NONE | 12,232 | 0 | 0 | |
POWERSHARES DYNAMIC | DYN SFTWR PORT | 73935X773 | 473 | 9,166 | SH | SOLE | NONE | 9,166 | 0 | 0 | |
FIRST TRUST INTERNET | DJ INTERNT IDX | 33733E302 | 472 | 5,363 | SH | SOLE | NONE | 5,363 | 0 | 0 | |
ROBO GBL RBOTCS AND | ROBO GLB ETF | 301505707 | 469 | 14,579 | SH | SOLE | NONE | 14,579 | 0 | 0 | |
GLOBAL X GURU INDEX ETF | GLB X GURU INDEX | 37950E341 | 427 | 16,585 | SH | SOLE | NONE | 16,585 | 0 | 0 | |
SPDR S&P GLOBAL NATURAL | GLB NAT RESRCE | 78463X541 | 419 | 9,843 | SH | SOLE | NONE | 9,843 | 0 | 0 | |
COHEN AND STEERS INFRAST | COM | 19248A109 | 382 | 17,710 | SH | SOLE | NONE | 17,710 | 0 | 0 | |
COHEN STEERS QUAL INCOME | COM | 19247L106 | 375 | 30,492 | SH | SOLE | NONE | 30,492 | 0 | 0 | |
SPDR BLMBRG BRCLY EMG | BLOMBRG BRC EMRG | 78464A391 | 336 | 11,930 | SH | SOLE | NONE | 11,930 | 0 | 0 | |
NUVEEN ENERGY MLP TOTAL | COM | 67074U103 | 324 | 23,751 | SH | SOLE | NONE | 23,751 | 0 | 0 | |
FIRST MLP ENERGY FUND OR | COM | 33739M100 | 323 | 23,904 | SH | SOLE | NONE | 23,904 | 0 | 0 | |
BIOVERATIV INC | COM | 09075E100 | 318 | 5,848 | SH | SOLE | NONE | 5,813 | 0 | 35 | |
TORTOISE PWR ENGY INFRAS | COM | 89147X104 | 318 | 14,446 | SH | SOLE | NONE | 14,446 | 0 | 0 | |
ASA GOLD AND PRECIOUS ME | SHS | G3156P103 | 300 | 24,851 | SH | SOLE | NONE | 24,851 | 0 | 0 | |
GUGGENHEIM S&P MIDCAP | GUG S&P MC400 PG | 78355W601 | 263 | 1,938 | SH | SOLE | NONE | 1,938 | 0 | 0 | |
CLOUGH GLOBAL OPPORTUNIT | SH BEN INT | 18914E106 | 257 | 24,959 | SH | SOLE | NONE | 24,959 | 0 | 0 | |
ETFS PHYSICAL PRECIOUS | PHYS PM BSKT | 26922W109 | 252 | 3,960 | SH | SOLE | NONE | 3,960 | 0 | 0 | |
ABERDEEN CHILE FD INC | COM | 00301W105 | 249 | 35,672 | SH | SOLE | NONE | 35,672 | 0 | 0 | |
POWRSHS GLBL LISTED | GBL LSTD PVT EQT | 73935X195 | 244 | 20,882 | SH | SOLE | NONE | 20,882 | 0 | 0 | |
MACQUARIE GLOBAL INFRAST | COM | 55608D101 | 244 | 10,664 | SH | SOLE | NONE | 10,664 | 0 | 0 | |
CENTRAL SECURITIES CF | COM | 155123102 | 239 | 9,982 | SH | SOLE | NONE | 9,982 | 0 | 0 | |
ALPINE GLOBAL PREMIER PR | COM SBI | 02083A103 | 239 | 41,763 | SH | SOLE | NONE | 41,763 | 0 | 0 | |
MS CHINA A SHARES CF | COM | 617468103 | 238 | 12,384 | SH | SOLE | NONE | 12,384 | 0 | 0 | |
CALAMOS GLOBAL DYNAMIC I | COM | 12811L107 | 238 | 30,473 | SH | SOLE | NONE | 30,473 | 0 | 0 | |
SPROTT FOCUS CLOSED END | COM | 85208J109 | 238 | 31,986 | SH | SOLE | NONE | 31,986 | 0 | 0 | |
ALPINE TOTAL DYNAMIC DIV | COM SH BEN INT N | 021060207 | 230 | 27,864 | SH | SOLE | NONE | 27,864 | 0 | 0 | |
WESTERN ASSET EMERGING M | COM | 95766A101 | 226 | 14,589 | SH | SOLE | NONE | 14,589 | 0 | 0 | |
DUFF & PHELPS GLOBAL UTI | COM | 26433C105 | 223 | 13,712 | SH | SOLE | NONE | 13,712 | 0 | 0 | |
BLACKROCK RES AND CMMDIT | SHS | 09257A108 | 221 | 25,719 | SH | SOLE | NONE | 25,719 | 0 | 0 | |
ROYCE MICRO CAPITAL CF | COM | 780915104 | 218 | 26,004 | SH | SOLE | NONE | 26,004 | 0 | 0 | |
ADAMS NATURAL RESOURCES | COM | 00548F105 | 212 | 10,924 | SH | SOLE | NONE | 10,924 | 0 | 0 | |
SPDR S&P CAPITAL MARKETS | S&P CAP MKTS | 78464A771 | 212 | 4,527 | SH | SOLE | NONE | 4,527 | 0 | 0 | |
LMP CAPITAL AND INCOME C | COM | 50208A102 | 209 | 14,685 | SH | SOLE | NONE | 14,685 | 0 | 0 | |
BOULDER GROWTH AND INCOM | COM | 101507101 | 205 | 22,086 | SH | SOLE | NONE | 22,086 | 0 | 0 | |
RMR REAL ESTATE INCOME C | COM | 76970B101 | 205 | 9,749 | SH | SOLE | NONE | 9,749 | 0 | 0 | |
FIRST TRUST ENERGY INFRA | COM | 33738C103 | 204 | 10,549 | SH | SOLE | NONE | 10,549 | 0 | 0 | |
GENERAL AMERICAN INVESTO | COM | 368802104 | 201 | 6,006 | SH | SOLE | NONE | 6,006 | 0 | 0 | |
ABERDEEN ASIA PACIFIC IN | COM | 003009107 | 198 | 39,587 | SH | SOLE | NONE | 39,587 | 0 | 0 | |
CUSHING MLP TOTAL RETURN | COM NEW | 231631201 | 195 | 13,975 | SH | SOLE | NONE | 13,975 | 0 | 0 |