The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
VANGUARD EXTENDED | EXTENDED DUR | 921910709 | 41,787 | 355,786 | SH | SOLE | NONE | 354,616 | 0 | 1,170 | |
ISHARES 20 PLS YEAR | 20 YR TR BD ETF | 464287432 | 39,372 | 314,670 | SH | SOLE | NONE | 313,649 | 0 | 1,021 | |
SPDR S&P DIVIDEND ETF | S&P DIVID ETF | 78464A763 | 22,276 | 250,606 | SH | SOLE | NONE | 249,674 | 0 | 932 | |
ALPS SECTOR DIVIDEND | SECTR DIV DOGS | 00162Q858 | 17,962 | 420,956 | SH | SOLE | NONE | 419,318 | 0 | 1,638 | |
GUGGENHEIM S&P 500 EQUAL | GUG S&P500 EQ WT | 78355W106 | 15,057 | 162,458 | SH | SOLE | NONE | 161,926 | 0 | 532 | |
ISHARES EDGE MSCI USA | USA MOMENTUM FCT | 46432F396 | 15,005 | 168,803 | SH | SOLE | NONE | 168,252 | 0 | 551 | |
ISHARES CORE S&P MID CAP | CORE S&P MCP ETF | 464287507 | 14,778 | 84,957 | SH | SOLE | NONE | 84,679 | 0 | 278 | |
GUGGENHEIM S&P 500 PURE | GUG S&P500 PU VA | 78355W304 | 14,635 | 245,674 | SH | SOLE | NONE | 244,841 | 0 | 833 | |
OPPENHEIMER REV WGHTD | SMALL CAP REV ET | 68386C302 | 14,260 | 215,962 | SH | SOLE | NONE | 215,255 | 0 | 707 | |
GUGGENHEIM S&P SMALLCAP | GUG S&P SC600 PV | 78355W700 | 13,673 | 206,419 | SH | SOLE | NONE | 205,770 | 0 | 649 | |
WISDOMTREE US MIDCAP | US MIDCAP DIVID | 97717W505 | 12,951 | 132,487 | SH | SOLE | NONE | 131,854 | 0 | 633 | |
POWERSHARES 1 30 | I-30 LAD TREAS | 73936T524 | 11,352 | 347,040 | SH | SOLE | NONE | 345,385 | 0 | 1,655 | |
POWERSHARES FUNDAME H | FDM HG YLD RAFI | 73936T557 | 10,713 | 563,236 | SH | SOLE | NONE | 561,891 | 0 | 1,345 | |
SPDR DOUBLELINE TTL RTRN | SPDR TR TACTIC | 78467V848 | 10,064 | 204,506 | SH | SOLE | NONE | 204,048 | 0 | 458 | |
ISHARES 7-10 YEAR TRSURY | 7-10YR TR BD ETF | 464287440 | 9,368 | 87,872 | SH | SOLE | NONE | 87,630 | 0 | 242 | |
SPDR NUVEEN S&P HIGH | NUV HGHYLD MUN | 78464A284 | 8,123 | 142,887 | SH | SOLE | NONE | 139,372 | 0 | 3,515 | |
ISHARES HIGH YIELD | 0-5YR HI YL CP | 46434V407 | 8,011 | 167,380 | SH | SOLE | NONE | 166,992 | 0 | 388 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 7,713 | 56,034 | SH | SOLE | NONE | 55,890 | 0 | 144 | |
FIRST TRUST MNCPL INCM | MUN CEF IN OPT | 33740F508 | 7,169 | 379,494 | SH | SOLE | NONE | 370,167 | 0 | 9,327 | |
ISHARES CORE 10 YEAR USD | CORE LT USDB ETF | 464289479 | 6,995 | 110,116 | SH | SOLE | NONE | 108,690 | 0 | 1,426 | |
PWRSHARS S P 500 HGH DIV | PWRSHS SP500 LOW | 73937B654 | 6,727 | 167,216 | SH | SOLE | NONE | 166,226 | 0 | 990 | |
SCHWAB US DIVIDEND | US DIVIDEND EQ | 808524797 | 6,209 | 137,667 | SH | SOLE | NONE | 137,011 | 0 | 656 | |
DUTSCH X TRCK RUSL 1000 | XTRC RUS1000 CMP | 233051481 | 6,101 | 208,592 | SH | SOLE | NONE | 207,364 | 0 | 1,228 | |
NVIDIA CORP | COM | 67066G104 | 6,072 | 42,001 | SH | SOLE | NONE | 41,748 | 0 | 253 | |
ISHARES S&P 500 VALUE | S&P 500 VAL ETF | 464287408 | 5,992 | 57,087 | SH | SOLE | NONE | 56,911 | 0 | 176 | |
NETEASE INC F | SPONSORED ADR | 64110W102 | 5,972 | 19,865 | SH | SOLE | NONE | 19,741 | 0 | 124 | |
VANECK VECTORS AMT-FREE | AMT FREE INT ETF | 92189F544 | 5,803 | 242,599 | SH | SOLE | NONE | 236,679 | 0 | 5,920 | |
VANGUARD FTSE ALL WORLD | ALLWRLD EX US | 922042775 | 5,733 | 114,583 | SH | SOLE | NONE | 114,202 | 0 | 381 | |
SPDR SP 1500 MOMENTUM | S&P1500MOMTILT | 78468R705 | 5,525 | 54,502 | SH | SOLE | NONE | 54,167 | 0 | 335 | |
ISHARES GLOBAL HIGH CORP | GLB HGH YLD ETF | 464286178 | 5,329 | 105,548 | SH | SOLE | NONE | 105,301 | 0 | 247 | |
VANECK VECTORS FALLEN | FALLEN ANGEL HG | 92189F437 | 5,231 | 176,490 | SH | SOLE | NONE | 175,175 | 0 | 1,315 | |
CSX CORP | COM | 126408103 | 4,931 | 90,382 | SH | SOLE | NONE | 89,850 | 0 | 532 | |
ISHARES CORE US | CORE US AGGBD ET | 464287226 | 4,600 | 42,004 | SH | SOLE | NONE | 41,491 | 0 | 513 | |
VANGUARD MUNI BND TAX | TAX EXEMPT BD | 922907746 | 4,587 | 89,381 | SH | SOLE | NONE | 87,185 | 0 | 2,196 | |
VANECK VECTORS AMT-FREE | AMT FREE LONG MU | 92189F536 | 4,469 | 224,912 | SH | SOLE | NONE | 219,425 | 0 | 5,487 | |
POWERSHARE NATL AMT FRE | INSUR NATL MUN | 73936T474 | 4,394 | 172,728 | SH | SOLE | NONE | 168,515 | 0 | 4,213 | |
FIRST TR NASDAQ TECH DIV | NASD TECH DIV | 33738R118 | 4,286 | 137,426 | SH | SOLE | NONE | 137,106 | 0 | 320 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 3,936 | 43,068 | SH | SOLE | NONE | 42,820 | 0 | 248 | |
ISHARES 10-20 YEAR TSURY | 10-20 YR TRS ETF | 464288653 | 3,842 | 28,170 | SH | SOLE | NONE | 28,092 | 0 | 78 | |
SCHWAB INTERMEDIATE TERM | INTRM TRM TRES | 808524854 | 3,685 | 68,274 | SH | SOLE | NONE | 68,151 | 0 | 123 | |
ISHARES NATIONAL MUNI | NATIONAL MUN ETF | 464288414 | 3,673 | 33,355 | SH | SOLE | NONE | 32,537 | 0 | 818 | |
ISHARES EMERGING MARKETS | EM MKTS DIV ETF | 464286319 | 3,609 | 89,838 | SH | SOLE | NONE | 89,410 | 0 | 428 | |
SPDR BLMBRG BRCLY SHT | BLOOMBERG SRT TR | 78468R408 | 3,580 | 127,988 | SH | SOLE | NONE | 126,542 | 0 | 1,446 | |
LEAR CORPORATION | COM NEW | 521865204 | 3,579 | 25,189 | SH | SOLE | NONE | 25,041 | 0 | 148 | |
ISHARES JPMORGAN USD MTS | JP MOR EM MK ETF | 464288281 | 3,572 | 31,236 | SH | SOLE | NONE | 31,163 | 0 | 73 | |
VANGUARD LONG TERM COR | LG-TERM COR BD | 92206C813 | 3,570 | 38,262 | SH | SOLE | NONE | 38,191 | 0 | 71 | |
AUTOZONE INC | COM | 053332102 | 3,551 | 6,224 | SH | SOLE | NONE | 6,185 | 0 | 39 | |
BROADCOM LTD F | SHS | Y09827109 | 3,321 | 14,250 | SH | SOLE | NONE | 14,164 | 0 | 86 | |
XYLEM INC. | COM | 98419M100 | 3,280 | 59,169 | SH | SOLE | NONE | 58,809 | 0 | 360 | |
CHECK PT SOFTWARE F | ORD | M22465104 | 3,200 | 29,333 | SH | SOLE | NONE | 29,151 | 0 | 182 | |
BIOGEN INC | COM | 09062X103 | 3,105 | 11,443 | SH | SOLE | NONE | 11,372 | 0 | 71 | |
GILEAD SCIENCES INC | COM | 375558103 | 3,049 | 43,075 | SH | SOLE | NONE | 42,812 | 0 | 263 | |
EXPEDIA INC | COM NEW | 30212P303 | 3,014 | 20,235 | SH | SOLE | NONE | 20,120 | 0 | 115 | |
NIKE INC | CL B | 654106103 | 2,992 | 50,706 | SH | SOLE | NONE | 50,404 | 0 | 302 | |
GUGGENHEIM S&P 500 EQUAL | GUG S&P500EQWTHC | 78355W841 | 2,792 | 16,041 | SH | SOLE | NONE | 15,953 | 0 | 88 | |
INGERSOLL RAND PLC F | SHS | G47791101 | 2,766 | 30,268 | SH | SOLE | NONE | 30,075 | 0 | 193 | |
JAZZ PHARMACEUTICAL F | SHS USD | G50871105 | 2,708 | 17,418 | SH | SOLE | NONE | 17,311 | 0 | 107 | |
TECHNOLOGY SELECT SECTOR | TECHNOLOGY | 81369Y803 | 2,555 | 46,697 | SH | SOLE | NONE | 46,439 | 0 | 258 | |
VANECK VECTORS AMT-FREE | AMT FREE SHORT M | 92189F528 | 2,484 | 142,168 | SH | SOLE | NONE | 138,690 | 0 | 3,478 | |
SCRIPPS NTWK INTERAC | CL A COM | 811065101 | 2,483 | 36,352 | SH | SOLE | NONE | 36,138 | 0 | 214 | |
DR PEPPER SNAPPLE GP | COM | 26138E109 | 2,423 | 26,595 | SH | SOLE | NONE | 26,434 | 0 | 161 | |
PROSHARES RUSSELL 2000 | RUSS 2000 DIVD | 74347B698 | 2,413 | 44,286 | SH | SOLE | NONE | 44,083 | 0 | 203 | |
APPLE INC | COM | 037833100 | 2,366 | 16,427 | SH | SOLE | NONE | 16,336 | 0 | 91 | |
VANGUARD INTERMEDIATE | INT-TERM CORP | 92206C870 | 2,358 | 26,941 | SH | SOLE | NONE | 26,879 | 0 | 62 | |
METLIFE INC | COM | 59156R108 | 2,270 | 41,325 | SH | SOLE | NONE | 41,063 | 0 | 262 | |
ISHARES INTERNATIONAL | INTL SEL DIV ETF | 464288448 | 2,180 | 66,619 | SH | SOLE | NONE | 66,311 | 0 | 308 | |
ISHARES CORE DIVIDEND | CORE DIV GRWTH | 46434V621 | 2,156 | 68,833 | SH | SOLE | NONE | 68,506 | 0 | 327 | |
ISHARES SELECT DIVIDEND | SELECT DIVID ETF | 464287168 | 2,043 | 22,152 | SH | SOLE | NONE | 22,054 | 0 | 98 | |
INTEGRATED DEVICE TE | COM | 458118106 | 1,858 | 72,051 | SH | SOLE | NONE | 71,631 | 0 | 420 | |
SPDR S&P 500 ETF | TR UNIT | 78462F103 | 1,824 | 7,543 | SH | SOLE | NONE | 7,543 | 0 | 0 | |
T ROWE PRICE GROUP | COM | 74144T108 | 1,637 | 22,059 | SH | SOLE | NONE | 21,921 | 0 | 138 | |
BAIDU INC F | SPON ADR REP A | 056752108 | 1,578 | 8,821 | SH | SOLE | NONE | 8,768 | 0 | 53 | |
POWERSHARES EMRG MKTS | SOVEREIGN DEBT | 73936T573 | 1,278 | 43,667 | SH | SOLE | NONE | 43,667 | 0 | 0 | |
VANGUARD FTSE EMERGING | FTSE EMR MKT ETF | 922042858 | 1,215 | 29,769 | SH | SOLE | NONE | 29,769 | 0 | 0 | |
ISHARES CORE S&P SMALL | CORE S&P SCP ETF | 464287804 | 1,173 | 16,737 | SH | SOLE | NONE | 16,737 | 0 | 0 | |
ISHARES TIPS BOND ETF | TIPS BD ETF | 464287176 | 673 | 5,937 | SH | SOLE | NONE | 5,937 | 0 | 0 | |
SPDR S&P BIOTECH ETF | S&P BIOTECH | 78464A870 | 577 | 7,480 | SH | SOLE | NONE | 7,480 | 0 | 0 | |
BIOSHARES BIOTCHNLGY | BIOSHS BIO CLI | 26923G301 | 550 | 22,906 | SH | SOLE | NONE | 22,906 | 0 | 0 | |
FT MULTI ASSET DIVER INC | MULTI ASSET DI | 33738R100 | 531 | 27,535 | SH | SOLE | NONE | 27,535 | 0 | 0 | |
EMQQ EMRNG MKT INTRNT | EMQQ EM INTERN | 301505889 | 530 | 16,705 | SH | SOLE | NONE | 16,705 | 0 | 0 | |
POWERSHARES DYNAMIC | DYN SFTWR PORT | 73935X773 | 516 | 9,198 | SH | SOLE | NONE | 9,198 | 0 | 0 | |
FIRST TST NASDAQ CLEAN | NAS CLNEDG GREEN | 33733E500 | 512 | 28,318 | SH | SOLE | NONE | 28,318 | 0 | 0 | |
ROBO GBL RBOTCS AND | ROBO GLB ETF | 301505707 | 504 | 14,712 | SH | SOLE | NONE | 14,712 | 0 | 0 | |
GLOBAL X FUNDS SOCIAL | SOCIAL MED ETF | 37950E416 | 489 | 17,279 | SH | SOLE | NONE | 17,279 | 0 | 0 | |
FIRST TRUST CLOUD | CLOUD COMPUTING | 33734X192 | 485 | 12,275 | SH | SOLE | NONE | 12,275 | 0 | 0 | |
FIRST TRUST NASDAQ | NASDAQ CYB ETF | 33734X846 | 475 | 22,031 | SH | SOLE | NONE | 22,031 | 0 | 0 | |
POWERSHARES DYNAMIC | DYN NETWKG PRT | 73935X815 | 474 | 10,870 | SH | SOLE | NONE | 10,870 | 0 | 0 | |
ISHARES PHLX | PHLX SEMICND ETF | 464287523 | 455 | 3,248 | SH | SOLE | NONE | 3,248 | 0 | 0 | |
POWERSHARES S&P MIDCAP | S&P400 LOVL PT | 73937B647 | 446 | 10,296 | SH | SOLE | NONE | 10,296 | 0 | 0 | |
COHEN AND STEERS INFRAST | COM | 19248A109 | 431 | 18,220 | SH | SOLE | NONE | 18,220 | 0 | 0 | |
SPDR S&P GLOBAL NATURAL | GLB NAT RESRCE | 78463X541 | 404 | 9,721 | SH | SOLE | NONE | 9,721 | 0 | 0 | |
COHEN STEERS QUAL INCOME | COM | 19247L106 | 395 | 31,365 | SH | SOLE | NONE | 31,365 | 0 | 0 | |
GLOBAL X GURU INDEX ETF | GLB X GURU INDEX | 37950E341 | 365 | 13,580 | SH | SOLE | NONE | 13,580 | 0 | 0 | |
BIOVERATIV INC | COM | 09075E100 | 345 | 5,736 | SH | SOLE | NONE | 5,701 | 0 | 35 | |
SPDR BLMBRG BRCLY EMG | BLOMBRG BRC EMRG | 78464A391 | 342 | 11,788 | SH | SOLE | NONE | 11,788 | 0 | 0 | |
COHEN STEERS TOTAL RETUR | COM | 19247R103 | 326 | 25,943 | SH | SOLE | NONE | 25,943 | 0 | 0 | |
FIRST MLP ENERGY FUND OR | COM | 33739M100 | 323 | 24,586 | SH | SOLE | NONE | 24,586 | 0 | 0 | |
TORTOISE PWR ENGY INFRAS | COM | 89147X104 | 313 | 14,883 | SH | SOLE | NONE | 14,883 | 0 | 0 | |
MACQUARIE FIRST GLBL INF | COM | 55607W100 | 305 | 23,390 | SH | SOLE | NONE | 23,390 | 0 | 0 | |
ASA GOLD AND PRECIOUS ME | SHS | G3156P103 | 302 | 25,815 | SH | SOLE | NONE | 25,815 | 0 | 0 | |
MS CHINA A SHARES CF | COM | 617468103 | 289 | 12,910 | SH | SOLE | NONE | 12,910 | 0 | 0 | |
GUGGENHEIM S&P MIDCAP | GUG S&P MC400 PG | 78355W601 | 282 | 2,015 | SH | SOLE | NONE | 2,015 | 0 | 0 | |
MACQUARIE GLOBAL INFRAST | COM | 55608D101 | 277 | 11,110 | SH | SOLE | NONE | 11,110 | 0 | 0 | |
ALPINE GLOBAL PREMIER PR | COM SBI | 02083A103 | 276 | 43,502 | SH | SOLE | NONE | 43,502 | 0 | 0 | |
CLOUGH GLOBAL OPPORTUNIT | SH BEN INT | 18914E106 | 275 | 25,960 | SH | SOLE | NONE | 25,960 | 0 | 0 | |
CALAMOS GLOBAL DYNAMIC I | COM | 12811L107 | 271 | 31,729 | SH | SOLE | NONE | 31,729 | 0 | 0 | |
POWRSHS GLBL LISTED | GBL LSTD PVT EQT | 73935X195 | 268 | 21,479 | SH | SOLE | NONE | 21,479 | 0 | 0 | |
ABERDEEN CHILE FD INC | COM | 00301W105 | 263 | 37,149 | SH | SOLE | NONE | 37,149 | 0 | 0 | |
CENTRAL SECURITIES CF | COM | 155123102 | 259 | 10,405 | SH | SOLE | NONE | 10,405 | 0 | 0 | |
ALPINE TOTAL DYNAMIC DIV | COM SH BEN INT N | 021060207 | 252 | 29,045 | SH | SOLE | NONE | 29,045 | 0 | 0 | |
SPROTT FOCUS CLOSED END | COM | 85208J109 | 245 | 33,305 | SH | SOLE | NONE | 33,305 | 0 | 0 | |
ETFS PHYSICAL PRECIOUS | PHYS PM BSKT | 26922W109 | 243 | 3,930 | SH | SOLE | NONE | 3,930 | 0 | 0 | |
DUFF & PHELPS GLOBAL UTI | COM | 26433C105 | 237 | 14,284 | SH | SOLE | NONE | 14,284 | 0 | 0 | |
WESTERN ASSET EMERGING M | COM | 95766A101 | 237 | 15,205 | SH | SOLE | NONE | 15,205 | 0 | 0 | |
ROYCE MICRO CAPITAL CF | COM | 780915104 | 234 | 27,098 | SH | SOLE | NONE | 27,098 | 0 | 0 | |
SPDR S&P CAPITAL MARKETS | S&P CAP MKTS | 78464A771 | 229 | 4,657 | SH | SOLE | NONE | 4,657 | 0 | 0 | |
BOULDER GROWTH AND INCOM | COM | 101507101 | 224 | 23,041 | SH | SOLE | NONE | 23,041 | 0 | 0 | |
RMR REAL ESTATE INCOME C | COM | 76970B101 | 222 | 10,164 | SH | SOLE | NONE | 10,164 | 0 | 0 | |
LMP CAPITAL AND INCOME C | COM | 50208A102 | 218 | 15,301 | SH | SOLE | NONE | 15,301 | 0 | 0 | |
GENERAL AMERICAN INVESTO | COM | 368802104 | 215 | 6,256 | SH | SOLE | NONE | 6,256 | 0 | 0 | |
BLACKROCK RES AND CMMDIT | SHS | 09257A108 | 215 | 26,789 | SH | SOLE | NONE | 26,789 | 0 | 0 | |
ADAMS NATURAL RESOURCES | COM | 00548F105 | 213 | 11,387 | SH | SOLE | NONE | 11,387 | 0 | 0 | |
ABERDEEN ASIA PACIFIC IN | COM | 003009107 | 206 | 41,242 | SH | SOLE | NONE | 41,242 | 0 | 0 | |
FIRST TRUST ENERGY INFRA | COM | 33738C103 | 204 | 10,851 | SH | SOLE | NONE | 10,851 | 0 | 0 | |
CUSHING MLP TOTAL RETURN | COM NEW | 231631201 | 176 | 14,376 | SH | SOLE | NONE | 14,376 | 0 | 0 |