The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
VANGUARD EXTENDED | EXTENDED DUR | 921910709 | 45,420 | 375,404 | SH | SOLE | NONE | 374,234 | 0 | 1,170 | |
ISHARES 20 PLS YEAR | 20 YR TR BD ETF | 464287432 | 39,891 | 314,454 | SH | SOLE | NONE | 313,509 | 0 | 945 | |
SPDR S&P DIVIDEND ETF | S&P DIVID ETF | 78464A763 | 25,142 | 266,119 | SH | SOLE | NONE | 265,187 | 0 | 932 | |
ALPS SECTOR DIVIDEND | SECTR DIV DOGS | 00162Q858 | 18,662 | 407,486 | SH | SOLE | NONE | 405,848 | 0 | 1,638 | |
ISHARES EDGE MSCI USA | USA MOMENTUM FCT | 46432F396 | 17,246 | 167,230 | SH | SOLE | NONE | 166,679 | 0 | 551 | |
ISHARES CORE S&P MID CAP | CORE S&P MCP ETF | 464287507 | 15,944 | 84,017 | SH | SOLE | NONE | 83,739 | 0 | 278 | |
GUGGENHEIM S&P 500 PURE | GUG S&P500 PU GR | 78355W403 | 15,119 | 144,228 | SH | SOLE | NONE | 143,756 | 0 | 472 | |
SPDR S&P INTERNATIONAL | S&P INTL SMLCP | 78463X871 | 14,833 | 418,081 | SH | SOLE | NONE | 416,602 | 0 | 1,479 | |
WISDOMTREE US MIDCAP | US MIDCAP DIVID | 97717W505 | 13,999 | 396,822 | SH | SOLE | NONE | 394,923 | 0 | 1,899 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 12,867 | 82,614 | SH | SOLE | NONE | 82,470 | 0 | 144 | |
POWERSHARES FUNDAME H | FDM HG YLD RAFI | 73936T557 | 12,546 | 662,060 | SH | SOLE | NONE | 660,715 | 0 | 1,345 | |
POWERSHARES 1 30 | I-30 LAD TREAS | 73936T524 | 11,358 | 346,424 | SH | SOLE | NONE | 344,769 | 0 | 1,655 | |
SPDR DOUBLELINE TTL RTRN | SPDR TR TACTIC | 78467V848 | 11,345 | 233,256 | SH | SOLE | NONE | 232,787 | 0 | 469 | |
ISHARES 7-10 YEAR TRSURY | BARCLAYS 7 10 YR | 464287440 | 10,089 | 95,576 | SH | SOLE | NONE | 95,334 | 0 | 242 | |
ISHARES HIGH YIELD | 0-5YR HI YL CP | 46434V407 | 9,052 | 192,082 | SH | SOLE | NONE | 191,694 | 0 | 388 | |
NVIDIA CORP | COM | 67066G104 | 8,004 | 41,367 | SH | SOLE | NONE | 41,114 | 0 | 253 | |
SPDR NUVEEN S&P HIGH | NUV HGHYLD MUN | 78464A284 | 7,359 | 132,226 | SH | SOLE | NONE | 128,660 | 0 | 3,566 | |
ISHARES CORE 10 YEAR USD | CORE LT USDB ETF | 464289479 | 7,155 | 110,479 | SH | SOLE | NONE | 109,029 | 0 | 1,450 | |
SCHWAB US DIVIDEND | US DIVIDEND EQ | 808524797 | 7,028 | 137,359 | SH | SOLE | NONE | 136,703 | 0 | 656 | |
POWERSHARES S&P 500 HIGH | S&P500 HGH BET | 73937B829 | 6,930 | 163,098 | SH | SOLE | NONE | 162,096 | 0 | 1,002 | |
NETEASE INC F | SPONSORED ADR | 64110W102 | 6,851 | 19,854 | SH | SOLE | NONE | 19,730 | 0 | 124 | |
XTRACKERS RSSLL 1000 | XTRACK RUSS 1000 | 233051481 | 6,700 | 208,948 | SH | SOLE | NONE | 207,720 | 0 | 1,228 | |
FIRST TRUST MNCPL INCM | MUN CEF IN OPT | 33740F508 | 6,543 | 349,190 | SH | SOLE | NONE | 339,863 | 0 | 9,327 | |
ISHARES S&P 500 VALUE | S&P 500 VAL ETF | 464287408 | 6,480 | 56,731 | SH | SOLE | NONE | 56,555 | 0 | 176 | |
VANGUARD FTSE ALL WORLD | ALLWRLD EX US | 922042775 | 6,353 | 116,115 | SH | SOLE | NONE | 115,734 | 0 | 381 | |
SPDR SP 1500 MOMENTUM | S&P1500MOMTILT | 78468R705 | 6,319 | 55,073 | SH | SOLE | NONE | 54,738 | 0 | 335 | |
ISHRS US AND INTL HIGH | US INTL HGH YLD | 464286178 | 6,317 | 125,232 | SH | SOLE | NONE | 124,976 | 0 | 256 | |
VANECK VECTORS FALLEN | FALLEN ANGEL HG | 92189F437 | 5,589 | 186,635 | SH | SOLE | NONE | 185,320 | 0 | 1,315 | |
FIRST TR NASDAQ TECH DIV | NASD TECH DIV | 33738R118 | 5,572 | 158,304 | SH | SOLE | NONE | 157,984 | 0 | 320 | |
VANECK VECTORS AMT-FREE | AMT FREE INT ETF | 92189F544 | 5,395 | 224,140 | SH | SOLE | NONE | 218,109 | 0 | 6,031 | |
CSX CORP | COM | 126408103 | 5,000 | 90,901 | SH | SOLE | NONE | 90,369 | 0 | 532 | |
ISHARES CORE US | CORE US AGGBD ET | 464287226 | 4,667 | 42,690 | SH | SOLE | NONE | 42,177 | 0 | 513 | |
LEAR CORPORATION | COM NEW | 521865204 | 4,458 | 25,236 | SH | SOLE | NONE | 25,088 | 0 | 148 | |
AUTOZONE INC | COM | 053332102 | 4,415 | 6,207 | SH | SOLE | NONE | 6,168 | 0 | 39 | |
SCHWAB INTERMEDIATE TERM | INTRM TRM TRES | 808524854 | 4,310 | 80,847 | SH | SOLE | NONE | 80,724 | 0 | 123 | |
VANGUARD MUNI BND TAX | TAX EXEMPT BD | 922907746 | 4,238 | 82,018 | SH | SOLE | NONE | 79,822 | 0 | 2,196 | |
VANECK VECTORS AMT-FREE | AMT FREE LONG MU | 92189F536 | 4,214 | 207,311 | SH | SOLE | NONE | 201,698 | 0 | 5,613 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 4,197 | 39,253 | SH | SOLE | NONE | 39,005 | 0 | 248 | |
ISHARES JPMORGAN USD MTS | JPMORGAN USD EMG | 464288281 | 4,171 | 35,928 | SH | SOLE | NONE | 35,855 | 0 | 73 | |
VANGUARD LONG TERM COR | LG-TERM COR BD | 92206C813 | 4,142 | 43,267 | SH | SOLE | NONE | 43,196 | 0 | 71 | |
POWERSHARE NATL AMT FRE | INSUR NATL MUN | 73936T474 | 4,115 | 159,444 | SH | SOLE | NONE | 155,131 | 0 | 4,313 | |
XYLEM INC. | COM | 98419M100 | 4,046 | 59,326 | SH | SOLE | NONE | 58,966 | 0 | 360 | |
ISHARES 10-20 YEAR TSURY | 10-20 YR TRS ETF | 464288653 | 3,895 | 28,641 | SH | SOLE | NONE | 28,563 | 0 | 78 | |
SPDR BLMBRG BRCLY SHT | BLOOMBERG SRT TR | 78468R408 | 3,862 | 140,138 | SH | SOLE | NONE | 138,692 | 0 | 1,446 | |
ISHARES EMERGING MARKETS | EM MKTS DIV ETF | 464286319 | 3,760 | 89,889 | SH | SOLE | NONE | 89,461 | 0 | 428 | |
BROADCOM LTD F | SHS | Y09827109 | 3,682 | 14,333 | SH | SOLE | NONE | 14,247 | 0 | 86 | |
BIOGEN INC | COM | 09062X103 | 3,649 | 11,456 | SH | SOLE | NONE | 11,385 | 0 | 71 | |
ISHARES NATIONAL MUNI | NATIONAL MUN ETF | 464288414 | 3,395 | 30,665 | SH | SOLE | NONE | 29,847 | 0 | 818 | |
NIKE INC | CL B | 654106103 | 3,151 | 50,380 | SH | SOLE | NONE | 50,078 | 0 | 302 | |
VANGUARD INDUSTRIALS | INDUSTRIAL ETF | 92204A603 | 3,134 | 22,020 | SH | SOLE | NONE | 21,886 | 0 | 134 | |
SCRIPPS NTWK INTERAC | CL A COM | 811065101 | 3,089 | 36,187 | SH | SOLE | NONE | 36,187 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 3,082 | 43,024 | SH | SOLE | NONE | 42,761 | 0 | 263 | |
CHECK PT SOFTWARE F | ORD | M22465104 | 3,048 | 29,417 | SH | SOLE | NONE | 29,235 | 0 | 182 | |
GUGGENHEIM S&P 500 EQUAL | GUG S&P500EQWTHC | 78355W841 | 2,926 | 16,295 | SH | SOLE | NONE | 16,207 | 0 | 88 | |
APPLE INC | COM | 037833100 | 2,856 | 16,880 | SH | SOLE | NONE | 16,789 | 0 | 91 | |
INGERSOLL RAND PLC F | SHS | G47791101 | 2,708 | 30,371 | SH | SOLE | NONE | 30,178 | 0 | 193 | |
VANGUARD INTERMEDIATE | INT-TERM CORP | 92206C870 | 2,653 | 30,365 | SH | SOLE | NONE | 30,303 | 0 | 62 | |
DR PEPPER SNAPPLE GP | COM | 26138E109 | 2,587 | 26,655 | SH | SOLE | NONE | 26,494 | 0 | 161 | |
PROSHARES RUSSELL 2000 | RUSS 2000 DIVD | 74347B698 | 2,444 | 44,298 | SH | SOLE | NONE | 44,095 | 0 | 203 | |
EXPEDIA INC | COM NEW | 30212P303 | 2,423 | 20,234 | SH | SOLE | NONE | 20,119 | 0 | 115 | |
JAZZ PHARMACEUTICAL F | SHS USD | G50871105 | 2,377 | 17,659 | SH | SOLE | NONE | 17,552 | 0 | 107 | |
T ROWE PRICE GROUP | COM | 74144T108 | 2,331 | 22,220 | SH | SOLE | NONE | 22,082 | 0 | 138 | |
SPDR S&P 500 ETF @ | TR UNIT | 78462F103 | 2,301 | 8,624 | SH | SOLE | NONE | 8,624 | 0 | 0 | |
VANECK VECTORS AMT-FREE | AMT FREE SHORT M | 92189F528 | 2,274 | 131,941 | SH | SOLE | NONE | 128,463 | 0 | 3,478 | |
ISHARES INTERNATIONAL | INTL SEL DIV ETF | 464288448 | 2,252 | 66,660 | SH | SOLE | NONE | 66,352 | 0 | 308 | |
ISHARES SELECT DIVIDEND | SELECT DIVID ETF | 464287168 | 2,183 | 22,150 | SH | SOLE | NONE | 22,043 | 0 | 107 | |
INTEGRATED DEVICE TE | COM | 458118106 | 2,140 | 72,001 | SH | SOLE | NONE | 71,581 | 0 | 420 | |
ISHARES GLOBAL UTILITIES | GLOB UTILITS ETF | 464288711 | 2,133 | 43,070 | SH | SOLE | NONE | 42,865 | 0 | 205 | |
METLIFE INC | COM | 59156R108 | 2,098 | 41,503 | SH | SOLE | NONE | 41,241 | 0 | 262 | |
BAIDU INC F | SPON ADR REP A | 056752108 | 2,080 | 8,882 | SH | SOLE | NONE | 8,829 | 0 | 53 | |
WISDOMTREE US SMALLCAP | US SMALLCAP DIVD | 97717W604 | 2,040 | 70,258 | SH | SOLE | NONE | 69,922 | 0 | 336 | |
VANGUARD FTSE EMERGING | FTSE EMR MKT ETF | 922042858 | 1,582 | 34,463 | SH | SOLE | NONE | 34,463 | 0 | 0 | |
POWERSHARES EMRG MKTS | SOVEREIGN DEBT | 73936T573 | 1,481 | 50,155 | SH | SOLE | NONE | 50,155 | 0 | 0 | |
ISHARES CORE S&P SMALL | CORE S&P SCP ETF | 464287804 | 1,472 | 19,170 | SH | SOLE | NONE | 19,170 | 0 | 0 | |
VANGUARD FTSE DEVELOPED | FTSE DEV MKT ETF | 921943858 | 1,469 | 32,752 | SH | SOLE | NONE | 32,752 | 0 | 0 | |
ISHARES TIPS BOND ETF | TIPS BD ETF | 464287176 | 779 | 6,837 | SH | SOLE | NONE | 6,837 | 0 | 0 | |
GLOBAL X GURU INDEX ETF | GLB X GURU INDEX | 37950E341 | 704 | 23,712 | SH | SOLE | NONE | 23,712 | 0 | 0 | |
GUGGENHEIM S&P MIDCAP | GUG S&P MC400 PG | 78355W601 | 676 | 4,391 | SH | SOLE | NONE | 4,391 | 0 | 0 | |
FIRST TRUST CLOUD | CLOUD COMPUTING | 33734X192 | 673 | 14,679 | SH | SOLE | NONE | 14,679 | 0 | 0 | |
ISHARES PHLX | PHLX SEMICND ETF | 464287523 | 661 | 3,894 | SH | SOLE | NONE | 3,894 | 0 | 0 | |
FIRST TRUST NASDAQ | NASDAQ CYB ETF | 33734X846 | 651 | 28,166 | SH | SOLE | NONE | 28,166 | 0 | 0 | |
POWERSHARES DYNAMIC | DYN NETWKG PRT | 73935X815 | 639 | 13,827 | SH | SOLE | NONE | 13,827 | 0 | 0 | |
FT MULTI ASSET DIVERSIF | MULTI ASSET DI | 33738R100 | 604 | 31,779 | SH | SOLE | NONE | 31,779 | 0 | 0 | |
POWERSHARES S&P MIDCAP | S&P400 LOVL PT | 73937B647 | 581 | 12,810 | SH | SOLE | NONE | 12,810 | 0 | 0 | |
SPDR S&P GLOBAL NATURAL | GLB NAT RESRCE | 78463X541 | 553 | 11,289 | SH | SOLE | NONE | 11,289 | 0 | 0 | |
COHEN AND STEERS INFRAST | COM | 19248A109 | 500 | 20,836 | SH | SOLE | NONE | 20,836 | 0 | 0 | |
COHEN STEERS QUAL INCOME | COM | 19247L106 | 454 | 35,961 | SH | SOLE | NONE | 35,961 | 0 | 0 | |
SPDR BLMBRG BRCLY EMG | BLOMBRG BRC EMRG | 78464A391 | 406 | 13,709 | SH | SOLE | NONE | 13,709 | 0 | 0 | |
ABERDEEN CHILE FD INC | COM | 00301W105 | 406 | 45,513 | SH | SOLE | NONE | 45,513 | 0 | 0 | |
COHEN STEERS TOTAL RETUR | COM | 19247R103 | 378 | 29,677 | SH | SOLE | NONE | 29,677 | 0 | 0 | |
MS CHINA A SHARES CF | COM | 617468103 | 367 | 15,704 | SH | SOLE | NONE | 15,704 | 0 | 0 | |
ALPINE GLOBAL PREMIER PR | COM SBI | 02083A103 | 362 | 53,819 | SH | SOLE | NONE | 53,819 | 0 | 0 | |
ASA GOLD AND PRECIOUS ME | SHS | G3156P103 | 358 | 31,673 | SH | SOLE | NONE | 31,673 | 0 | 0 | |
CALAMOS GLOBAL DYNAMIC I | COM | 12811L107 | 352 | 38,817 | SH | SOLE | NONE | 38,817 | 0 | 0 | |
MACQUARIE GLOBAL INFRAST | COM | 55608D101 | 349 | 13,567 | SH | SOLE | NONE | 13,567 | 0 | 0 | |
CENTRAL SECURITIES CF | COM | 155123102 | 349 | 12,764 | SH | SOLE | NONE | 12,764 | 0 | 0 | |
CLOUGH GLOBAL OPPORTUNIT | SH BEN INT | 18914E106 | 344 | 31,684 | SH | SOLE | NONE | 31,684 | 0 | 0 | |
ALPINE TOTAL DYNAMIC DIV | COM SH BEN INT N | 021060207 | 337 | 35,623 | SH | SOLE | NONE | 35,623 | 0 | 0 | |
MACQUARIE FIRST GLBL INF | COM | 55607W100 | 333 | 26,792 | SH | SOLE | NONE | 26,792 | 0 | 0 | |
SPROTT FOCUS CLOSED END | COM | 85208J109 | 322 | 40,759 | SH | SOLE | NONE | 40,759 | 0 | 0 | |
BLACKROCK RES AND CMMDIT | SHS | 09257A108 | 318 | 32,647 | SH | SOLE | NONE | 32,647 | 0 | 0 | |
ROYCE MICRO CAPITAL CF | COM | 780915104 | 314 | 33,326 | SH | SOLE | NONE | 33,326 | 0 | 0 | |
BOULDER GROWTH AND INCOM | COM | 101507101 | 311 | 28,098 | SH | SOLE | NONE | 28,098 | 0 | 0 | |
BIOVERATIV INC | COM | 09075E100 | 310 | 5,762 | SH | SOLE | NONE | 5,727 | 0 | 35 | |
SPDR S&P CAPITAL MARKETS | S&P CAP MKTS | 78464A771 | 307 | 5,311 | SH | SOLE | NONE | 5,311 | 0 | 0 | |
POWRSHS GLBL LISTED | GBL LSTD PVT EQT | 73935X195 | 306 | 24,600 | SH | SOLE | NONE | 24,600 | 0 | 0 | |
DIREXION ALL CAP INSIDER | ALL CP INSIDER | 25459Y769 | 295 | 7,109 | SH | SOLE | NONE | 7,109 | 0 | 0 | |
ETFS PHYSICAL PRECIOUS | PHYS PM BSKT | 26922W109 | 292 | 4,499 | SH | SOLE | NONE | 4,499 | 0 | 0 | |
WESTERN ASSET EMERGING M | COM | 95766A101 | 288 | 18,529 | SH | SOLE | NONE | 18,529 | 0 | 0 | |
GUGGENHEIM S&P SMALLCAP | GUG S&P SC600 PV | 78355W700 | 275 | 3,773 | SH | SOLE | NONE | 3,773 | 0 | 0 | |
ADAMS NATURAL RESOURCES | COM | 00548F105 | 274 | 13,838 | SH | SOLE | NONE | 13,838 | 0 | 0 | |
DUFF & PHELPS GLOBAL UTI | COM | 26433C105 | 270 | 17,433 | SH | SOLE | NONE | 17,433 | 0 | 0 | |
GENERAL AMERICAN INVESTO | COM | 368802104 | 263 | 7,666 | SH | SOLE | NONE | 7,666 | 0 | 0 | |
LMP CAPITAL & INCM CF | COM | 50208A102 | 261 | 18,726 | SH | SOLE | NONE | 18,726 | 0 | 0 | |
ABERDEEN ASIA PACIFIC IN | COM | 003009107 | 245 | 50,348 | SH | SOLE | NONE | 50,348 | 0 | 0 | |
RMR REAL ESTATE INCOME C | COM | 76970B101 | 240 | 12,579 | SH | SOLE | NONE | 12,579 | 0 | 0 | |
FIRST TRUST ENERGY INFRA | COM | 33738C103 | 222 | 12,437 | SH | SOLE | NONE | 12,437 | 0 | 0 | |
GLOBAL X SUPERDIVIDEND | GLOBX SUPDV US | 37950E291 | 221 | 8,659 | SH | SOLE | NONE | 8,659 | 0 | 0 | |
PWRSHARS S P 500 HGH DIV | PWRSHS SP500 LOW | 73937B654 | 220 | 5,204 | SH | SOLE | NONE | 5,204 | 0 | 0 | |
ISHARES US REAL ESTATE | U.S. REAL ES ETF | 464287739 | 215 | 2,662 | SH | SOLE | NONE | 2,662 | 0 | 0 | |
ISHARES US UTILITIES | U.S. UTILITS ETF | 464287697 | 212 | 1,599 | SH | SOLE | NONE | 1,599 | 0 | 0 | |
CUSHING MLP TOTAL RETURN | COM NEW | 231631201 | 196 | 16,458 | SH | SOLE | NONE | 16,458 | 0 | 0 | |
TORTOISE PIPELINE AND EN | COM | 89148H108 | 193 | 10,299 | SH | SOLE | NONE | 10,299 | 0 | 0 | |
NUVEEN ENERGY MLP TOTAL | COM | 67074U103 | 123 | 10,813 | SH | SOLE | NONE | 10,813 | 0 | 0 |