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SC 13G Filing
Phunware (PHUN) SC 13GPhunware, Inc.
Filed: 3 Jan 19, 1:46pm
CUSIP No. Y8172W123 | SCHEDULE 13G | Page 2 of 8 Pages |
1 | NAMES OF REPORTING PERSONS | ||||
Khazanah Nasional Berhad | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☐ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Malaysia | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |||
0 | |||||
6 | SHARED VOTING POWER | ||||
2,205,886 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
2,205,886 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,205,886 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
7.29% (1) | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO | |||||
CUSIP No. Y8172W123 | SCHEDULE 13G | Page 3 of 8 Pages |
1 | NAMES OF REPORTING PERSONS | ||||
Mount Raya Investments Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||
(a)☐ | |||||
(b)☐ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Malaysia | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |||
0 | |||||
6 | SHARED VOTING POWER | ||||
2,205,886 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
2,205,886 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2,205,886 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
7.29% (1) | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO | |||||
SCHEDULE 13G | Page 4 of 8 Pages |
Item 1(a). | Name of Issuer: |
Phunware, Inc. | |
Item 1(b). | Address of Issuer’s Principal Executive Offices: |
7800 Shoal Creek Boulevard, Suite 230-S Austin, TX 78757 | |
Item 2(a). | Name of Person Filing |
(1) Khazanah Nasional Berhad (“Khazanah”) | |
(2) Mount Raya Investments Limited (“Mount Raya”) | |
Item 2(b). | Address of Principal Business Office or, if None, Residence: |
(1) Khazanah Nasional Berhad Level 33, Tower 2 Petronas Twin Towers Kuala Lumpur City Centre 50088 Kuala Lumpur Malaysia | |
(2) Mount Raya Investments Limited Brumby Centre, Lot 42 Jalan Muhibbah 87000 Labuan F.T. Malaysia | |
Item 2(c). | Citizenship: |
(1) Malaysia | |
(2) Malaysia | |
Item 2(d). | Title of Class of Securities: |
Common Stock, par value $0.0001 per share (the “Shares”) | |
Item 2(e). | CUSIP Number: |
Y8172W123 | |
Item 3. | If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a |
Not applicable | |
Item 4. | Ownership: |
The aggregate number of securities and percentage of the class of securities of the Issuer beneficially owned by the Reporting Person named in Item 2(a), as well as the number of securities as to which such person is deemed to have sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, shared power to dispose or direct the disposition, is set forth in the following table: |
SCHEDULE 13G | Page 5 of 8 Pages |
Voting Power | Dispositive Power | |||||
Reporting Person | No. of Securities Beneficially Owned | Percent of Class (3) | Sole (1), (2) | Shared (1), (2) | Sole (1), (2) | Shared (1), (2) |
Khazanah Nasional Berhad | 2,205,886 | 7.29% | 0 | 2,205,886 | 0 | 2,205,886 |
Mount Raya Investments Limited | 2,205,886 | 7.29% | 0 | 2,205,886 | 0 | 2,205,886 |
(1) | Khazanah is an investment fund incorporated in Malaysia and has indirect voting power and indirect dispositive power with respect to the 2,205,886 Shares that are directly held by Mount Raya. Mount Raya is a wholly owned subsidiary of Khazanah. |
(2) | Khazanah and Mount Raya disclaim membership in a group |
(3) | Based on approximately 30,249,998 Shares outstanding as of December 26, 2018, according to information provided by Issuer counsel. |
Item 5. | Ownership of Five Percent or Less of a Class: |
Not applicable | |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person: |
Not applicable | |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: |
Mount Raya is a wholly owned subsidiary of Khazanah. | |
Item 8. | Identification and Classification of Members of the Group |
Not applicable | |
Item 9. | Notice of Dissolution of Group: |
Not applicable | |
Item 10. | Certification: |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11. | |
SCHEDULE 13G | Page 6 of 8 Pages |
KHAZANAH NASIONAL BERHAD | |||
By: | /s/ Adi Saufi Mohamad Daud | ||
Name: Adi Saufi Mohamad Daud | |||
Title: Vice President | |||
MOUNT RAYA INVESTMENTS LIMITED | |||
By: | /s/ Adi Saufi Mohamad Daud | ||
Name: Adi Saufi Mohamad Daud | |||
Title: Director | |||
SCHEDULE 13G | Page 7 of 8 Pages |
Ex. | Page No. | |
A | Joint Filing Agreement | 8 |
SCHEDULE 13G | Page 8 of 8 Pages |
KHAZANAH NASIONAL BERHAD | |||
By: | /s/ Adi Saufi Mohamad Daud | ||
Name: Adi Saufi Mohamad Daud | |||
Title: Vice President | |||
MOUNT RAYA INVESTMENTS LIMITED | |||
By: | /s/ Adi Saufi Mohamad Daud | ||
Name: Adi Saufi Mohamad Daud | |||
Title: Director | |||