The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AES TR III | PFD CV 6.75% | 00808N202 | 236 | 4,705 | SH | SOLE | 0 | 0 | 4,705 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,496 | 1,971 | SH | SOLE | 0 | 0 | 1,971 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,314 | 1,689 | SH | SOLE | 0 | 0 | 1,689 | ||
AMGEN INC | COM | 031162100 | 367 | 2,259 | SH | SOLE | 0 | 0 | 2,259 | ||
APPLE INC | COM | 037833100 | 1,582 | 15,025 | SH | SOLE | 0 | 0 | 15,025 | ||
AT&T INC | COM | 00206R102 | 339 | 9,841 | SH | SOLE | 0 | 0 | 9,841 | ||
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 333 | 2,295 | SH | SOLE | 0 | 0 | 2,295 | ||
BANCROFT FUND LTD | COM | 059695106 | 334 | 18,350 | SH | SOLE | 0 | 0 | 18,350 | ||
BAXALTA INC | COM | 07177M103 | 979 | 25,081 | SH | SOLE | 0 | 0 | 25,081 | ||
BAXTER INTL INC | COM | 071813109 | 596 | 15,625 | SH | SOLE | 0 | 0 | 15,625 | ||
BOEING CO | COM | 097023105 | 226 | 1,560 | SH | SOLE | 0 | 0 | 1,560 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 356 | 5,173 | SH | SOLE | 0 | 0 | 5,173 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,312 | 14,589 | SH | SOLE | 0 | 0 | 14,589 | ||
CISCO SYS INC | COM | 17275R102 | 1,322 | 48,673 | SH | SOLE | 0 | 0 | 48,673 | ||
CLOROX CO DEL | COM | 189054109 | 292 | 2,300 | SH | SOLE | 0 | 0 | 2,300 | ||
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 235 | 3,910 | SH | SOLE | 0 | 0 | 3,910 | ||
DOVER CORP | COM | 260003108 | 914 | 14,913 | SH | SOLE | 0 | 0 | 14,913 | ||
DOW CHEM CO | COM | 260543103 | 498 | 9,672 | SH | SOLE | 0 | 0 | 9,672 | ||
EBAY INC | COM | 278642103 | 582 | 21,179 | SH | SOLE | 0 | 0 | 21,179 | ||
ENERSYS | COM | 29275Y102 | 771 | 13,786 | SH | SOLE | 0 | 0 | 13,786 | ||
EXXON MOBIL CORP | COM | 30231G102 | 270 | 3,464 | SH | SOLE | 0 | 0 | 3,464 | ||
FIRST TR EXCHANGE TRADED FD | DORSEY WRT 5 ETF | 33738R605 | 806 | 34,330 | SH | SOLE | 0 | 0 | 34,330 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 324 | 10,392 | SH | SOLE | 0 | 0 | 10,392 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 783 | 19,393 | SH | SOLE | 0 | 0 | 19,393 | ||
HALLIBURTON CO | COM | 406216101 | 488 | 14,324 | SH | SOLE | 0 | 0 | 14,324 | ||
ING GROEP N V | SPONSORED ADR | 456837103 | 105 | 15,065 | SH | SOLE | 0 | 0 | 15,065 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 895 | 6,506 | SH | SOLE | 0 | 0 | 6,506 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 1,009 | 13,421 | SH | SOLE | 0 | 0 | 13,421 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,093 | 9,587 | SH | SOLE | 0 | 0 | 9,587 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 671 | 6,859 | SH | SOLE | 0 | 0 | 6,859 | ||
ISHARES TR | MSCI USA QLT FAC | 46432F339 | 1,097 | 16,995 | SH | SOLE | 0 | 0 | 16,995 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 201 | 6,927 | SH | SOLE | 0 | 0 | 6,927 | ||
LANNET INC | COM | 516012101 | 796 | 19,841 | SH | SOLE | 0 | 0 | 19,841 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 293 | 1,348 | SH | SOLE | 0 | 0 | 1,348 | ||
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 929 | 10,696 | SH | SOLE | 0 | 0 | 10,696 | ||
MASTERCARD INC | CL A | 57636Q104 | 470 | 4,830 | SH | SOLE | 0 | 0 | 4,830 | ||
MICROSOFT CORP | COM | 594918104 | 259 | 4,666 | SH | SOLE | 0 | 0 | 4,666 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 270 | 4,490 | SH | SOLE | 0 | 0 | 4,490 | ||
ORACLE CORP | COM | 68389X105 | 224 | 6,145 | SH | SOLE | 0 | 0 | 6,145 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 957 | 26,424 | SH | SOLE | 0 | 0 | 26,424 | ||
PEPSICO INC | COM | 713448108 | 433 | 4,330 | SH | SOLE | 0 | 0 | 4,330 | ||
PFIZER INC | COM | 717081103 | 659 | 20,409 | SH | SOLE | 0 | 0 | 20,409 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 253 | 2,878 | SH | SOLE | 0 | 0 | 2,878 | ||
POWERSHARES ETF TRUST | GBL LSTD PVT EQT | 73935X195 | 557 | 52,948 | SH | SOLE | 0 | 0 | 52,948 | ||
POWERSHARES ETF TRUST | S&P 500 HGH QLTY | 73935X682 | 1,887 | 81,589 | SH | SOLE | 0 | 0 | 81,589 | ||
PROSHARES TR | PSHS LC COR PLUS | 74347R248 | 14,177 | 287,211 | SH | SOLE | 0 | 0 | 287,211 | ||
QUALCOMM INC | COM | 747525103 | 830 | 16,603 | SH | SOLE | 0 | 0 | 16,603 | ||
RAYTHEON CO | COM NEW | 755111507 | 256 | 2,055 | SH | SOLE | 0 | 0 | 2,055 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 563 | 7,340 | SH | SOLE | 0 | 0 | 7,340 | ||
TICC CAPITAL CORP | COM | 87244T109 | 68 | 11,170 | SH | SOLE | 0 | 0 | 11,170 | ||
TRACTOR SUPPLY CO | COM | 892356106 | 331 | 3,870 | SH | SOLE | 0 | 0 | 3,870 | ||
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 854 | 31,436 | SH | SOLE | 0 | 0 | 31,436 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 458 | 4,763 | SH | SOLE | 0 | 0 | 4,763 | ||
US BANCORP DEL | COM NEW | 902973304 | 245 | 5,740 | SH | SOLE | 0 | 0 | 5,740 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 22,413 | 281,114 | SH | SOLE | 0 | 0 | 281,114 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 241 | 3,612 | SH | SOLE | 0 | 0 | 3,612 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 278 | 6,021 | SH | SOLE | 0 | 0 | 6,021 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 856 | 15,742 | SH | SOLE | 0 | 0 | 15,742 |