The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABSOLUTE SOFTWARE CORP | COM | 00386B109 | 6,395 | 536,929 | SH | DFND | 1 | 536,929 | 0 | 0 | |
ABSOLUTE SOFTWARE CORP | COM | 00386B109 | 704 | 59,124 | SH | SOLE | 59,124 | 0 | 0 | ||
BRIGHTCOVE INC | COM | 10921T101 | 3,238 | 176,000 | SH | Call | DFND | 1 | 176,000 | 0 | 0 |
BRIGHTCOVE INC | COM | 10921T101 | 442 | 24,000 | SH | Call | SOLE | 24,000 | 0 | 0 | |
BRIGHTCOVE INC | COM | 10921T101 | 52,872 | 2,873,464 | SH | DFND | 1 | 2,873,464 | 0 | 0 | |
BRIGHTCOVE INC | COM | 10921T101 | 6,155 | 334,510 | SH | SOLE | 334,510 | 0 | 0 | ||
CURIOSITYSTREAM INC | COM CL A | 23130Q107 | 4,211 | 301,855 | SH | DFND | 1 | 301,855 | 0 | 0 | |
CURIOSITYSTREAM INC | COM CL A | 23130Q107 | 466 | 33,428 | SH | SOLE | 33,428 | 0 | 0 | ||
CURIOSITYSTREAM INC | *W EXP 10/14/202 | 23130Q115 | 60 | 22,326 | SH | DFND | 1 | 22,326 | 0 | 0 | |
CURIOSITYSTREAM INC | *W EXP 10/14/202 | 23130Q115 | 6 | 2,103 | SH | SOLE | 2,103 | 0 | 0 | ||
FREQUENCY ELECTRS INC | COM | 358010106 | 2,984 | 271,504 | SH | SOLE | 271,504 | 0 | 0 | ||
FREQUENCY ELECTRS INC | COM | 358010106 | 16,449 | 1,496,745 | SH | DFND | 1 | 1,496,745 | 0 | 0 | |
HAYNES INTERNATIONAL INC | COM NEW | 420877201 | 16,678 | 699,591 | SH | DFND | 1 | 699,591 | 0 | 0 | |
HAYNES INTERNATIONAL INC | COM NEW | 420877201 | 1,845 | 77,386 | SH | SOLE | 77,386 | 0 | 0 | ||
HEMISPHERE MEDIA GROUP INC | CL A | 42365Q103 | 11,859 | 1,144,680 | SH | DFND | 1 | 1,144,680 | 0 | 0 | |
HEMISPHERE MEDIA GROUP INC | CL A | 42365Q103 | 1,325 | 127,889 | SH | SOLE | 127,889 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 28,676 | 91,400 | SH | Put | DFND | 1 | 91,400 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 3,200 | 10,200 | SH | Put | SOLE | 10,200 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 3,960 | 20,200 | SH | Put | SOLE | 20,200 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 35,448 | 180,800 | SH | Put | DFND | 1 | 180,800 | 0 | 0 |
MAGNITE INC | COM | 55955D100 | 50,452 | 1,642,861 | SH | DFND | 1 | 1,642,861 | 0 | 0 | |
MAGNITE INC | COM | 55955D100 | 5,352 | 174,275 | SH | SOLE | 174,275 | 0 | 0 | ||
MARCHEX INC | CL B | 56624R108 | 23,530 | 12,005,206 | SH | DFND | 1 | 12,005,206 | 0 | 0 | |
MARCHEX INC | CL B | 56624R108 | 2,592 | 1,322,338 | SH | SOLE | 1,322,338 | 0 | 0 | ||
MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 1,781 | 141,467 | SH | SOLE | 141,467 | 0 | 0 | ||
MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 15,868 | 1,260,388 | SH | DFND | 1 | 1,260,388 | 0 | 0 | |
PHX MINERALS INC | CL A | 69291A100 | 580 | 252,195 | SH | SOLE | 252,195 | 0 | 0 | ||
PHX MINERALS INC | CL A | 69291A100 | 5,424 | 2,358,407 | SH | DFND | 1 | 2,358,407 | 0 | 0 | |
SERVICESOURCE INTL INC | COM | 81763U100 | 3,226 | 1,832,997 | SH | SOLE | 1,832,997 | 0 | 0 | ||
SERVICESOURCE INTL INC | COM | 81763U100 | 29,164 | 16,570,492 | SH | DFND | 1 | 16,570,492 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,618 | 17,700 | SH | Put | SOLE | 17,700 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 59,335 | 158,700 | SH | Put | DFND | 1 | 158,700 | 0 | 0 |
TERADATA CORP DEL | COM | 88076W103 | 359 | 15,962 | SH | SOLE | 15,962 | 0 | 0 | ||
TERADATA CORP DEL | COM | 88076W103 | 3,544 | 157,709 | SH | DFND | 1 | 157,709 | 0 | 0 | |
TOWNSQUARE MEDIA INC | CL A | 892231101 | 5,108 | 766,944 | SH | DFND | 1 | 766,944 | 0 | 0 | |
TOWNSQUARE MEDIA INC | CL A | 892231101 | 573 | 86,064 | SH | SOLE | 86,064 | 0 | 0 |