The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABSOLUTE SOFTWARE CORP | COM | 00386B109 | 3,659 | 315,315 | SH | SOLE | 315,315 | 0 | 0 | ||
ABSOLUTE SOFTWARE CORP | COM | 00386B109 | 53,712 | 4,627,821 | SH | DFND | 1 | 4,627,821 | 0 | 0 | |
BRIGHTCOVE INC | COM | 10921T101 | 2,204 | 349,838 | SH | SOLE | 349,838 | 0 | 0 | ||
BRIGHTCOVE INC | COM | 10921T101 | 31,058 | 4,929,894 | SH | DFND | 1 | 4,929,894 | 0 | 0 | |
COGNYTE SOFTWARE LTD | ORD SHS | M25133105 | 1,458 | 360,938 | SH | SOLE | 360,938 | 0 | 0 | ||
COGNYTE SOFTWARE LTD | ORD SHS | M25133105 | 22,202 | 5,495,532 | SH | DFND | 1 | 5,495,532 | 0 | 0 | |
FREQUENCY ELECTRS INC | COM | 358010106 | 9,109 | 1,584,179 | SH | DFND | 1 | 1,584,179 | 0 | 0 | |
FREQUENCY ELECTRS INC | COM | 358010106 | 1,561 | 271,504 | SH | SOLE | 271,504 | 0 | 0 | ||
HAYNES INTL INC | COM NEW | 420877201 | 2,613 | 74,416 | SH | SOLE | 74,416 | 0 | 0 | ||
HAYNES INTL INC | COM NEW | 420877201 | 34,694 | 987,860 | SH | DFND | 1 | 987,860 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,951 | 7,300 | SH | Put | SOLE | 7,300 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 30,655 | 114,700 | SH | Put | DFND | 1 | 114,700 | 0 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 16,694 | 235,000 | SH | Put | DFND | 1 | 235,000 | 0 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,066 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 28,218 | 171,100 | SH | Put | DFND | 1 | 171,100 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,798 | 10,900 | SH | Put | SOLE | 10,900 | 0 | 0 | |
KALTURA INC | COM | 483467106 | 103 | 46,620 | SH | SOLE | 46,620 | 0 | 0 | ||
KALTURA INC | COM | 483467106 | 1,449 | 658,790 | SH | DFND | 1 | 658,790 | 0 | 0 | |
MAGNITE INC | COM | 55955D100 | 2,375 | 361,444 | SH | SOLE | 361,444 | 0 | 0 | ||
MAGNITE INC | COM | 55955D100 | 35,684 | 5,431,352 | SH | DFND | 1 | 5,431,352 | 0 | 0 | |
MARCHEX INC | CL B | 56624R108 | 2,222 | 1,322,338 | SH | SOLE | 1,322,338 | 0 | 0 | ||
MARCHEX INC | CL B | 56624R108 | 22,197 | 13,212,592 | SH | DFND | 1 | 13,212,592 | 0 | 0 | |
MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 9,009 | 1,185,455 | SH | DFND | 1 | 1,185,455 | 0 | 0 | |
MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 598 | 78,631 | SH | SOLE | 78,631 | 0 | 0 | ||
PHX MINERALS INC | CL A | 69291A100 | 1,237 | 381,637 | SH | SOLE | 381,637 | 0 | 0 | ||
PHX MINERALS INC | CL A | 69291A100 | 15,771 | 4,867,458 | SH | DFND | 1 | 4,867,458 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,750 | 7,700 | SH | Put | SOLE | 7,700 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 42,612 | 119,300 | SH | Put | DFND | 1 | 119,300 | 0 | 0 |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 277 | 6,000 | SH | Put | SOLE | 6,000 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 4,338 | 94,000 | SH | Put | DFND | 1 | 94,000 | 0 | 0 |