The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABSOLUTE SOFTWARE CORP | COM | 00386B109 | 4,042,037 | 352,756 | SH | SOLE | 352,756 | 0 | 0 | ||
ABSOLUTE SOFTWARE CORP | COM | 00386B109 | 59,061,616 | 5,154,233 | SH | DFND | 5,154,233 | 0 | 0 | ||
BRIGHTCOVE INC | COM | 10921T101 | 1,576,034 | 393,026 | SH | SOLE | 393,026 | 0 | 0 | ||
BRIGHTCOVE INC | COM | 10921T101 | 23,034,960 | 5,744,379 | SH | DFND | 5,744,379 | 0 | 0 | ||
COGNYTE SOFTWARE LTD | ORD SHS | M25133105 | 2,532,453 | 415,838 | SH | SOLE | 415,838 | 0 | 0 | ||
COGNYTE SOFTWARE LTD | ORD SHS | M25133105 | 38,705,969 | 6,355,660 | SH | DFND | 6,355,660 | 0 | 0 | ||
FREQUENCY ELECTRS INC | COM | 358010106 | 10,541,066 | 1,592,306 | SH | DFND | 1,592,306 | 0 | 0 | ||
FREQUENCY ELECTRS INC | COM | 358010106 | 1,797,356 | 271,504 | SH | SOLE | 271,504 | 0 | 0 | ||
HAYNES INTL INC | COM NEW | 420877201 | 3,094,328 | 60,888 | SH | SOLE | 60,888 | 0 | 0 | ||
HAYNES INTL INC | COM NEW | 420877201 | 43,062,886 | 847,361 | SH | DFND | 847,361 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 2,659,824 | 7,200 | SH | Put | SOLE | 7,200 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 41,670,576 | 112,800 | SH | Put | DFND | 112,800 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 28,226,320 | 376,000 | SH | Put | DFND | 376,000 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,801,680 | 24,000 | SH | Put | SOLE | 24,000 | 0 | 0 | |
MAGNITE INC | COM | 55955D100 | 5,071,234 | 371,519 | SH | SOLE | 371,519 | 0 | 0 | ||
MAGNITE INC | COM | 55955D100 | 76,173,784 | 5,580,497 | SH | DFND | 5,580,497 | 0 | 0 | ||
MARCHEX INC | CL B | 56624R108 | 2,803,357 | 1,322,338 | SH | SOLE | 1,322,338 | 0 | 0 | ||
MARCHEX INC | CL B | 56624R108 | 28,010,695 | 13,212,592 | SH | DFND | 13,212,592 | 0 | 0 | ||
MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 12,696,457 | 2,008,933 | SH | DFND | 2,008,933 | 0 | 0 | ||
MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 859,817 | 136,047 | SH | SOLE | 136,047 | 0 | 0 | ||
PHX MINERALS INC | CL A | 69291A100 | 1,190,707 | 381,637 | SH | SOLE | 381,637 | 0 | 0 | ||
PHX MINERALS INC | CL A | 69291A100 | 15,203,476 | 4,872,909 | SH | DFND | 4,872,909 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,979,040 | 18,000 | SH | Put | SOLE | 18,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 125,004,960 | 282,000 | SH | Put | DFND | 282,000 | 0 | 0 |