The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BRIGHTCOVE INC | COM | 10921T101 | 1,472,015 | 447,421 | SH | SOLE | 447,421 | 0 | 0 | ||
BRIGHTCOVE INC | COM | 10921T101 | 19,224,539 | 5,843,325 | SH | DFND | 5,843,325 | 0 | 0 | ||
COGYNTE SOFTWARE LTD | ORD SHS | M25133105 | 101,010 | 21,000 | SH | Call | SOLE | 21,000 | 0 | 0 | |
COGYNTE SOFTWARE LTD | ORD SHS | M25133105 | 30,570,725 | 6,355,660 | SH | DFND | 6,355,660 | 0 | 0 | ||
COGYNTE SOFTWARE LTD | ORD SHS | M25133105 | 2,347,799 | 488,108 | SH | SOLE | 488,108 | 0 | 0 | ||
COGYNTE SOFTWARE LTD | ORD SHS | M25133105 | 1,341,990 | 279,000 | SH | Call | DFND | 279,000 | 0 | 0 | |
FREQUENCY ELECTRS INC | COM | 358010106 | 11,050,604 | 1,592,306 | SH | DFND | 1,592,306 | 0 | 0 | ||
FREQUENCY ELECTRS INC | COM | 358010106 | 1,884,238 | 271,504 | SH | SOLE | 271,504 | 0 | 0 | ||
HAYNES INTL INC | COM NEW | 420877201 | 3,066,412 | 65,916 | SH | SOLE | 65,916 | 0 | 0 | ||
HAYNES INTL INC | COM NEW | 420877201 | 39,775,949 | 855,029 | SH | DFND | 855,029 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 4,263,413 | 11,900 | SH | Put | SOLE | 11,900 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 56,642,487 | 158,100 | SH | Put | DFND | 158,100 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 64,085,924 | 362,600 | SH | Put | DFND | 362,600 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 4,842,676 | 27,400 | SH | Put | SOLE | 27,400 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 10,283,940 | 139,500 | SH | Put | DFND | 139,500 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 774,060 | 10,500 | SH | Put | SOLE | 10,500 | 0 | 0 | |
MAGNITE INC | COM | 55955D100 | 3,142,951 | 416,837 | SH | SOLE | 416,837 | 0 | 0 | ||
MAGNITE INC | COM | 55955D100 | 40,953,970 | 5,431,561 | SH | DFND | 5,431,561 | 0 | 0 | ||
MARCHEX INC | CL B | 56624R108 | 1,917,390 | 1,322,338 | SH | SOLE | 1,322,338 | 0 | 0 | ||
MARCHEX INC | CL B | 56624R108 | 19,158,258 | 13,212,592 | SH | DFND | 13,212,592 | 0 | 0 | ||
MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 862,241 | 156,203 | SH | SOLE | 156,203 | 0 | 0 | ||
MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 11,293,545 | 2,045,932 | SH | DFND | 2,045,932 | 0 | 0 | ||
PHX MINERALS INC | CL A | 69291A100 | 17,737,389 | 4,872,909 | SH | DFND | 4,872,909 | 0 | 0 | ||
PHX MINERALS INC | CL A | 69291A100 | 1,389,159 | 381,637 | SH | SOLE | 381,637 | 0 | 0 | ||
PROSHARE TR II | VIX MDTRM FUTR N | 74347W338 | 1,083,078 | 55,800 | SH | Call | DFND | 55,800 | 0 | 0 | |
PROSHARE TR II | VIX MDTRM FUTR N | 74347W338 | 81,522 | 4,200 | SH | Call | SOLE | 4,200 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,967,924 | 16,300 | SH | Put | SOLE | 16,300 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 92,421,176 | 216,200 | SH | Put | DFND | 216,200 | 0 | 0 |